Sterling Manor Financial, LLC

Saratoga Springs, NY · CIK 1842015 · 13F filing filed 2023-07-21

SEC-registered investment adviser since 2016 · limited liability company

Assets managed$201.0m
Staff3 · 3 in investment roles
Main clients (by assets)High net worth individuals 52%, Individuals 47%
Websitesterlingmanorfinancial.com
Form ADV · 2026-05-11SEC adviser record

$118.5m reported value +15.0% vs Q1 2023

27positions

74.4%in top 10

12 new 8 added 6 reduced 35 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR RUS MD CP GR ETF IWP	IWP	157,175	$15.2m12.82%	12.82%	New
2	FIRST TR MORNINGSTAR DIVID L SHS FDL	FDL	299,870	$10.2m8.61%	8.61%	Added +126.5k	+126,471 72.9%
3	ISHARES TR CORE DIV GRWTH DGRO	DGRO	192,939	$9.9m8.39%	8.39%	New
4	FIRST TR EXCHNG TRADED FD VI FT VEST US EQT FAPR	FAPR	289,762	$9.5m8.02%	8.02%	New
5	FIRST TR EXCHANGE-TRADED FD COMMON SHS FDD	FDD	791,455	$9.0m7.58%	7.58%	New
6	FIRST TR EXCH TRADED FD III EME MRK BD ETF FEMB	FEMB	285,083	$8.2m6.90%	6.90%	Added +59.2k	+59,225 26.2%
7	VANGUARD SCOTTSDALE FDS LG-TERM COR BD VCLT	VCLT	101,774	$8.0m6.74%	6.74%	New
8	FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS FIXD	FIXD	171,030	$7.6m6.37%	6.37%	Added +160.1k	+160,085 1462.6%
9	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	93,567	$5.7m4.82%	4.82%	New
10	FIRST TRUST LRGCP GWT ALPHAD COM SHS FTC	FTC	48,448	$4.9m4.14%	4.14%	New
11	NUSHARES ETF TR NUVEEN ESG 1-5 NUSA	NUSA	190,751	$4.4m3.68%	3.68%	Added +117.9k	+117,936 162.0%
12	FIRST TR EXCHANGE TRADED FD UTILITIES ALPH FXU	FXU	126,721	$4.0m3.40%	3.40%	New
13	FIRST TR EXCHANGE-TRADED FD LIMITED DURATION FSIG	FSIG	190,296	$3.5m2.99%	2.99%	Added +158.9k	+158,876 505.6%
14	APPLE INC COM AAPL	AAPL	17,621	$3.4m2.88%	2.88%	Added +295	+295 1.7%
15	FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH FXH	FXH	29,289	$3.2m2.68%	2.68%	New
16	FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM	FTSM	46,578	$2.8m2.33%	2.33%	Reduced -274.9k	-274,925 -85.5%
17	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	16,106	$2.1m1.80%	1.80%	Added +5.3k	+5,278 48.7%
18	ISHARES TR 1 3 YR TREAS BD SHY	SHY	19,637	$1.6m1.34%	1.34%	Reduced -21.5k	-21,484 -52.2%
19	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	16,031	$1.5m1.24%	1.24%	Reduced -11.7k	-11,665 -42.1%
20	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,056	$911.4k0.77%	0.77%	Reduced -3	-3 -0.1%
21	ORACLE CORP COM ORCL	ORCL	4,503	$536.3k0.45%	0.45%	New
22	NOVARTIS AG SPONSORED ADR NVS	NVS	4,780	$482.4k0.41%	0.41%	New
23	AMAZON COM INC COM AMZN	AMZN	3,610	$470.6k0.40%	0.40%	Reduced -760	-760 -17.4%
24	MICROSOFT CORP COM MSFT	MSFT	1,360	$463.1k0.39%	0.39%	Added +220	+220 19.3%
25	ONEOK INC NEW COM OKE	OKE	7,500	$462.9k0.39%	0.39%	Unchanged
26	TRACTOR SUPPLY CO COM TSCO	TSCO	1,509	$333.6k0.28%	0.28%	New
27	CHEVRON CORP NEW COM CVX	CVX	1,343	$211.3k0.18%	0.18%	Reduced -1.3k	-1,269 -48.6%

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
SPDR GOLD TR GLD	GLD	47,796	$8.8m47.8k shares
ISHARES TR FXI	FXI	207,416	$6.1m207.4k shares
FIRST TR EXCHANGE TRADED FD FXR	FXR	103,361	$5.7m103.4k shares
ISHARES TR ITA	ITA	46,117	$5.3m46.1k shares
VANECK ETF TRUST GDXJ	GDXJ	133,803	$5.3m133.8k shares
FIRST TR EXCHANGE-TRADED FD LMBS	LMBS	98,745	$4.7m98.7k shares
FIRST TR EXCH TRD ALPHDX FD FEMS	FEMS	120,718	$4.5m120.7k shares
FIRST TR EXCHNG TRADED FD VI BUFT	BUFT	184,239	$3.5m184.2k shares
FIRST TR EXCHNG TRADED FD VI FOCT	FOCT	46,124	$1.6m46.1k shares
FIRST TR EXCHANGE-TRADED ALP FNK	FNK	29,150	$1.3m29.1k shares
SPDR SER TR SPIP	SPIP	43,946	$1.2m43.9k shares
EXXON MOBIL CORP XOM	XOM	7,713	$845.8k7.7k shares
FIRST TR LRG CP VL ALPHADEX FTA	FTA	12,303	$816.9k12.3k shares
QUANTA SVCS INC PWR	PWR	3,812	$635.2k3.8k shares
ISHARES TR TLT	TLT	5,955	$633.4k6.0k shares
CLEAN HARBORS INC CLH	CLH	3,186	$454.2k3.2k shares
BANCO MACRO SA BMA	BMA	24,921	$443.8k24.9k shares
SOUTHERN CO SO	SO	5,152	$358.5k5.2k shares
BP PLC BP	BP	9,000	$341.5k9.0k shares
AFFILIATED MANAGERS GROUP IN AMG	AMG	2,394	$341.0k2.4k shares
TIMKEN CO TKR	TKR	3,918	$320.2k3.9k shares
FIRST TR EXCHANGE TRADED FD FXL	FXL	3,025	$318.2k3.0k shares
VALERO ENERGY CORP VLO	VLO	2,070	$289.0k2.1k shares
DUKE ENERGY CORP NEW DUK	DUK	2,728	$263.2k2.7k shares
GLOBAL X FDS MLPA	MLPA	5,400	$224.6k5.4k shares