Vault-13

SPDR SERIES TRUST SPYM

PORTFOLIO S&P500 · ETP · CUSIP 78464A854

765 institutional holders +68 vs Q1 2023
257,193,679257.2m shares reported held*
$13.4bnreported value*
84 new 326 added 246 reduced 32 sold out net bought ≈ $1.6bn (+30.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $52.07. Options: 4 managers hold calls ($18.1m notional), 5 hold puts ($23.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 629Q4 22: 697Q1 23: 697Q2 23: 765765Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022629
Q4 2022697
Q1 2023697
Q2 2023765

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 353 bought or addedQ4 22: 257 cut or sold outQ4 22Q1 23: 356 bought or addedQ1 23: 292 cut or sold outQ1 23Q2 23: 410 bought or addedQ2 23: 278 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022353257
Q1 2023356292
Q2 2023410278

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $21.9mQ3 22 puts: $8.2mQ3 22P/C 0.37Q4 22 calls: $24.2mQ4 22 puts: $8.0mQ4 22P/C 0.33Q1 23 calls: $28.9mQ1 23 puts: $29.3mQ1 23P/C 1.01Q2 23 calls: $18.1mQ2 23 puts: $23.6mQ2 23P/C 1.31
Numbers
QuarterCallsPutsP/C
Q3 2022$21.9m$8.2m0.37
Q4 2022$24.2m$8.0m0.33
Q1 2023$28.9m$29.3m1.01
Q2 2023$18.1m$23.6m1.31

Biggest buyers

Clark Capital Management Group, Inc. New +5,601,165+5.6m
LPL Financial LLC Added +2,661,361+2.7m
SigFig Wealth Management, LLC New +2,406,663+2.4m
ENVESTNET ASSET MANAGEMENT INC Added +1,610,329+1.6m
Stadion Money Management, LLC Added +1,504,808+1.5m
CWM, LLC Added +1,257,821+1.3m
OSAIC HOLDINGS, INC. Added +1,224,618+1.2m
Creative Planning Added +1,216,345+1.2m
Private Advisor Group, LLC Added +958,042+958.0k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +955,230+955.2k

Biggest sellers

Wealthcare Advisory Partners LLC Reduced -1,087,648-1.1m
KWB Wealth Reduced -489,624-489.6k
AlphaStar Capital Management, LLC Reduced -436,739-436.7k
Rooted Wealth Advisors, Inc. Reduced -340,660-340.7k
Core Wealth Advisors, Inc. Sold out -294,114-294.1k
Tennessee Valley Asset Management Partners Reduced -250,013-250.0k
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC Reduced -244,752-244.8k
Beacon Pointe Advisors, LLC Reduced -222,434-222.4k
IAG Wealth Partners, LLC Reduced -218,794-218.8k
AE Wealth Management LLC Reduced -216,014-216.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $15.2m291.8k shares
CITADEL ADVISORS LLC Reduced $1.8m34.4k shares
WOLVERINE TRADING, LLC New $1.0m20.3k shares
Cutler Group LLC / CA Added $17.0k8.2k shares

Biggest puts

Bull Oak Capital, LLC Reduced $19.1m367.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.0m37.9k shares
CITADEL ADVISORS LLC Reduced $1.9m37.4k shares
WOLVERINE TRADING, LLC New $556.2k10.8k shares
Cutler Group LLC / CA Added $2.0k10.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 1.76% of their portfolio OVERLAND PARK, KS 25,367,36625.4m $1.3bn $1.3bn 1.76% Added +1.2m +1,216,345
2 LPL Financial LLC 0.77% of their portfolio FORT MILL, SC 20,587,16920.6m $1.1bn $1.1bn 0.77% Added +2.7m +2,661,361
3 Stadion Money Management, LLC 35.76% of their portfolio WATKINSVILLE, GA 10,566,24110.6m $550.6m $550.6m 35.76% Added +1.5m +1,504,808
4 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 7,692,9757.7m $400.9m $400.9m 0.05% Added +542.3k +542,314
5 AE Wealth Management LLC 2.13% of their portfolio TOPEKA, KS 6,785,6516.8m $353.6m $353.6m 2.13% Reduced -216.0k -216,014
6 Clark Capital Management Group, Inc. 2.61% of their portfolio PHILADELPHIA, PA 5,601,1655.6m $291.9m $291.9m 2.61% New
7 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,226,5585.2m $272.4m $272.4m 0.03% Added +766.9k +766,920
8 Financial Engines Advisors L.L.C. 0.67% of their portfolio SANTA CLARA, CA 5,070,5775.1m $264.2m $264.2m 0.67% Added +15.7k +15,741
9 OSAIC HOLDINGS, INC. 0.47% of their portfolio SCOTTSDALE, AZ 5,036,8335.0m $262.5m $262.5m 0.47% Added +1.2m +1,224,618
10 ASSETMARK, INC 0.90% of their portfolio CONCORD, CA 4,400,7964.4m $229.3m $229.3m 0.90% Added +378.0k +377,968
11 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 4,258,4564.3m $221.9m $221.9m 0.10% Added +1.6m +1,610,329
12 OneDigital Investment Advisors LLC 4.41% of their portfolio OVERLAND PARK, KS 3,828,2213.8m $199.5m $199.5m 4.41% Added +406.4k +406,442
13 Private Advisor Group, LLC 1.73% of their portfolio MORRISTOWN, NJ 3,806,5793.8m $198.5m $198.5m 1.73% Added +958.0k +958,042
14 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,367,2523.4m $175.5m $175.5m 0.02% Added +548.8k +548,769
15 CWM, LLC 1.08% of their portfolio OMAHA, NE 3,336,1153.3m $173.8m $173.8m 1.08% Added +1.3m +1,257,821
16 Gradient Investments LLC 4.35% of their portfolio ARDEN HILLS, MN 3,239,1483.2m $168.8m $168.8m 4.35% Reduced -43.5k -43,464
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.09% of their portfolio Toronto, A6 2,986,5883.0m $155.6m $155.6m 0.09% Added +955.2k +955,230
18 Brookstone Capital Management 2.80% of their portfolio WHEATON, IL 2,698,7252.7m $139.1m $139.1m 2.80% Added +104.7k +104,658
19 Capital Analysts, LLC 7.77% of their portfolio FORT WASHINGTON, PA 2,682,9122.7m $139.8m $139.8m 7.77% Added +509.1k +509,065
20 GM Advisory Group, LLC 11.54% of their portfolio MELVILLE, NY 2,676,1972.7m $139.5m $139.5m 11.54% Added +183.4k +183,401
21 Wealthcare Advisory Partners LLC 6.01% of their portfolio WEST CHESTER, PA 2,577,7462.6m $134.3m $134.3m 6.01% Reduced -1.1m -1,087,648
22 SigFig Wealth Management, LLC 4.81% of their portfolio SAN FRANCISCO, CA 2,406,6632.4m $123.9m $123.9m 4.81% New
23 Peterson Wealth Advisors, LLC 32.89% of their portfolio Orem, UT 2,383,8022.4m $124.5m $124.5m 32.89% Reduced -46.8k -46,781
24 Mariner, LLC 0.30% of their portfolio Overland Park, KS 2,171,0552.2m $113.1m $113.1m 0.30% Added +16.1k +16,056
25 ST GERMAIN D J CO INC 5.41% of their portfolio SPRINGFIELD, MA 1,965,3762.0m $102.4m $102.4m 5.41% First filing
26 Cambridge Investment Research Advisors, Inc. 0.47% of their portfolio FAIRFIELD, IA 1,959,4522.0m $102.1m $102.1m 0.47% Reduced -202.6k -202,628
27 TAIYO LIFE INSURANCE CO 8.00% of their portfolio CHUO-KU, TOKYO, M0 1,940,5001.9m $101.1m $101.1m 8.00% Unchanged
28 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 34.88% of their portfolio TEL AVIV, L3 1,757,7941.8m $91.8m $91.8m 34.88% Reduced -200.5k -200,500
29 Integrated Wealth Concepts LLC 1.50% of their portfolio WALTHAM, MA 1,678,5231.7m $87.5m $87.5m 1.50% Added +807.9k +807,904
30 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,672,3721.7m $87.1m $87.1m 0.03% Reduced -51.5k -51,532
31 CreativeOne Wealth, LLC 2.03% of their portfolio OVERLAND PARK, KS 1,633,2181.6m $81.5m $81.5m 2.03% Added +823.3k +823,288
32 Tennessee Valley Asset Management Partners 26.07% of their portfolio KNOXVILLE, TN 1,556,2471.6m $81.1m $81.1m 26.07% Reduced -250.0k -250,013
33 Gateway Wealth Partners, LLC 14.37% of their portfolio APPLETON, WI 1,542,9341.5m $80.4m $80.4m 14.37% Reduced -22.7k -22,712
34 N.E.W. Advisory Services LLC 10.97% of their portfolio DE PERE, WI 1,510,4951.5m $78.7m $78.7m 10.97% Reduced -47.7k -47,741
35 CFS Investment Advisory Services, LLC 9.94% of their portfolio TOTOWA, NJ 1,492,9271.5m $77.8m $77.8m 9.94% Reduced -5.6k -5,606
36 Austin Private Wealth, LLC 11.16% of their portfolio Austin, TX 1,481,7981.5m $77.2m $77.2m 11.16% Added +96.6k +96,630
37 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 1,413,4701.4m $73.7m $73.7m 0.13% Added +175.5k +175,544
38 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,367,8081.4m $71.2m $71.2m 0.02% Reduced -28.0k -28,009
39 KWB Wealth 10.60% of their portfolio REDLANDS, CA 1,285,9021.3m $67.0m $67.0m 10.60% Reduced -489.6k -489,624
40 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 1,261,3151.3m $65.7m $65.7m 0.13% Added +50.6k +50,642
41 Davidson Capital Management Inc. 32.54% of their portfolio CORPUS CHRISTI, TX 1,251,6591.3m $65.2m $65.2m 32.54% Added +201.0k +201,049
42 Aptus Capital Advisors, LLC 1.87% of their portfolio FAIRHOPE, AL 1,226,9001.2m $63.9m $63.9m 1.87% Reduced -34.9k -34,855
43 Horst & Graben Wealth Management LLC 14.63% of their portfolio PORTLAND, OR 1,177,0701.2m $61.3m $61.3m 14.63% Added +24.7k +24,729
44 Global Retirement Partners, LLC 2.99% of their portfolio San Rafael, CA 1,176,4271.2m $61.3m $61.3m 2.99% Added +19.1k +19,093
45 GIRARD ADVISORY SERVICES, LLC 6.29% of their portfolio KING OF PRUSSIA, PA 1,143,4501.1m $59.6m $59.6m 6.29% Added +3.0k +3,049
46 AlphaStar Capital Management, LLC 6.72% of their portfolio CORNELIUS, NC 1,142,2741.1m $59.5m $59.5m 6.72% Reduced -436.7k -436,739
47 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 7.97% of their portfolio Westlake, OH 1,094,0501.1m $57.0m $57.0m 7.97% Added +98.4k +98,374
48 West Wealth Group, LLC 23.66% of their portfolio Irvine, CA 1,073,1961.1m $55.9m $55.9m 23.66% Added +14.1k +14,097
49 Cetera Advisor Networks LLC 0.37% of their portfolio EL SEGUNDO, CA 1,026,5001.0m $53.5m $53.5m 0.37% Added +176.2k +176,220
50 One Wealth Advisors, LLC 10.94% of their portfolio SAN FRANCISCO, CA 996,342996.3k $51.9m $51.9m 10.94% Added +52.5k +52,497
51 Gladstone Institutional Advisory LLC 3.11% of their portfolio Bedminster, NJ 980,516980.5k $51.1m $51.1m 3.11% Added +438.1k +438,101
52 Stratos Wealth Partners, LTD. 1.14% of their portfolio BEACHWOOD, OH 961,707961.7k $50.1m $50.1m 1.14% Reduced -98.8k -98,774
53 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 929,894929.9k $48.5m $48.5m 0.04% Added +143.8k +143,791
54 Standpoint Asset Management, LLC 15.85% of their portfolio SCOTTSDALE, AZ 926,800926.8k $48.3m $48.3m 15.85% Added +117.0k +117,000
55 Badgley Phelps Wealth Managers, LLC 1.59% of their portfolio SEATTLE, WA 925,973926.0k $48.3m $48.3m 1.59% Added +386.8k +386,760
56 Security Financial Services, INC. 13.51% of their portfolio Fort Wayne, IN 913,463913.5k $47.6m $47.6m 13.51% Added +36.0k +36,002
57 Detalus Advisors, LLC 21.19% of their portfolio ST. LOUIS, MO 907,875907.9k $47.3m $47.3m 21.19% Added +63.7k +63,714
58 Wealthspire Advisors, LLC 0.77% of their portfolio NEW YORK, NY 899,000899.0k $46.8m $46.8m 0.77% Reduced -11.8k -11,834
59 Advance Capital Management, Inc. 5.27% of their portfolio SOUTHFIELD, MI 891,279891.3k $46.4m $46.4m 5.27% Added +86.1k +86,083
60 Bridgeworth, LLC 4.99% of their portfolio BIRMINGHAM, AL 867,447867.4k $45.2m $45.2m 4.99% Added +66.3k +66,260
61 IHT Wealth Management, LLC 2.34% of their portfolio Chicago, IL 863,856863.9k $45.0m $45.0m 2.34% Added +49.7k +49,659
62 Allen Capital Group, LLC 8.04% of their portfolio GRAND ISLAND, NE 862,420862.4k $44.9m $44.9m 8.04% Added +28.2k +28,240
63 O'Dell Group, LLC 12.60% of their portfolio CINCINNATI, OH 851,567851.6k $44.4m $44.4m 12.60% Added +1.2k +1,241
64 Brown Financial Advisory 35.89% of their portfolio FAIRHOPE, AL 843,896843.9k $44.0m $44.0m 35.89% Added +26.9k +26,918
65 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 819,397819.4k $42.7m $42.7m 0.01% Added +568.2k +568,229
66 GREAT VALLEY ADVISOR GROUP, INC. 1.77% of their portfolio WILMINGTON, DE 809,289809.3k $42.2m $42.2m 1.77% Added +256.4k +256,416
67 NewEdge Advisors, LLC 0.47% of their portfolio NEW ORLEANS, LA 798,844798.8k $41.6m $41.6m 0.47% Added +281.4k +281,428
68 Auour Investments LLC 16.93% of their portfolio WOBURN, MA 765,470765.5k $39.9m $39.9m 16.93% First filing
69 IFP Advisors, Inc 0.69% of their portfolio TAMPA, FL 750,160750.2k $31.6m $31.6m 0.69% Added +377.3k +377,253
70 Physician Wealth Advisors, Inc. 9.72% of their portfolio MIDVALE, UT 749,671749.7k $39.1m $39.1m 9.72% Added +11.4k +11,407
71 IAG Wealth Partners, LLC 10.23% of their portfolio WAUKESHA, WI 742,830742.8k $38.7m $38.7m 10.23% Reduced -218.8k -218,794
72 Financial Enhancement Group LLC 7.02% of their portfolio ANDERSON, IN 717,306717.3k $38.0m $38.0m 7.02% Added +645.9k +645,877
73 Wealthspire Retirement, LLC 6.85% of their portfolio ALISO VIEJO, CA 705,283705.3k $36.8m $36.8m 6.85% Added +42.1k +42,077
74 Dynamic Advisor Solutions LLC 1.84% of their portfolio PHOENIX, AZ 682,028682.0k $35.5m $35.5m 1.84% Added +265.9k +265,928
75 LEVEL FOUR ADVISORY SERVICES, LLC 2.13% of their portfolio DALLAS, TX 680,534680.5k $35.5m $35.5m 2.13% Added +136.1k +136,060
76 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 676,496676.5k $35.3m $35.3m 0.01% Added +6.6k +6,637
77 Horizon Wealth Management, LLC 13.78% of their portfolio LA GRANGE, IL 670,464670.5k $34.9m $34.9m 13.78% Added +511.5k +511,464
78 PARK AVENUE SECURITIES LLC 0.55% of their portfolio NEW YORK, NY 668,618668.6k $34.8m $34.8m 0.55% Added +94.1k +94,131
79 Janney Montgomery Scott LLC 0.12% of their portfolio PHILADELPHIA, PA 663,584663.6k $34.6m $34.6m 0.12% Added +21.8k +21,804
80 Advisory Alpha, LLC 1.75% of their portfolio HOLLAND, MI 652,720652.7k $34.0m $34.0m 1.75% Added +207.2k +207,170
81 Buttonwood Financial Group, LLC 29.83% of their portfolio Kansas City, MO 644,995645.0k $34.4m $34.4m 29.83% Reduced -42.1k -42,078
82 Good Life Advisors, LLC 3.75% of their portfolio READING, PA 640,076640.1k $33.4m $33.4m 3.75% Added +16.1k +16,111
83 Snowden Capital Advisors LLC 1.19% of their portfolio New York, NY 635,666635.7k $33.1m $33.1m 1.19% Added +23.4k +23,399
84 CCG WEALTH MANAGEMENT, LLC 20.58% of their portfolio SAN DIEGO, CA 628,916628.9k $32.8m $32.8m 20.58% Reduced -45.0k -44,998
85 CLIENT 1ST ADVISORY GROUP, LLC 17.04% of their portfolio DUNEDIN, FL 620,656620.7k $32.3m $32.3m 17.04% Reduced -81.4k -81,389
86 Merit Financial Group, LLC 1.05% of their portfolio ALPHARETTA, GA 618,985619.0k $32.3m $32.3m 1.05% Added +22.3k +22,323
87 Avidian Wealth Enterprises, LLC 2.12% of their portfolio Houston, TX 618,057618.1k $32.2m $32.2m 2.12% Added +109.7k +109,745
88 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 615,870615.9k $32.1m $32.1m 0.18% Added +134.8k +134,777
89 Jackson Wealth Management, LLC 4.69% of their portfolio LAKE MARY, FL 612,794612.8k $31.9m $31.9m 4.69% New
90 CAHABA WEALTH MANAGEMENT, INC. 3.42% of their portfolio Atlanta, GA 607,396607.4k $31.7m $31.7m 3.42% Added +19.5k +19,469
91 UBS Group AG 0.01% of their portfolio ZURICH, V8 606,263606.3k $31.6m $31.6m 0.01% Reduced -12.3k -12,337
92 Wealth Advisors of Iowa, LLC 21.95% of their portfolio WEST DES MOINES, IA 582,429582.4k $30.4m $30.4m 21.95% Added +213.1k +213,071
93 MONETA GROUP INVESTMENT ADVISORS LLC 0.67% of their portfolio ST LOUIS, MO 581,802581.8k $30.3m $30.3m 0.67% Added +5.1k +5,057
94 Wealth Advisory Solutions, LLC 7.82% of their portfolio ZIONSVILLE, IN 564,111564.1k $29.4m $29.4m 7.82% Reduced -3.1k -3,083
95 Kestra Advisory Services, LLC 0.29% of their portfolio AUSTIN, TX 557,039557.0k $29.0m $29.0m 0.29% Added +374.3k +374,306
96 Keel Point, LLC 3.83% of their portfolio HUNTSVILLE, AL 550,730550.7k $28.7m $28.7m 3.83% Unchanged
97 Astor Investment Management LLC 9.40% of their portfolio CHICAGO, IL 531,884531.9k $27.7m $27.7m 9.40% Reduced -57.1k -57,143
98 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 523,282523.3k $27.3m $27.3m 0.06% Added +16.5k +16,488
99 Clear Creek Financial Management, LLC 4.62% of their portfolio SILVERDALE, WA 511,436511.4k $26.7m $26.7m 4.62% Reduced -44.2k -44,238
100 Ascent Group, LLC 2.95% of their portfolio VIRGINIA BEACH, VA 508,081508.1k $26.8m $26.8m 2.95% Added +113.1k +113,119