Vault-13

FIRST TR EXCHANGE-TRADED FD FTCS

CAP STRENGTH ETF · ETP · CUSIP 33733E104

425 institutional holders +20 vs Q1 2023
72,669,91072.7m shares reported held*
$5.4bnreported value*
44 new 154 added 179 reduced 27 sold out net bought ≈ $13.0m (+677.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $74.29. Options: 1 managers hold calls ($0 notional), 2 hold puts ($6.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 364Q4 22: 405Q1 23: 405Q2 23: 425425Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022364
Q4 2022405
Q1 2023405
Q2 2023425

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 204 bought or addedQ4 22: 158 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 190 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 206 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022204158
Q1 2023208190
Q2 2023198206

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $6.6mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$6.6m—

Biggest buyers

Prostatis Group LLC New +749,475+749.5k
MML INVESTORS SERVICES, LLC New +555,106+555.1k
LPL Financial LLC Added +280,869+280.9k
Janney Montgomery Scott LLC New +273,027+273.0k
Bullseye Investment Management, LLC New +247,458+247.5k
Vestmark Advisory Solutions, Inc. Added +202,702+202.7k
ENVESTNET ASSET MANAGEMENT INC Added +152,109+152.1k
Advisory Alpha, LLC Added +145,576+145.6k
Private Advisor Group, LLC Added +138,597+138.6k
OSAIC HOLDINGS, INC. Added +135,686+135.7k

Biggest sellers

SILVER OAK SECURITIES, INCORPORATED Sold out -400,713-400.7k
Great Lakes Retirement, Inc. Sold out -377,848-377.8k
Kestra Advisory Services, LLC Reduced -245,389-245.4k
Axiom Financial Strategies, LLC Reduced -211,802-211.8k
RAYMOND JAMES & ASSOCIATES Reduced -192,093-192.1k
AMERIPRISE FINANCIAL INC Reduced -189,779-189.8k
WORLD EQUITY GROUP, INC. Reduced -186,864-186.9k
ROYAL BANK OF CANADA Reduced -176,669-176.7k
Raymond James Financial Services Advisors, Inc. Reduced -150,518-150.5k
WELLS FARGO & COMPANY/MN Reduced -138,704-138.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $6.6m89.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.47% of their portfolio FORT MILL, SC 8,735,0008.7m $655.8m $655.8m 0.47% Added +280.9k +280,869
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 7,445,3677.4m $559.0m $559.0m 0.06% Reduced -16.9k -16,871
3 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 4,272,3124.3m $320.8m $320.8m 0.09% Reduced -138.7k -138,704
4 Raymond James Financial Services Advisors, Inc. 0.49% of their portfolio ST. PETERSBURG, FL 3,672,8363.7m $275.8m $275.8m 0.49% Reduced -150.5k -150,518
5 RAYMOND JAMES & ASSOCIATES 0.18% of their portfolio ST PETERSBURG, FL 2,895,9362.9m $217.4m $217.4m 0.18% Reduced -192.1k -192,093
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,665,7552.7m $200.1m $200.1m 0.02% Reduced -35.8k -35,805
7 OSAIC HOLDINGS, INC. 0.32% of their portfolio SCOTTSDALE, AZ 2,390,6732.4m $179.4m $179.4m 0.32% Added +135.7k +135,686
8 UBS Group AG 0.07% of their portfolio ZURICH, V8 2,062,5442.1m $154.9m $154.9m 0.07% Added +2.8k +2,824
9 Cetera Investment Advisers 1.24% of their portfolio SCHAUMBURG, IL 1,957,7322.0m $147.0m $147.0m 1.24% Added +3.6k +3,634
10 COMMONWEALTH EQUITY SERVICES, LLC 0.29% of their portfolio WALTHAM, MA 1,902,6731.9m $142.9m $142.9m 0.29% Reduced -105.2k -105,183
11 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,717,0821.7m $128.9m $128.9m 0.06% Added +152.1k +152,109
12 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,698,0521.7m $127.5m $127.5m 0.04% Reduced -189.8k -189,779
13 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,690,3951.7m $126.9m $126.9m 0.04% Reduced -176.7k -176,669
14 Cambridge Investment Research Advisors, Inc. 0.46% of their portfolio FAIRFIELD, IA 1,347,6201.3m $101.2m $101.2m 0.46% Added +23.3k +23,333
15 Private Advisor Group, LLC 0.85% of their portfolio MORRISTOWN, NJ 1,298,8031.3m $97.6m $97.6m 0.85% Added +138.6k +138,597
16 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 890,210890.2k $66.8m $66.8m 0.09% Reduced -18.5k -18,534
17 TRUIST FINANCIAL CORP 0.10% of their portfolio CHARLOTTE, NC 834,216834.2k $62.6m $62.6m 0.10% Reduced -27.8k -27,800
18 Prostatis Group LLC 0.36% of their portfolio HANOVER, MD 749,475749.5k $780.0k $780.0k 0.36% New
19 Baird Financial Group, Inc. 0.13% of their portfolio MILWAUKEE, WI 669,826669.8k $50.3m $50.3m 0.13% Reduced -1.2k -1,217
20 Cetera Advisors LLC 0.68% of their portfolio DENVER, CO 572,263572.3k $43.0m $43.0m 0.68% Added +18.1k +18,072
21 HARBOUR INVESTMENTS, INC. 2.09% of their portfolio MADISON, WI 561,069561.1k $42.1m $42.1m 2.09% Reduced -17.4k -17,419
22 MML INVESTORS SERVICES, LLC 0.23% of their portfolio SPRINGFIELD, MA 555,106555.1k $41.7m $41.7m 0.23% New
23 Kestra Advisory Services, LLC 0.41% of their portfolio AUSTIN, TX 546,020546.0k $41.0m $41.0m 0.41% Reduced -245.4k -245,389
24 Fifth Third Securities, Inc. 4.28% of their portfolio Cincinnati, OH 523,927523.9k $39.3m $39.3m 4.28% Reduced -2.3k -2,253
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 473,505473.5k $35.6m $35.6m 0.00% Added +86.6k +86,561
26 Kowal Investment Group, LLC 9.43% of their portfolio BROOKFIELD, WI 469,575469.6k $35.3m $35.3m 9.43% Added +2.1k +2,121
27 Cetera Advisor Networks LLC 0.23% of their portfolio EL SEGUNDO, CA 435,387435.4k $32.7m $32.7m 0.23% Reduced -5.2k -5,220
28 Mariner, LLC 0.09% of their portfolio Overland Park, KS 435,070435.1k $32.7m $32.7m 0.09% Added +26.7k +26,668
29 IFG Advisory, LLC 2.73% of their portfolio ATLANTA, GA 409,625409.6k $30.8m $30.8m 2.73% Reduced -16.5k -16,478
30 American Financial Advisors, LLC 4.81% of their portfolio Marietta, GA 409,402409.4k $30.7m $30.7m 4.81% Reduced -2.7k -2,690
31 PARK NATIONAL CORP /OH/ 1.28% of their portfolio NEWARK, OH 392,140392.1k $29.4m $29.4m 1.28% Added +24.2k +24,162
32 D.A. DAVIDSON & CO. 0.31% of their portfolio GREAT FALLS, MT 390,301390.3k $29.3m $29.3m 0.31% Added +6.0k +5,973
33 Atria Wealth Solutions, Inc. 0.40% of their portfolio NEW YORK, NY 387,577387.6k $29.1m $29.1m 0.40% Reduced -28.2k -28,234
34 NewEdge Advisors, LLC 0.27% of their portfolio NEW ORLEANS, LA 314,165314.2k $23.6m $23.6m 0.27% Added +26.6k +26,628
35 Keystone Financial Group 3.92% of their portfolio LEXINGTON, KY 306,636306.6k $23.0m $23.0m 3.92% First filing
36 Vestmark Advisory Solutions, Inc. 0.87% of their portfolio Wakefield, MA 304,898304.9k $22.9m $22.9m 0.87% Added +202.7k +202,702
37 AVANTAX ADVISORY SERVICES, INC. 0.25% of their portfolio DALLAS, TX 288,629288.6k $21.7m $21.7m 0.25% Added +32.8k +32,798
38 Archer Investment Corp 7.61% of their portfolio Carmel, IN 284,560284.6k $21.4m $21.4m 7.61% Reduced -2.5k -2,534
39 Intrua Financial, LLC 3.71% of their portfolio Houston, TX 276,643276.6k $20.8m $20.8m 3.71% Added +66.1k +66,100
40 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 273,027273.0k $20.5m $20.5m 0.07% New
41 Financial Advocates Investment Management 1.36% of their portfolio OLYMPIA, WA 247,488247.5k $18.6m $18.6m 1.36% Added +28 +28
42 Bullseye Investment Management, LLC 13.52% of their portfolio CINCINNATI, OH 247,458247.5k $18.6m $18.6m 13.52% New
43 Prospera Financial Services Inc 0.70% of their portfolio Dallas, TX 244,145244.1k $18.4m $18.4m 0.70% Reduced -3.1k -3,110
44 Ergawealth Advisors, Inc. 12.37% of their portfolio OAK BROOK, IL 240,345240.3k $18.0m $18.0m 12.37% Added +25.4k +25,408
45 Western Wealth Management, LLC 1.49% of their portfolio GOLDEN, CO 232,900232.9k $17.5m $17.5m 1.49% Reduced -7.6k -7,573
46 BENJAMIN F. EDWARDS & COMPANY, INC. 0.66% of their portfolio ST. LOUIS, MO 232,693232.7k $17.5m $17.5m 0.66% Added +1.7k +1,749
47 Perennial Investment Advisors, LLC 3.10% of their portfolio Los Angeles, CA 231,552231.6k $17.4m $17.4m 3.10% Reduced -5.2k -5,245
48 Aptus Capital Advisors, LLC 0.50% of their portfolio FAIRHOPE, AL 229,080229.1k $17.2m $17.2m 0.50% Reduced -13.0k -13,039
49 GUARDIAN WEALTH ADVISORS, LLC / NC 2.95% of their portfolio RALEIGH, NC 229,080229.1k $17.2m $17.2m 2.95% Reduced -13.0k -13,039
50 Solano Wealth Management, Inc. 11.38% of their portfolio Fairfield, CA 222,963223.0k $16.7m $16.7m 11.38% Added +4.1k +4,086
51 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 219,714219.7k $16.5m $16.5m 0.10% Added +10.7k +10,718
52 Regal Investment Advisors LLC 1.33% of their portfolio KENTWOOD, MI 211,995212.0k $15.9m $15.9m 1.33% Reduced -1.1k -1,102
53 KESTRA PRIVATE WEALTH SERVICES, LLC 0.54% of their portfolio AUSTIN, TX 209,449209.4k $15.7m $15.7m 0.54% Reduced -14.5k -14,470
54 Advisory Alpha, LLC 0.77% of their portfolio HOLLAND, MI 200,447200.4k $15.0m $15.0m 0.77% Added +145.6k +145,576
55 GREAT VALLEY ADVISOR GROUP, INC. 0.61% of their portfolio WILMINGTON, DE 192,902192.9k $14.5m $14.5m 0.61% Reduced -9.3k -9,344
56 BANK HAPOALIM BM 2.06% of their portfolio TEL AVIV, L3 192,555192.6k $14.5m $14.5m 2.06% Reduced -19.8k -19,780
57 Scarborough Advisors, LLC 3.39% of their portfolio ANNAPOLIS, MD 188,590188.6k $14.2m $14.2m 3.39% Added +860 +860
58 ABLE Financial Group, LLC 7.31% of their portfolio SCOTTSDALE, AZ 188,176188.2k $14.1m $14.1m 7.31% Added +48.5k +48,459
59 HBK Sorce Advisory LLC 0.57% of their portfolio ERIE, PA 179,333179.3k $13.5m $13.5m 0.57% Reduced -3.9k -3,938
60 PFG Advisors 1.01% of their portfolio Phoenix, AZ 177,519177.5k $13.3m $13.3m 1.01% Reduced -10.5k -10,462
61 Bensler, LLC 2.49% of their portfolio Bellevue, WA 174,301174.3k $13.1m $13.1m 2.49% Added +4.6k +4,553
62 First Horizon Advisors, Inc. 0.45% of their portfolio MEMPHIS, TN 172,863172.9k $13.0m $13.0m 0.45% Reduced -90.1k -90,079
63 PCG Wealth Advisors, LLC 7.68% of their portfolio OVERLAND PARK, KS 164,733164.7k $12.4m $12.4m 7.68% Reduced -5.3k -5,344
64 Sargent Investment Group, LLC 2.87% of their portfolio BETHESDA, MD 157,395157.4k $11.8m $11.8m 2.87% Added +2.8k +2,772
65 WORLD EQUITY GROUP, INC. 3.45% of their portfolio SCHAUMBURG, IL 156,144156.1k $11.7m $11.7m 3.45% Reduced -186.9k -186,864
66 Sigma Planning Corp 0.42% of their portfolio ANN ARBOR, MI 155,555155.6k $11.7m $11.7m 0.42% Reduced -43.7k -43,684
67 Equitable Holdings, Inc. 0.17% of their portfolio NEW YORK, NY 155,134155.1k $11.6m $11.6m 0.17% Added +29.6k +29,581
68 Steward Partners Investment Advisory, LLC 0.17% of their portfolio STAMFORD, CT 149,896149.9k $11.3m $11.3m 0.17% Reduced -17.5k -17,484
69 Valmark Advisers, Inc. 0.22% of their portfolio AKRON, OH 142,339142.3k $10.7m $10.7m 0.22% Reduced -1.4k -1,389
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 140,267140.3k $10.5m $10.5m 0.01% Added +158 +158
71 Global Retirement Partners, LLC 0.48% of their portfolio San Rafael, CA 131,688131.7k $9.9m $9.9m 0.48% Added +40.5k +40,534
72 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 130,731130.7k $9.8m $9.8m 0.04% First filing
73 Integrity Financial Corp /WA 7.33% of their portfolio JACKSON, WY 129,791129.8k $9.7m $9.7m 7.33% Added +9.8k +9,794
74 Ausdal Financial Partners, Inc. 1.30% of their portfolio Davenport, IA 126,854126.9k $9.5m $9.5m 1.30% Reduced -4.5k -4,531
75 SHELTON WEALTH MANAGEMENT, LLC 7.37% of their portfolio FORT WORTH, TX 126,687126.7k $9.5m $9.5m 7.37% Reduced -605 -605
76 Tradition Wealth Management, LLC 1.08% of their portfolio EDINA, MN 122,976123.0k $9.2m $9.2m 1.08% Added +1.2k +1,208
77 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 122,934122.9k $9.2m $9.2m 0.16% Added +24.5k +24,467
78 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 122,762122.8k $6.8m $6.8m 0.15% Added +53.4k +53,431
79 tru Independence LLC 3.02% of their portfolio PORTLAND, OR 122,046122.0k $9.2m $9.2m 3.02% Added +2.4k +2,420
80 TD Capital Management LLC 1.08% of their portfolio MEMPHIS, TN 120,002120.0k $9.0m $9.0m 1.08% Added +3.3k +3,259
81 Gateway Wealth Partners, LLC 1.59% of their portfolio APPLETON, WI 118,753118.8k $8.9m $8.9m 1.59% Added +9.5k +9,464
82 GPS Wealth Strategies Group, LLC 1.66% of their portfolio CENTENNIAL, CO 118,452118.5k $8.9m $8.9m 1.66% Reduced -37.9k -37,859
83 FSB PREMIER WEALTH MANAGEMENT, INC. 4.76% of their portfolio WATERLOO, IA 116,772116.8k $8.8m $8.8m 4.76% Reduced -5.7k -5,742
84 WINTRUST INVESTMENTS LLC 0.91% of their portfolio CHICAGO, IL 115,580115.6k $8.7m $8.7m 0.91% Added +9.9k +9,864
85 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 115,224115.2k $8.7m $8.7m 0.01% Added +14.2k +14,172
86 Snowden Capital Advisors LLC 0.30% of their portfolio New York, NY 111,596111.6k $8.4m $8.4m 0.30% Added +10.3k +10,339
87 OPPENHEIMER & CO INC 0.17% of their portfolio NEW YORK, NY 110,764110.8k $8.3m $8.3m 0.17% Added +11.8k +11,810
88 Nilsine Partners, LLC 1.21% of their portfolio GREENWOOD VILLAGE, CO 109,255109.3k $8.2m $8.2m 1.21% Added +6.7k +6,734
89 Walkner Condon Financial Advisors LLC 2.17% of their portfolio MADISON, WI 109,083109.1k $8.2m $8.2m 2.17% Added +1.5k +1,547
90 Good Life Advisors, LLC 0.91% of their portfolio READING, PA 107,772107.8k $8.1m $8.1m 0.91% Added +100.5k +100,504
91 RiverTree Advisors, LLC 5.59% of their portfolio WINTER PARK, FL 103,332103.3k $7.8m $7.8m 5.59% Reduced -7.2k -7,224
92 Axiom Financial Strategies, LLC 4.43% of their portfolio NEW ALBANY, IN 102,812102.8k $7.7m $7.7m 4.43% Reduced -211.8k -211,802
93 Investors Research Corp 1.92% of their portfolio ATLANTA, GA 101,428101.4k $7.6m $7.6m 1.92% Added +4.0k +3,999
94 LINCOLN NATIONAL CORP 0.15% of their portfolio RADNOR, PA 101,070101.1k $7.6m $7.6m 0.15% Reduced -8.1k -8,106
95 StoneX Group Inc. 0.79% of their portfolio NEW YORK, NY 100,977101.0k $7.6m $7.6m 0.79% Added +7.1k +7,147
96 Apollon Wealth Management, LLC 0.34% of their portfolio MOUNT PLEASANT, SC 92,90592.9k $7.0m $7.0m 0.34% Added +36.8k +36,805
97 Arkadios Wealth Advisors 0.81% of their portfolio ATLANTA, GA 92,56392.6k $6.9m $6.9m 0.81% Reduced -49.7k -49,700
98 SignalPoint Asset Management, LLC 2.11% of their portfolio SPRINGFIELD, MO 91,79991.8k $6.9m $6.9m 2.11% Added +487 +487
99 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 91,58191.6k $6.9m $6.9m 0.00% Reduced -19.7k -19,725
100 B. Riley Wealth Advisors, Inc. 0.15% of their portfolio MEMPHIS, TN 88,97689.0k $6.7m $6.7m 0.15% Reduced -1.0k -1,017