Vault-13

ISHARES TR IGV

EXPANDED TECH · ETP · CUSIP 464287515 · ISIN US4642875151

413 institutional holders +38 vs Q1 2023
13,677,17013.7m shares reported held*
$4.3bnreported value*
72 new 107 added 124 reduced 39 sold out net sold ≈ $357.3m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $311.62. Options: 13 managers hold calls ($143.9m notional), 9 hold puts ($148.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 376Q4 22: 379Q1 23: 375Q2 23: 413413Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022376
Q4 2022379
Q1 2023375
Q2 2023413

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 137 bought or addedQ4 22: 207 cut or sold outQ4 22Q1 23: 144 bought or addedQ1 23: 197 cut or sold outQ1 23Q2 23: 179 bought or addedQ2 23: 163 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022137207
Q1 2023144197
Q2 2023179163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600mQ3 22 calls: $476.3mQ3 22 puts: $242.6mQ3 22P/C 0.51Q4 22 calls: $409.0mQ4 22 puts: $290.2mQ4 22P/C 0.71Q1 23 calls: $184.3mQ1 23 puts: $203.0mQ1 23P/C 1.10Q2 23 calls: $143.9mQ2 23 puts: $148.1mQ2 23P/C 1.03
Numbers
QuarterCallsPutsP/C
Q3 2022$476.3m$242.6m0.51
Q4 2022$409.0m$290.2m0.71
Q1 2023$184.3m$203.0m1.10
Q2 2023$143.9m$148.1m1.03

Biggest buyers

SUMITOMO MITSUI FINANCIAL GROUP, INC. Added +292,172+292.2k
JPMORGAN CHASE & CO Added +290,880+290.9k
MORGAN STANLEY Added +142,895+142.9k
MEITAV INVESTMENT HOUSE LTD Added +97,685+97.7k
LPL Financial LLC Added +79,514+79.5k
BANK OF NOVA SCOTIA New +58,348+58.3k
ROYAL BANK OF CANADA Added +48,724+48.7k
MML INVESTORS SERVICES, LLC Added +44,079+44.1k
WELLS FARGO & COMPANY/MN Added +31,824+31.8k
AMERIPRISE FINANCIAL INC Added +31,469+31.5k

Biggest sellers

EP Wealth Advisors, LLC Reduced -2,403,513-2.4m
BNP PARIBAS FINANCIAL MARKETS Reduced -301,747-301.7k
GOLDMAN SACHS GROUP INC Reduced -231,929-231.9k
BANK OF AMERICA CORP /DE/ Reduced -227,704-227.7k
UBS Group AG Reduced -180,273-180.3k
Migdal Insurance & Financial Holdings Ltd. Reduced -179,522-179.5k
Varma Mutual Pension Insurance Co Reduced -152,009-152.0k
Harel Insurance Investments & Financial Services Ltd. Reduced -126,192-126.2k
Fisher Asset Management, LLC Reduced -85,910-85.9k
BW Gestao de Investimentos Ltda. Reduced -76,556-76.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $74.5m215.3k shares
CITADEL ADVISORS LLC Reduced $42.8m123.7k shares
UBS Group AG Added $4.3m12.5k shares
CAPITAL FUND MANAGEMENT S.A. New $4.2m12.2k shares
WOLVERINE TRADING, LLC Reduced $3.8m11.2k shares
MARSHALL WACE, LLP New $3.5m10.0k shares
Invesco Ltd. Added $2.8m8.2k shares
BNP PARIBAS FINANCIAL MARKETS New $2.4m70 shares
ROYAL BANK OF CANADA New $2.4m7.0k shares
PEAK6 Investments LLC New $1.6m4.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $86.2m249.2k shares
CITADEL ADVISORS LLC Reduced $19.0m54.9k shares
MARSHALL WACE, LLP Added $16.0m46.3k shares
CAPITAL FUND MANAGEMENT S.A. Added $14.6m42.2k shares
WOLVERINE TRADING, LLC Reduced $7.4m21.6k shares
PEAK6 Investments LLC Added $3.9m11.3k shares
Parallax Volatility Advisers, L.P. New $691.8k2.0k shares
Walleye Trading LLC New $276.7k800 shares
Cutler Group LLC / CA Reduced $18.0k5.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.62% of their portfolio PLANO, TX 3,240,1793.2m $1.1bn $1.1bn 0.62% Reduced -85.9k -85,910
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 1,547,4221.5m $535.3m $535.3m 0.05% Added +142.9k +142,895
3 Wellspring Financial Advisors, LLC 1.45% of their portfolio CLEVELAND, OH 1,352,5221.4m $5.1m $5.1m 1.45% Reduced -590 -590
4 Migdal Insurance & Financial Holdings Ltd. 6.16% of their portfolio Petach Tikva, L3 770,312770.3k $266.5m $266.5m 6.16% Reduced -179.5k -179,522
5 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 618,223618.2k $213.8m $213.8m 0.05% Reduced -231.9k -231,929
6 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 600,068600.1k $207.6m $207.6m 0.02% Added +290.9k +290,880
7 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 576,413576.4k $199.4m $199.4m 0.02% Reduced -227.7k -227,704
8 UBS Group AG 0.05% of their portfolio ZURICH, V8 362,709362.7k $125.5m $125.5m 0.05% Reduced -180.3k -180,273
9 BNP PARIBAS FINANCIAL MARKETS 0.23% of their portfolio PARIS, I0 331,592331.6k $114.7m $114.7m 0.23% Reduced -301.7k -301,747
10 SUMITOMO MITSUI FINANCIAL GROUP, INC. 3.33% of their portfolio TOKYO, M0 301,893301.9k $104.4m $104.4m 3.33% Added +292.2k +292,172
11 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.39% of their portfolio TORONTO, A6 250,000250.0k $86.5m $86.5m 0.39% Reduced -17.5k -17,500
12 CITIGROUP INC 0.09% of their portfolio NEW YORK, NY 211,303211.3k $73.1m $73.1m 0.09% Added +12.1k +12,086
13 MEITAV INVESTMENT HOUSE LTD 0.54% of their portfolio BENE-BERAQ, L3 195,250195.2k $66.7m $66.7m 0.54% Added +97.7k +97,685
14 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 160,294160.3k $55.4m $55.4m 0.04% Added +79.5k +79,514
15 Main Management ETF Advisors, LLC 3.79% of their portfolio SAN FRANCISCO, CA 151,425151.4k $52.4m $52.4m 3.79% Added +9.4k +9,450
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 147,969148.0k $51.2m $51.2m 0.01% Added +31.8k +31,824
17 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 138,465138.5k $47.9m $47.9m 0.01% Added +48.7k +48,724
18 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 88,02888.0k $30.4m $30.4m 0.01% Added +31.5k +31,469
19 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 82,19382.2k $28.4m $28.4m 0.16% Added +44.1k +44,079
20 SP Asset Management LLC 3.06% of their portfolio CUPERTINO, CA 79,34279.3k $27.4m $27.4m 3.06% Added +56 +56
21 Main Management LLC 2.39% of their portfolio SAN FRANCISCO, CA 67,98668.0k $23.5m $23.5m 2.39% Added +2.5k +2,550
22 SFMG, LLC 2.29% of their portfolio PLANO, TX 64,35164.4k $22.3m $22.3m 2.29% Reduced -40.9k -40,905
23 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 1.50% of their portfolio Tel Aviv, L3 61,46961.5k $21.1m $21.1m 1.50% Unchanged
24 ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP 1.17% of their portfolio Altamonte Springs, FL 61,45061.5k $21.3m $21.3m 1.17% Added +15.9k +15,852
25 BW Gestao de Investimentos Ltda. 3.19% of their portfolio SAO PAULO, D5 60,39060.4k $20.9m $20.9m 3.19% Reduced -76.6k -76,556
26 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 59,87459.9k $20.7m $20.7m 0.04% Added +9.6k +9,627
27 BANK OF NOVA SCOTIA 0.05% of their portfolio TORONTO, A6 58,34858.3k $20.2m $20.2m 0.05% New
28 Northeast Financial Consultants Inc 1.16% of their portfolio WESTPORT, CT 54,77854.8k $18.9m $18.9m 1.16% Reduced -546 -546
29 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 51,18551.2k $17.7m $17.7m 0.03% Added +8.1k +8,071
30 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 48,99549.0k $16.9m $16.9m 0.01% Reduced -37 -37
31 Crestwood Advisors Group, LLC 0.50% of their portfolio BOSTON, MA 46,09146.1k $15.9m $15.9m 0.50% Reduced -296 -296
32 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 44,80344.8k $15.5m $15.5m 0.02% Added +1.1k +1,087
33 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 44,45544.5k $15.4m $15.4m 0.03% Added +21.4k +21,351
34 J.P. Morgan Private Wealth Advisors LLC 0.08% of their portfolio SAN FRANCISCO, CA 42,51142.5k $14.7m $14.7m 0.08% Reduced -17.5k -17,465
35 GREENWOOD GEARHART LLC 1.56% of their portfolio FAYETTEVILLE, AR 38,65838.7k $13.4m $13.4m 1.56% Added +1.6k +1,635
36 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 38,03338.0k $13.2m $13.2m 0.06% Added +12.9k +12,912
37 FIL Ltd 0.01% of their portfolio HAMILTON, D0 38,03238.0k $13.2m $13.2m 0.01% Reduced -3.7k -3,714
38 Varma Mutual Pension Insurance Co 0.15% of their portfolio Varma, H9 37,15637.2k $12.9m $12.9m 0.15% Reduced -152.0k -152,009
39 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 35,98836.0k $12.4m $12.4m 0.03% Reduced -54.3k -54,257
40 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 33,06233.1k $11.4m $11.4m 0.02% Reduced -586 -586
41 Fiduciary Trust Co 0.19% of their portfolio Boston, MA 31,40531.4k $10.9m $10.9m 0.19% Reduced -1.3k -1,296
42 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 31,24131.2k $10.8m $10.8m 0.01% Added +1.7k +1,713
43 Financial Advantage, Inc. 9.44% of their portfolio Columbia, MD 30,53130.5k $10.6m $10.6m 9.44% Added +251 +251
44 GTS SECURITIES LLC 0.32% of their portfolio NEW YORK, NY 29,13129.1k $10.1m $10.1m 0.32% First filing
45 NOESIS CAPITAL MANGEMENT CORP 2.42% of their portfolio BOCA RATON, FL 28,40228.4k $9.8m $9.8m 2.42% Reduced -900 -900
46 MinichMacGregor Wealth Management, LLC 3.07% of their portfolio Saratoga Springs, NY 28,39328.4k $9.8m $9.8m 3.07% New
47 BANK HAPOALIM BM 1.25% of their portfolio TEL AVIV, L3 25,44425.4k $8.8m $8.8m 1.25% Reduced -2.7k -2,744
48 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 24,88224.9k $8.6m $8.6m 0.10% Added +2.3k +2,288
49 Chicago Wealth Management, Inc. 6.27% of their portfolio CHICAGO, IL 23,79923.8k $8.2m $8.2m 6.27% New
50 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 23,51923.5k $8.1m $8.1m 0.03% Reduced -2.4k -2,399
51 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.57% of their portfolio Tel Aviv, L3 22,32822.3k $7.7m $7.7m 1.57% Unchanged
52 Baker Avenue Asset Management, LP 0.38% of their portfolio SAN FRANCISCO, CA 22,06922.1k $7.6m $7.6m 0.38% Reduced -459 -459
53 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 21,50821.5k $7.4m $7.4m 0.02% Reduced -724 -724
54 Mariner, LLC 0.02% of their portfolio Overland Park, KS 21,02921.0k $7.3m $7.3m 0.02% Reduced -1.1k -1,123
55 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 20,72820.7k $7.2m $7.2m 0.03% Reduced -121 -121
56 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 20,58420.6k $7.1m $7.1m 0.02% Reduced -185 -185
57 Gladstone Institutional Advisory LLC 0.42% of their portfolio Bedminster, NJ 19,97920.0k $6.9m $6.9m 0.42% New
58 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 19,94619.9k $6.9m $6.9m 0.01% Reduced -35.2k -35,249
59 Cetera Advisors LLC 0.10% of their portfolio DENVER, CO 18,55118.6k $6.4m $6.4m 0.10% Added +219 +219
60 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 18,37818.4k $6.4m $6.4m 0.07% Added +1.5k +1,464
61 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 18,36818.4k $6.4m $6.4m 0.07% Reduced -367 -367
62 Altus Wealth Management, LLC 4.80% of their portfolio FT MITCHELL, KY 17,58017.6k $6.1m $6.1m 4.80% Reduced -194 -194
63 Principle Wealth Partners LLC 0.60% of their portfolio MADISON, CT 17,34217.3k $6.0m $6.0m 0.60% Added +12.5k +12,467
64 Northstar Advisory Group, LLC 3.78% of their portfolio NORTHFIELD, NJ 16,71216.7k $5.8m $5.8m 3.78% Added +464 +464
65 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 15,79215.8k $626.0k $626.0k 0.01% Reduced -2.4m -2,403,513
66 Walleye Trading LLC 0.28% of their portfolio NEW YORK, NY 15,75015.8k $5.4m $5.4m 0.28% Added +650 +650
67 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 15,60015.6k $5.4m $5.4m 0.01% New
68 KWMG, LLC 0.66% of their portfolio OVERLAND PARK, KS 15,43715.4k $5.3m $5.3m 0.66% Added +565 +565
69 COLONY GROUP LLC 0.07% of their portfolio Boston, MA 15,15315.2k $5.2m $5.2m 0.07% Reduced -366 -366
70 Gemmer Asset Management LLC 0.71% of their portfolio WALNUT CREEK, CA 15,06115.1k $5.2m $5.2m 0.71% Added +124 +124
71 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 14,88614.9k $5.1m $5.1m 0.07% Reduced -550 -550
72 Focused Wealth Management, Inc 0.92% of their portfolio Newburgh, NY 14,77114.8k $5.1m $5.1m 0.92% Added +310 +310
73 SFI Advisors, LLC 4.53% of their portfolio Montclair, NJ 13,79313.8k $4.8m $4.8m 4.53% Reduced -1.1k -1,071
74 Fifth Third Securities, Inc. 0.52% of their portfolio Cincinnati, OH 13,75813.8k $4.8m $4.8m 0.52% New
75 Phoenix Financial Ltd. 0.10% of their portfolio Givatayim, L3 13,46213.5k $4.7m $4.7m 0.10% Reduced -15.6k -15,601
76 MCMILLION CAPITAL MANAGEMENT INC 4.07% of their portfolio GREENSBORO, NC 13,23113.2k $4.6m $4.6m 4.07% Reduced -120 -120
77 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 12,82512.8k $4.4m $4.4m 0.03% Reduced -6 -6
78 Norris Financial Group, LLC 3.02% of their portfolio GREENVILLE, SC 12,60212.6k $4.4m $4.4m 3.02% New
79 Mathes Company, Inc. 1.91% of their portfolio New York, NY 12,59512.6k $4.4m $4.4m 1.91% First filing
80 Robertson Stephens Wealth Management, LLC 0.30% of their portfolio San Francisco, CA 12,08812.1k $4.2m $4.2m 0.30% Added +9.5k +9,530
81 Riggs Asset Managment Co. Inc. 1.40% of their portfolio DALLAS, PA 11,46211.5k $4.0m $4.0m 1.40% New
82 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 11,17411.2k $3.9m $3.9m 0.01% Reduced -736 -736
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,99811.0k $3.8m $3.8m 0.00% Reduced -1.5k -1,523
84 GPS Wealth Strategies Group, LLC 0.71% of their portfolio CENTENNIAL, CO 10,98211.0k $3.8m $3.8m 0.71% Reduced -889 -889
85 LOWE BROCKENBROUGH & CO INC 0.28% of their portfolio RICHMOND, VA 10,68610.7k $3.7m $3.7m 0.28% Added +240 +240
86 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 2.65% of their portfolio TEL-AVIV, L3 10,06210.1k $3.5m $3.5m 2.65% Unchanged
87 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 9,6419.6k $3.3m $3.3m 0.01% New
88 JMAC ENTERPRISES LLC 0.76% of their portfolio NEWTOWN, PA 8,9138.9k $3.1m $3.1m 0.76% Added +177 +177
89 Summit Trail Advisors, LLC 0.12% of their portfolio NEW YORK, NY 8,8488.8k $3.1m $3.1m 0.12% Reduced -1.6k -1,601
90 Milestone Advisory Partners 2.73% of their portfolio Southern Pines, NC 8,7278.7k $3.0m $3.0m 2.73% Added +719 +719
91 Ayalon Insurance Comp Ltd. 1.22% of their portfolio Ramat Gan, L3 8,4438.4k $2.9m $2.9m 1.22% Reduced -7.5k -7,543
92 Valley Financial Management, Inc. 1.49% of their portfolio NEW YORK, NY 8,3348.3k $2.9m $2.9m 1.49% Reduced -179 -179
93 Truadvice, LLC 1.01% of their portfolio SARASOTA, FL 8,0528.1k $2.7m $2.7m 1.01% New
94 HYMAN CHARLES D 0.17% of their portfolio PONTE VEDRA BEACH, FL 7,8527.9k $2.7m $2.7m 0.17% Unchanged
95 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 7,7957.8k $2.7m $2.7m 0.02% Added +1.1k +1,052
96 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,7487.7k $2.7m $2.7m 0.00% Added +410 +410
97 Sigma Planning Corp 0.09% of their portfolio ANN ARBOR, MI 7,3817.4k $2.6m $2.6m 0.09% Added +291 +291
98 Rockingstone Advisors LLC 1.41% of their portfolio GREAT BARRINGTON, MA 7,2257.2k $2.5m $2.5m 1.41% Added +51 +51
99 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 7,0347.0k $2.4m $2.4m 0.03% Reduced -9 -9
100 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 7,0007.0k $2.4m $2.4m 0.02% New