Vault-13

SPDR SER TR XSD

S&P SEMICNDCTR · ETP · CUSIP 78464A862

216 institutional holders +7 vs Q1 2023
2,744,0212.7m shares reported held*
$606.7mreported value*
28 new 69 added 63 reduced 21 sold out net sold ≈ $87.3m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $221.09. Options: 4 managers hold calls ($8.5m notional), 2 hold puts ($8.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 165Q4 22: 179Q1 23: 209Q2 23: 216216Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022179
Q1 2023209
Q2 2023216

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 73 cut or sold outQ4 22Q1 23: 120 bought or addedQ1 23: 59 cut or sold outQ1 23Q2 23: 97 bought or addedQ2 23: 84 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228473
Q1 202312059
Q2 20239784

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $2.7mQ3 22 puts: $2.3mQ3 22P/C 0.84Q4 22 calls: $4.7mQ4 22 puts: $1.3mQ4 22P/C 0.27Q1 23 calls: $4.9mQ1 23 puts: $2.3mQ1 23P/C 0.47Q2 23 calls: $8.5mQ2 23 puts: $8.5mQ2 23P/C 1.00
Numbers
QuarterCallsPutsP/C
Q3 2022$2.7m$2.3m0.84
Q4 2022$4.7m$1.3m0.27
Q1 2023$4.9m$2.3m0.47
Q2 2023$8.5m$8.5m1.00

Biggest buyers

BANK OF MONTREAL /CAN/ Added +57,994+58.0k
RAYMOND JAMES & ASSOCIATES Added +38,178+38.2k
Jackson Wealth Management, LLC New +20,927+20.9k
Phoenix Financial Ltd. New +19,943+19.9k
ENVESTNET ASSET MANAGEMENT INC Added +17,280+17.3k
Atria Wealth Solutions, Inc. Added +16,135+16.1k
LPL Financial LLC Added +12,400+12.4k
Smart Money Group LLC New +11,751+11.8k
JANE STREET GROUP, LLC New +10,237+10.2k
PRUDENTIAL FINANCIAL INC Added +10,012+10.0k

Biggest sellers

MONEY CONCEPTS CAPITAL CORP Reduced -657,062-657.1k
EP Wealth Advisors, LLC Reduced -646,439-646.4k
Raymond James Financial Services Advisors, Inc. Reduced -121,168-121.2k
SANDLER CAPITAL MANAGEMENT Sold out -40,200-40.2k
First Interstate Bank Reduced -34,709-34.7k
Fulcrum Equity Management Sold out -25,052-25.1k
Riggs Asset Managment Co. Inc. Reduced -20,046-20.0k
PNC Financial Services Group, Inc. Reduced -15,717-15.7k
Empowered Funds, LLC Sold out -14,590-14.6k
STIFEL FINANCIAL CORP Reduced -12,008-12.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.3m33.1k shares
WOLVERINE TRADING, LLC New $696.2k3.2k shares
Belvedere Trading LLC Added $464.7k2.1k shares
Cutler Group LLC / CA Added $16.0k1.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.3m37.5k shares
Belvedere Trading LLC Reduced $177.0k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 218,711218.7k $48.4m $48.4m 0.03% Added +12.4k +12,400
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 216,086216.1k $47.8m $47.8m 0.00% Reduced -2.4k -2,384
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 174,341174.3k $38.6m $38.6m 0.00% Added +9.8k +9,765
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 152,192152.2k $33.7m $33.7m 0.01% Added +7.2k +7,174
5 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 101,531101.5k $22.5m $22.5m 0.16% Added +3.5k +3,481
6 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 101,055101.1k $22.5m $22.5m 0.01% Added +58.0k +57,994
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 94,55794.6k $20.9m $20.9m 0.01% Added +17.3k +17,280
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 68,74268.7k $15.2m $15.2m 0.00% Added +326 +326
9 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 68,29168.3k $15.1m $15.1m 0.01% Reduced -15.7k -15,717
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 66,44866.4k $14.7m $14.7m 0.01% Added +38.2k +38,178
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 60,98761.0k $13.5m $13.5m 0.01% Reduced -3.5k -3,457
12 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 53,93853.9k $11.9m $11.9m 0.07% Added +4.4k +4,395
13 Hobart Private Capital, LLC 4.17% of their portfolio CHARLOTTE, NC 50,69350.7k $11.2m $11.2m 4.17% Reduced -193 -193
14 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 50,38550.4k $11.1m $11.1m 0.02% Added +10.0k +10,012
15 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 47,91347.9k $10.6m $10.6m 0.02% Reduced -169 -169
16 Adams Wealth Management 3.29% of their portfolio LOGAN, UT 47,66847.7k $10.5m $10.5m 3.29% Added +1.7k +1,671
17 Prostatis Group LLC 4.75% of their portfolio HANOVER, MD 46,16346.2k $10.2m $10.2m 4.75% Reduced -3.1k -3,113
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 42,56542.6k $9.4m $9.4m 0.00% Reduced -3.7k -3,661
19 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 42,16542.2k $9.3m $9.3m 0.02% Added +781 +781
20 McGuire Investment Group, LLC 1.64% of their portfolio WAKEFIELD, RI 39,83039.8k $8.8m $8.8m 1.64% Reduced -1.4k -1,436
21 First Interstate Bank 0.68% of their portfolio Billings, MT 37,30637.3k $8.3m $8.3m 0.68% Reduced -34.7k -34,709
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.51% of their portfolio BIRMINGHAM, AL 30,15030.1k $6.7m $6.7m 0.51% Reduced -301 -301
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 27,61427.6k $6.1m $6.1m 0.01% Reduced -12.0k -12,008
24 CHEMUNG CANAL TRUST CO 1.31% of their portfolio ELMIRA, NY 27,55727.6k $6.1m $6.1m 1.31% Reduced -223 -223
25 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 27,29827.3k $6.0m $6.0m 0.03% Reduced -3.1k -3,134
26 Gerber Kawasaki Wealth & Investment Management 0.38% of their portfolio SANTA MONICA, CA 25,28125.3k $5.6m $5.6m 0.38% Added +2.9k +2,917
27 Yarbrough Capital, LLC 0.31% of their portfolio FRANKLIN, TN 24,49624.5k $5.4m $5.4m 0.31% Unchanged
28 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 21,05621.1k $4.7m $4.7m 0.07% Reduced -1.1k -1,118
29 Jackson Wealth Management, LLC 0.68% of their portfolio LAKE MARY, FL 20,92720.9k $4.6m $4.6m 0.68% New
30 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 20,54220.5k $4.5m $4.5m 0.01% Reduced -121.2k -121,168
31 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 20,53020.5k $4.5m $4.5m 0.06% Added +16.1k +16,135
32 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 20,08720.1k $4.4m $4.4m 0.01% Reduced -590 -590
33 MONEY CONCEPTS CAPITAL CORP 0.45% of their portfolio PALM BEACH GARDENS, FL 20,00620.0k $4.4m $4.4m 0.45% Reduced -657.1k -657,062
34 SFI Advisors, LLC 4.19% of their portfolio Montclair, NJ 19,96820.0k $4.4m $4.4m 4.19% Reduced -41 -41
35 Phoenix Financial Ltd. 0.09% of their portfolio Givatayim, L3 19,94319.9k $4.4m $4.4m 0.09% New
36 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 19,79419.8k $4.4m $4.4m 0.01% Added +967 +967
37 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 19,72519.7k $4.4m $4.4m 0.04% Added +1.5k +1,538
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 19,49119.5k $4.3m $4.3m 0.00% Reduced -572 -572
39 THEORY FINANCIAL LLC 2.45% of their portfolio FORT COLLINS, CO 19,21319.2k $4.3m $4.3m 2.45% Added +210 +210
40 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 17,61617.6k $3.9m $3.9m 0.10% Added +6.4k +6,442
41 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 16,36616.4k $3.6m $3.6m 0.01% Added +7.8k +7,829
42 Beaumont Asset Management, L.L.C. 2.55% of their portfolio BEAUMONT, TX 15,21615.2k $3.4m $3.4m 2.55% Added +149 +149
43 Intrepid Financial Planning Group LLC 1.59% of their portfolio CARMEL, IN 14,99915.0k $3.3m $3.3m 1.59% Reduced -157 -157
44 JMAC ENTERPRISES LLC 0.81% of their portfolio NEWTOWN, PA 14,78414.8k $3.3m $3.3m 0.81% Added +372 +372
45 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 14,68314.7k $3.2m $3.2m 0.01% Reduced -1.3k -1,316
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,14814.1k $3.1m $3.1m 0.00% Reduced -11.3k -11,313
47 VICUS CAPITAL 0.31% of their portfolio STATE COLLEGE, PA 13,50813.5k $3.0m $3.0m 0.31% Added +92 +92
48 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 13,48013.5k $3.0m $3.0m 0.11% Added +7.4k +7,359
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,46113.5k $3.0m $3.0m 0.00% Reduced -7.9k -7,870
50 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 12,70412.7k $2.8m $2.8m 0.10% Reduced -2.5k -2,505
51 Smart Money Group LLC 1.24% of their portfolio EASTLAND, TX 11,75111.8k $2.6m $2.6m 1.24% New
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 10,57610.6k $2.3m $2.3m 0.00% Added +2.6k +2,591
53 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 10,51710.5k $2.3m $2.3m 0.04% Reduced -1.3k -1,290
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,23710.2k $2.3m $2.3m 0.00% New
55 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.03% of their portfolio Madrid, U3 9,6389.6k $2.1m $2.1m 0.03% Added +1.1k +1,129
56 CREATIVE FINANCIAL DESIGNS INC /ADV 0.24% of their portfolio KOKOMO, IN 9,0459.0k $2.0m $2.0m 0.24% New
57 Financial Advocates Investment Management 0.14% of their portfolio OLYMPIA, WA 8,9539.0k $2.0m $2.0m 0.14% Added +2.8k +2,754
58 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 8,9088.9k $2.0m $2.0m 0.02% Added +8.8k +8,803
59 HARBOR ADVISORY CORP /MA/ 0.66% of their portfolio PORTSMOUTH, NH 8,5008.5k $1.9m $1.9m 0.66% Unchanged
60 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 8,3498.3k $1.8m $1.8m 0.13% First filing
61 AFFINITY WEALTH MANAGEMENT LLC 0.41% of their portfolio WILMINGTON, DE 8,0568.1k $1.8m $1.8m 0.41% Added +5 +5
62 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 7,8257.8k $1.7m $1.7m 0.01% Added +431 +431
63 Ayalon Insurance Comp Ltd. 0.71% of their portfolio Ramat Gan, L3 7,6707.7k $1.7m $1.7m 0.71% Unchanged
64 Global Financial Private Client, LLC 0.82% of their portfolio Sarasota, FL 7,4777.5k $1.7m $1.7m 0.82% Added +1.4k +1,386
65 CWM, LLC 0.01% of their portfolio OMAHA, NE 7,3607.4k $1.6m $1.6m 0.01% Added +1.1k +1,068
66 GUARDIAN WEALTH ADVISORS, LLC / NC 0.26% of their portfolio RALEIGH, NC 6,9236.9k $1.5m $1.5m 0.26% Added +6.8k +6,785
67 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 6,6596.7k $1.5m $1.5m 0.08% Reduced -37 -37
68 Bogart Wealth, LLC 0.09% of their portfolio MCLEAN, VA 6,5946.6k $1.5m $1.5m 0.09% Added +268 +268
69 GREAT VALLEY ADVISOR GROUP, INC. 0.06% of their portfolio WILMINGTON, DE 6,4056.4k $1.4m $1.4m 0.06% Added +4.0k +3,995
70 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 6,3026.3k $1.4m $1.4m 0.01% Reduced -500 -500
71 CHATHAM CAPITAL GROUP, INC. 0.29% of their portfolio SAVANNAH, GA 6,2586.3k $1.4m $1.4m 0.29% Unchanged
72 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 6,2506.2k $1.4m $1.4m 0.00% Reduced -5.5k -5,457
73 LEUTHOLD GROUP, LLC 0.18% of their portfolio MINNEAPOLIS, MN 6,1436.1k $1.4m $1.4m 0.18% Unchanged
74 Global Assets Advisory, LLC 1.19% of their portfolio ORLANDO, FL 5,9055.9k $1.3m $1.3m 1.19% Unchanged
75 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,8405.8k $1.3m $1.3m 0.00% Added +1.5k +1,542
76 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 5,5065.5k $1.2m $1.2m 0.05% Reduced -6.0k -5,990
77 ARKANSAS FINANCIAL GROUP, INC. 0.24% of their portfolio LITTLE ROCK, AR 5,4515.5k $1.2m $1.2m 0.24% Reduced -83 -83
78 Financial Freedom, LLC 0.80% of their portfolio CINCINNATI, OH 5,1405.1k $1.1m $1.1m 0.80% Added +1.2k +1,166
79 Round Rock Advisors LLC 0.40% of their portfolio WILTON, CT 4,9444.9k $1.1m $1.1m 0.40% Reduced -371 -371
80 Sharper & Granite LLC 0.59% of their portfolio EL SEGUNDO, CA 4,5984.6k $1.0m $1.0m 0.59% Added +310 +310
81 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,3674.4k $965.7k $965.7k 0.00% Reduced -100 -100
82 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 4,1164.1k $910.7k $910.7k 0.04% Added +8 +8
83 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 4,0244.0k $877.5k $877.5k 0.05% Added +1 +1
84 Patton Albertson Miller Group, LLC 0.17% of their portfolio Chattanooga, TN 3,9784.0k $880.4k $880.4k 0.17% Reduced -1.1k -1,053
85 Argent Trust Co 0.05% of their portfolio NASHVILLE, TN 3,8883.9k $860.4k $860.4k 0.05% New
86 Regent Peak Wealth Advisors LLC 0.23% of their portfolio ATLANTA, GA 3,5413.5k $783.6k $783.6k 0.23% Unchanged
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,5143.5k $777.6k $777.6k 0.00% Added +168 +168
88 Beacon Financial Advisory LLC 0.42% of their portfolio CLEVELAND, OH 3,2823.3k $726.3k $726.3k 0.42% Added +122 +122
89 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 3,2733.3k $622.7k $622.7k 0.01% Reduced -646.4k -646,439
90 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 3,1343.1k $693.5k $693.5k 0.01% Reduced -2.8k -2,775
91 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 3,0393.0k $672.5k $672.5k 0.01% Reduced -61 -61
92 BAROMETER CAPITAL MANAGEMENT INC. 0.18% of their portfolio TORONTO, A6 3,0003.0k $663.9k $663.9k 0.18% Reduced -53 -53
93 Fifth Third Securities, Inc. 0.07% of their portfolio Cincinnati, OH 2,8802.9k $637.3k $637.3k 0.07% New
94 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 2,8122.8k $622.3k $622.3k 0.01% Reduced -433 -433
95 Meridian Wealth Management, LLC 0.05% of their portfolio LEXINGTON, KY 2,7022.7k $597.9k $597.9k 0.05% Unchanged
96 SPRING CAPITAL MANAGEMENT, LLC 0.45% of their portfolio AMARILLO, TX 2,6052.6k $576.5k $576.5k 0.45% Reduced -660 -660
97 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,4832.5k $52.5k $52.5k 0.00% Added +916 +916
98 HBW ADVISORY SERVICES LLC 0.12% of their portfolio SIMI VALLEY, CA 2,4712.5k $547.0k $547.0k 0.12% Added +46 +46
99 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 2,4362.4k $539.0k $539.0k 0.02% Added +550 +550
100 Soltis Investment Advisors LLC 0.06% of their portfolio ST. GEORGE, UT 2,4002.4k $531.1k $531.1k 0.06% Added +8 +8