Vault-13

FIRST TR EXCHNG TRADED FD VI BUFG

VEST BUFFERED · ETP · CUSIP 33740U778

58 institutional holders -3 vs Q1 2023
5,469,1795.5m shares reported held*
$110.4mreported value*
6 new 19 added 29 reduced 10 sold out net sold ≈ $2.3m (-66.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.18. Options: 0 managers hold calls (— notional), 1 hold puts ($1.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 59Q1 23: 61Q2 23: 5858Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202252
Q4 202259
Q1 202361
Q2 202358

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 30 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 39 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222730
Q1 20232934
Q2 20232539

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.0mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$1.0m—

Biggest buyers

CWM, LLC Added +281,308+281.3k
WORLD EQUITY GROUP, INC. Added +152,311+152.3k
Avidian Wealth Enterprises, LLC Added +77,922+77.9k
Onyx Bridge Wealth Group LLC New +37,165+37.2k
ASSETMARK, INC New +20,994+21.0k
Sowell Financial Services LLC New +16,201+16.2k
Aptus Capital Advisors, LLC Added +11,869+11.9k
LPL Financial LLC New +11,008+11.0k
Brookstone Capital Management New +10,851+10.9k
OSAIC HOLDINGS, INC. Added +8,882+8.9k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -194,873-194.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -81,545-81.5k
Pitti Group Wealth Management, LLC Reduced -77,998-78.0k
OLD MISSION CAPITAL LLC Sold out -70,824-70.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -44,882-44.9k
Simplicity Wealth,LLC Sold out -43,168-43.2k
Cetera Advisors LLC Reduced -34,103-34.1k
CITADEL ADVISORS LLC Sold out -31,932-31.9k
Cetera Investment Advisers Sold out -26,616-26.6k
IAMS WEALTH MANAGEMENT, LLC Sold out -25,776-25.8k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $1.0m51.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 774,684774.7k $15.6m $15.6m 0.01% Reduced -81.5k -81,545
2 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 743,354743.4k $15.0m $15.0m 0.03% Reduced -194.9k -194,873
3 CWM, LLC 0.06% of their portfolio OMAHA, NE 489,515489.5k $9.9m $9.9m 0.06% Added +281.3k +281,308
4 Avidian Wealth Enterprises, LLC 0.38% of their portfolio Houston, TX 286,045286.0k $5.8m $5.8m 0.38% Added +77.9k +77,922
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 271,997272.0k $5.5m $5.5m 0.01% Added +8.9k +8,882
6 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 235,395235.4k $4.8m $4.8m 0.07% Reduced -34.1k -34,103
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 216,741216.7k $4.4m $4.4m 0.05% Reduced -4.6k -4,555
8 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 205,756205.8k $4.2m $4.2m 0.05% Reduced -718 -718
9 WORLD EQUITY GROUP, INC. 1.05% of their portfolio SCHAUMBURG, IL 176,730176.7k $3.6m $3.6m 1.05% Added +152.3k +152,311
10 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 145,315145.3k $2.9m $2.9m 0.05% Reduced -1.3k -1,330
11 Pitti Group Wealth Management, LLC 3.15% of their portfolio VICTOR, NY 139,408139.4k $2.8m $2.8m 3.15% Reduced -78.0k -77,998
12 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 135,419135.4k $2.7m $2.7m 0.02% Reduced -9.5k -9,498
13 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 117,849117.8k $2.4m $2.4m 0.01% Reduced -4.1k -4,067
14 Authentikos Wealth Advisory, LLC 2.18% of their portfolio MORGAN HILL, CA 114,572114.6k $2.3m $2.3m 2.18% Reduced -6.5k -6,527
15 Ellsworth Advisors, LLC 0.78% of their portfolio HUDSON, OH 111,846111.8k $2.3m $2.3m 0.78% Reduced -1.5k -1,528
16 Valtinson Bruner Financial Planning LLC 1.21% of their portfolio NEW BRIGHTON, MN 111,274111.3k $2.2m $2.2m 1.21% Reduced -165 -165
17 Lunt Capital Management, Inc. 0.99% of their portfolio HOLLADAY, UT 90,64190.6k $1.8m $1.8m 0.99% First filing
18 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 70,89270.9k $1.4m $1.4m 0.04% Added +11.9k +11,869
19 Jaffetilchin Investment Partners, LLC 0.13% of their portfolio TAMPA, FL 62,12562.1k $1.3m $1.3m 0.13% Added +3.1k +3,122
20 Financial Advocates Investment Management 0.09% of their portfolio OLYMPIA, WA 57,71757.7k $1.2m $1.2m 0.09% Reduced -34 -34
21 GUARDIAN WEALTH ADVISORS, LLC / NC 0.20% of their portfolio RALEIGH, NC 56,55756.6k $1.1m $1.1m 0.20% Reduced -2.5k -2,466
22 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 55,98656.0k $1.1m $1.1m 0.02% Reduced -948 -948
23 PERSONAL CFO SOLUTIONS, LLC 0.20% of their portfolio CHESTER, NJ 48,83348.8k $985.5k $985.5k 0.20% Added +7.3k +7,290
24 FSB PREMIER WEALTH MANAGEMENT, INC. 0.53% of their portfolio WATERLOO, IA 48,01048.0k $968.8k $968.8k 0.53% Reduced -9.9k -9,909
25 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 47,05947.1k $949.7k $949.7k 0.01% Added +805 +805
26 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 44,97445.0k $908.0k $908.0k 0.00% Added +3.4k +3,368
27 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 43,25543.3k $872.9k $872.9k 0.03% Reduced -22.7k -22,709
28 Onyx Bridge Wealth Group LLC 0.18% of their portfolio TARRYTOWN, NY 37,16537.2k $750.0k $750.0k 0.18% New
29 Financial Guidance Group, Inc. 0.51% of their portfolio Palm Harbor, FL 34,40434.4k $694.3k $694.3k 0.51% Added +4.2k +4,217
30 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 29,86529.9k $602.7k $602.7k 0.04% Reduced -4.4k -4,439
31 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 27,84627.8k $561.9k $561.9k 0.03% Added +47 +47
32 Private Advisory Group LLC 0.11% of their portfolio REDMOND, WA 27,72827.7k $559.6k $559.6k 0.11% Added +181 +181
33 Harvest Investment Services, LLC 0.31% of their portfolio Oakbrook Terrace, IL 27,27827.3k $550.5k $550.5k 0.31% Added +6.6k +6,598
34 Sound View Wealth Advisors Group, LLC 0.07% of their portfolio SAVANNAH, GA 27,18727.2k $548.6k $548.6k 0.07% Reduced -14 -14
35 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 25,50225.5k $514.6k $514.6k 0.01% Added +2.9k +2,939
36 ROVIN CAPITAL /UT/ /ADV 0.23% of their portfolio MESA, AZ 25,44625.4k $514.0k $514.0k 0.23% Added +2.5k +2,505
37 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 24,80024.8k $500.5k $500.5k 0.09% Unchanged
38 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 24,76724.8k $494.6k $494.6k 0.06% Reduced -314 -314
39 DHJJ Financial Advisors, Ltd. 0.25% of their portfolio NAPERVILLE, IL 24,04124.0k $485.1k $485.1k 0.25% Reduced -245 -245
40 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 21,32521.3k $430.3k $430.3k 0.02% Reduced -1.5k -1,500
41 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 20,99421.0k $423.7k $423.7k 0.00% New
42 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 16,51316.5k $333.0k $333.0k 0.05% Added +1.7k +1,723
43 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 16,42616.4k $331.5k $331.5k 0.01% Added +130 +130
44 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 16,20116.2k $327.0k $327.0k 0.02% New
45 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 15,96016.0k $322.1k $322.1k 0.03% Reduced -1.1k -1,050
46 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 14,24014.2k $285.8k $285.8k 0.01% Added +8.4k +8,359
47 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 13,84213.8k $279.0k $279.0k 0.01% Reduced -940 -940
48 KFG WEALTH MANAGEMENT, LLC 0.16% of their portfolio GRANGER, IN 13,45413.5k $271.5k $271.5k 0.16% Unchanged
49 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 12,49712.5k $252.0k $252.0k 0.03% Added +2.4k +2,416
50 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 11,91011.9k $240.0k $240.0k 0.02% Reduced -6.2k -6,241
51 HBW ADVISORY SERVICES LLC 0.05% of their portfolio SIMI VALLEY, CA 11,70011.7k $236.0k $236.0k 0.05% Unchanged
52 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,46511.5k $231.4k $231.4k 0.00% Reduced -3.5k -3,510
53 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,00811.0k $222.1k $222.1k 0.00% New
54 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 10,85110.9k $216.7k $216.7k 0.00% New
55 Kelly Financial Services LLC 0.05% of their portfolio BRAINTREE, MA 5,2895.3k $106.7k $106.7k 0.05% Reduced -285 -285
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,0904.1k $82.5k $82.5k 0.01% Reduced -17.1k -17,104
57 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,4363.4k $69.3k $69.3k 0.00% Reduced -488 -488
58 Live Oak Investment Partners 0.01% of their portfolio AUSTIN, TX 860860 $17.4k $17.4k 0.01% New