Vault-13

PROSHARES TR SH

SHORT S&P 500 NE · ETP · CUSIP 74347B425

209 institutional holders -12 vs Q1 2023
45,790,10745.8m shares reported held*
$614.2mreported value*
30 new 46 added 81 reduced 44 sold out net sold ≈ $154.6m (-10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.41. Options: 6 managers hold calls ($3.4m notional), 4 hold puts ($11.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 253Q4 22: 254Q1 23: 221Q2 23: 209209Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022253
Q4 2022254
Q1 2023221
Q2 2023209

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 140 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 137 cut or sold outQ1 23Q2 23: 76 bought or addedQ2 23: 125 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022129140
Q1 2023106137
Q2 202376125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $26.9mQ3 22 puts: $3.0mQ3 22P/C 0.11Q4 22 calls: $7.8mQ4 22 puts: $2.8mQ4 22P/C 0.36Q1 23 calls: $10.0mQ1 23 puts: $14.5mQ1 23P/C 1.46Q2 23 calls: $3.4mQ2 23 puts: $11.9mQ2 23P/C 3.55
Numbers
QuarterCallsPutsP/C
Q3 2022$26.9m$3.0m0.11
Q4 2022$7.8m$2.8m0.36
Q1 2023$10.0m$14.5m1.46
Q2 2023$3.4m$11.9m3.55

Biggest buyers

IMC-Chicago, LLC Added +2,033,467+2.0m
Prostatis Group LLC Added +1,128,246+1.1m
DRW Securities, LLC Added +557,975+558.0k
STABLEFORD CAPITAL II LLC New +534,753+534.8k
VitalStone Financial, LLC New +254,734+254.7k
CreativeOne Wealth, LLC Added +241,597+241.6k
InterOcean Capital Group, LLC Added +216,638+216.6k
Foundations Investment Advisors, LLC Added +155,722+155.7k
United Asset Strategies, Inc. Added +140,995+141.0k
Capital Wealth Planning, LLC Added +133,681+133.7k

Biggest sellers

Kaydan Wealth Management, Inc. Reduced -2,034,805-2.0m
Oxbow Advisors, LLC Reduced -1,783,922-1.8m
MORGAN STANLEY Reduced -1,609,112-1.6m
Baird Financial Group, Inc. Reduced -879,586-879.6k
Mirador Capital Partners LP Reduced -854,269-854.3k
RIA Advisory Group LLC Reduced -747,827-747.8k
Lattice Capital Management, LLC Sold out -584,900-584.9k
Elite Wealth Management, Inc. Sold out -563,632-563.6k
GUARDIAN WEALTH ADVISORS, LLC / NC Sold out -506,953-507.0k
JANE STREET GROUP, LLC Reduced -483,532-483.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.8m127.8k shares
WOLVERINE TRADING, LLC Reduced $996.1k71.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $385.9k27.8k shares
Walleye Trading LLC Reduced $141.6k10.2k shares
Cutler Group LLC / CA Added $53.0k250.9k shares
HAP Trading, LLC Reduced $1.6k13.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.9m854.8k shares
CITADEL ADVISORS LLC Reduced $15.3k1.1k shares
Walleye Trading LLC Added $9.7k700 shares
Cutler Group LLC / CA Added $1.0k6.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,722,2146.7m $93.3m $93.3m 0.01% Reduced -1.6m -1,609,112
2 UBS Group AG 0.02% of their portfolio ZURICH, V8 4,068,0614.1m $56.5m $56.5m 0.02% Reduced -64.7k -64,707
3 Baird Financial Group, Inc. 0.09% of their portfolio MILWAUKEE, WI 2,426,8002.4m $33.7m $33.7m 0.09% Reduced -879.6k -879,586
4 B. Riley Wealth Advisors, Inc. 0.75% of their portfolio MEMPHIS, TN 2,398,9202.4m $33.3m $33.3m 0.75% Added +67.3k +67,315
5 IMC-Chicago, LLC 0.98% of their portfolio CHICAGO, IL 2,123,1472.1m $29.5m $29.5m 0.98% Added +2.0m +2,033,467
6 Kaydan Wealth Management, Inc. 11.34% of their portfolio FENTON, MI 1,949,2681.9m $27.1m $27.1m 11.34% Reduced -2.0m -2,034,805
7 Prostatis Group LLC 0.91% of their portfolio HANOVER, MD 1,721,5121.7m $1.9m $1.9m 0.91% Added +1.1m +1,128,246
8 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 1,555,4851.6m $21.6m $21.6m 0.04% Reduced -298.1k -298,137
9 InterOcean Capital Group, LLC 0.52% of their portfolio NASHVILLE, TN 1,189,1671.2m $16.5m $16.5m 0.52% Added +216.6k +216,638
10 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 1,183,7011.2m $16.4m $16.4m 0.10% Added +99.7k +99,726
11 TELEMUS CAPITAL, LLC 1.15% of their portfolio Southfield, MI 981,910981.9k $13.6m $13.6m 1.15% Reduced -65.7k -65,723
12 CPR Investments Inc. 12.81% of their portfolio Rochester, MI 960,945960.9k $13.3m $13.3m 12.81% Reduced -141.3k -141,325
13 DRW Securities, LLC 0.78% of their portfolio CHICAGO, IL 730,567730.6k $10.1m $10.1m 0.78% Added +558.0k +557,975
14 Spectrum Asset Management, Inc. (NB/CA) 4.55% of their portfolio NEWPORT BEACH, CA 659,551659.6k $9.2m $9.2m 4.55% Reduced -2.9k -2,910
15 CITIZENS FINANCIAL GROUP INC/RI 0.32% of their portfolio PROVIDENCE, RI 642,939642.9k $8.9m $8.9m 0.32% Reduced -867 -867
16 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 625,708625.7k $8.7m $8.7m 0.01% Added +24.6k +24,587
17 Mirador Capital Partners LP 2.02% of their portfolio PLEASANTON, CA 615,333615.3k $8.5m $8.5m 2.02% Reduced -854.3k -854,269
18 HCR Wealth Advisors 1.55% of their portfolio LOS ANGELES, CA 602,660602.7k $8.4m $8.4m 1.55% Reduced -75.6k -75,610
19 STABLEFORD CAPITAL II LLC 3.30% of their portfolio SCOTTSDALE, AZ 534,753534.8k $7.4m $7.4m 3.30% New
20 Naman Capital Ltda 4.91% of their portfolio Sao Paulo, D5 520,000520.0k $7.2m $7.2m 4.91% Unchanged
21 Foundations Investment Advisors, LLC 0.24% of their portfolio PHOENIX, AZ 512,208512.2k $7.1m $7.1m 0.24% Added +155.7k +155,722
22 AXXCESS WEALTH MANAGEMENT, LLC 0.49% of their portfolio CARLSBAD, CA 491,133491.1k $6.8m $6.8m 0.49% Added +119.0k +119,020
23 Silverleafe Capital Partners, LLC 4.18% of their portfolio GERMANTOWN, TN 485,039485.0k $6.7m $6.7m 4.18% Added +44.7k +44,708
24 CreativeOne Wealth, LLC 0.15% of their portfolio OVERLAND PARK, KS 425,313425.3k $6.2m $6.2m 0.15% Added +241.6k +241,597
25 Compass Financial Group, Inc. 3.35% of their portfolio DEERFIELD BEACH, FL 395,369395.4k $5.5m $5.5m 3.35% Reduced -3.0k -3,020
26 VISTA FINANCE, LLC 8.11% of their portfolio Clayton, MO 372,675372.7k $5.2m $5.2m 8.11% Reduced -1.7k -1,726
27 SCHOLTZ & COMPANY, LLC 3.13% of their portfolio STAMFORD, CT 360,315360.3k $5.0m $5.0m 3.13% Added +128.4k +128,369
28 Harvest Investment Services, LLC 2.48% of their portfolio Oakbrook Terrace, IL 314,068314.1k $4.4m $4.4m 2.48% Added +67.3k +67,260
29 Lake Hills Wealth Management, LLC 4.62% of their portfolio AUSTIN, TX 305,179305.2k $4.2m $4.2m 4.62% Reduced -58.5k -58,509
30 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 292,152292.2k $4.1m $4.1m 0.01% Reduced -483.5k -483,532
31 Solstein Capital, LLC 3.35% of their portfolio Menlo Park, CA 289,484289.5k $4.0m $4.0m 3.35% Reduced -20.0k -20,000
32 Capital Wealth Planning, LLC 0.05% of their portfolio NAPLES, FL 270,055270.1k $3.7m $3.7m 0.05% Added +133.7k +133,681
33 Lowe Wealth Advisors, LLC 1.82% of their portfolio COLUMBIA, MD 258,479258.5k $3.6m $3.6m 1.82% Reduced -14.4k -14,378
34 VitalStone Financial, LLC 2.12% of their portfolio SHAVANO PARK, TX 254,734254.7k $3.8m $3.8m 2.12% New
35 Spectrum Planning & Advisory Services Inc. 5.29% of their portfolio SAN DIEGO, CA 254,721254.7k $3.5m $3.5m 5.29% Unchanged
36 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 251,891251.9k $3.5m $3.5m 0.01% Reduced -290 -290
37 FOCUS Wealth Advisors, LLC 2.27% of their portfolio HOUSTON, TX 241,321241.3k $3.3m $3.3m 2.27% Reduced -17.3k -17,265
38 STERLING INVESTMENT MANAGEMENT, LLC 2.62% of their portfolio TUCSON, AZ 238,195238.2k $3.3m $3.3m 2.62% Reduced -3.0k -3,003
39 TAP Consulting, LLC 0.80% of their portfolio KIRKWOOD, MO 236,130236.1k $3.3m $3.3m 0.80% Reduced -15.4k -15,383
40 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 231,888231.9k $3.2m $3.2m 0.06% Added +85.0k +84,954
41 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.76% of their portfolio CONCORD, MA 227,572227.6k $3.2m $3.2m 0.76% Reduced -16.5k -16,546
42 Clear Creek Financial Management, LLC 0.54% of their portfolio SILVERDALE, WA 225,577225.6k $3.1m $3.1m 0.54% Reduced -18.0k -17,986
43 Rothschild Capital Partners, LLC 1.06% of their portfolio NEW YORK, NY 207,660207.7k $2.9m $2.9m 1.06% Unchanged
44 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 207,082207.1k $2.9m $2.9m 0.01% Reduced -21.7k -21,711
45 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 197,400197.4k $2.7m $2.7m 0.02% Added +128.2k +128,158
46 Vigilare Wealth Management 1.54% of their portfolio SCOTTSDALE, AZ 192,116192.1k $2.7m $2.7m 1.54% Added +120.8k +120,781
47 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 180,000180.0k $2.5m $2.5m 0.00% Unchanged
48 Lesa Sroufe & Co 2.60% of their portfolio SEATTLE, WA 175,659175.7k $2.4m $2.4m 2.60% Added +43.9k +43,887
49 HBK Sorce Advisory LLC 0.10% of their portfolio ERIE, PA 170,024170.0k $2.4m $2.4m 0.10% Added +81 +81
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 169,399169.4k $2.4m $2.4m 0.00% Added +115.7k +115,675
51 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 157,015157.0k $2.2m $2.2m 0.03% Reduced -9.2k -9,174
52 HUB Investment Partners, LLC 0.37% of their portfolio AUSTIN, TX 155,218155.2k $2.2m $2.2m 0.37% Reduced -14.1k -14,116
53 Hilltop Holdings Inc. 0.27% of their portfolio DALLAS, TX 154,814154.8k $2.1m $2.1m 0.27% Reduced -78.3k -78,282
54 United Asset Strategies, Inc. 0.26% of their portfolio GARDEN CITY, NY 149,853149.9k $2.1m $2.1m 0.26% Added +141.0k +140,995
55 CWM, LLC 0.01% of their portfolio OMAHA, NE 149,337149.3k $2.1m $2.1m 0.01% Reduced -50.3k -50,308
56 Virtue Capital Management, LLC 0.35% of their portfolio BRENTWOOD, TN 148,574148.6k $2.1m $2.1m 0.35% Added +37.8k +37,817
57 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 147,599147.6k $2.0m $2.0m 0.00% Reduced -120.6k -120,595
58 Pinnacle Family Advisors, LLC 0.93% of their portfolio Springfield, MO 123,925123.9k $1.7m $1.7m 0.93% Reduced -4.8k -4,771
59 First Heartland Consultants, Inc. 0.22% of their portfolio LAKE ST. LOUIS, MO 120,124120.1k $1.7m $1.7m 0.22% Reduced -2.5k -2,523
60 Meridian Wealth Management, LLC 0.14% of their portfolio LEXINGTON, KY 115,605115.6k $1.6m $1.6m 0.14% Reduced -14.6k -14,576
61 New Harbor Financial Group, LLC 0.48% of their portfolio WORCESTER, MA 114,059114.1k $1.6m $1.6m 0.48% Reduced -9.0k -9,001
62 Clarity Financial LLC 0.22% of their portfolio Houston, TX 107,795107.8k $1.5m $1.5m 0.22% New
63 DOLIVER ADVISORS, LP 0.45% of their portfolio HOUSTON, TX 105,533105.5k $1.5m $1.5m 0.45% Reduced -405.2k -405,157
64 FIRST NATIONAL CORP /MA/ /ADV 0.35% of their portfolio ROCKLAND, MA 105,519105.5k $1.5m $1.5m 0.35% Reduced -426.2k -426,198
65 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 102,133102.1k $1.4m $1.4m 0.04% First filing
66 Select Asset Management & Trust 0.85% of their portfolio MECHANICSBURG, PA 100,000100.0k $1.4m $1.4m 0.85% Added +50.0k +50,000
67 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.50% of their portfolio FLINT, MI 95,77895.8k $1.3m $1.3m 0.50% Added +11.2k +11,224
68 Weil Company, Inc. 0.59% of their portfolio SAN DIEGO, CA 95,76095.8k $1.3m $1.3m 0.59% Reduced -54.2k -54,240
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 89,07389.1k $1.2m $1.2m 0.00% Added +3.5k +3,512
70 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.04% of their portfolio TOKYO, M0 81,26681.3k $1.1m $1.1m 0.04% Unchanged
71 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 80,19280.2k $1.1m $1.1m 0.00% Unchanged
72 CENTRAL TRUST Co 0.03% of their portfolio JEFFERSON CITY, MO 76,21076.2k $1.1m $1.1m 0.03% Reduced -1.6k -1,650
73 Western Wealth Management, LLC 0.09% of their portfolio GOLDEN, CO 74,60674.6k $1.0m $1.0m 0.09% Reduced -47.7k -47,674
74 Nicholas Hoffman & Company, LLC. 0.04% of their portfolio ATLANTA, GA 66,89166.9k $928.4k $928.4k 0.04% Unchanged
75 MGO ONE SEVEN LLC 0.08% of their portfolio Beachwood, OH 65,80965.8k $913.4k $913.4k 0.08% Added +42.8k +42,792
76 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 62,50062.5k $867.5k $867.5k 0.00% Reduced -46.7k -46,700
77 TRUE Private Wealth Advisors 0.12% of their portfolio Salem, OR 60,84060.8k $844.5k $844.5k 0.12% Unchanged
78 IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE Ltd 1.16% of their portfolio SINGAPORE, U0 60,00060.0k $832.8k $832.8k 1.16% Unchanged
79 Intellectus Partners, LLC 0.25% of their portfolio SAN FRANCISCO, CA 59,77959.8k $829.7k $829.7k 0.25% Reduced -6.2k -6,223
80 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 55,25055.2k $766.9k $766.9k 0.00% Reduced -100.3k -100,304
81 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 53,67753.7k $735.2k $735.2k 0.01% Reduced -20.7k -20,685
82 ARCADIA INVESTMENT MANAGEMENT CORP/MI 0.14% of their portfolio KALAMAZOO, MI 50,66050.7k $703.2k $703.2k 0.14% Added +16.9k +16,860
83 Hilton Capital Management, LLC 0.08% of their portfolio Garden City, NY 50,50550.5k $701.0k $701.0k 0.08% Unchanged
84 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $694.0k $694.0k 0.00% Reduced -12.6k -12,623
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 48,30048.3k $670.0k $670.0k 0.00% Added +28.3k +28,300
86 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 47,39247.4k $657.8k $657.8k 0.03% Unchanged
87 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 47,29147.3k $656.4k $656.4k 0.02% Reduced -96.1k -96,115
88 Security National Bank 0.16% of their portfolio OMAHA, NE 46,09046.1k $639.7k $639.7k 0.16% Unchanged
89 Freedom Investment Management, Inc. 0.07% of their portfolio SOUTH WINDSOR, CT 45,21945.2k $627.6k $627.6k 0.07% Reduced -105.0k -104,977
90 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 44,95245.0k $623.9k $623.9k 0.02% Added +39.7k +39,728
91 RIA Advisory Group LLC 0.26% of their portfolio Des Moines, IA 42,99143.0k $596.7k $596.7k 0.26% Reduced -747.8k -747,827
92 TWO SIGMA SECURITIES, LLC 0.05% of their portfolio NEW YORK, NY 41,59641.6k $577.4k $577.4k 0.05% Added +21.4k +21,432
93 Oxbow Advisors, LLC 0.09% of their portfolio Austin, TX 41,53041.5k $576.4k $576.4k 0.09% Reduced -1.8m -1,783,922
94 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 40,35940.4k $560.2k $560.2k 0.07% Reduced -4 -4
95 WOODWARD DIVERSIFIED CAPITAL, LLC 0.42% of their portfolio BAKERSFIELD, CA 40,23840.2k $558.5k $558.5k 0.42% Reduced -11.1k -11,136
96 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 38,56838.6k $535.3k $535.3k 0.10% Added +20.5k +20,484
97 ELKHORN PARTNERS LIMITED PARTNERSHIP 0.34% of their portfolio OMAHA, NE 38,00038.0k $527.0k $527.0k 0.34% Unchanged
98 Sepio Capital, LP 0.04% of their portfolio Salt Lake City, UT 38,00038.0k $527.4k $527.4k 0.04% Unchanged
99 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 37,31637.3k $517.9k $517.9k 0.00% Reduced -301 -301
100 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 34,82034.8k $497.2k $497.2k 0.00% Unchanged