Vault-13

ALIBABA GROUP HLDG LTD BABA

SPONSORED ADS · ADR · CUSIP 01609W102 · ISIN US01609W1027

Chinese multinational technology company

1,159 institutional holders -95 vs Q1 2023
370,113,816370.1m shares reported held*
$31.1bnreported value*
89 new 393 added 406 reduced 194 sold out net bought ≈ $48.2m (+560.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($35.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $83.93. Options: 93 managers hold calls ($7.9bn notional), 60 hold puts ($5.1bn).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,144Q4 22: 1,175Q1 23: 1,254Q2 23: 1,1591,159Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,144
Q4 20221,175
Q1 20231,254
Q2 20231,159

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 427 bought or addedQ4 22: 623 cut or sold outQ4 22Q1 23: 624 bought or addedQ1 23: 480 cut or sold outQ1 23Q2 23: 482 bought or addedQ2 23: 600 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022427623
Q1 2023624480
Q2 2023482600

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5bn$10bn$15bnQ3 22 calls: $7.6bnQ3 22 puts: $6.1bnQ3 22P/C 0.80Q4 22 calls: $8.6bnQ4 22 puts: $5.2bnQ4 22P/C 0.60Q1 23 calls: $11.1bnQ1 23 puts: $6.5bnQ1 23P/C 0.58Q2 23 calls: $7.9bnQ2 23 puts: $5.1bnQ2 23P/C 0.65
Numbers
QuarterCallsPutsP/C
Q3 2022$7.6bn$6.1bn0.80
Q4 2022$8.6bn$5.2bn0.60
Q1 2023$11.1bn$6.5bn0.58
Q2 2023$7.9bn$5.1bn0.65

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS Added +17,402,939+17.4m
APPALOOSA LP Added +4,375,000+4.4m
Sanders Capital, LLC New +3,555,620+3.6m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,211,599+3.2m
Man Group plc New +2,144,598+2.1m
Dodge & Cox Added +1,964,358+2.0m
JANE STREET GROUP, LLC Added +1,927,220+1.9m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +1,912,790+1.9m
PRICE T ROWE ASSOCIATES INC /MD/ Added +1,642,541+1.6m
VANGUARD GROUP INC New +1,640,221+1.6m

Biggest sellers

FMR LLC Reduced -6,607,616-6.6m
Artisan Partners Limited Partnership Reduced -5,421,101-5.4m
Jericho Capital Asset Management L.P. Sold out -3,632,969-3.6m
Hudson Bay Capital Management LP Reduced -2,254,630-2.3m
MOORE CAPITAL MANAGEMENT, LP Sold out -2,182,562-2.2m
Hao Advisors Management Ltd Sold out -2,000,000-2.0m
ENVESTNET ASSET MANAGEMENT INC Reduced -1,869,658-1.9m
Man Group plc Sold out -1,831,426-1.8m
D1 Capital Partners L.P. Sold out -1,730,404-1.7m
Point72 Asset Management, L.P. Reduced -1,680,630-1.7m

Biggest calls

JANE STREET GROUP, LLC Reduced $824.1m9.9m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $808.9m9.7m shares
CITADEL ADVISORS LLC Reduced $795.8m9.5m shares
NOMURA HOLDINGS INC Added $760.0m9.1m shares
SIMPLEX TRADING, LLC Added $557.0m6.7m shares
CTC LLC Reduced $500.7m60.1k shares
Laurion Capital Management LP Added $375.8m4.5m shares
IMC-Chicago, LLC Reduced $373.9m4.5m shares
Lighthouse Investment Partners, LLC Added $272.9m3.3m shares
UBS Group AG Added $226.7m2.7m shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $830.1m10.0m shares
CITADEL ADVISORS LLC Reduced $557.1m6.7m shares
JANE STREET GROUP, LLC Added $503.4m6.0m shares
GOLDMAN SACHS GROUP INC Reduced $376.5m4.5m shares
MILLENNIUM MANAGEMENT LLC Added $364.7m4.4m shares
CTC LLC Added $352.6m42.3k shares
D. E. Shaw & Co., Inc. Added $320.2m3.8m shares
Laurion Capital Management LP Added $289.9m3.5m shares
SIMPLEX TRADING, LLC Reduced $240.2m2.9m shares
IMC-Chicago, LLC Reduced $197.3m2.4m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BNP PARIBAS FINANCIAL MARKETS 3.02% of their portfolio PARIS, I0 18,345,84818.3m $1.5bn $1.5bn 3.02% Added +17.4m +17,402,939
2 PRIMECAP MANAGEMENT CO/CA/ 1.21% of their portfolio PASADENA, CA 17,352,47917.4m $1.4bn $1.4bn 1.21% Added +69.2k +69,202
3 Dodge & Cox 0.81% of their portfolio San Francisco, CA 14,598,17014.6m $1.2bn $1.2bn 0.81% Added +2.0m +1,964,358
4 PRICE T ROWE ASSOCIATES INC /MD/ 0.15% of their portfolio BALTIMORE, MD 12,676,72812.7m $1.1bn $1.1bn 0.15% Added +1.6m +1,642,541
5 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 10,203,58710.2m $850.5m $850.5m 0.08% Added +625.5k +625,497
6 FIL Ltd 0.93% of their portfolio HAMILTON, D0 9,976,68410.0m $831.6m $831.6m 0.93% Reduced -694.5k -694,483
7 Temasek Holdings (Private) Ltd 4.62% of their portfolio SINGAPORE, U0 9,563,8149.6m $797.1m $797.1m 4.62% Unchanged
8 GOLDMAN SACHS GROUP INC 0.18% of their portfolio NEW YORK, NY 8,632,5448.6m $719.5m $719.5m 0.18% Reduced -516.1k -516,084
9 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 8,450,1778.5m $704.3m $704.3m 0.08% Reduced -993.5k -993,500
10 HSBC HOLDINGS PLC 0.72% of their portfolio LONDON, X0 8,045,8638.0m $670.7m $670.7m 0.72% Reduced -314.7k -314,739
11 JPMORGAN CHASE & CO 0.07% of their portfolio NEW YORK, NY 7,628,9467.6m $635.9m $635.9m 0.07% Added +681.8k +681,824
12 FMR LLC 0.04% of their portfolio BOSTON, MA 6,418,6806.4m $535.0m $535.0m 0.04% Reduced -6.6m -6,607,616
13 Aspex Management (HK) Ltd 13.61% of their portfolio CENTRAL, K3 5,614,3515.6m $468.0m $468.0m 13.61% Reduced -1.7m -1,667,098
14 LOOMIS SAYLES & CO L P 0.74% of their portfolio BOSTON, MA 5,491,1215.5m $457.7m $457.7m 0.74% Reduced -153.2k -153,226
15 BlackRock Inc. 0.01% of their portfolio New York, NY 5,096,0165.1m $424.8m $424.8m 0.01% Reduced -244.0k -244,046
16 JANE STREET GROUP, LLC 0.57% of their portfolio NEW YORK, NY 5,057,3695.1m $421.5m $421.5m 0.57% Added +1.9m +1,927,220
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.66% of their portfolio BALA CYNWYD, PA 4,953,8255.0m $412.9m $412.9m 0.66% Added +3.2m +3,211,599
18 APPALOOSA LP 6.92% of their portfolio Short Hills, NJ 4,475,0004.5m $373.0m $373.0m 6.92% Added +4.4m +4,375,000
19 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.21% of their portfolio NEW YORK, NY 4,337,6624.3m $443.2m $443.2m 0.21% Unchanged
20 ALKEON CAPITAL MANAGEMENT LLC 2.00% of their portfolio New York, NY 4,008,9444.0m $334.1m $334.1m 2.00% Reduced -605.7k -605,688
21 NORGES BANK 0.07% of their portfolio OSLO, Q8 3,988,8374.0m $332.5m $332.5m 0.07% Reduced -122.6k -122,602
22 DIMENSIONAL FUND ADVISORS LP 0.11% of their portfolio AUSTIN, TX 3,956,2614.0m $329.8m $329.8m 0.11% Reduced -34.5k -34,500
23 Fisher Asset Management, LLC 0.18% of their portfolio PLANO, TX 3,851,7633.9m $321.0m $321.0m 0.18% Reduced -10.8k -10,816
24 LAZARD ASSET MANAGEMENT LLC 0.37% of their portfolio NEW YORK, NY 3,611,8173.6m $301.0m $301.0m 0.37% Added +310.7k +310,713
25 Sanders Capital, LLC 0.62% of their portfolio West Palm Beach, FL 3,555,6203.6m $296.4m $296.4m 0.62% New
26 H&H International Investment, LLC 1.98% of their portfolio PALO ALTO, CA 3,507,6003.5m $292.4m $292.4m 1.98% Added +390.5k +390,500
27 HHLR ADVISORS, LTD. 5.79% of their portfolio GRAND CAYMAN, E9 3,262,5273.3m $271.9m $271.9m 5.79% Reduced -522.6k -522,589
28 Nuveen Asset Management, LLC 0.09% of their portfolio CHICAGO, IL 3,039,3983.0m $253.3m $253.3m 0.09% Reduced -698.4k -698,353
29 Third Point LLC 3.60% of their portfolio NEW YORK, NY 2,950,0003.0m $245.9m $245.9m 3.60% Added +1.6m +1,623,550
30 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.30% of their portfolio BOSTON, MA 2,934,5432.9m $244.6m $244.6m 0.30% Added +1.9m +1,912,790
31 Brookfield Corp /ON/ 0.97% of their portfolio TORONTO, A6 2,928,4902.9m $244.1m $244.1m 0.97% Reduced -7.7k -7,685
32 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 2,915,6092.9m $243.0m $243.0m 0.07% Added +234.5k +234,478
33 Carmignac Gestion 4.16% of their portfolio PARIS, I0 2,897,0052.9m $241.5m $241.5m 4.16% Reduced -555.7k -555,717
34 WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST 3.00% of their portfolio LONDON, X0 2,735,9002.7m $228.0m $228.0m 3.00% Reduced -250.0k -250,000
35 MACQUARIE GROUP LTD 0.26% of their portfolio Sydney, NSW 2000, C3 2,720,3442.7m $226.7m $226.7m 0.26% Added +273.4k +273,390
36 BAMCO INC /NY/ 0.63% of their portfolio NEW YORK, NY 2,710,1652.7m $225.9m $225.9m 0.63% Added +458.5k +458,517
37 Allspring Global Investments Holdings, LLC 0.34% of their portfolio CHARLOTTE, NC 2,581,1502.6m $215.1m $215.1m 0.34% Added +156.2k +156,151
38 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.92% of their portfolio TORONTO, A6 2,461,3002.5m $205.1m $205.1m 0.92% Added +59.4k +59,400
39 WELLINGTON MANAGEMENT GROUP LLP 0.04% of their portfolio Boston, MA 2,438,2882.4m $203.2m $203.2m 0.04% Added +1.0m +1,025,917
40 RWWM, INC. 26.01% of their portfolio ROCKLIN, CA 2,424,7162.4m $202.1m $202.1m 26.01% Added +191.0k +190,985
41 UBS Group AG 0.08% of their portfolio ZURICH, V8 2,299,9042.3m $191.7m $191.7m 0.08% Added +599.6k +599,578
42 Discerene Group LP 23.96% of their portfolio STAMFORD, CT 2,196,9382.2m $183.1m $183.1m 23.96% Added +100.8k +100,800
43 NATIONAL BANK OF CANADA /FI/ 0.37% of their portfolio MONTREAL, A8 2,184,2742.2m $183.2m $183.2m 0.37% Added +1.1m +1,056,986
44 Man Group plc 0.55% of their portfolio LONDON, X0 2,144,5982.1m $178.8m $178.8m 0.55% New
45 AMERICAN CENTURY COMPANIES INC 0.13% of their portfolio KANSAS CITY, MO 2,119,1592.1m $176.6m $176.6m 0.13% Reduced -273.3k -273,303
46 SCHRODER INVESTMENT MANAGEMENT GROUP 0.25% of their portfolio London, X0 2,085,4112.1m $173.8m $173.8m 0.25% Reduced -94.0k -94,031
47 MILLENNIUM MANAGEMENT LLC 0.17% of their portfolio NEW YORK, NY 1,979,1852.0m $165.0m $165.0m 0.17% Added +217.5k +217,509
48 Legal & General Group Plc 0.05% of their portfolio London, X0 1,974,1502.0m $164.6m $164.6m 0.05% Reduced -13.7k -13,707
49 NORDEA INVESTMENT MANAGEMENT AB 0.22% of their portfolio STOCKHOLM, V7 1,933,8781.9m $161.9m $161.9m 0.22% Added +56.9k +56,916
50 Invesco Ltd. 0.04% of their portfolio ATLANTA, GA 1,898,3391.9m $158.2m $158.2m 0.04% Reduced -427.1k -427,057
51 MARTIN CURRIE LTD 5.28% of their portfolio EDINBURGH, X0 1,882,4131.9m $156.9m $156.9m 5.28% Added +78.9k +78,928
52 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.93% of their portfolio SAN FRANCISCO, CA 1,870,0001.9m $155.9m $155.9m 0.93% Added +70.0k +70,000
53 Segantii Capital Management Ltd 9.10% of their portfolio HONG KONG, K3 1,867,2261.9m $154.8m $154.8m 9.10% Added +1.3m +1,322,965
54 MARSHALL WACE, LLP 0.33% of their portfolio LONDON, X0 1,842,2941.8m $153.6m $153.6m 0.33% Reduced -1.7m -1,673,796
55 Capital International Investors 0.04% of their portfolio Los Angeles, CA 1,784,7131.8m $148.8m $148.8m 0.04% Added +1.1m +1,133,419
56 Handelsbanken Fonder AB 0.77% of their portfolio STOCKHOLM, V7 1,713,7031.7m $142.8m $142.8m 0.77% Reduced -953.7k -953,677
57 ARGA Investment Management, LP 4.95% of their portfolio STAMFORD, CT 1,680,3251.7m $140.1m $140.1m 4.95% Reduced -15.1k -15,085
58 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,640,2211.6m $136.7m $136.7m 0.00% New
59 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 1,615,5901.6m $134.7m $134.7m 0.05% Reduced -32.9k -32,932
60 FEDERATED HERMES, INC. 0.33% of their portfolio PITTSBURGH, PA 1,598,2091.6m $133.2m $133.2m 0.33% Added +238.7k +238,705
61 Alpine Investment Management Ltd 38.61% of their portfolio HONG KONG, K3 1,575,0001.6m $131.3m $131.3m 38.61% Added +125.0k +125,000
62 HCEP Management Ltd 23.65% of their portfolio HONG KONG, K3 1,495,6001.5m $124.7m $124.7m 23.65% Added +495.6k +495,600
63 PUBLIC INVESTMENT FUND 0.31% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 1,457,1011.5m $121.4m $121.4m 0.31% Added +421.4k +421,425
64 Hardman Johnston Global Advisors LLC 3.85% of their portfolio Stamford, CT 1,424,2201.4m $118.7m $118.7m 3.85% Reduced -922 -922
65 CITADEL ADVISORS LLC 0.13% of their portfolio MIAMI, FL 1,360,7191.4m $113.4m $113.4m 0.13% Added +12.1k +12,133
66 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 1,345,5931.3m $112.2m $112.2m 0.01% Reduced -92.6k -92,571
67 ANTIPODES PARTNERS Ltd 3.71% of their portfolio ROYAL EXCHANGE, C3 1,288,0251.3m $107.4m $107.4m 3.71% Added +559.9k +559,870
68 VONTOBEL ASSET MANAGEMENT INC 0.69% of their portfolio NEW YORK, NY 1,248,7421.2m $103.4m $103.4m 0.69% Reduced -70.2k -70,245
69 DEUTSCHE BANK AG\ 0.05% of their portfolio FRANKFURT AM MAIN, 2M 1,198,2681.2m $99.9m $99.9m 0.05% Reduced -689.0k -689,043
70 Cryder Capital Partners LLP 4.83% of their portfolio LONDON, X0 1,188,1561.2m $99.0m $99.0m 4.83% Added +1.9k +1,932
71 CITIGROUP INC 0.13% of their portfolio NEW YORK, NY 1,168,9631.2m $97.4m $97.4m 0.13% Reduced -26.4k -26,436
72 GROUP ONE TRADING LLC 4.14% of their portfolio CHICAGO, IL 1,160,3441.2m $96.7m $96.7m 4.14% Added +85.3k +85,294
73 EMINENCE CAPITAL, LP 1.70% of their portfolio NEW YORK, NY 1,133,6561.1m $94.5m $94.5m 1.70% Added +527.4k +527,408
74 AXA S.A. 0.31% of their portfolio PARIS, I0 1,123,9011.1m $93.7m $93.7m 0.31% Added +89.1k +89,072
75 L1 Capital Pty Ltd 10.39% of their portfolio MELBOURNE VIC 3000, C3 1,035,9301.0m $86.3m $86.3m 10.39% Added +670.1k +670,098
76 Broad Peak Investment Holdings Ltd. 11.41% of their portfolio SINGAPORE, U0 1,009,6081.0m $84.2m $84.2m 11.41% Added +315.4k +315,379
77 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 983,708983.7k $82.0m $82.0m 0.02% Added +10.8k +10,771
78 BARCLAYS PLC 0.05% of their portfolio LONDON, X0 971,225971.2k $81.0m $81.0m 0.05% Reduced -69.6k -69,597
79 Point72 Asset Management, L.P. 0.28% of their portfolio STAMFORD, CT 961,363961.4k $80.1m $80.1m 0.28% Reduced -1.7m -1,680,630
80 CAUSEWAY CAPITAL MANAGEMENT LLC 2.10% of their portfolio LOS ANGELES, CA 956,280956.3k $79.7m $79.7m 2.10% Reduced -375.8k -375,816
81 Origin Asset Management LLP 31.01% of their portfolio LONDON, X0 949,406949.4k $79.1m $79.1m 31.01% Added +29.7k +29,700
82 VIKING GLOBAL INVESTORS LP 0.32% of their portfolio STAMFORD, CT 932,407932.4k $77.7m $77.7m 0.32% New
83 CIBC Private Wealth Group LLC 0.08% of their portfolio ATLANTA, GA 907,718907.7k $75.7m $75.7m 0.08% Added +29.5k +29,516
84 GMT Capital Corp 2.80% of their portfolio ATLANTA, GA 887,700887.7k $74.0m $74.0m 2.80% Added +125.8k +125,800
85 Parsifal Capital Management, LP 5.58% of their portfolio GREENWICH, CT 884,106884.1k $73.7m $73.7m 5.58% Reduced -72.2k -72,172
86 PLATINUM INVESTMENT MANAGEMENT LTD 2.50% of their portfolio SYDNEY AUSTRALIA 2000, C3 863,607863.6k $72.0m $72.0m 2.50% Reduced -26.3k -26,335
87 Ruffer LLP 3.96% of their portfolio LONDON, X0 812,140812.1k $67.7m $67.7m 3.96% Reduced -629.6k -629,620
88 CREDIT SUISSE AG/ 0.06% of their portfolio ZURICH, V8 775,263775.3k $64.6m $64.6m 0.06% Added +158.9k +158,914
89 NEUBERGER BERMAN GROUP LLC 0.06% of their portfolio NEW YORK, NY 770,468770.5k $64.4m $64.4m 0.06% Added +33.1k +33,087
90 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 762,212762.2k $63.6m $63.6m 0.13% Added +27.5k +27,502
91 CTC LLC 0.84% of their portfolio CHICAGO, IL 761,469761.5k $63.5m $63.5m 0.84% Added +533.8k +533,838
92 Assenagon Asset Management S.A. 0.25% of their portfolio SENNINGERBERG, N4 751,161751.2k $62.6m $62.6m 0.25% New
93 Maple Rock Capital Partners Inc. 7.95% of their portfolio Toronto, A6 748,800748.8k $62.4m $62.4m 7.95% Added +43.8k +43,800
94 THORNBURG INVESTMENT MANAGEMENT INC 1.00% of their portfolio SANTA FE, NM 744,038744.0k $62.0m $62.0m 1.00% Added +117.2k +117,231
95 Polar Capital Holdings Plc 0.41% of their portfolio London, X0 723,835723.8k $60.3m $60.3m 0.41% Reduced -126.7k -126,746
96 Balyasny Asset Management L.P. 0.16% of their portfolio Chicago, IL 709,009709.0k $59.1m $59.1m 0.16% Reduced -91.6k -91,643
97 EDMOND DE ROTHSCHILD HOLDING S.A. 1.15% of their portfolio CHAMBESY, V8 698,110698.1k $58.2m $58.2m 1.15% Added +165.0k +165,012
98 Patient Capital Management, LLC 3.11% of their portfolio BALTIMORE, MD 670,410670.4k $55.9m $55.9m 3.11% Added +583.3k +583,260
99 Capital International, Inc./CA/ 1.00% of their portfolio Los Angeles, CA 661,875661.9k $55.2m $55.2m 1.00% Added +186.0k +186,035
100 Hudson Bay Capital Management LP 0.54% of their portfolio STAMFORD, CT 650,000650.0k $54.2m $54.2m 0.54% Reduced -2.3m -2,254,630