Vault-13

SPDR SER TR SPYD

PRTFLO S&P500 HI · ETP · CUSIP 78468R788

412 institutional holders -4 vs Q1 2023
64,512,45464.5m shares reported held*
$2.4bnreported value*
31 new 141 added 166 reduced 39 sold out net sold ≈ $306.4m (-14.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($33.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.10. Options: 3 managers hold calls ($2.5m notional), 2 hold puts ($468.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 387Q4 22: 422Q1 23: 416Q2 23: 412412Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022387
Q4 2022422
Q1 2023416
Q2 2023412

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 222 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 172 bought or addedQ2 23: 205 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022222144
Q1 2023225163
Q2 2023172205

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.7mQ3 22 puts: $1.8mQ3 22P/C 0.48Q4 22 calls: $4.3mQ4 22 puts: $997.4kQ4 22P/C 0.23Q1 23 calls: $4.5mQ1 23 puts: $963.4kQ1 23P/C 0.22Q2 23 calls: $2.5mQ2 23 puts: $468.2kQ2 23P/C 0.19
Numbers
QuarterCallsPutsP/C
Q3 2022$3.7m$1.8m0.48
Q4 2022$4.3m$997.4k0.23
Q1 2023$4.5m$963.4k0.22
Q2 2023$2.5m$468.2k0.19

Biggest buyers

PRUDENTIAL PLC Added +1,386,515+1.4m
Allworth Financial LP Added +164,032+164.0k
JANE STREET GROUP, LLC New +87,019+87.0k
Private Advisor Group, LLC Added +75,282+75.3k
Venture Visionary Partners LLC New +74,206+74.2k
CAPTRUST FINANCIAL ADVISORS Added +69,625+69.6k
CITADEL ADVISORS LLC Added +64,759+64.8k
Crescent Grove Advisors, LLC Added +63,973+64.0k
ALLIANCEBERNSTEIN L.P. Added +61,234+61.2k
PARK AVENUE SECURITIES LLC Added +56,800+56.8k

Biggest sellers

COWA, LLC Reduced -4,221,013-4.2m
Parker Investment Management, LLC Sold out -2,282,719-2.3m
Proquility Private Wealth Partners, LLC Sold out -2,253,576-2.3m
BANK OF AMERICA CORP /DE/ Reduced -1,701,570-1.7m
OSAIC HOLDINGS, INC. Reduced -829,126-829.1k
First Command Advisory Services, Inc. Reduced -504,442-504.4k
UBS Group AG Reduced -446,664-446.7k
FULTON BREAKEFIELD BROENNIMAN LLC Sold out -441,894-441.9k
ANGELES WEALTH MANAGEMENT, LLC Reduced -430,697-430.7k
WELLS FARGO & COMPANY/MN Reduced -420,540-420.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.7m45.3k shares
WOLVERINE TRADING, LLC Added $797.5k21.6k shares
Cutler Group LLC / CA Added $11.0k12.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $467.2k12.6k shares
Cutler Group LLC / CA Added $1.0k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRUDENTIAL PLC 8.04% of their portfolio LONDON, X0 18,368,26318.4m $681.1m $681.1m 8.04% Added +1.4m +1,386,515
2 Meiji Yasuda Life Insurance Co 6.97% of their portfolio TOKYO, M0 7,200,5207.2m $267.0m $267.0m 6.97% Unchanged
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,963,5564.0m $147.0m $147.0m 0.02% Reduced -1.7m -1,701,570
4 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 3,289,2833.3m $122.0m $122.0m 0.09% Reduced -305.9k -305,910
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,830,8082.8m $105.0m $105.0m 0.01% Reduced -129.4k -129,385
6 Auto-Owners Insurance Co 2.47% of their portfolio LANSING, MI 2,050,0002.0m $76.1m $76.1m 2.47% Unchanged
7 First Command Bank 6.19% of their portfolio FORT WORTH, TX 1,773,6151.8m $65.8m $65.8m 6.19% Reduced -338.4k -338,440
8 First Command Financial Services, Inc. 6.19% of their portfolio FORT WORTH, TX 1,773,6151.8m $65.8m $65.8m 6.19% Reduced -338.4k -338,440
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,201,7321.2m $44.6m $44.6m 0.01% Added +27.9k +27,919
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 931,140931.1k $34.5m $34.5m 0.01% Reduced -420.5k -420,540
11 Allworth Financial LP 0.28% of their portfolio FOLSOM, CA 897,290897.3k $33.3m $33.3m 0.28% Added +164.0k +164,032
12 Vestmark Advisory Solutions, Inc. 1.18% of their portfolio Wakefield, MA 836,560836.6k $31.0m $31.0m 1.18% Reduced -320.7k -320,733
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 831,499831.5k $30.8m $30.8m 0.01% Reduced -446.7k -446,664
14 Heartwood Wealth Advisors LLC 3.45% of their portfolio RICHMOND, VA 655,958656.0k $24.3m $24.3m 3.45% Added +8.3k +8,332
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 493,224493.2k $18.3m $18.3m 0.01% Reduced -73.7k -73,728
16 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 440,621440.6k $16.3m $16.3m 0.03% Reduced -829.1k -829,126
17 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 428,212428.2k $15.9m $15.9m 0.03% Added +13.0k +12,954
18 Sage Advisory Services, Ltd.Co. 4.52% of their portfolio AUSTIN, TX 418,151418.2k $15.5m $15.5m 4.52% Added +14.5k +14,497
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 401,666401.7k $14.9m $14.9m 0.00% Reduced -142.9k -142,947
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 399,222399.2k $14.8m $14.8m 0.01% Added +35.4k +35,404
21 PFS INVESTMENTS INC. 0.24% of their portfolio DULUTH, GA 388,840388.8k $14.4m $14.4m 0.24% Reduced -4.4k -4,402
22 Strategic Point Investment Advisors, LLC 2.94% of their portfolio PROVIDENCE, RI 386,712386.7k $14.3m $14.3m 2.94% Reduced -2.8k -2,825
23 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 383,494383.5k $14.2m $14.2m 0.12% Added +75.3k +75,282
24 BIP Wealth, LLC 1.09% of their portfolio ATLANTA, GA 359,808359.8k $13.3m $13.3m 1.09% Added +2.4k +2,405
25 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 352,551352.6k $13.1m $13.1m 0.01% Added +61.2k +61,234
26 NEIRG Wealth Management, LLC 2.30% of their portfolio NORTH ANDOVER, MA 336,655336.7k $12.5m $12.5m 2.30% Reduced -32.3k -32,332
27 COWA, LLC 8.08% of their portfolio Tulsa, OK 331,141331.1k $12.3m $12.3m 8.08% Reduced -4.2m -4,221,013
28 Curran Financial Partners, LLC 5.19% of their portfolio DANIEL ISLAND, SC 322,315322.3k $12.0m $12.0m 5.19% Added +27.4k +27,407
29 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 274,982275.0k $10.2m $10.2m 0.04% First filing
30 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 270,302270.3k $10.0m $10.0m 0.05% Reduced -78.0k -78,022
31 Hapanowicz & Associates Financial Services, Inc 6.66% of their portfolio PITTSBURGH, PA 268,489268.5k $10.0m $10.0m 6.66% Reduced -5.1k -5,128
32 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 257,362257.4k $9.5m $9.5m 0.04% Reduced -12.7k -12,668
33 Global Retirement Partners, LLC 0.43% of their portfolio San Rafael, CA 239,214239.2k $8.9m $8.9m 0.43% Reduced -24.1k -24,131
34 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 219,940219.9k $8.2m $8.2m 0.01% Reduced -90.9k -90,865
35 Gunma Bank,Ltd. 5.40% of their portfolio GUNMA, M0 215,000215.0k $8.0m $8.0m 5.40% Added +44.0k +44,000
36 FIRST HAWAIIAN BANK 0.26% of their portfolio HONOLULU, HI 214,369214.4k $7.9m $7.9m 0.26% Reduced -221 -221
37 Jefferies Financial Group Inc. 0.17% of their portfolio NEW YORK, NY 211,045211.0k $7.8m $7.8m 0.17% Added +317 +317
38 CWM, LLC 0.04% of their portfolio OMAHA, NE 191,195191.2k $7.1m $7.1m 0.04% Reduced -1.7k -1,718
39 SWS Partners 2.50% of their portfolio COLUMBUS, OH 187,107187.1k $6.9m $6.9m 2.50% Reduced -1.6k -1,629
40 Keystone Financial Planning, Inc. 2.31% of their portfolio CLEVELAND, OH 186,304186.3k $6.9m $6.9m 2.31% Added +9.2k +9,236
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 178,904178.9k $6.6m $6.6m 0.01% Reduced -27.5k -27,511
42 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 163,721163.7k $6.1m $6.1m 0.01% Reduced -15.6k -15,586
43 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 154,450154.4k $5.7m $5.7m 0.01% Added +17.4k +17,436
44 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 152,127152.1k $5.6m $5.6m 0.02% Added +44.2k +44,161
45 Erickson Financial Group, LLC 5.05% of their portfolio ALLENTOWN, PA 150,247150.2k $5.6m $5.6m 5.05% Added +26.0k +26,008
46 PARK AVENUE SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 148,346148.3k $5.5m $5.5m 0.09% Added +56.8k +56,800
47 Systematic Alpha Investments, LLC 0.27% of their portfolio PRINCETON, NJ 147,601147.6k $5.5m $5.5m 0.27% Unchanged
48 Angeles Investment Advisors, LLC 0.44% of their portfolio SANTA MONICA, CA 142,000142.0k $5.3m $5.3m 0.44% Reduced -13.0k -13,000
49 Genesee Capital Advisors, LLC 3.39% of their portfolio AUBURN, NY 134,219134.2k $5.0m $5.0m 3.39% Added +1.9k +1,915
50 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 132,094132.1k $4.9m $4.9m 0.03% Added +20.0k +20,048
51 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 129,152129.2k $4.8m $4.8m 0.02% Added +17.7k +17,688
52 Curi Capital, LLC 0.16% of their portfolio CHICAGO, IL 127,750127.8k $4.7m $4.7m 0.16% Unchanged
53 Crescent Grove Advisors, LLC 0.51% of their portfolio LAKE FOREST, IL 127,437127.4k $4.7m $4.7m 0.51% Added +64.0k +63,973
54 XML Financial, LLC 0.48% of their portfolio BETHESDA, MD 111,364111.4k $4.1m $4.1m 0.48% Added +8.7k +8,654
55 Financial Gravity Asset Management, Inc. 1.45% of their portfolio Lakeway, TX 111,248111.2k $4.1m $4.1m 1.45% Added +11.9k +11,927
56 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 108,809108.8k $4.0m $4.0m 0.01% Reduced -23.1k -23,073
57 RDA Financial Network 1.66% of their portfolio AKRON, IA 106,396106.4k $3.9m $3.9m 1.66% Reduced -1.1k -1,125
58 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 104,888104.9k $3.9m $3.9m 0.01% Reduced -9.0k -8,957
59 Mariner, LLC 0.01% of their portfolio Overland Park, KS 103,299103.3k $3.8m $3.8m 0.01% Reduced -5.6k -5,638
60 First PREMIER Bank 1.08% of their portfolio SIOUX FALLS, SD 102,117102.1k $3.8m $3.8m 1.08% Reduced -2.8k -2,812
61 WEDBUSH SECURITIES INC 0.17% of their portfolio PASADENA, CA 98,76998.8k $3.7m $3.7m 0.17% Added +20.4k +20,401
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 96,29496.3k $3.6m $3.6m 0.00% Reduced -5.1k -5,116
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 95,08195.1k $3.5m $3.5m 0.00% Reduced -39.0k -38,980
64 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 94,57294.6k $3.5m $3.5m 0.01% Added +69.6k +69,625
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 94,42294.4k $3.5m $3.5m 0.00% Added +6.2k +6,240
66 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.49% of their portfolio Phoenix, AZ 93,81093.8k $3.5m $3.5m 2.49% Added +12.8k +12,788
67 CALTON & ASSOCIATES, INC. 1.59% of their portfolio Tampa, FL 91,77891.8k $3.4m $3.4m 1.59% Reduced -1.8k -1,777
68 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 91,63691.6k $3.4m $3.4m 0.04% Added +15.1k +15,055
69 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 91,16491.2k $3.4m $3.4m 0.02% Added +938 +938
70 FDx Advisors, Inc. 0.18% of their portfolio BERWYN, PA 90,81490.8k $3.4m $3.4m 0.18% Reduced -4.8k -4,763
71 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 88,85388.9k $3.3m $3.3m 0.01% Added +1.3k +1,273
72 Gateway Wealth Partners, LLC 0.58% of their portfolio APPLETON, WI 87,46587.5k $3.2m $3.2m 0.58% Reduced -4.4k -4,380
73 Sonoma Private Wealth LLC 5.65% of their portfolio San Francisco, CA 87,17887.2k $3.2m $3.2m 5.65% Reduced -3.6k -3,591
74 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 87,01987.0k $3.2m $3.2m 0.00% New
75 Coombe, Bender & Co LLC 2.29% of their portfolio ELLENVILLE, NY 84,80684.8k $3.1m $3.1m 2.29% Added +4.8k +4,812
76 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 84,53484.5k $3.1m $3.1m 0.04% Reduced -10.1k -10,101
77 CGN Advisors LLC 0.45% of their portfolio MANHATTAN, KS 84,17484.2k $3.1m $3.1m 0.45% Reduced -4.2k -4,216
78 WEALTHSOURCE PARTNERS, LLC 0.20% of their portfolio SAN LUIS OBISPO, CA 83,41783.4k $3.1m $3.1m 0.20% Reduced -2.7k -2,662
79 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 3.15% of their portfolio DUNMORE, PA 82,44082.4k $3.1m $3.1m 3.15% Reduced -7.6k -7,624
80 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 82,32982.3k $3.1m $3.1m 0.03% Added +1.6k +1,634
81 Western Wealth Management, LLC 0.26% of their portfolio GOLDEN, CO 82,08082.1k $3.0m $3.0m 0.26% Reduced -301.0k -300,965
82 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 78,26478.3k $2.9m $2.9m 0.01% Reduced -10.2k -10,210
83 Advisor OS, LLC 0.47% of their portfolio CHICAGO, IL 77,29277.3k $2.9m $2.9m 0.47% Reduced -6.3k -6,295
84 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 77,15477.2k $2.9m $2.9m 0.09% First filing
85 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 76,67776.7k $2.8m $2.8m 0.13% Added +8.5k +8,528
86 Daiwa Securities Group Inc. 0.02% of their portfolio CHIYODA-KU,TOKYO, M0 76,40076.4k $2.8m $2.8m 0.02% Unchanged
87 Freedom Investment Management, Inc. 0.32% of their portfolio SOUTH WINDSOR, CT 76,34576.3k $2.8m $2.8m 0.32% Reduced -10.0k -9,955
88 CreativeOne Wealth, LLC 0.07% of their portfolio OVERLAND PARK, KS 76,20876.2k $2.9m $2.9m 0.07% Added +11.2k +11,176
89 Independent Wealth Network Inc. 1.70% of their portfolio URBANDALE, IA 76,19776.2k $2.8m $2.8m 1.70% Added +4.3k +4,273
90 PARSONS CAPITAL MANAGEMENT INC/RI 0.21% of their portfolio PROVIDENCE, RI 75,36875.4k $2.8m $2.8m 0.21% Reduced -785 -785
91 Global Strategic Investment Solutions, LLC 0.35% of their portfolio Scottsdale, AZ 75,01275.0k $2.8m $2.8m 0.35% Unchanged
92 Kingsview Wealth Management, LLC 0.11% of their portfolio GRANTS PASS, OR 74,82874.8k $2.8m $2.8m 0.11% Reduced -3.5k -3,527
93 Venture Visionary Partners LLC 0.16% of their portfolio Sylvania, OH 74,20674.2k $2.8m $2.8m 0.16% New
94 WealthPLAN Partners, LLC 0.39% of their portfolio OMAHA, NE 73,78473.8k $2.7m $2.7m 0.39% Added +1.2k +1,205
95 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 71,93771.9k $2.7m $2.7m 0.00% Added +64.8k +64,759
96 WHITE PINE CAPITAL LLC 0.99% of their portfolio BLOOMINGTON, MN 71,71371.7k $2.7m $2.7m 0.99% Reduced -71 -71
97 FLAGSHIP HARBOR ADVISORS, LLC 0.22% of their portfolio BOSTON, MA 71,10671.1k $2.6m $2.6m 0.22% Added +45.3k +45,346
98 Geneos Wealth Management Inc. 0.14% of their portfolio ENGLEWOOD, CO 70,06270.1k $2.6m $2.6m 0.14% Added +15.7k +15,657
99 Bridgecreek Investment Management, LLC 0.49% of their portfolio Tulsa, OK 69,50069.5k $2.6m $2.6m 0.49% Unchanged
100 J.W. COLE ADVISORS, INC. 0.18% of their portfolio TAMPA, FL 68,13368.1k $2.5m $2.5m 0.18% Reduced -272 -272