Vault-13

ETF SER SOLUTIONS ADME

APTUS DRAWDOWN · ETP · CUSIP 26922A784

37 institutional holders -4 vs Q1 2023
4,927,4014.9m shares reported held*
$179.4mreported value*
2 new 6 added 23 reduced 6 sold out net sold ≈ $103.0m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($980.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.41.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 34Q4 22: 39Q1 23: 41Q2 23: 3737Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202234
Q4 202239
Q1 202341
Q2 202337

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 29 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221519
Q1 20231522
Q2 2023829

Biggest buyers

Integrated Wealth Concepts LLC New +148,986+149.0k
MBE Wealth Management, LLC Added +9,112+9.1k
BROGAN FINANCIAL, INC. Added +5,689+5.7k
Ascentis Independent Advisors Added +4,935+4.9k
OSAIC HOLDINGS, INC. Added +1,411+1.4k
Raymond James Financial Services Advisors, Inc. Added +1,349+1.3k
UBS Group AG Added +266+266
MORGAN STANLEY New +83+83

Biggest sellers

Aptus Capital Advisors, LLC Reduced -1,419,058-1.4m
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -747,719-747.7k
Advisor Resource Council Sold out -251,733-251.7k
Derbend Asset Management Sold out -196,328-196.3k
Schorn Wealth LLC Reduced -165,287-165.3k
CITADEL ADVISORS LLC Sold out -34,989-35.0k
Waterloo Capital, L.P. Reduced -29,430-29.4k
Sigma Planning Corp Sold out -23,161-23.2k
LPL Financial LLC Reduced -21,440-21.4k
WOLVERINE TRADING, LLC Reduced -18,967-19.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 2.81% of their portfolio FAIRHOPE, AL 2,645,0852.6m $96.3m $96.3m 2.81% Reduced -1.4m -1,419,058
2 First Heartland Consultants, Inc. 1.92% of their portfolio LAKE ST. LOUIS, MO 405,726405.7k $14.8m $14.8m 1.92% Reduced -7.3k -7,267
3 Schorn Wealth LLC 6.62% of their portfolio ENGLEWOOD, FL 394,963395.0k $14.4m $14.4m 6.62% Reduced -165.3k -165,287
4 Waterloo Capital, L.P. 2.78% of their portfolio AUSTIN, TX 258,412258.4k $9.4m $9.4m 2.78% Reduced -29.4k -29,430
5 Bienville Capital Management, LLC 3.60% of their portfolio New York, NY 257,844257.8k $9.4m $9.4m 3.60% Unchanged
6 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 148,986149.0k $5.4m $5.4m 0.09% New
7 GUARDIAN WEALTH ADVISORS, LLC / NC 0.89% of their portfolio RALEIGH, NC 142,312142.3k $5.2m $5.2m 0.89% Reduced -747.7k -747,719
8 SILVER OAK SECURITIES, INCORPORATED 0.74% of their portfolio JACKSON, TN 125,902125.9k $4.6m $4.6m 0.74% Reduced -15.0k -15,049
9 BROGAN FINANCIAL, INC. 2.67% of their portfolio KNOXVILLE, TN 86,60886.6k $3.2m $3.2m 2.67% Added +5.7k +5,689
10 Sugarloaf Wealth Management, LLC 0.69% of their portfolio DULUTH, GA 80,67080.7k $2.9m $2.9m 0.69% Reduced -12.4k -12,360
11 MBE Wealth Management, LLC 1.14% of their portfolio TOMAH, WI 58,36558.4k $2.1m $2.1m 1.14% Added +9.1k +9,112
12 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.04% of their portfolio JUPITER, FL 44,62444.6k $1.6m $1.6m 1.04% Reduced -9.8k -9,798
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,01742.0k $1.5m $1.5m 0.00% Added +1.4k +1,411
14 Ascentis Independent Advisors 0.37% of their portfolio DALLAS, TX 36,27236.3k $1.3m $1.3m 0.37% Added +4.9k +4,935
15 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 26,92526.9k $980.5k $980.5k 0.03% Reduced -1.2k -1,165
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,71526.7k $972.9k $972.9k 0.00% Reduced -21.4k -21,440
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 24,55924.6k $894.4k $894.4k 0.00% Added +1.3k +1,349
18 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 23,63023.6k $860.5k $860.5k 0.03% Reduced -9.3k -9,275
19 Formidable Asset Management, LLC 0.16% of their portfolio CINCINNATI, OH 19,53119.5k $711.0k $711.0k 0.16% Reduced -144 -144
20 Compound Planning, Inc. 0.31% of their portfolio NEW YORK, NY 18,50018.5k $673.7k $673.7k 0.31% Reduced -5.0k -4,972
21 Axim Planning & Wealth 0.54% of their portfolio SPRINGBORO, OH 16,61716.6k $605.1k $605.1k 0.54% Reduced -3.9k -3,860
22 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 15,61715.6k $568.7k $568.7k 0.03% Reduced -3.6k -3,634
23 Precision Wealth Strategies, LLC 0.78% of their portfolio SAINT LOUIS, MO 13,04813.0k $475.2k $475.2k 0.78% Reduced -3.2k -3,155
24 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 12,58612.6k $452.6k $452.6k 0.01% Reduced -19.0k -18,967
25 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 7,8847.9k $287.1k $287.1k 0.03% Unchanged
26 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 7,7147.7k $280.9k $280.9k 0.03% Reduced -3.1k -3,144
27 Virtue Capital Management, LLC 0.05% of their portfolio BRENTWOOD, TN 7,4187.4k $269.9k $269.9k 0.05% Reduced -1.6k -1,561
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,5562.6k $93.1k $93.1k 0.00% Reduced -36 -36
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 932932 $33.9k $33.9k 0.00% Added +266 +266
30 CWM, LLC 0.00% of their portfolio OMAHA, NE 691691 $25.0k $25.0k 0.00% Reduced -489 -489
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 600600 $22.0k $22.0k 0.00% Unchanged
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 351351 $12.8k $12.8k 0.00% Reduced -637 -637
33 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 276276 $10.1k $10.1k 0.01% Unchanged
34 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 275275 $10.0k $10.0k 0.00% Reduced -4.0k -4,012
35 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8383 $3.0k $3.0k 0.00% New
36 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 3232 $1.1k $1.1k 0.00% Unchanged
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged