GUARDIAN WEALTH ADVISORS, LLC / NC

RALEIGH, NC · CIK 1901403 · 13F filing filed 2023-08-14

SEC-registered investment adviser since 2020 · limited liability company

Assets managed$2.7bn
Staff50 · 30 in investment roles
Main clients (by assets)High net worth individuals 56%, Pension plans 27%, Individuals 16%
Websitevalleypeakfinancial.com
Form ADV · 2026-03-26SEC adviser record

$583.9m reported value +2.5% vs Q1 2023

415positions

55.8%in top 10

32 new 160 added 101 reduced 29 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ETF SER SOLUTIONS APTUS COLLRD INV ACIO	ACIO	2,558,541	$79.6m13.63%	13.63%	Added +27.3k	+27,343 1.1%
2	ETF SER SOLUTIONS APTUS DEFINED DRSK	DRSK	3,078,968	$76.5m13.11%	13.11%	Reduced -120.2k	-120,215 -3.8%
3	ETF SER SOLUTIONS OPUS SML CP VL OSCV	OSCV	1,312,690	$41.9m7.18%	7.18%	Added +18.1k	+18,087 1.4%
4	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	427,261	$23.6m4.05%	4.05%	Added +30.4k	+30,358 7.7%
5	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	412,191	$19.4m3.33%	3.33%	Added +1.8k	+1,767 0.4%
6	PACER FDS TR US CASH COWS 100 COWZ	COWZ	380,132	$18.2m3.12%	3.12%	Reduced -10.1k	-10,140 -2.6%
7	APPLE INC COM AAPL	AAPL	89,557	$17.4m2.98%	2.98%	Added +4.2k	+4,170 4.9%
8	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	229,080	$17.2m2.95%	2.95%	Reduced -13.0k	-13,039 -5.4%
9	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	325,468	$17.0m2.92%	2.92%	Added +19.8k	+19,789 6.5%
10	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	298,130	$14.9m2.56%	2.56%	Added +167.5k	+167,524 128.3%
11	MICROSOFT CORP COM MSFT	MSFT	36,936	$12.6m2.15%	2.15%	Added +2.4k	+2,426 7.0%
12	LISTED FD TR HORIZON KINETICS INFL	INFL	398,783	$12.2m2.09%	2.09%	Reduced -797	-797 -0.2%
13	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	25,378	$10.4m1.78%	1.78%	Added +2.9k	+2,850 12.7%
14	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	186,894	$9.7m1.67%	1.67%	Added +8.6k	+8,638 4.8%
15	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	21,727	$9.7m1.66%	1.66%	Added +23	+23 0.1%
16	BONDBLOXX ETF TRUST BLOOMBERG SIX MN XHLF	XHLF	172,510	$8.7m1.48%	1.48%	New
17	NVIDIA CORPORATION COM NVDA	NVDA	16,275	$6.9m1.18%	1.18%	Reduced -603	-603 -3.6%
18	ETF SER SOLUTIONS APTUS DRAWDOWN ADME	ADME	142,312	$5.2m0.89%	0.89%	Reduced -747.7k	-747,719 -84.0%
19	ALPHABET INC CAP STK CL A GOOGL	GOOGL	42,977	$5.1m0.88%	0.88%	Added +3.5k	+3,470 8.8%
20	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	28,663	$4.7m0.80%	0.80%	Added +1.1k	+1,130 4.1%
21	AMAZON COM INC COM AMZN	AMZN	31,480	$4.1m0.70%	0.70%	Added +1.4k	+1,401 4.7%
22	BROADCOM INC COM AVGO	AVGO	4,469	$3.9m0.66%	0.66%	Added +466	+466 11.6%
23	TESLA INC COM TSLA	TSLA	13,186	$3.5m0.59%	0.59%	Added +558	+558 4.4%
24	JPMORGAN CHASE & CO COM JPM	JPM	23,541	$3.4m0.59%	0.59%	Added +816	+816 3.6%
25	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	9,547	$3.3m0.56%	0.56%	Added +788	+788 9.0%
26	UNITEDHEALTH GROUP INC COM UNH	UNH	5,711	$2.7m0.47%	0.47%	Added +347	+347 6.5%
27	VANGUARD INDEX FDS MID CAP ETF VO	VO	12,088	$2.7m0.46%	0.46%	Added +4.6k	+4,598 61.4%
28	FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM	FTSM	42,589	$2.5m0.44%	0.44%	Added +2.9k	+2,900 7.3%
29	PROCTER AND GAMBLE CO COM PG	PG	16,221	$2.5m0.42%	0.42%	Added +103	+103 0.6%
30	EATON VANCE TAX-MANAGED DIVE COM XETYX	XETYX	190,489	$2.4m0.41%	0.41%	Reduced -2.1k	-2,143 -1.1%
31	FIRST TR NAS100 EQ WEIGHTED SHS QQEW	QQEW	21,376	$2.3m0.39%	0.39%	Added +3.4k	+3,407 19.0%
32	ISHARES TR RUS 1000 ETF IWB	IWB	9,096	$2.2m0.38%	0.38%	Added +1.7k	+1,727 23.4%
33	FIRST TR EXCHNG TRADED FD VI FT VEST U.S. DDEC	DDEC	65,300	$2.2m0.38%	0.38%	Unchanged
34	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	6,345	$2.2m0.37%	0.37%	Added +670	+670 11.8%
35	VISA INC COM CL A V	V	8,989	$2.1m0.37%	0.37%	Added +637	+637 7.6%
36	ELI LILLY & CO COM LLY	LLY	4,457	$2.1m0.36%	0.36%	Added +256	+256 6.1%
37	HOME DEPOT INC COM HD	HD	5,939	$1.8m0.32%	0.32%	Added +265	+265 4.7%
38	SPROTT PHYSICAL SILVER TR TR UNIT PSLV	PSLV	235,316	$1.8m0.31%	0.31%	Added +14.5k	+14,525 6.6%
39	COPART INC COM CPRT	CPRT	19,852	$1.8m0.31%	0.31%	Reduced -85	-85 -0.4%
40	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC	FTGC	78,508	$1.8m0.31%	0.31%	Added +10.7k	+10,681 15.8%
41	PFIZER INC COM PFE	PFE	48,395	$1.8m0.30%	0.30%	Added +22	+22 0.1%
42	INVESCO ACTIVELY MANAGED EXC VAR RATE INVT VRIG	VRIG	70,362	$1.8m0.30%	0.30%	Added +2.1k	+2,137 3.1%
43	INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB BULSHS 2023 CB		82,704	$1.8m0.30%	0.30%	Added +1.8k	+1,835 2.3%
44	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	34,566	$1.7m0.30%	0.30%	Added +1.1k	+1,084 3.2%
45	ADOBE INC COM ADBE	ADBE	3,573	$1.7m0.30%	0.30%	Added +314	+314 9.6%
46	ROPER TECHNOLOGIES INC COM ROP	ROP	3,576	$1.7m0.29%	0.29%	Added +165	+165 4.8%
47	JOHNSON & JOHNSON COM JNJ	JNJ	10,212	$1.7m0.29%	0.29%	Added +35	+35 0.3%
48	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	10,079	$1.7m0.29%	0.29%	Added +631	+631 6.7%
49	SPDR SER TR PRTFLO S&P500 HI SPYD	SPYD	43,845	$1.6m0.28%	0.28%	Reduced -4.1k	-4,147 -8.6%
50	CHEMED CORP NEW COM CHE	CHE	2,897	$1.6m0.27%	0.27%	Added +107	+107 3.8%
51	TRUIST FINL CORP COM TFC	TFC	51,276	$1.6m0.27%	0.27%	Reduced -5.0k	-5,026 -8.9%
52	SPDR SER TR S&P SEMICNDCTR XSD	XSD	6,923	$1.5m0.26%	0.26%	Added +6.8k	+6,785 4916.7%
53	WALMART INC COM WMT	WMT	9,644	$1.5m0.26%	0.26%	Added +95	+95 1.0%
54	PIONEER NAT RES CO COM PXD	PXD	7,259	$1.5m0.26%	0.26%	Added +287	+287 4.1%
55	INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN PPA	PPA	17,762	$1.5m0.26%	0.26%	Added +1.4k	+1,445 8.9%
56	EXXON MOBIL CORP COM XOM	XOM	12,760	$1.4m0.23%	0.23%	Added +1.7k	+1,668 15.0%
57	SPROTT PHYSICAL GOLD TR UNIT PHYS	PHYS	91,632	$1.4m0.23%	0.23%	Added +66.4k	+66,425 263.5%
58	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	8,969	$1.3m0.23%	0.23%	Added +1.6k	+1,552 20.9%
59	OWENS CORNING NEW COM OC	OC	10,111	$1.3m0.23%	0.23%	Added +111	+111 1.1%
60	ALPS ETF TR ALERIAN MLP AMLP	AMLP	33,054	$1.3m0.22%	0.22%	Added +4.1k	+4,140 14.3%
61	AMERICAN TOWER CORP NEW COM AMT	AMT	6,502	$1.3m0.22%	0.22%	Added +1.1k	+1,102 20.4%
62	INVESCO QUALITY MUN INCOME T COM IQI	IQI	131,150	$1.3m0.21%	0.21%	Reduced -9.1k	-9,100 -6.5%
63	BANK AMERICA CORP COM BAC	BAC	43,655	$1.3m0.21%	0.21%	Added +201	+201 0.5%
64	COSTCO WHSL CORP NEW COM COST	COST	2,287	$1.2m0.21%	0.21%	Added +165	+165 7.8%
65	FIRST TR EXCHANGE-TRADED FD NASDQ FOD BVRG FTXG	FTXG	46,170	$1.2m0.21%	0.21%	New
66	PROGRESSIVE CORP COM PGR	PGR	9,132	$1.2m0.21%	0.21%	Added +1.3k	+1,322 16.9%
67	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	5,366	$1.2m0.20%	0.20%	Reduced -253	-253 -4.5%
68	GENERAL MLS INC COM GIS	GIS	15,191	$1.2m0.20%	0.20%	Added +203	+203 1.4%
69	DOLLAR GEN CORP NEW COM DG	DG	6,767	$1.1m0.20%	0.20%	Added +734	+734 12.2%
70	MCDONALDS CORP COM MCD	MCD	3,826	$1.1m0.20%	0.20%	Added +137	+137 3.7%
71	FIRST TR EXCHNG TRADED FD VI VEST BUFFERED BUFG	BUFG	56,557	$1.1m0.20%	0.20%	Reduced -2.5k	-2,466 -4.2%
72	ABBVIE INC COM ABBV	ABBV	8,191	$1.1m0.19%	0.19%	Added +379	+379 4.8%
73	CHEVRON CORP NEW COM CVX	CVX	6,910	$1.1m0.19%	0.19%	Added +197	+197 2.9%
74	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	14,516	$1.1m0.18%	0.18%	Added +816	+816 6.0%
75	PEPSICO INC COM PEP	PEP	5,646	$1.0m0.18%	0.18%	Added +365	+365 6.9%
76	LOWES COS INC COM LOW	LOW	4,449	$1.0m0.17%	0.17%	Added +231	+231 5.5%
77	ALPHABET INC CAP STK CL C GOOG	GOOG	7,872	$952.3k0.16%	0.16%	Added +221	+221 2.9%
78	MERCK & CO INC COM MRK	MRK	8,045	$934.2k0.16%	0.16%	Added +523	+523 7.0%
79	ETF SER SOLUTIONS DEFIANCE NEXT UFOX	UFOX	27,271	$918.0k0.16%	0.16%	Reduced -1.0k	-1,000 -3.5%
80	NORFOLK SOUTHN CORP COM NSC	NSC	3,928	$890.7k0.15%	0.15%	Added +85	+85 2.2%
81	META PLATFORMS INC CL A META	META	3,067	$880.2k0.15%	0.15%	Added +615	+615 25.1%
82	COCA COLA CO COM KO	KO	14,427	$875.5k0.15%	0.15%	Added +1.8k	+1,837 14.6%
83	DUKE ENERGY CORP NEW COM NEW DUK	DUK	9,608	$862.2k0.15%	0.15%	Reduced -879	-879 -8.4%
84	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	2,313	$855.7k0.15%	0.15%	Reduced -87	-87 -3.6%
85	PROSHARES TR K1 FRE CRD OIL OILK	OILK	20,797	$845.6k0.14%	0.14%	Added +3.8k	+3,766 22.1%
86	FIRST TR EXCHANGE-TRADED FD LIMITED DURATION FSIG	FSIG	45,250	$842.6k0.14%	0.14%	Added +24.2k	+24,250 115.5%
87	SOUTHERN CO COM SO	SO	11,761	$826.2k0.14%	0.14%	Reduced -779	-779 -6.2%
88	HERSHEY CO COM HSY	HSY	3,194	$797.5k0.14%	0.14%	Reduced -28	-28 -0.9%
89	CISCO SYS INC COM CSCO	CSCO	15,279	$790.5k0.14%	0.14%	Added +1.1k	+1,051 7.4%
90	MASTERCARD INCORPORATED CL A MA	MA	1,977	$777.4k0.13%	0.13%	Added +258	+258 15.0%
91	CAPITAL GRP FIXED INCM ETF T SHORT DURATION CGSD	CGSD	29,450	$741.9k0.13%	0.13%	New
92	QUALCOMM INC COM QCOM	QCOM	6,218	$740.2k0.13%	0.13%	Added +316	+316 5.3%
93	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	9,257	$738.6k0.13%	0.13%	Reduced -738	-738 -7.4%
94	J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF JCPB	JCPB	15,650	$729.0k0.12%	0.12%	Reduced -5.8k	-5,848 -27.2%
95	GOLDMAN SACHS GROUP INC COM GS	GS	2,228	$718.6k0.12%	0.12%	Added +19	+19 0.9%
96	MCKESSON CORP COM MCK	MCK	1,659	$709.8k0.12%	0.12%	Added +17	+17 1.0%
97	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	9,042	$684.1k0.12%	0.12%	Reduced -11	-11 -0.1%
98	FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING SKYY	SKYY	8,941	$678.9k0.12%	0.12%	Reduced -2.4k	-2,440 -21.4%
99	BROADSTONE NET LEASE INC COM BNL	BNL	42,605	$669.8k0.11%	0.11%	Reduced -4.7k	-4,699 -9.9%
100	ABBOTT LABS COM ABT	ABT	6,125	$667.7k0.11%	0.11%	Added +498	+498 8.8%

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
PROSHARES TR SH	SH	506,953	$7.6m507.0k shares
SCHWAB CHARLES FAMILY FD SCTXX	SCTXX	2,624,245	$2.6m2.6m shares
PROSHARES TR DOG	DOG	54,659	$1.8m54.7k shares
LABORATORY CORP AMER HLDGS		1,938	$444.6k1.9k shares
ZOETIS INC ZTS	ZTS	2,541	$422.9k2.5k shares
SNOWFLAKE INC SNOW	SNOW	1,986	$306.4k2.0k shares
SKYWORKS SOLUTIONS INC SWKS	SWKS	2,130	$251.3k2.1k shares
DOUBLELINE INCOME SOLUTIONS DSL	DSL	21,856	$248.5k21.9k shares
FIRST TR MORNINGSTAR DIVID L FDL	FDL	6,838	$242.7k6.8k shares
WP CAREY INC WPC	WPC	2,860	$224.8k2.9k shares
PULTE GROUP INC PHM	PHM	3,838	$224.6k3.8k shares
UNITED BANKSHARES INC WEST V UBSI	UBSI	5,673	$201.7k5.7k shares
EXCHANGE TRADED CONCEPTS TRU EMQQ	EMQQ	3,472	$111.4k3.5k shares
EXCHANGE TRADED CONCEPTS TR		2,000	$57.3k2.0k shares
ETF SER SOLUTIONS MSTB	MSTB	1,489	$38.6k1.5k shares
SCHWAB STRATEGIC TR SCHO	SCHO	555	$27.1k555 shares
EXCHANGE TRADED CONCEPTS TRU		4,408	$25.9k4.4k shares
PACER FDS TR PTIN	PTIN	903	$23.7k903 shares
ISHARES TR IGV	IGV	77	$23.5k77 shares
ETF SER SOLUTIONS		653	$15.4k653 shares
SPDR SER TR		167	$14.0k167 shares
DIMENSIONAL ETF TRUST DFAX	DFAX	511	$11.8k511 shares
INVESCO EXCHANGE TRADED FD T PXE	PXE	404	$10.9k404 shares
PACER FDS TR PTLC	PTLC	254	$9.7k254 shares
EXCHANGE TRADED CONCEPTS TR HTEC	HTEC	200	$6.0k200 shares