Vault-13

FIRST TR EXCHANGE-TRADED FD FTSM

FIRST TR ENH NEW · ETP · CUSIP 33739Q408

391 institutional holders -11 vs Q1 2023
106,223,385106.2m shares reported held*
$6.2bnreported value*
32 new 141 added 182 reduced 45 sold out net sold ≈ $121.4m (+374.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.07. Options: 1 managers hold calls ($0 notional), 2 hold puts ($12.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 346Q4 22: 387Q1 23: 402Q2 23: 391391Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022346
Q4 2022387
Q1 2023402
Q2 2023391

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 213 bought or addedQ4 22: 147 cut or sold outQ4 22Q1 23: 211 bought or addedQ1 23: 179 cut or sold outQ1 23Q2 23: 173 bought or addedQ2 23: 227 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022213147
Q1 2023211179
Q2 2023173227

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $5.0kQ3 22 puts: $9.0kQ3 22P/C 1.80Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $12.8mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$5.0k$9.0k1.80
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$12.8m—

Biggest buyers

Prostatis Group LLC Added +2,432,752+2.4m
JANE STREET GROUP, LLC New +1,628,962+1.6m
IFP Advisors, Inc Added +1,331,533+1.3m
J Arnold Wealth Management Co New +1,325,375+1.3m
Gradient Investments LLC New +667,854+667.9k
Cetera Advisors LLC Added +364,947+364.9k
Raymond James Financial Services Advisors, Inc. Added +263,919+263.9k
Simplicity Solutions, LLC New +257,954+258.0k
STIFEL FINANCIAL CORP Added +255,830+255.8k
CITADEL ADVISORS LLC Added +240,264+240.3k

Biggest sellers

MORGAN STANLEY Reduced -968,975-969.0k
Prospera Financial Services Inc Reduced -750,843-750.8k
AJ WEALTH STRATEGIES, LLC Reduced -744,085-744.1k
LPL Financial LLC Reduced -684,694-684.7k
Kestra Advisory Services, LLC Reduced -672,323-672.3k
Monument Capital Management Reduced -346,342-346.3k
Gladstone Institutional Advisory LLC Reduced -316,450-316.4k
Sterling Manor Financial, LLC Reduced -274,925-274.9k
Systelligence, LLC Reduced -268,407-268.4k
WELLS FARGO & COMPANY/MN Reduced -257,957-258.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $12.8m214.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 16,327,72816.3m $970.0m $970.0m 0.10% Reduced -969.0k -968,975
2 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 10,348,74710.3m $614.8m $614.8m 0.18% Reduced -258.0k -257,957
3 LPL Financial LLC 0.36% of their portfolio FORT MILL, SC 8,527,2668.5m $506.6m $506.6m 0.36% Reduced -684.7k -684,694
4 UBS Group AG 0.14% of their portfolio ZURICH, V8 5,522,4275.5m $328.1m $328.1m 0.14% Reduced -76.4k -76,359
5 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,425,8624.4m $262.9m $262.9m 0.03% Added +75.3k +75,263
6 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 3,068,3653.1m $182.3m $182.3m 0.33% Added +10.0k +9,962
7 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,882,2402.9m $171.2m $171.2m 0.05% Reduced -35.2k -35,241
8 Raymond James Financial Services Advisors, Inc. 0.30% of their portfolio ST. PETERSBURG, FL 2,818,5362.8m $167.4m $167.4m 0.30% Added +263.9k +263,919
9 Prostatis Group LLC 1.17% of their portfolio HANOVER, MD 2,467,9302.5m $2.5m $2.5m 1.17% Added +2.4m +2,432,752
10 IFP Advisors, Inc 2.43% of their portfolio TAMPA, FL 1,855,5381.9m $110.8m $110.8m 2.43% Added +1.3m +1,331,533
11 FIRST TRUST ADVISORS LP 0.12% of their portfolio Wheaton, IL 1,832,3271.8m $108.9m $108.9m 0.12% Reduced -171.9k -171,949
12 Cambridge Investment Research Advisors, Inc. 0.49% of their portfolio FAIRFIELD, IA 1,796,2461.8m $106.7m $106.7m 0.49% Reduced -145.9k -145,890
13 JANE STREET GROUP, LLC 0.13% of their portfolio NEW YORK, NY 1,628,9621.6m $96.8m $96.8m 0.13% New
14 COMMONWEALTH EQUITY SERVICES, LLC 0.18% of their portfolio WALTHAM, MA 1,448,6061.4m $86.1m $86.1m 0.18% Reduced -72.7k -72,748
15 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 1,448,4391.4m $86.1m $86.1m 0.12% Added +255.8k +255,830
16 TUCKER ASSET MANAGEMENT LLC 23.96% of their portfolio LITTLETON, CO 1,387,5531.4m $82.4m $82.4m 23.96% Reduced -100.5k -100,476
17 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,337,9561.3m $79.5m $79.5m 0.07% Reduced -257.6k -257,567
18 J Arnold Wealth Management Co 33.30% of their portfolio Youngstown, OH 1,325,3751.3m $78.7m $78.7m 33.30% New
19 Cetera Advisors LLC 1.18% of their portfolio DENVER, CO 1,261,7231.3m $75.0m $75.0m 1.18% Added +364.9k +364,947
20 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,187,8931.2m $70.6m $70.6m 0.03% Reduced -140.7k -140,726
21 Csenge Advisory Group 3.62% of their portfolio CLEARWATER, FL 909,232909.2k $54.0m $54.0m 3.62% Added +3.0k +2,971
22 Coppell Advisory Solutions LLC 13.46% of their portfolio COPPELL, TX 797,501797.5k $47.6m $47.6m 13.46% Reduced -188.9k -188,944
23 Mariner, LLC 0.13% of their portfolio Overland Park, KS 793,370793.4k $47.1m $47.1m 0.13% Reduced -155.9k -155,920
24 Kestra Advisory Services, LLC 0.44% of their portfolio AUSTIN, TX 748,084748.1k $44.4m $44.4m 0.44% Reduced -672.3k -672,323
25 Baird Financial Group, Inc. 0.11% of their portfolio MILWAUKEE, WI 672,976673.0k $40.0m $40.0m 0.11% Added +34.2k +34,176
26 Gradient Investments LLC 1.02% of their portfolio ARDEN HILLS, MN 667,854667.9k $39.7m $39.7m 1.02% New
27 Prospera Financial Services Inc 1.51% of their portfolio Dallas, TX 662,116662.1k $39.4m $39.4m 1.51% Reduced -750.8k -750,843
28 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 587,600587.6k $34.9m $34.9m 0.05% Unchanged
29 Steward Partners Investment Advisory, LLC 0.51% of their portfolio STAMFORD, CT 569,323569.3k $33.8m $33.8m 0.51% Reduced -18.3k -18,321
30 MANCHESTER FINANCIAL INC 9.13% of their portfolio Westlake Village, CA 541,430541.4k $32.2m $32.2m 9.13% Reduced -66.9k -66,942
31 Atria Wealth Solutions, Inc. 0.43% of their portfolio NEW YORK, NY 525,371525.4k $31.3m $31.3m 0.43% Reduced -16.3k -16,258
32 Atria Investments, Inc 0.53% of their portfolio Charlotte, NC 496,713496.7k $29.5m $29.5m 0.53% Added +16.6k +16,595
33 AVANTAX ADVISORY SERVICES, INC. 0.32% of their portfolio DALLAS, TX 468,366468.4k $27.8m $27.8m 0.32% Added +6.3k +6,284
34 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 433,057433.1k $25.7m $25.7m 0.05% Reduced -30.4k -30,400
35 Cetera Investment Advisers 0.20% of their portfolio SCHAUMBURG, IL 391,292391.3k $23.2m $23.2m 0.20% Added +11.1k +11,149
36 D.A. DAVIDSON & CO. 0.23% of their portfolio GREAT FALLS, MT 373,032373.0k $22.2m $22.2m 0.23% Reduced -107.1k -107,117
37 PARK NATIONAL CORP /OH/ 0.95% of their portfolio NEWARK, OH 366,569366.6k $21.8m $21.8m 0.95% Reduced -28.5k -28,501
38 OPPENHEIMER & CO INC 0.43% of their portfolio NEW YORK, NY 365,837365.8k $21.7m $21.7m 0.43% Added +47.1k +47,093
39 Luken Investment Analytics, LLC 12.13% of their portfolio BRENTWOOD, TN 364,940364.9k $21.7m $21.7m 12.13% Added +195.9k +195,944
40 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 358,131358.1k $21.3m $21.3m 0.18% Reduced -252.1k -252,120
41 NewEdge Advisors, LLC 0.23% of their portfolio NEW ORLEANS, LA 347,272347.3k $20.6m $20.6m 0.23% Reduced -113.0k -113,039
42 MILESTONE ASSET MANAGEMENT, LLC 8.91% of their portfolio PITTSBURGH, PA 339,809339.8k $20.2m $20.2m 8.91% Added +17.1k +17,066
43 MML INVESTORS SERVICES, LLC 0.11% of their portfolio SPRINGFIELD, MA 339,030339.0k $20.1m $20.1m 0.11% Reduced -29.3k -29,328
44 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 338,932338.9k $20.1m $20.1m 0.12% Reduced -214.0k -214,028
45 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 336,308336.3k $20.0m $20.0m 0.07% Reduced -68.6k -68,626
46 HARBOUR INVESTMENTS, INC. 0.96% of their portfolio MADISON, WI 325,847325.8k $19.4m $19.4m 0.96% Reduced -120 -120
47 1776 Wealth LLC 10.15% of their portfolio ATLANTA, GA 323,207323.2k $19.2m $19.2m 10.15% Reduced -13.4k -13,415
48 FSC Wealth Advisors, LLC 17.19% of their portfolio WAPPINGERS FALLS, NY 321,843321.8k $19.1m $19.1m 17.19% Added +697 +697
49 KESTRA PRIVATE WEALTH SERVICES, LLC 0.62% of their portfolio AUSTIN, TX 303,513303.5k $18.0m $18.0m 0.62% Reduced -10.2k -10,165
50 AJ WEALTH STRATEGIES, LLC 0.86% of their portfolio NEW YORK, NY 299,599299.6k $17.8m $17.8m 0.86% Reduced -744.1k -744,085
51 TD Capital Management LLC 2.12% of their portfolio MEMPHIS, TN 298,097298.1k $17.7m $17.7m 2.12% Added +51.7k +51,659
52 Pine Valley Investments Ltd Liability Co 1.73% of their portfolio MARLTON, NJ 296,697296.7k $17.7m $17.7m 1.73% Added +150.7k +150,657
53 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 282,517282.5k $16.8m $16.8m 0.03% Reduced -70.1k -70,098
54 Cassia Capital Partners, LLC 13.17% of their portfolio WINSTON SALEM, NC 281,067281.1k $16.7m $16.7m 13.17% Added +317 +317
55 Triumph Capital Management 7.55% of their portfolio DENVER, CO 280,313280.3k $16.7m $16.7m 7.55% Added +695 +695
56 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 278,749278.7k $16.6m $16.6m 0.02% Reduced -7.8k -7,777
57 Financial Enhancement Group LLC 3.04% of their portfolio ANDERSON, IN 276,311276.3k $16.4m $16.4m 3.04% Added +4.5k +4,453
58 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 266,956267.0k $15.9m $15.9m 0.09% Reduced -200.6k -200,638
59 Kinloch Capital, LLC 9.38% of their portfolio GLEN ALLEN, VA 265,054265.1k $15.7m $15.7m 9.38% Reduced -141.8k -141,781
60 Sigma Planning Corp 0.56% of their portfolio ANN ARBOR, MI 260,675260.7k $15.5m $15.5m 0.56% Reduced -3.4k -3,426
61 Simplicity Solutions, LLC 0.42% of their portfolio MINNEAPOLIS, MN 257,954258.0k $15.3m $15.3m 0.42% New
62 Simplicity Wealth,LLC 9.53% of their portfolio SUMMIT, NJ 257,954258.0k $15.3m $15.3m 9.53% Reduced -5.9k -5,863
63 EdgeRock Capital LLC 7.43% of their portfolio DENVER, CO 257,184257.2k $15.3m $15.3m 7.43% Reduced -10.9k -10,896
64 CWM, LLC 0.09% of their portfolio OMAHA, NE 257,097257.1k $15.3m $15.3m 0.09% Reduced -127.3k -127,275
65 StoneX Group Inc. 1.59% of their portfolio NEW YORK, NY 256,770256.8k $15.3m $15.3m 1.59% Added +39.2k +39,173
66 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 246,328246.3k $14.6m $14.6m 0.02% Added +240.3k +240,264
67 SHELTON WEALTH MANAGEMENT, LLC 11.04% of their portfolio FORT WORTH, TX 239,631239.6k $14.2m $14.2m 11.04% Added +16.1k +16,061
68 RiverTree Advisors, LLC 9.41% of their portfolio WINTER PARK, FL 219,875219.9k $13.1m $13.1m 9.41% Reduced -4.7k -4,702
69 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 216,794216.8k $12.9m $12.9m 0.09% Reduced -67.2k -67,153
70 Integrated Wealth Concepts LLC 0.22% of their portfolio WALTHAM, MA 214,057214.1k $12.7m $12.7m 0.22% Added +165.1k +165,070
71 Kingsview Wealth Management, LLC 0.50% of their portfolio GRANTS PASS, OR 213,023213.0k $12.7m $12.7m 0.50% Reduced -1.9k -1,879
72 MGO ONE SEVEN LLC 1.11% of their portfolio Beachwood, OH 203,308203.3k $12.1m $12.1m 1.11% Added +69.1k +69,059
73 Capital Investment Advisory Services, LLC 1.16% of their portfolio RALEIGH, NC 197,888197.9k $11.8m $11.8m 1.16% Added +115.5k +115,456
74 Petix & Botte Co 3.55% of their portfolio LA MESA, CA 192,652192.7k $11.4m $11.4m 3.55% Added +95.4k +95,372
75 FLAGSHIP HARBOR ADVISORS, LLC 0.94% of their portfolio BOSTON, MA 192,567192.6k $11.4m $11.4m 0.94% Added +143.2k +143,165
76 WCG Wealth Advisors LLC 1.33% of their portfolio LAS VEGAS, NV 191,460191.5k $11.4m $11.4m 1.33% Unchanged
77 San Luis Wealth Advisors LLC 4.00% of their portfolio SAN LUIS OBISPO, CA 190,821190.8k $11.3m $11.3m 4.00% New
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.86% of their portfolio BIRMINGHAM, AL 189,800189.8k $11.3m $11.3m 0.86% Added +55.7k +55,684
79 Gladstone Institutional Advisory LLC 0.67% of their portfolio Bedminster, NJ 185,524185.5k $11.0m $11.0m 0.67% Reduced -316.4k -316,450
80 Avestar Capital, LLC 1.87% of their portfolio New York, NY 181,546181.5k $10.8m $10.8m 1.87% Added +34.9k +34,944
81 Foundations Investment Advisors, LLC 0.35% of their portfolio PHOENIX, AZ 179,441179.4k $10.7m $10.7m 0.35% Reduced -42.8k -42,781
82 Mainsail Financial Group, LLC 9.85% of their portfolio BELLEVUE, WA 176,986177.0k $10.5m $10.5m 9.85% Reduced -1.6k -1,633
83 Family Capital Management, Inc. 6.44% of their portfolio GRAND RAPIDS, MI 173,519173.5k $10.3m $10.3m 6.44% Added +582 +582
84 WEALTHSOURCE PARTNERS, LLC 0.67% of their portfolio SAN LUIS OBISPO, CA 171,661171.7k $10.2m $10.2m 0.67% Reduced -3.5k -3,548
85 Naviter Wealth, LLC 2.59% of their portfolio LITTLE ROCK, AR 170,532170.5k $10.2m $10.2m 2.59% New
86 TOWNSQUARE CAPITAL LLC 0.18% of their portfolio Lehi, UT 169,126169.1k $10.0m $10.0m 0.18% Reduced -6.7k -6,749
87 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 168,752168.8k $10.0m $10.0m 0.04% First filing
88 Amplius Wealth Advisors, LLC 1.33% of their portfolio BLUE BELL, PA 166,637166.6k $9.9m $9.9m 1.33% Reduced -8.4k -8,435
89 TRUSTMARK BANK TRUST DEPARTMENT 0.90% of their portfolio JACKSON, MS 163,850163.8k $9.7m $9.7m 0.90% Reduced -1.9k -1,910
90 Weitzel Financial Services, Inc. 5.50% of their portfolio DUBUQUE, IA 162,976163.0k $9.7m $9.7m 5.50% Added +547 +547
91 Ellsworth Advisors, LLC 3.24% of their portfolio HUDSON, OH 158,462158.5k $9.4m $9.4m 3.24% Added +93.6k +93,579
92 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 158,446158.4k $9.4m $9.4m 0.02% Reduced -138.3k -138,294
93 Long Run Wealth Advisors, LLC 2.96% of their portfolio Lake Placid, NY 156,258156.3k $9.3m $9.3m 2.96% Reduced -119.5k -119,523
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 154,009154.0k $9.1m $9.1m 0.01% New
95 B. Riley Wealth Advisors, Inc. 0.20% of their portfolio MEMPHIS, TN 147,056147.1k $8.8m $8.8m 0.20% Added +43.6k +43,622
96 Nilsine Partners, LLC 1.26% of their portfolio GREENWOOD VILLAGE, CO 144,603144.6k $8.6m $8.6m 1.26% Added +596 +596
97 Snowden Capital Advisors LLC 0.30% of their portfolio New York, NY 142,175142.2k $8.4m $8.4m 0.30% Added +21.5k +21,482
98 Cherry Creek Investment Advisors, Inc. 5.52% of their portfolio ENGLEWOOD, CO 138,162138.2k $8.2m $8.2m 5.52% Reduced -9.2k -9,169
99 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 137,271137.3k $8.2m $8.2m 0.01% Added +1.1k +1,061
100 Harvest Investment Services, LLC 4.56% of their portfolio Oakbrook Terrace, IL 134,769134.8k $8.0m $8.0m 4.56% Reduced -100.3k -100,333