Vault-13

EXCHANGE TRADED CONCEPTS TR

CAPITAL LINK GBL · CUSIP 301505764

18 institutional holders -4 vs Q1 2023
48,19448.2k shares reported held*
$1.4mreported value*
2 new 2 added 3 reduced 6 sold out net bought ≈ $86.3k (+2.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.38.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 21Q1 23: 22Q2 23: 1818Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202223
Q4 202221
Q1 202322
Q2 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 7 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 9 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202278
Q1 202366
Q2 202349

Biggest buyers

JANE STREET GROUP, LLC Added +9,194+9.2k
OLD MISSION CAPITAL LLC New +8,296+8.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +199+199
WELLS FARGO & COMPANY/MN Added +1+1

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -6,840-6.8k
ROYAL BANK OF CANADA Sold out -3,058-3.1k
GUARDIAN WEALTH ADVISORS, LLC / NC Sold out -2,000-2.0k
Aptus Capital Advisors, LLC Sold out -2,000-2.0k
UBS Group AG Reduced -429-429
Allworth Financial LP Sold out -300-300
Belpointe Asset Management LLC Sold out -62-62
OSAIC HOLDINGS, INC. Reduced -42-42
Ameritas Advisory Services, LLC Sold out -20-20

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,02132.0k $940.1k $940.1k 0.00% Added +9.2k +9,194
2 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 8,2968.3k $243.6k $243.6k 0.01% New
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,2496.2k $183.8k $183.8k 0.00% Reduced -42 -42
4 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 430430 $12.6k $12.6k 0.00% Unchanged
5 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 224224 $7.0k $7.0k 0.00% Unchanged
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 199199 $5.8k $5.8k 0.00% New
7 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 180180 $5.3k $5.3k 0.00% Unchanged
8 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 176176 $5.2k $5.2k 0.00% Unchanged
9 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 8080 $2.0k $2.0k 0.00% Unchanged
10 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 7575 $2.2k $2.2k 0.00% Unchanged
11 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 7575 $2.2k $2.2k 0.00% Unchanged
12 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7070 $2.1k $2.1k 0.00% Reduced -6.8k -6,840
13 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 6060 $2.3k $2.3k 0.00% Unchanged
14 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2727 $780 $780 0.00% Unchanged
15 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 2020 $587 $587 0.00% Unchanged
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 1111 $323 $323 0.00% Reduced -429 -429
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $26 $26 0.00% Added +1 +1
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged