Vault-13

SPROTT PHYSICAL GOLD TR PHYS

UNIT · Closed-End Fund · CUSIP 85207H104

384 institutional holders -5 vs Q1 2023
111,933,703111.9m shares reported held*
$2.2bnreported value*
27 new 123 added 84 reduced 33 sold out net sold ≈ $23.2m (-589.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.03.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 367Q4 22: 385Q1 23: 389Q2 23: 384384Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022367
Q4 2022385
Q1 2023389
Q2 2023384

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 122 bought or addedQ4 22: 130 cut or sold outQ4 22Q1 23: 141 bought or addedQ1 23: 124 cut or sold outQ1 23Q2 23: 150 bought or addedQ2 23: 117 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022122130
Q1 2023141124
Q2 2023150117

Biggest buyers

MORGAN STANLEY Added +627,796+627.8k
BLUEFIN CAPITAL MANAGEMENT, LLC New +420,837+420.8k
ROYAL BANK OF CANADA Added +413,449+413.4k
TCP Asset Management, LLC New +345,588+345.6k
JANE STREET GROUP, LLC New +344,773+344.8k
Weiss Multi-Strategy Advisers LLC New +327,843+327.8k
WELLS FARGO & COMPANY/MN Added +262,898+262.9k
ORG Partners LLC New +248,252+248.3k
BLAIR WILLIAM & CO/IL Added +201,650+201.7k
Cambridge Investment Research Advisors, Inc. Added +175,163+175.2k

Biggest sellers

BLUEFIN CAPITAL MANAGEMENT, LLC Sold out -2,212,081-2.2m
Monaco Asset Management SAM Sold out -1,196,000-1.2m
MONEY CONCEPTS CAPITAL CORP Reduced -1,188,640-1.2m
Polar Asset Management Partners Inc. Reduced -884,760-884.8k
EP Wealth Advisors, LLC Reduced -773,686-773.7k
Red Door Wealth Management, LLC Reduced -633,355-633.4k
Federation des caisses Desjardins du Quebec Reduced -418,858-418.9k
Mendota Financial Group, LLC Sold out -277,783-277.8k
Glassy Mountain Advisors, Inc. Sold out -214,134-214.1k
Beacon Pointe Advisors, LLC Reduced -179,345-179.3k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Evanson Asset Management, LLC 9.39% of their portfolio CARMEL, CA 6,904,8106.9m $103.0m $103.0m 9.39% Reduced -28.1k -28,094
2 Polar Asset Management Partners Inc. 1.77% of their portfolio TORONTO, A6 5,961,6706.0m $88.9m $88.9m 1.77% Reduced -884.8k -884,760
3 CENTRAL TRUST Co 2.48% of their portfolio JEFFERSON CITY, MO 5,960,9306.0m $88.9m $88.9m 2.48% Added +85.6k +85,595
4 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 5,600,9365.6m $83.6m $83.6m 0.02% Added +413.4k +413,449
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,591,2305.6m $83.4m $83.4m 0.01% Added +627.8k +627,796
6 Pekin Hardy Strauss, Inc. 9.69% of their portfolio CHICAGO, IL 4,161,2024.2m $62.1m $62.1m 9.69% Reduced -48.2k -48,216
7 Simplicity Solutions, LLC 1.64% of their portfolio MINNEAPOLIS, MN 4,027,0844.0m $60.1m $60.1m 1.64% Added +72.5k +72,515
8 Bleakley Financial Group, LLC 1.85% of their portfolio PARSIPPANY, NJ 3,963,2654.0m $59.1m $59.1m 1.85% Added +8.7k +8,696
9 JUPITER ASSET MANAGEMENT LTD 0.59% of their portfolio London, X0 3,598,1913.6m $53.7m $53.7m 0.59% Reduced -165.7k -165,722
10 Federation des caisses Desjardins du Quebec 0.52% of their portfolio LEVIS, A8 3,569,1563.6m $53.1m $53.1m 0.52% Reduced -418.9k -418,858
11 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 3,170,2003.2m $47.3m $47.3m 0.08% Reduced -54.9k -54,857
12 SouthState Bank Corp 2.82% of their portfolio Winter Haven, FL 2,114,9842.1m $31.6m $31.6m 2.82% Added +89.6k +89,578
13 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 1,667,7431.7m $24.9m $24.9m 0.11% Added +175.2k +175,163
14 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 1,596,6501.6m $23.8m $23.8m 0.09% Added +61.7k +61,719
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,575,3381.6m $23.5m $23.5m 0.01% Added +262.9k +262,898
16 Forest Hill Capital, LLC 10.25% of their portfolio LITTLE ROCK, AR 1,448,5001.4m $21.6m $21.6m 10.25% Unchanged
17 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 1,434,6571.4m $21.4m $21.4m 0.04% Added +43.1k +43,068
18 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,262,1141.3m $18.8m $18.8m 0.01% Added +50.0k +49,980
19 Basepoint Wealth LLC 14.45% of their portfolio CEDAR RAPIDS, IA 1,171,4571.2m $17.5m $17.5m 14.45% Reduced -11.4k -11,398
20 Laird Norton Wetherby Trust Company, LLC 1.99% of their portfolio Seattle, WA 1,134,6371.1m $16.9m $16.9m 1.99% Reduced -43.8k -43,761
21 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 1,104,9441.1m $16.5m $16.5m 0.03% Added +47.9k +47,850
22 HOWLAND CAPITAL MANAGEMENT LLC 0.95% of their portfolio BOSTON, MA 1,104,1121.1m $16.5m $16.5m 0.95% Reduced -13.4k -13,395
23 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,072,7691.1m $16.0m $16.0m 0.01% Added +26.9k +26,936
24 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 998,042998.0k $14.9m $14.9m 0.10% Added +13.6k +13,626
25 Auxano Advisors, LLC 5.82% of their portfolio BELLEVUE, WA 941,020941.0k $14.5m $14.5m 5.82% Reduced -575 -575
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 879,553879.6k $13.1m $13.1m 0.00% Reduced -38.6k -38,625
27 Cannell & Co. 0.44% of their portfolio New York, NY 877,970878.0k $13.1m $13.1m 0.44% Unchanged
28 Capital Wealth Alliance, LLC 9.66% of their portfolio Scottsdale, AZ 861,449861.4k $12.9m $12.9m 9.66% Added +24.3k +24,272
29 Concorde Financial Corp 8.39% of their portfolio DALLAS, TX 859,660859.7k $12.8m $12.8m 8.39% Added +87.4k +87,412
30 SENTINEL PENSION ADVISORS, LLC 3.10% of their portfolio WAKEFIELD, MA 858,846858.8k $12.8m $12.8m 3.10% Added +19.8k +19,785
31 Meixler Investment Management, Ltd. 11.73% of their portfolio SHOW LOW, AZ 845,052845.1k $12.6m $12.6m 11.73% Reduced -8.6k -8,592
32 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 819,559819.6k $12.2m $12.2m 0.02% Reduced -24.7k -24,711
33 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 806,226806.2k $12.0m $12.0m 0.04% Added +7.3k +7,291
34 Bridge Advisory, LLC 4.33% of their portfolio PASADENA, CA 790,278790.3k $11.8m $11.8m 4.33% Reduced -13.6k -13,629
35 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 3.86% of their portfolio MINNEAPOLIS, MN 773,007773.0k $11.5m $11.5m 3.86% Added +5.8k +5,815
36 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 656,583656.6k $9.8m $9.8m 0.03% Added +151.9k +151,867
37 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 638,690638.7k $9.5m $9.5m 0.16% Reduced -10.1k -10,052
38 VAN DEN BERG MANAGEMENT I, INC 3.26% of their portfolio AUSTIN, TX 607,494607.5k $9.1m $9.1m 3.26% Added +152.4k +152,437
39 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 601,942601.9k $9.0m $9.0m 0.01% Added +33.4k +33,425
40 Cyndeo Wealth Partners, LLC 0.93% of their portfolio ST. PETERSBURG, FL 595,765595.8k $8.9m $8.9m 0.93% Added +10.8k +10,826
41 Quilter Plc 2.34% of their portfolio LONDON, X0 583,386583.4k $578.9m $578.9m 2.34% Added +10.7k +10,713
42 PHILADELPHIA TRUST CO 0.82% of their portfolio PHILADELPHIA, PA 578,444578.4k $8.6m $8.6m 0.82% Reduced -16.4k -16,418
43 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 541,340541.3k $8.0m $8.0m 0.02% Reduced -12.2k -12,233
44 INDEPENDENT FINANCIAL GROUP, LLC 0.49% of their portfolio SAN DIEGO, CA 476,372476.4k $7.1m $7.1m 0.49% Added +7.5k +7,543
45 Global Endowment Management, LP 0.84% of their portfolio CHARLOTTE, NC 476,000476.0k $7.1m $7.1m 0.84% Unchanged
46 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 454,176454.2k $6.8m $6.8m 0.02% Added +201.7k +201,650
47 Guild Investment Management, Inc. 9.51% of their portfolio WESTLAKE VILLAGE, CA 453,215453.2k $6.8m $6.8m 9.51% Reduced -2.6k -2,600
48 Beacon Pointe Advisors, LLC 0.11% of their portfolio NEWPORT BEACH, CA 448,878448.9k $6.7m $6.7m 0.11% Reduced -179.3k -179,345
49 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 445,956446.0k $6.7m $6.7m 0.01% Added +17.0k +17,040
50 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 437,060437.1k $6.5m $6.5m 0.09% Added +7.3k +7,256
51 Essex Financial Services, Inc. 0.72% of their portfolio ESSEX, CT 424,884424.9k $6.3m $6.3m 0.72% Added +11.7k +11,665
52 BLUEFIN CAPITAL MANAGEMENT, LLC 1.43% of their portfolio NEW YORK, NY 420,837420.8k $6.3m $6.3m 1.43% New
53 O'Brien Greene & Co. Inc 2.14% of their portfolio MEDIA, PA 413,535413.5k $6.2m $6.2m 2.14% Added +4.8k +4,775
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 404,049404.0k $6.2m $6.2m 0.00% Reduced -60.8k -60,756
55 TD Waterhouse Canada Inc. 0.08% of their portfolio TORONTO, A6 393,943393.9k $7.5m $7.5m 0.08% Added +16.0k +15,968
56 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 379,212379.2k $5.7m $5.7m 0.05% Added +66.5k +66,538
57 Ausdal Financial Partners, Inc. 0.76% of their portfolio Davenport, IA 375,038375.0k $5.6m $5.6m 0.76% Added +79.4k +79,403
58 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 366,188366.2k $5.5m $5.5m 0.01% Added +128.6k +128,637
59 Mountain Lake Investment Management LLC 4.94% of their portfolio SAN FRANCISCO, CA 360,000360.0k $5.4m $5.4m 4.94% Reduced -22.0k -22,000
60 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 356,452356.5k $5.3m $5.3m 0.02% Reduced -1.3k -1,271
61 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 350,600350.6k $5.2m $5.2m 0.08% Added +16.4k +16,384
62 Perritt Capital Management Inc 2.81% of their portfolio Chicago, IL 345,644345.6k $5.2m $5.2m 2.81% Reduced -38.6k -38,551
63 TCP Asset Management, LLC 2.19% of their portfolio Upper Arlington, OH 345,588345.6k $5.2m $5.2m 2.19% New
64 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 344,773344.8k $5.1m $5.1m 0.01% New
65 Amitell Capital Pte Ltd 4.10% of their portfolio SINGAPORE, U0 343,007343.0k $5.1m $5.1m 4.10% Added +45.9k +45,900
66 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 339,620339.6k $5.1m $5.1m 0.01% Added +73.7k +73,657
67 Weiss Multi-Strategy Advisers LLC 0.11% of their portfolio NEW YORK, NY 327,843327.8k $4.9m $4.9m 0.11% New
68 Pacific Sage Partners, LLC 1.43% of their portfolio EDMONDS, WA 323,730323.7k $4.8m $4.8m 1.43% Added +6.2k +6,197
69 Palumbo Wealth Management LLC 2.88% of their portfolio GREAT NECK, NY 315,524315.5k $4.7m $4.7m 2.88% Added +16.9k +16,934
70 BAILARD, INC. 0.16% of their portfolio Foster City, CA 313,112313.1k $4.7m $4.7m 0.16% Unchanged
71 SPROTT INC. 0.40% of their portfolio TORONTO, A6 296,415296.4k $4.4m $4.4m 0.40% Added +1.6k +1,550
72 EVERGREEN CAPITAL MANAGEMENT LLC 0.18% of their portfolio Bellevue, WA 284,942284.9k $4.3m $4.3m 0.18% Added +6.4k +6,375
73 Biltmore Family Office, LLC 0.90% of their portfolio CHARLOTTE, NC 284,876284.9k $4.3m $4.3m 0.90% Added +73.1k +73,149
74 Hubbell Strickland Wealth Management, LLC 2.36% of their portfolio NEW ORLEANS, LA 272,640272.6k $4.1m $4.1m 2.36% Unchanged
75 COURAGE CAPITAL MANAGEMENT LLC 10.83% of their portfolio NASHVILLE, TN 264,500264.5k $3.9m $3.9m 10.83% Added +63.5k +63,500
76 K.J. Harrison & Partners Inc 0.71% of their portfolio TORONTO, A6 263,841263.8k $3.9m $3.9m 0.71% Added +38.6k +38,634
77 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 262,655262.7k $3.9m $3.9m 0.10% Reduced -16.5k -16,472
78 Vident Investment Advisory, LLC 0.13% of their portfolio Alpharetta, GA 255,779255.8k $3.8m $3.8m 0.13% Reduced -61.3k -61,258
79 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.03% of their portfolio NEW YORK, NY 254,332254.3k $3.8m $3.8m 0.03% Unchanged
80 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 253,813253.8k $3.8m $3.8m 0.01% Added +5.0k +4,980
81 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 252,713252.7k $3.8m $3.8m 0.14% Added +8.1k +8,139
82 ORG Partners LLC 0.60% of their portfolio ROANOKE, IN 248,252248.3k $3.7m $3.7m 0.60% New
83 Geneos Wealth Management Inc. 0.19% of their portfolio ENGLEWOOD, CO 245,648245.6k $3.7m $3.7m 0.19% Added +18.9k +18,852
84 MACROVIEW INVESTMENT MANAGEMENT LLC 5.45% of their portfolio BETHESDA, MD 237,766237.8k $3.5m $3.5m 5.45% Reduced -2.0k -2,006
85 Ancora Advisors LLC 0.09% of their portfolio Cleveland, OH 230,639230.6k $3.4m $3.4m 0.09% Added +446 +446
86 LINCOLN NATIONAL CORP 0.07% of their portfolio RADNOR, PA 230,363230.4k $3.4m $3.4m 0.07% Added +4.0k +3,995
87 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 218,305218.3k $3.3m $3.3m 0.05% Added +45.4k +45,425
88 Latigo Investments, LLC 1.96% of their portfolio FORT LAUDERDALE, FL 214,134214.1k $3.2m $3.2m 1.96% Unchanged
89 NewEdge Wealth, LLC 0.11% of their portfolio STAMFORD, CT 211,899211.9k $3.2m $3.2m 0.11% Unchanged
90 Warwick Investment Management, Inc. 1.23% of their portfolio BRYAN, TX 209,390209.4k $3.1m $3.1m 1.23% Unchanged
91 Financial Sense Advisors, Inc. 1.30% of their portfolio SAN DIEGO, CA 190,799190.8k $2.8m $2.8m 1.30% Added +44.6k +44,622
92 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 184,035184.0k $2.7m $2.7m 0.06% Reduced -1.4k -1,383
93 Chicago Capital, LLC 0.12% of their portfolio Chicago, IL 183,978184.0k $2.7m $2.7m 0.12% Unchanged
94 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 180,091180.1k $2.7m $2.7m 0.01% First filing
95 PFG Investments, LLC 0.47% of their portfolio WOODBURY, NY 175,855175.9k $2.6m $2.6m 0.47% Reduced -19.5k -19,480
96 NovaPoint Capital, LLC 0.98% of their portfolio ATLANTA, GA 175,623175.6k $2.6m $2.6m 0.98% Reduced -18.3k -18,258
97 Abacus Planning Group, Inc. 0.62% of their portfolio COLUMBIA, SC 170,885170.9k $2.5m $2.5m 0.62% Unchanged
98 Insight Wealth Partners, LLC 2.09% of their portfolio Plano, TX 168,512168.5k $2.5m $2.5m 2.09% Reduced -8.4k -8,431
99 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 167,334167.3k $2.5m $2.5m 0.02% Added +142.4k +142,400
100 Ameritas Advisory Services, LLC 0.32% of their portfolio Lincoln, NE 164,228164.2k $2.5m $2.5m 0.32% Added +21.8k +21,845