Vault-13

CARNIVAL CORP

UNIT 99/99/9999 · CUSIP 143658300 · ISIN PA1436583006

757 institutional holders +45 vs Q1 2023
624,488,732624.5m shares reported held*
$11.7bnreported value*
104 new 227 added 242 reduced 71 sold out net bought ≈ $936.6m (+54.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($41.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.78. Options: 57 managers hold calls ($1.5bn notional), 63 hold puts ($2.2bn).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 727Q4 22: 716Q1 23: 712Q2 23: 757757Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022727
Q4 2022716
Q1 2023712
Q2 2023757

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 293 bought or addedQ4 22: 329 cut or sold outQ4 22Q1 23: 336 bought or addedQ1 23: 268 cut or sold outQ1 23Q2 23: 331 bought or addedQ2 23: 313 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022293329
Q1 2023336268
Q2 2023331313

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ3 22 calls: $337.0mQ3 22 puts: $428.4mQ3 22P/C 1.27Q4 22 calls: $448.4mQ4 22 puts: $750.8mQ4 22P/C 1.67Q1 23 calls: $479.7mQ1 23 puts: $1.3bnQ1 23P/C 2.62Q2 23 calls: $1.5bnQ2 23 puts: $2.2bnQ2 23P/C 1.47
Numbers
QuarterCallsPutsP/C
Q3 2022$337.0m$428.4m1.27
Q4 2022$448.4m$750.8m1.67
Q1 2023$479.7m$1.3bn2.62
Q2 2023$1.5bn$2.2bn1.47

Biggest buyers

BESSEMER GROUP INC Added +35,732,207+35.7m
D. E. Shaw & Co., Inc. New +8,248,868+8.2m
VOLORIDGE INVESTMENT MANAGEMENT, LLC New +7,726,123+7.7m
Candlestick Capital Management LP New +5,509,957+5.5m
Nuveen Asset Management, LLC Added +5,201,843+5.2m
Man Group plc New +4,056,702+4.1m
BARCLAYS PLC Added +3,032,450+3.0m
Blackstone Inc. New +1,990,000+2.0m
National Pension Service New +1,703,604+1.7m
STATE STREET CORP Added +1,664,997+1.7m

Biggest sellers

CITADEL ADVISORS LLC Reduced -9,088,204-9.1m
BANK OF AMERICA CORP /DE/ Reduced -4,767,353-4.8m
Man Group plc Sold out -4,638,169-4.6m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -4,389,323-4.4m
TWO SIGMA INVESTMENTS, LP Reduced -3,276,986-3.3m
Point72 Asset Management, L.P. Reduced -3,246,613-3.2m
Invesco Ltd. Reduced -1,618,232-1.6m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,503,617-1.5m
Parallax Volatility Advisers, L.P. Reduced -1,282,394-1.3m
CREDIT SUISSE AG/ Reduced -1,131,344-1.1m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $333.2m17.7m shares
CITADEL ADVISORS LLC Added $267.5m14.2m shares
SIMPLEX TRADING, LLC Added $117.0m6.2m shares
BANK OF AMERICA CORP /DE/ Added $87.0m4.6m shares
Capital Markets Trading UK LLP Reduced $62.6m3.3m shares
JANE STREET GROUP, LLC Added $58.3m3.1m shares
BANK OF MONTREAL /CAN/ Added $50.6m2.7m shares
IMC-Chicago, LLC Added $43.0m2.3m shares
GROUP ONE TRADING LLC Reduced $40.1m2.1m shares
Candlestick Capital Management LP New $37.7m2.0m shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $284.1m15.1m shares
CITADEL ADVISORS LLC Added $251.7m13.4m shares
Parallax Volatility Advisers, L.P. Reduced $189.2m10.0m shares
Lombard Odier Asset Management (USA) Corp Unchanged $104.1m5.5m shares
WHITEBOX ADVISORS LLC Added $96.0m5.1m shares
Capital Markets Trading UK LLP Added $95.6m5.1m shares
SIMPLEX TRADING, LLC Reduced $92.0m4.9m shares
LMR Partners LLP Added $87.6m4.7m shares
JANE STREET GROUP, LLC Added $84.9m4.5m shares
TWO SIGMA INVESTMENTS, LP Added $81.0m4.3m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 6.9% new 85.1m≈ $2.4bn 2026-04-29

Fell to 5% or below in the last year: ARISON MICKY MEIR (0.0%, 2026-05-07), VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.05% of their portfolio Valley Forge, PA 113,237,899113.2m $2.1bn $2.1bn 0.05% Reduced -115.0k -115,013
2 BlackRock Inc. 0.03% of their portfolio New York, NY 62,844,96062.8m $1.2bn $1.2bn 0.03% Added +608.3k +608,304
3 PUBLIC INVESTMENT FUND 2.46% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 50,830,92650.8m $957.1m $957.1m 2.46% Unchanged
4 STATE STREET CORP 0.04% of their portfolio BOSTON, MA 37,913,46337.9m $713.9m $713.9m 0.04% Added +1.7m +1,664,997
5 BESSEMER GROUP INC 1.43% of their portfolio WOODBRIDGE, NJ 35,748,00035.7m $673.1m $673.1m 1.43% Added +35.7m +35,732,207
6 GEODE CAPITAL MANAGEMENT, LLC 0.05% of their portfolio BOSTON, MA 21,069,51021.1m $395.7m $395.7m 0.05% Added +565.4k +565,439
7 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 16,673,64116.7m $314.0m $314.0m 0.03% Added +961.0k +961,050
8 NORTHERN TRUST CORP 0.05% of their portfolio CHICAGO, IL 14,272,71814.3m $268.8m $268.8m 0.05% Reduced -161.3k -161,289
9 TWO SIGMA INVESTMENTS, LP 0.63% of their portfolio NEW YORK, NY 12,585,19512.6m $237.0m $237.0m 0.63% Reduced -3.3m -3,276,986
10 TWO SIGMA ADVISERS, LP 0.49% of their portfolio NEW YORK, NY 10,200,70010.2m $192.1m $192.1m 0.49% Reduced -997.1k -997,100
11 Invesco Ltd. 0.05% of their portfolio ATLANTA, GA 9,824,3789.8m $185.0m $185.0m 0.05% Reduced -1.6m -1,618,232
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.05% of their portfolio SAN FRANCISCO, CA 9,150,7999.2m $172.3m $172.3m 0.05% Reduced -173.0k -172,953
13 D. E. Shaw & Co., Inc. 0.24% of their portfolio New York, NY 8,248,8688.2m $155.3m $155.3m 0.24% New
14 Nuveen Asset Management, LLC 0.05% of their portfolio CHICAGO, IL 8,132,8978.1m $153.1m $153.1m 0.05% Added +5.2m +5,201,843
15 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.69% of their portfolio JUPITER, FL 7,726,1237.7m $145.5m $145.5m 0.69% New
16 BARCLAYS PLC 0.09% of their portfolio LONDON, X0 7,088,9827.1m $133.5m $133.5m 0.09% Added +3.0m +3,032,450
17 MILLENNIUM MANAGEMENT LLC 0.14% of their portfolio NEW YORK, NY 6,786,0776.8m $127.8m $127.8m 0.14% Added +508.9k +508,903
18 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 6,757,7176.8m $127.2m $127.2m 0.03% Added +55.1k +55,130
19 PRIMECAP MANAGEMENT CO/CA/ 0.10% of their portfolio PASADENA, CA 6,608,5786.6m $124.4m $124.4m 0.10% Reduced -40.8k -40,800
20 EARNEST PARTNERS LLC 0.66% of their portfolio ATLANTA, GA 6,282,3386.3m $118.3m $118.3m 0.66% Reduced -188.5k -188,467
21 Legal & General Group Plc 0.03% of their portfolio London, X0 5,540,3155.5m $104.3m $104.3m 0.03% Added +575 +575
22 Candlestick Capital Management LP 3.50% of their portfolio GREENWICH, CT 5,509,9575.5m $103.8m $103.8m 3.50% New
23 JANE STREET GROUP, LLC 0.11% of their portfolio NEW YORK, NY 4,398,0624.4m $82.8m $82.8m 0.11% Added +1.1m +1,116,947
24 Squarepoint Ops LLC 0.45% of their portfolio NEW YORK, NY 4,339,2514.3m $81.7m $81.7m 0.45% Reduced -578.8k -578,797
25 DIMENSIONAL FUND ADVISORS LP 0.03% of their portfolio AUSTIN, TX 4,328,0494.3m $81.4m $81.4m 0.03% Added +39.4k +39,370
26 Man Group plc 0.24% of their portfolio LONDON, X0 4,056,7024.1m $76.4m $76.4m 0.24% New
27 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,907,1753.9m $73.6m $73.6m 0.01% Added +448.0k +448,043
28 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 3,772,7863.8m $71.0m $71.0m 0.14% Added +219.1k +219,052
29 Swiss National Bank 0.05% of their portfolio ZURICH, V8 3,626,9003.6m $68.3m $68.3m 0.05% Reduced -337.1k -337,100
30 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,223,0283.2m $60.7m $60.7m 0.01% Reduced -4.8m -4,767,353
31 Connor, Clark & Lunn Investment Management Ltd. 0.29% of their portfolio VANCOUVER, A1 3,119,7563.1m $58.7m $58.7m 0.29% Added +841.0k +840,992
32 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,870,1562.9m $54.0m $54.0m 0.01% Added +114.0k +114,023
33 NORGES BANK 0.01% of their portfolio OSLO, Q8 2,863,4322.9m $53.9m $53.9m 0.01% Reduced -785.7k -785,669
34 BNP PARIBAS FINANCIAL MARKETS 0.10% of their portfolio PARIS, I0 2,691,7232.7m $50.7m $50.7m 0.10% Reduced -1.5m -1,503,617
35 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,529,1912.5m $47.6m $47.6m 0.01% Added +278.3k +278,296
36 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 2,446,7842.4m $24.8m $24.8m 0.01% Unchanged
37 Sumitomo Mitsui Trust Group, Inc. 0.04% of their portfolio CHIYODA-KU, TOKYO, M0 2,421,3212.4m $45.6m $45.6m 0.04% Reduced -528.6k -528,636
38 Quadrature Capital Ltd 0.89% of their portfolio LONDON, X0 2,146,7942.1m $40.4m $40.4m 0.89% Reduced -1.1m -1,104,604
39 AVIVA PLC 0.15% of their portfolio LONDON, X0 1,996,4342.0m $37.6m $37.6m 0.15% Reduced -232.4k -232,437
40 Blackstone Inc. 0.16% of their portfolio NEW YORK, NY 1,990,0002.0m $37.5m $37.5m 0.16% New
41 REDWOOD CAPITAL MANAGEMENT, LLC 5.45% of their portfolio New York, NY 1,974,2602.0m $37.2m $37.2m 5.45% Unchanged
42 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,944,1561.9m $36.6m $36.6m 0.02% Added +949.9k +949,949
43 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 1,938,1661.9m $36.5m $36.5m 0.04% Reduced -9.1m -9,088,204
44 RHUMBLINE ADVISERS 0.04% of their portfolio BOSTON, MA 1,889,0891.9m $35.6m $35.6m 0.04% Added +17.0k +16,995
45 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 1,888,0271.9m $35.6m $35.6m 0.01% Added +574.8k +574,795
46 CREDIT SUISSE AG/ 0.04% of their portfolio ZURICH, V8 1,877,4371.9m $35.4m $35.4m 0.04% Reduced -1.1m -1,131,344
47 Aequim Alternative Investments LP 1.32% of their portfolio MILL VALLEY, CA 1,857,9001.9m $35.0m $35.0m 1.32% Added +581.4k +581,400
48 California Public Employees Retirement System 0.03% of their portfolio Sacramento, CA 1,799,9991.8m $33.9m $33.9m 0.03% Reduced -32.5k -32,520
49 Cubist Systematic Strategies, LLC 0.36% of their portfolio STAMFORD, CT 1,735,1841.7m $32.7m $32.7m 0.36% Added +493.0k +492,968
50 SEI INVESTMENTS CO 0.06% of their portfolio OAKS, PA 1,707,3351.7m $32.1m $32.1m 0.06% Added +36.8k +36,793
51 National Pension Service 0.05% of their portfolio JEONJU-SI, JEOLLABUK-DO, M5 1,703,6041.7m $29.2m $29.2m 0.05% New
52 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,682,6831.7m $31.7m $31.7m 0.01% Reduced -372.4k -372,401
53 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 1,633,8171.6m $30.8m $30.8m 0.04% Reduced -658.0k -657,993
54 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 1,608,4881.6m $30.3m $30.3m 0.02% Reduced -7.8k -7,805
55 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.04% of their portfolio WEST SACRAMENTO, CA 1,559,1141.6m $29.4m $29.4m 0.04% Reduced -25.4k -25,350
56 Trexquant Investment LP 0.71% of their portfolio STAMFORD, CT 1,431,5221.4m $27.0m $27.0m 0.71% Added +533.4k +533,362
57 NAN FUNG TRINITY (HK) LTD 6.52% of their portfolio CENTRAL, HONG KONG, K3 1,404,7001.4m $26.5m $26.5m 6.52% Added +142.8k +142,800
58 CLOUGH CAPITAL PARTNERS L P 2.54% of their portfolio Boston, MA 1,339,9001.3m $25.2m $25.2m 2.54% New
59 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 1,335,4431.3m $25.1m $25.1m 0.00% Added +3.8k +3,842
60 CANADA PENSION PLAN INVESTMENT BOARD 0.04% of their portfolio TORONTO ONTARIO, A6 1,325,3001.3m $25.0m $25.0m 0.04% New
61 Ninety One UK Ltd 0.07% of their portfolio London, X0 1,272,6841.3m $24.0m $24.0m 0.07% New
62 Point72 Asset Management, L.P. 0.08% of their portfolio STAMFORD, CT 1,189,2171.2m $22.4m $22.4m 0.08% Reduced -3.2m -3,246,613
63 INTECH INVESTMENT MANAGEMENT LLC 0.22% of their portfolio WEST PALM BEACH, FL 1,159,6671.2m $21.8m $21.8m 0.22% Added +1.1m +1,106,521
64 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 1,157,8841.2m $21.8m $21.8m 0.02% Added +628.2k +628,166
65 HORIZON KINETICS ASSET MANAGEMENT LLC 0.47% of their portfolio NEW YORK, NY 1,152,7011.2m $21.7m $21.7m 0.47% Added +20.5k +20,545
66 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 1,151,8971.2m $21.7m $21.7m 0.01% Reduced -72.9k -72,936
67 Amundi 0.01% of their portfolio Paris, I0 1,022,1941.0m $19.4m $19.4m 0.01% Reduced -120.6k -120,623
68 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 1,016,7751.0m $19.1m $19.1m 0.02% Added +136.5k +136,509
69 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.04% of their portfolio TALLAHASSEE, FL 991,426991.4k $18.7m $18.7m 0.04% Reduced -7.5k -7,532
70 MAPLELANE CAPITAL, LLC 1.59% of their portfolio New York, NY 990,000990.0k $18.6m $18.6m 1.59% New
71 Aquatic Capital Management LLC 0.97% of their portfolio CHICAGO, IL 955,900955.9k $18.0m $18.0m 0.97% New
72 ING GROEP NV 0.13% of their portfolio AMSTERDAM, P7 937,411937.4k $17.7m $17.7m 0.13% Added +895.0k +894,973
73 Pacer Advisors, Inc. 0.07% of their portfolio Malvern, PA 930,432930.4k $17.5m $17.5m 0.07% Reduced -280.1k -280,099
74 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.04% of their portfolio ALBANY, NY 895,617895.6k $16.9m $16.9m 0.04% Reduced -12.7k -12,692
75 GTS SECURITIES LLC 0.53% of their portfolio NEW YORK, NY 892,830892.8k $16.8m $16.8m 0.53% First filing
76 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 892,297892.3k $16.8m $16.8m 0.07% First filing
77 Mitsubishi UFJ Asset Management Co., Ltd. 0.03% of their portfolio TOKYO, M0 879,949879.9k $16.6m $16.6m 0.03% Added +102.2k +102,243
78 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 868,981869.0k $14.1m $14.1m 0.02% Reduced -5.1k -5,128
79 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 833,172833.2k $15.7m $15.7m 0.00% Reduced -110.0k -110,033
80 BANK OF NOVA SCOTIA 0.04% of their portfolio TORONTO, A6 831,979832.0k $15.4m $15.4m 0.04% Added +552.2k +552,175
81 GROUP ONE TRADING LLC 0.65% of their portfolio CHICAGO, IL 801,876801.9k $15.1m $15.1m 0.65% Added +542.0k +541,990
82 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 791,063791.1k $14.9m $14.9m 0.02% Added +440.8k +440,811
83 Twin Tree Management, LP 0.29% of their portfolio DALLAS, TX 757,634757.6k $14.3m $14.3m 0.29% Added +143.7k +143,685
84 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 735,515735.5k $13.8m $13.8m 0.01% Reduced -200.8k -200,769
85 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 726,293726.3k $13.7m $13.7m 0.01% Added +11.8k +11,839
86 TUDOR INVESTMENT CORP ET AL 0.22% of their portfolio STAMFORD, CT 724,465724.5k $13.6m $13.6m 0.22% New
87 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 719,286719.3k $13.5m $13.5m 0.01% Reduced -9.0k -8,971
88 Calamos Advisors LLC 0.07% of their portfolio NAPERVILLE, IL 709,302709.3k $13.4m $13.4m 0.07% Reduced -323.7k -323,713
89 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 688,588688.6k $13.0m $13.0m 0.02% Added +171.8k +171,806
90 Schonfeld Strategic Advisors LLC 0.11% of their portfolio NEW YORK, NY 664,380664.4k $12.5m $12.5m 0.11% Added +365.5k +365,505
91 Auto-Owners Insurance Co 0.40% of their portfolio LANSING, MI 650,000650.0k $12.2m $12.2m 0.40% Unchanged
92 MONEY CONCEPTS CAPITAL CORP 1.23% of their portfolio PALM BEACH GARDENS, FL 642,666642.7k $12.1m $12.1m 1.23% New
93 State of New Jersey Common Pension Fund D 0.04% of their portfolio TRENTON, NJ 618,772618.8k $11.7m $11.7m 0.04% Unchanged
94 NATIXIS 0.09% of their portfolio PARIS, I0 583,261583.3k $11.0m $11.0m 0.09% New
95 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 580,417580.4k $10.9m $10.9m 0.01% Added +409.1k +409,138
96 Chevy Chase Trust Holdings, LLC 0.04% of their portfolio BETHESDA, MD 577,817577.8k $10.9m $10.9m 0.04% Reduced -4.5k -4,543
97 Mitsubishi UFJ Trust & Banking Corp 0.03% of their portfolio TOKYO, M0 577,411577.4k $10.9m $10.9m 0.03% Added +11.9k +11,875
98 STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio MADISON, WI 577,054577.1k $10.9m $10.9m 0.03% Reduced -34.7k -34,707
99 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 573,108573.1k $10.8m $10.8m 0.00% Added +13.8k +13,755
100 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 556,300556.3k $10.5m $10.5m 0.02% New