Vault-13

EXCHANGE TRADED CONCEPTS TRU EMQQ

EMQQ EM INTERN · ETP · CUSIP 301505889

118 institutional holders -9 vs Q1 2023
7,172,3707.2m shares reported held*
$210.7mreported value*
9 new 25 added 48 reduced 20 sold out net sold ≈ $13.6m (-461.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.37. Options: 2 managers hold calls ($1.6m notional), 1 hold puts ($11.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 135Q1 23: 127Q2 23: 118118Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022126
Q4 2022135
Q1 2023127
Q2 2023118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 76 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 62 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 68 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224776
Q1 20234862
Q2 20233468

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $555.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.0mQ4 22 puts: $139.7kQ4 22P/C 0.13Q1 23 calls: $2.1mQ1 23 puts: $9.6kQ1 23P/C 0.00Q2 23 calls: $1.6mQ2 23 puts: $11.7kQ2 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$555.0k$00.00
Q4 2022$1.0m$139.7k0.13
Q1 2023$2.1m$9.6k0.00
Q2 2023$1.6m$11.7k0.01

Biggest buyers

JANE STREET GROUP, LLC New +194,982+195.0k
NewEdge Advisors, LLC Added +171,322+171.3k
CITADEL ADVISORS LLC Added +165,102+165.1k
StoneX Group Inc. New +128,237+128.2k
HighTower Advisors, LLC Added +56,011+56.0k
FLOW TRADERS U.S. LLC Added +51,822+51.8k
MERCER GLOBAL ADVISORS INC /ADV New +10,332+10.3k
Intercontinental Wealth Advisors, LLC Added +6,517+6.5k
OLD MISSION CAPITAL LLC Added +5,353+5.4k
Thrivent Financial for Lutherans Added +5,050+5.0k

Biggest sellers

Crestone Asset Management LLC Reduced -357,438-357.4k
Savior LLC Reduced -163,096-163.1k
MORGAN STANLEY Reduced -156,627-156.6k
Ameritas Advisory Services, LLC Sold out -79,609-79.6k
Cumberland Partners Ltd Sold out -65,780-65.8k
SP Asset Management LLC Sold out -53,180-53.2k
LPL Financial LLC Reduced -52,123-52.1k
WELLS FARGO & COMPANY/MN Reduced -43,629-43.6k
Raymond James Financial Services Advisors, Inc. Reduced -41,564-41.6k
GOLDMAN SACHS GROUP INC Reduced -37,509-37.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m52.4k shares
CITADEL ADVISORS LLC Reduced $55.8k1.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $11.7k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,261,5072.3m $66.4m $66.4m 0.01% Reduced -156.6k -156,627
2 Crestone Asset Management LLC 2.41% of their portfolio BOULDER, CO 373,496373.5k $11.0m $11.0m 2.41% Reduced -357.4k -357,438
3 SOL Capital Management CO 1.15% of their portfolio ROCKVILLE, MD 258,340258.3k $7.6m $7.6m 1.15% Added +4.3k +4,340
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 242,609242.6k $7.1m $7.1m 0.01% Reduced -52.1k -52,123
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 237,679237.7k $7.0m $7.0m 0.00% Reduced -4.4k -4,419
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 233,093233.1k $6.8m $6.8m 0.01% Reduced -2.9k -2,876
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 222,455222.5k $6.5m $6.5m 0.01% Reduced -22.9k -22,945
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 215,231215.2k $6.3m $6.3m 0.01% Reduced -10.3k -10,264
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 194,982195.0k $5.7m $5.7m 0.01% New
10 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 186,484186.5k $5.5m $5.5m 0.01% Added +165.1k +165,102
11 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 173,042173.0k $5.1m $5.1m 0.06% Added +171.3k +171,322
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 169,164169.2k $5.0m $5.0m 0.00% Reduced -4.2k -4,220
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 131,969132.0k $3.9m $3.9m 0.01% Reduced -2.5k -2,457
14 OLD MISSION CAPITAL LLC 0.14% of their portfolio CHICAGO, IL 130,382130.4k $3.8m $3.8m 0.14% Added +5.4k +5,353
15 StoneX Group Inc. 0.39% of their portfolio NEW YORK, NY 128,237128.2k $3.8m $3.8m 0.39% New
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 121,536121.5k $3.6m $3.6m 0.00% Reduced -8.9k -8,881
17 B&D White Capital Company, LLC 1.12% of their portfolio Lakeway, TX 110,713110.7k $3.3m $3.3m 1.12% Added +1.3k +1,325
18 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 107,450107.5k $3.2m $3.2m 0.02% Reduced -13.3k -13,253
19 Gladstone Institutional Advisory LLC 0.16% of their portfolio Bedminster, NJ 90,98791.0k $2.7m $2.7m 0.16% Reduced -6.4k -6,390
20 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 90,07690.1k $2.6m $2.6m 0.01% Added +5.0k +5,050
21 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 83,80983.8k $2.5m $2.5m 0.11% Added +51.8k +51,822
22 Intercontinental Wealth Advisors, LLC 0.53% of their portfolio SAN ANTONIO, TX 75,45675.5k $2.2m $2.2m 0.53% Added +6.5k +6,517
23 AXXCESS WEALTH MANAGEMENT, LLC 0.16% of their portfolio CARLSBAD, CA 74,86474.9k $2.2m $2.2m 0.16% Unchanged
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 67,20467.2k $2.0m $2.0m 0.00% Added +56.0k +56,011
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 59,16159.2k $1.7m $1.7m 0.01% Added +1.7k +1,662
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 58,05758.1k $1.7m $1.7m 0.00% Reduced -43.6k -43,629
27 J.W. COLE ADVISORS, INC. 0.12% of their portfolio TAMPA, FL 55,98956.0k $1.6m $1.6m 0.12% Added +4.4k +4,391
28 RPg Family Wealth Advisory, LLC 0.59% of their portfolio BURLINGTON, MA 50,48850.5k $1.5m $1.5m 0.59% Added +4.7k +4,713
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 49,57249.6k $1.5m $1.5m 0.01% Added +1.2k +1,217
30 Twelve Points Wealth Management LLC 0.76% of their portfolio CONCORD, MA 48,71948.7k $1.4m $1.4m 0.76% Unchanged
31 Smart Portfolios, LLC 2.25% of their portfolio LAKE FOREST PARK, WA 43,71743.7k $1.3m $1.3m 2.25% Reduced -18 -18
32 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 40,38340.4k $1.2m $1.2m 0.01% Reduced -1.7k -1,682
33 Fernwood Investment Management, LLC 0.40% of their portfolio QUINCY, MA 38,33838.3k $1.1m $1.1m 0.40% Reduced -2.3k -2,340
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,82735.8k $1.1m $1.1m 0.00% Added +1.8k +1,796
35 HBW ADVISORY SERVICES LLC 0.23% of their portfolio SIMI VALLEY, CA 35,77235.8k $1.1m $1.1m 0.23% Added +2.5k +2,503
36 White Knight Strategic Wealth Advisors, LLC 1.21% of their portfolio PRINCETON, NJ 35,13735.1k $1.0m $1.0m 1.21% Added +409 +409
37 Ellis Investment Partners, LLC 0.23% of their portfolio Berwyn, PA 31,89631.9k $936.5k $936.5k 0.23% Added +529 +529
38 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 28,86928.9k $847.6k $847.6k 0.04% Added +1.3k +1,330
39 Pitti Group Wealth Management, LLC 0.88% of their portfolio VICTOR, NY 26,84426.8k $788.2k $788.2k 0.88% Added +36 +36
40 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 26,81226.8k $902.1k $902.1k 0.02% Added +4.5k +4,535
41 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 24,67124.7k $724.3k $724.3k 0.01% Added +940 +940
42 Goldstein Advisors, LLC 0.14% of their portfolio Madison, WI 22,57022.6k $662.7k $662.7k 0.14% Reduced -15.0k -14,974
43 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 22,20022.2k $651.8k $651.8k 0.08% Added +1.6k +1,620
44 Robertson Stephens Wealth Management, LLC 0.05% of their portfolio San Francisco, CA 21,77521.8k $639.3k $639.3k 0.05% Reduced -790 -790
45 Sanctuary Wealth Management, L.L.C. 0.68% of their portfolio POCATELLO, ID 21,76521.8k $639.0k $639.0k 0.68% First filing
46 Garden State Investment Advisory Services LLC 0.28% of their portfolio Red Bank, NJ 21,31021.3k $625.7k $625.7k 0.28% Reduced -8.6k -8,645
47 Dorsey & Whitney Trust CO LLC 0.05% of their portfolio SIOUX FALLS, SD 21,16121.2k $621.3k $621.3k 0.05% Unchanged
48 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,33319.3k $567.6k $567.6k 0.00% Reduced -1.1k -1,075
49 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 19,05019.1k $559.3k $559.3k 0.01% Reduced -124 -124
50 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 16,67716.7k $489.6k $489.6k 0.02% Unchanged
51 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,48316.5k $483.9k $483.9k 0.00% Reduced -37.5k -37,509
52 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 16,18616.2k $475.2k $475.2k 0.04% Reduced -75 -75
53 Rothschild Wealth LLC 0.15% of their portfolio OAK BROOK, IL 16,03816.0k $470.9k $470.9k 0.15% Reduced -297 -297
54 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 14,30314.3k $419.9k $419.9k 0.00% Reduced -289 -289
55 Savior LLC 1.68% of their portfolio WELLESLEY HILLS, MA 14,15814.2k $415.7k $415.7k 1.68% Reduced -163.1k -163,096
56 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 14,08714.1k $413.6k $413.6k 0.02% Reduced -3.5k -3,515
57 Centurion Wealth Management LLC 0.20% of their portfolio Mclean, VA 14,08714.1k $413.6k $413.6k 0.20% Reduced -3.5k -3,515
58 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,46313.5k $395.3k $395.3k 0.00% Reduced -41.6k -41,564
59 Gemmer Asset Management LLC 0.05% of their portfolio WALNUT CREEK, CA 13,37513.4k $392.7k $392.7k 0.05% Reduced -1 -1
60 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 12,01812.0k $352.8k $352.8k 0.00% Unchanged
61 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,50311.5k $337.7k $337.7k 0.00% Reduced -103 -103
62 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 10,92310.9k $320.7k $320.7k 0.00% Added +1.2k +1,204
63 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 10,69510.7k $314.0k $314.0k 0.02% Unchanged
64 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 10,64210.6k $312.0k $312.0k 0.03% Added +623 +623
65 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,33210.3k $303.0k $303.0k 0.00% New
66 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,18810.2k $299.1k $299.1k 0.00% Reduced -17 -17
67 Glen Eagle Advisors, LLC 0.06% of their portfolio KINGSTON, NJ 9,5539.6k $280.5k $280.5k 0.06% Reduced -24 -24
68 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 8,8348.8k $259.0k $259.0k 0.01% Reduced -7.9k -7,938
69 Summit Asset Management, LLC 0.06% of their portfolio MEMPHIS, TN 7,8677.9k $231.0k $231.0k 0.06% Reduced -170 -170
70 Versant Capital Management, Inc 0.07% of their portfolio PHOENIX, AZ 7,7657.8k $228.0k $228.0k 0.07% Unchanged
71 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 7,7647.8k $227.9k $227.9k 0.02% Reduced -300 -300
72 INTRUST BANK NA 0.03% of their portfolio WICHITA, KS 7,5557.6k $221.8k $221.8k 0.03% Added +180 +180
73 Future Financial Wealth Managment LLC 0.23% of their portfolio CINCINNATI, OH 7,4967.5k $220.1k $220.1k 0.23% Reduced -363 -363
74 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 7,2707.3k $213.4k $213.4k 0.01% Reduced -1.9k -1,947
75 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 6,7186.7k $197.2k $197.2k 0.00% First filing
76 SALEM INVESTMENT COUNSELORS INC 0.01% of their portfolio WINSTON-SALEM, NC 5,6595.7k $166.1k $166.1k 0.01% Reduced -1.8k -1,780
77 JTC Employer Solutions Trustee Ltd 0.01% of their portfolio ST HELIER, Y9 5,1405.1k $151.0k $151.0k 0.01% Unchanged
78 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 3,7403.7k $109.8k $109.8k 0.00% Reduced -1.7k -1,705
79 Hanson & Doremus Investment Management 0.02% of their portfolio BURLINGTON, VT 3,7383.7k $110.0k $110.0k 0.02% Reduced -364 -364
80 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 2,5962.6k $76.2k $76.2k 0.00% Unchanged
81 First Capital Advisors Group, LLC. 0.03% of their portfolio LITTLE SILVER, NJ 2,2602.3k $66.4k $66.4k 0.03% New
82 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,6911.7k $13.6k $13.6k 0.00% New
83 CAROLINAS WEALTH CONSULTING LLC 0.01% of their portfolio CHARLOTTE, NC 1,3591.4k $39.9k $39.9k 0.01% Reduced -180 -180
84 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 1,2141.2k $35.6k $35.6k 0.01% Unchanged
85 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 970970 $28.5k $28.5k 0.01% New
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 950950 $27.9k $27.9k 0.00% Unchanged
87 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 935935 $28.0k $28.0k 0.00% New
88 CWM, LLC 0.00% of their portfolio OMAHA, NE 760760 $22.0k $22.0k 0.00% Reduced -966 -966
89 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 727727 $21.4k $21.4k 0.00% Reduced -61 -61
90 Farmers & Merchants Trust Co of Chambersburg PA 0.01% of their portfolio CHAMBERSBURG, PA 700700 $21.0k $21.0k 0.01% Unchanged
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 606606 $17.8k $17.8k 0.00% Unchanged
92 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 583583 $17.1k $17.1k 0.01% Unchanged
93 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 287287 $8.4k $8.4k 0.00% Unchanged
94 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 282282 $8.3k $8.3k 0.00% Unchanged
95 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 240240 $7.0k $7.0k 0.00% Unchanged
96 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 239239 $7.0k $7.0k 0.00% Unchanged
97 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 167167 $4.9k $4.9k 0.00% Unchanged
98 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.00% of their portfolio TOKYO, M0 164164 $4.8k $4.8k 0.00% Reduced -1.3k -1,297
99 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 150150 $4.4k $4.4k 0.00% Unchanged
100 FMR LLC 0.00% of their portfolio BOSTON, MA 133133 $3.9k $3.9k 0.00% Reduced -573 -573