Vault-13

FIRST TR EXCHANGE-TRADED FD FTXG

NASDQ FOD BVRG · ETP · CUSIP 33738R852

79 institutional holders -2 vs Q1 2023
35,621,90235.6m shares reported held*
$934.0mreported value*
7 new 41 added 22 reduced 10 sold out net bought ≈ $29.9m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($74.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.22.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 61Q4 22: 77Q1 23: 81Q2 23: 7979Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202261
Q4 202277
Q1 202381
Q2 202379

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 49 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 48 bought or addedQ2 23: 32 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224925
Q1 20235232
Q2 20234832

Biggest buyers

FIRST TRUST ADVISORS LP Added +512,925+512.9k
NewSquare Capital LLC Added +330,270+330.3k
Csenge Advisory Group New +215,648+215.6k
Raymond James Financial Services Advisors, Inc. Added +97,112+97.1k
CWM, LLC Added +78,367+78.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +69,432+69.4k
Merit Financial Group, LLC New +64,361+64.4k
NewEdge Advisors, LLC Added +60,747+60.7k
GUARDIAN WEALTH ADVISORS, LLC / NC New +46,170+46.2k
MORGAN STANLEY Added +45,587+45.6k

Biggest sellers

LPL Financial LLC Reduced -190,862-190.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -140,451-140.5k
MILLENNIUM MANAGEMENT LLC Sold out -90,274-90.3k
WELLS FARGO & COMPANY/MN Reduced -86,575-86.6k
StoneX Group Inc. Sold out -39,398-39.4k
Financial Advocates Investment Management Sold out -31,138-31.1k
GOLDMAN SACHS GROUP INC Sold out -20,067-20.1k
OPPENHEIMER & CO INC Sold out -14,682-14.7k
CreativeOne Wealth, LLC Sold out -12,554-12.6k
Janney Montgomery Scott LLC Reduced -11,786-11.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.76% of their portfolio Wheaton, IL 25,521,54025.5m $669.2m $669.2m 0.76% Added +512.9k +512,925
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,759,4961.8m $46.1m $46.1m 0.00% Added +45.6k +45,587
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,037,1521.0m $27.2m $27.2m 0.01% Reduced -86.6k -86,575
4 O'Dell Group, LLC 4.67% of their portfolio CINCINNATI, OH 626,789626.8k $16.4m $16.4m 4.67% Added +27.0k +27,016
5 NewEdge Advisors, LLC 0.17% of their portfolio NEW ORLEANS, LA 585,673585.7k $15.4m $15.4m 0.17% Added +60.7k +60,747
6 NewSquare Capital LLC 1.46% of their portfolio NEWTOWN SQUARE, PA 536,591536.6k $14.1m $14.1m 1.46% Added +330.3k +330,270
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 486,199486.2k $12.7m $12.7m 0.02% Added +97.1k +97,112
8 Advisory Services Network, LLC 0.29% of their portfolio ATLANTA, GA 411,052411.1k $10.8m $10.8m 0.29% Added +2.9k +2,917
9 BENJAMIN F. EDWARDS & COMPANY, INC. 0.40% of their portfolio ST. LOUIS, MO 398,683398.7k $10.5m $10.5m 0.40% Added +4.8k +4,766
10 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 332,909332.9k $8.7m $8.7m 0.01% Added +10.3k +10,268
11 WCG Wealth Advisors LLC 1.00% of their portfolio LAS VEGAS, NV 327,573327.6k $8.6m $8.6m 1.00% Added +24.4k +24,380
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 275,407275.4k $7.2m $7.2m 0.01% Added +809 +809
13 Cyndeo Wealth Partners, LLC 0.68% of their portfolio ST. PETERSBURG, FL 249,926249.9k $6.6m $6.6m 0.68% Added +42.7k +42,707
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 245,920245.9k $6.4m $6.4m 0.00% Reduced -190.9k -190,862
15 CWM, LLC 0.04% of their portfolio OMAHA, NE 230,091230.1k $6.0m $6.0m 0.04% Added +78.4k +78,367
16 Csenge Advisory Group 0.38% of their portfolio CLEARWATER, FL 215,648215.6k $5.7m $5.7m 0.38% New
17 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 199,415199.4k $5.2m $5.2m 0.01% Reduced -6.5k -6,500
18 Nilsine Partners, LLC 0.63% of their portfolio GREENWOOD VILLAGE, CO 162,722162.7k $4.3m $4.3m 0.63% Added +37.9k +37,860
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 155,108155.1k $4.1m $4.1m 0.01% Added +19.0k +19,039
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 150,539150.5k $3.9m $3.9m 0.01% Reduced -140.5k -140,451
21 MinichMacGregor Wealth Management, LLC 1.20% of their portfolio Saratoga Springs, NY 147,038147.0k $3.9m $3.9m 1.20% Reduced -2.5k -2,472
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 109,724109.7k $2.9m $2.9m 0.01% Reduced -11.8k -11,786
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 85,80285.8k $2.2m $2.2m 0.00% Added +69.4k +69,432
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,84279.8k $2.1m $2.1m 0.00% Reduced -465 -465
25 Transamerica Financial Advisors, LLC 0.26% of their portfolio CEDAR RAPIDS, IA 75,80475.8k $2.0m $2.0m 0.26% Added +42.3k +42,296
26 Gateway Advisory, LLC 0.41% of their portfolio WESTFIELD, NJ 74,00074.0k $1.9m $1.9m 0.41% Added +1.6k +1,595
27 TriaGen Wealth Management LLC 0.85% of their portfolio Calabasas, CA 71,25471.3k $1.9m $1.9m 0.85% Added +36.0k +36,022
28 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 64,36164.4k $1.7m $1.7m 0.05% New
29 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 60,46860.5k $1.6m $1.6m 0.01% First filing
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 56,87756.9k $1.5m $1.5m 0.00% Added +5.8k +5,799
31 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 56,79456.8k $1.5m $1.5m 0.01% Added +1.7k +1,732
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,75754.8k $1.4m $1.4m 0.00% Added +15.9k +15,926
33 WealthCare Investment Partners, LLC 0.83% of their portfolio PORTSMOUTH, RI 52,01552.0k $1.4m $1.4m 0.83% Added +3.6k +3,605
34 DB Wealth Management Group, LLC 0.83% of their portfolio SAN DIEGO, CA 51,45551.5k $1.3m $1.3m 0.83% Reduced -5.1k -5,117
35 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.67% of their portfolio NEW YORK, NY 48,82248.8k $1.3m $1.3m 0.67% Added +619 +619
36 GUARDIAN WEALTH ADVISORS, LLC / NC 0.21% of their portfolio RALEIGH, NC 46,17046.2k $1.2m $1.2m 0.21% New
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 43,07543.1k $1.1m $1.1m 0.01% Added +7.7k +7,737
38 Ashton Thomas Private Wealth, LLC 0.08% of their portfolio SCOTTSDALE, AZ 41,19441.2k $1.1m $1.1m 0.08% Reduced -292 -292
39 WMG Financial Advisors, LLC 0.79% of their portfolio Knoxville, TN 41,04741.0k $1.1m $1.1m 0.79% Reduced -10.6k -10,627
40 Paragon Private Wealth Management, LLC 0.75% of their portfolio LEXINGTON, KY 35,97536.0k $943.3k $943.3k 0.75% Reduced -5.7k -5,679
41 Kesler, Norman & Wride, LLC 0.23% of their portfolio OGDEN, UT 35,81735.8k $939.1k $939.1k 0.23% Added +320 +320
42 HFG Advisors, Inc. 0.93% of their portfolio CINCINATTI, OH 33,65833.7k $882.5k $882.5k 0.93% Reduced -188 -188
43 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 27,35027.4k $717.1k $717.1k 0.00% Reduced -8.3k -8,332
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,43626.4k $693.0k $693.0k 0.00% Added +1.0k +1,005
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,04623.0k $603.0k $603.0k 0.00% Reduced -1.6k -1,636
46 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,02221.0k $551.0k $551.0k 0.00% Added +543 +543
47 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,84620.8k $546.6k $546.6k 0.00% Reduced -4.5k -4,479
48 MGO ONE SEVEN LLC 0.05% of their portfolio Beachwood, OH 19,94319.9k $522.9k $522.9k 0.05% Reduced -82 -82
49 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 19,29619.3k $505.9k $505.9k 0.01% Added +858 +858
50 Realta Investment Advisors 0.11% of their portfolio WILMINGTON, DE 19,21619.2k $503.8k $503.8k 0.11% Added +154 +154
51 Apeiron RIA LLC 0.14% of their portfolio Dallas, TX 15,14715.1k $397.2k $397.2k 0.14% Added +804 +804
52 Outlook Wealth Advisors, LLC 0.15% of their portfolio SHENANDOAH, TX 14,96315.0k $392.3k $392.3k 0.15% Added +3.1k +3,066
53 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 14,87214.9k $389.9k $389.9k 0.03% Added +5.1k +5,082
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,28613.3k $349.0k $349.0k 0.00% Added +4.6k +4,627
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,19413.2k $346.0k $346.0k 0.00% New
56 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 12,19712.2k $319.8k $319.8k 0.00% Reduced -1.7k -1,651
57 ECLECTIC ASSOCIATES INC /ADV 0.13% of their portfolio FULLERTON, CA 10,39610.4k $272.6k $272.6k 0.13% Unchanged
58 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 10,22310.2k $268.0k $268.0k 0.03% Reduced -1.8k -1,827
59 Claro Advisors Inc. 0.05% of their portfolio BOSTON, MA 8,3598.4k $219.2k $219.2k 0.05% Reduced -513 -513
60 TRUST CO OF OKLAHOMA 0.08% of their portfolio TULSA, OK 8,3258.3k $218.3k $218.3k 0.08% New
61 WealthBridge Capital Management, LLC 0.09% of their portfolio WESTERVILLE, OH 8,2268.2k $215.7k $215.7k 0.09% Added +10 +10
62 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 8,1738.2k $214.3k $214.3k 0.01% Unchanged
63 SPC Financial, Inc. 0.02% of their portfolio ROCKVILLE, MD 7,9718.0k $209.0k $209.0k 0.02% Added +2 +2
64 ATWOOD & PALMER INC 0.01% of their portfolio KANSAS CITY, MO 5,2055.2k $136.5k $136.5k 0.01% Reduced -3.2k -3,215
65 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 4,7764.8k $125.2k $125.2k 0.05% Reduced -25 -25
66 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,6304.6k $105.1k $105.1k 0.00% Added +1.9k +1,875
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,5364.5k $118.9k $118.9k 0.01% Added +1.8k +1,760
68 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 2,8252.8k $74.0k $74.0k 0.02% Added +191 +191
69 MEITAV INVESTMENT HOUSE LTD 0.00% of their portfolio BENE-BERAQ, L3 1,4341.4k $37.6k $37.6k 0.00% New
70 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2241.2k $32.1k $32.1k 0.00% Unchanged
71 PSI Advisors, LLC 0.01% of their portfolio TAMPA, FL 1,1091.1k $29.1k $29.1k 0.01% Added +4 +4
72 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 734734 $19.2k $19.2k 0.00% Added +392 +392
73 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 523523 $13.7k $13.7k 0.01% Unchanged
74 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 408408 $10.7k $10.7k 0.00% Unchanged
75 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 142142 $3.7k $3.7k 0.00% Unchanged
76 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 139139 $3.6k $3.6k 0.00% Unchanged
77 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 100100 $2.6k $2.6k 0.00% Unchanged
78 FMR LLC 0.00% of their portfolio BOSTON, MA 6767 $1.8k $1.8k 0.00% New
79 UBS Group AG 0.00% of their portfolio ZURICH, V8 66 $157 $157 0.00% Reduced -239 -239