Axim Planning & Wealth

SPRINGBORO, OH · CIK 1950607 · 13F filing filed 2023-07-19

SEC-registered investment adviser since 2022 · limited liability company

Assets managed$127.2m
Staff2 · 1 in investment roles
Main clients (by assets)Individuals 55%, High net worth individuals 39%, Pension plans 7%
Websiteaximwealth.com
Form ADV · 2026-10-01SEC adviser record

$111.3m reported value +10.2% vs Q1 2023

24positions

96.0%in top 10

1 new 9 added 8 reduced 1 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	EHANG HLDGS LTD ADS EH	EH	3,136,348	$47.6m42.74%	42.74%	Added +91.7k	+91,719 3.0%
2	KRANESHARES TRUST CSI CHI INTERNET KWEB	KWEB	1,290,775	$34.8m31.23%	31.23%	Reduced -23.9k	-23,900 -1.8%
3	PROSHARES TR II ULTRA BLOOMBERG BOIL	BOIL	159,352	$11.0m9.88%	9.88%	New
4	CARNIVAL CORP UNIT 99/99/9999 UNIT 99/99/9999		400,900	$7.5m6.78%	6.78%	Reduced -6.6k	-6,600 -1.6%
5	ALIBABA GROUP HLDG LTD SPONSORED ADS BABA	BABA	26,636	$2.2m1.99%	1.99%	Reduced -4.0k	-4,039 -13.2%
6	PROCTER AND GAMBLE CO COM PG	PG	6,935	$1.1m0.95%	0.95%	Added +262	+262 3.9%
7	MICROSOFT CORP COM MSFT	MSFT	2,437	$829.9k0.75%	0.75%	Added +96	+96 4.1%
8	JPMORGAN CHASE & CO COM JPM	JPM	4,720	$686.5k0.62%	0.62%	Added +73	+73 1.6%
9	ETF SER SOLUTIONS APTUS COLLRD INV ACIO	ACIO	20,520	$638.4k0.57%	0.57%	Reduced -4.6k	-4,570 -18.2%
10	ETF SER SOLUTIONS APTUS DRAWDOWN ADME	ADME	16,617	$605.1k0.54%	0.54%	Reduced -3.9k	-3,860 -18.9%
11	US BANCORP DEL COM NEW USB	USB	15,523	$512.9k0.46%	0.46%	Added +100	+100 0.7%
12	ROYAL CARIBBEAN GROUP COM RCL	RCL	4,100	$425.3k0.38%	0.38%	Unchanged
13	ETF SER SOLUTIONS APTUS DEFINED DRSK	DRSK	17,087	$424.8k0.38%	0.38%	Reduced -2.7k	-2,682 -13.6%
14	PHILIP MORRIS INTL INC COM PM	PM	4,076	$397.9k0.36%	0.36%	Unchanged
15	AMERICAN AIRLS GROUP INC COM AAL	AAL	22,089	$396.3k0.36%	0.36%	Reduced -8.1k	-8,074 -26.8%
16	MONDELEZ INTL INC CL A MDLZ	MDLZ	4,368	$318.6k0.29%	0.29%	Unchanged
17	VANGUARD SCOTTSDALE FDS SHORT TERM TREAS VGSH	VGSH	5,136	$296.5k0.27%	0.27%	Reduced -236	-236 -4.4%
18	ALTRIA GROUP INC COM MO	MO	6,472	$293.2k0.26%	0.26%	Added +432	+432 7.2%
19	STARBUCKS CORP COM SBUX	SBUX	2,855	$282.8k0.25%	0.25%	Unchanged
20	DEERE & CO COM DE	DE	600	$243.1k0.22%	0.22%	Unchanged
21	EXXON MOBIL CORP COM XOM	XOM	2,148	$230.4k0.21%	0.21%	Added +250	+250 13.2%
22	CISCO SYS INC COM CSCO	CSCO	4,232	$219.0k0.20%	0.20%	Added +204	+204 5.1%
23	NIO INC SPON ADS NIO	NIO	19,810	$192.0k0.17%	0.17%	Added +2.8k	+2,750 16.1%
24	LCNB CORP COM LCNB	LCNB	11,500	$169.7k0.15%	0.15%	Unchanged

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
PROSHARES TR II BOIL	BOIL	3,128,875	$11.3m3.1m shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
EHANG HLDGS LTD EH · 13G · filed 2026-08-13	EH	5.3%	-1.9 pts	13G	2026-08-13