Vault-13

ISHARES TR IWP

RUS MD CP GR ETF · ETP · CUSIP 464287481

921 institutional holders +35 vs Q1 2023
122,515,447122.5m shares reported held*
$9.6bnreported value*
61 new 266 added 304 reduced 35 sold out net sold ≈ $90.6m (+21.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $78.75. Options: 4 managers hold calls ($8.8m notional), 5 hold puts ($3.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 815Q4 22: 890Q1 23: 886Q2 23: 921921Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022815
Q4 2022890
Q1 2023886
Q2 2023921

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 315 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 304 bought or addedQ1 23: 384 cut or sold outQ1 23Q2 23: 327 bought or addedQ2 23: 339 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022315357
Q1 2023304384
Q2 2023327339

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $5.2mQ3 22 puts: $2.5mQ3 22P/C 0.48Q4 22 calls: $7.3mQ4 22 puts: $1.8mQ4 22P/C 0.25Q1 23 calls: $6.5mQ1 23 puts: $1.3mQ1 23P/C 0.20Q2 23 calls: $8.8mQ2 23 puts: $3.1mQ2 23P/C 0.35
Numbers
QuarterCallsPutsP/C
Q3 2022$5.2m$2.5m0.48
Q4 2022$7.3m$1.8m0.25
Q1 2023$6.5m$1.3m0.20
Q2 2023$8.8m$3.1m0.35

Biggest buyers

Bishop & Co Investment Management, LLC Added +22,560,477+22.6m
AMERIPRISE FINANCIAL INC Added +623,833+623.8k
Summit Rock Advisors, LP New +542,533+542.5k
BARCLAYS PLC Added +413,180+413.2k
ENVESTNET ASSET MANAGEMENT INC Added +369,356+369.4k
FIRST CITIZENS BANK & TRUST CO Added +358,541+358.5k
MORGAN STANLEY Added +248,294+248.3k
BlackRock Inc. Added +175,354+175.4k
Sterling Manor Financial, LLC New +157,175+157.2k
Bellwether Advisors, LLC New +129,864+129.9k

Biggest sellers

FMR LLC Reduced -1,662,648-1.7m
WELLINGTON MANAGEMENT GROUP LLP Reduced -924,064-924.1k
WELLS FARGO & COMPANY/MN Reduced -675,029-675.0k
BNP PARIBAS FINANCIAL MARKETS Sold out -392,815-392.8k
American Family Insurance Mutual Holding Co Reduced -389,537-389.5k
Polar Asset Management Partners Inc. Sold out -254,700-254.7k
JANE STREET GROUP, LLC Reduced -116,480-116.5k
BANK OF AMERICA CORP /DE/ Reduced -98,638-98.6k
PNC Financial Services Group, Inc. Reduced -94,908-94.9k
J.P. Morgan Private Wealth Advisors LLC Reduced -91,832-91.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.8m49.3k shares
CITADEL ADVISORS LLC Added $3.9m39.9k shares
Belvedere Trading LLC New $193.3k2.0k shares
Cutler Group LLC / CA Added $8.0k1.9k shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $2.4m24.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $463.8k4.8k shares
CITADEL ADVISORS LLC Reduced $135.3k1.4k shares
Belvedere Trading LLC New $125.6k1.3k shares
Cutler Group LLC / CA Reduced $0900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bishop & Co Investment Management, LLC 10.59% of their portfolio Erie, PA 22,798,38522.8m $235.9k $235.9k 10.59% Added +22.6m +22,560,477
2 TIAA, FSB 3.93% of their portfolio ST. LOUIS, MO 11,230,75711.2m $1.1bn $1.1bn 3.93% Reduced -61.1k -61,132
3 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 10,680,70510.7m $1.0bn $1.0bn 0.10% Added +248.3k +248,294
4 WELLS FARGO & COMPANY/MN 0.17% of their portfolio SAN FRANCISCO, CA 6,077,2746.1m $587.2m $587.2m 0.17% Reduced -675.0k -675,029
5 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 6,062,6976.1m $585.8m $585.8m 0.07% Reduced -98.6k -98,638
6 JONES FINANCIAL COMPANIES LLLP 0.58% of their portfolio DES PERES, MO 3,746,8043.7m $362.1m $362.1m 0.58% Added +79.2k +79,219
7 ENVESTNET ASSET MANAGEMENT INC 0.15% of their portfolio Berwyn, PA 3,441,1633.4m $332.5m $332.5m 0.15% Added +369.4k +369,356
8 PNC Financial Services Group, Inc. 0.26% of their portfolio Pittsburgh, PA 3,148,7613.1m $304.3m $304.3m 0.26% Reduced -94.9k -94,908
9 COMMONWEALTH EQUITY SERVICES, LLC 0.55% of their portfolio WALTHAM, MA 2,774,2392.8m $268.1m $268.1m 0.55% Reduced -7.9k -7,885
10 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 2,473,2222.5m $239.3m $239.3m 0.08% Added +623.8k +623,833
11 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,367,1342.4m $228.7m $228.7m 0.10% Added +25.1k +25,129
12 COMMERCE BANK 1.51% of their portfolio KANSAS CITY, MO 2,084,9232.1m $201.5m $201.5m 1.51% Reduced -91.6k -91,601
13 Cassaday & Co Wealth Management LLC 7.63% of their portfolio MCLEAN, VA 1,991,4682.0m $192.4m $192.4m 7.63% Added +37.6k +37,598
14 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,498,9321.5m $144.8m $144.8m 0.10% Added +104.9k +104,903
15 FMR LLC 0.01% of their portfolio BOSTON, MA 1,474,6401.5m $142.5m $142.5m 0.01% Reduced -1.7m -1,662,648
16 CIBC Private Wealth Group LLC 0.15% of their portfolio ATLANTA, GA 1,444,4421.4m $139.6m $139.6m 0.15% Reduced -1.8k -1,842
17 US BANCORP \DE\ 0.23% of their portfolio MINNEAPOLIS, MN 1,443,3291.4m $139.5m $139.5m 0.23% Reduced -13.4k -13,406
18 SYNOVUS FINANCIAL CORP 1.52% of their portfolio Columbus, GA 1,430,9881.4m $138.3m $138.3m 1.52% Reduced -29.1k -29,143
19 FIRST CITIZENS BANK & TRUST CO 2.24% of their portfolio RALEIGH, NC 1,259,6301.3m $121.7m $121.7m 2.24% Added +358.5k +358,541
20 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 1,146,2581.1m $110.8m $110.8m 0.20% Added +29.7k +29,704
21 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 941,782941.8k $91.0m $91.0m 0.02% Reduced -39.6k -39,561
22 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 927,636927.6k $89.6m $89.6m 0.01% Added +114.9k +114,903
23 Zions Bancorporation, N.A. 7.57% of their portfolio SALT LAKE CITY, UT 927,079927.1k $89.6m $89.6m 7.57% Added +14.3k +14,273
24 TRUIST FINANCIAL CORP 0.14% of their portfolio CHARLOTTE, NC 900,243900.2k $87.0m $87.0m 0.14% Reduced -21.2k -21,213
25 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 780,351780.4k $75.4m $75.4m 0.13% Reduced -3.1k -3,110
26 American Family Insurance Mutual Holding Co 5.45% of their portfolio MADISON, WI 747,663747.7k $72.2m $72.2m 5.45% Reduced -389.5k -389,537
27 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 713,646713.6k $69.0m $69.0m 0.02% Added +121.2k +121,229
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 609,271609.3k $58.9m $58.9m 0.08% Added +72.0k +71,991
29 Equitable Holdings, Inc. 0.78% of their portfolio NEW YORK, NY 559,089559.1k $54.0m $54.0m 0.78% Added +13.1k +13,126
30 Summit Rock Advisors, LP 25.44% of their portfolio New York, NY 542,533542.5k $52.4m $52.4m 25.44% New
31 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.05% of their portfolio LITTLE ROCK, AR 532,693532.7k $51.5m $51.5m 5.05% Added +58.4k +58,359
32 Cullen/Frost Bankers, Inc. 0.80% of their portfolio San Antonio, TX 484,257484.3k $46.8m $46.8m 0.80% Added +62.5k +62,455
33 Rodgers & Associates, LTD 6.59% of their portfolio Lancaster, PA 472,298472.3k $45.6m $45.6m 6.59% Reduced -3.3k -3,337
34 Mariner, LLC 0.12% of their portfolio Overland Park, KS 465,089465.1k $44.9m $44.9m 0.12% Reduced -7.1k -7,063
35 JOHNSON INVESTMENT COUNSEL INC 0.53% of their portfolio Cincinnati, OH 444,095444.1k $42.9m $42.9m 0.53% Reduced -6.7k -6,665
36 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 414,100414.1k $40.0m $40.0m 0.03% Added +413.2k +413,180
37 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 404,294404.3k $39.1m $39.1m 0.05% Reduced -7.3k -7,295
38 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 367,746367.7k $35.5m $35.5m 0.13% Reduced -3.1k -3,103
39 STEPHENS INC /AR/ 0.61% of their portfolio LITTLE ROCK, AR 351,104351.1k $33.9m $33.9m 0.61% Reduced -2.3k -2,272
40 AMG National Trust Bank 1.06% of their portfolio GREENWOOD VILLAGE, CO 328,249328.2k $31.7m $31.7m 1.06% Reduced -20.1k -20,060
41 WADE G W & INC 1.13% of their portfolio Wellesley, MA 323,311323.3k $31.2m $31.2m 1.13% Added +1.5k +1,462
42 AE Wealth Management LLC 0.19% of their portfolio TOPEKA, KS 322,501322.5k $31.2m $31.2m 0.19% Reduced -24.4k -24,380
43 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 320,524320.5k $31.0m $31.0m 0.03% Added +10.9k +10,892
44 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 306,819306.8k $29.6m $29.6m 0.01% Added +16.0k +16,011
45 HANTZ FINANCIAL SERVICES, INC. 0.72% of their portfolio SOUTHFIELD, MI 297,468297.5k $28.7m $28.7m 0.72% Added +17.8k +17,771
46 RTD Financial Advisors, Inc. 4.12% of their portfolio Philadelphia, PA 293,137293.1k $28.3m $28.3m 4.12% Added +4.0k +3,953
47 Orion Porfolio Solutions, LLC 0.28% of their portfolio OMAHA, NE 286,581286.6k $25.9m $25.9m 0.28% Reduced -11.9k -11,867
48 Orion Portfolio Solutions, LLC 0.28% of their portfolio Omaha, NE 286,581286.6k $25.9m $25.9m 0.28% Reduced -11.9k -11,867
49 Cedar Mountain Advisors, LLC 7.55% of their portfolio LAKE OSWEGO, OR 273,591273.6k $26.4m $26.4m 7.55% Reduced -1.6k -1,617
50 Krilogy Financial LLC 2.33% of their portfolio ST. LOUIS, MO 267,931267.9k $25.9m $25.9m 2.33% Added +2.1k +2,066
51 One Capital Management, LLC 1.12% of their portfolio WESTLAKE VILLAGE, CA 256,676256.7k $24.8m $24.8m 1.12% Added +11.9k +11,856
52 Accredited Investors Inc. 1.73% of their portfolio EDINA, MN 251,084251.1k $24.3m $24.3m 1.73% Reduced -7.8k -7,783
53 Truepoint, Inc. 0.80% of their portfolio CINCINNATI, OH 248,702248.7k $24.0m $24.0m 0.80% Reduced -4.0k -3,973
54 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 245,064245.1k $23.7m $23.7m 0.05% Added +4.1k +4,061
55 FIFTH THIRD BANCORP 0.10% of their portfolio CINCINNATI, OH 240,849240.8k $23.3m $23.3m 0.10% Reduced -12.3k -12,294
56 Avantax Planning Partners, Inc. 0.92% of their portfolio DUBUQUE, IA 239,505239.5k $23.1m $23.1m 0.92% Added +12.4k +12,436
57 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 233,822233.8k $22.6m $22.6m 0.12% Added +28.1k +28,055
58 Forvis Mazars Wealth Advisors, LLC 0.65% of their portfolio Springfield, MO 229,314229.3k $22.2m $22.2m 0.65% Reduced -13.4k -13,370
59 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 212,673212.7k $20.6m $20.6m 0.09% Reduced -4.7k -4,730
60 Badgley Phelps Wealth Managers, LLC 0.64% of their portfolio SEATTLE, WA 200,510200.5k $19.4m $19.4m 0.64% Added +1.7k +1,737
61 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 199,930199.9k $19.3m $19.3m 0.05% Reduced -2.0k -1,998
62 BlackRock Inc. 0.00% of their portfolio New York, NY 199,568199.6k $19.3m $19.3m 0.00% Added +175.4k +175,354
63 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 199,118199.1k $19.2m $19.2m 0.02% Reduced -1.5k -1,517
64 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.20% of their portfolio OMAHA, NE 191,889191.9k $18.5m $18.5m 0.20% Reduced -42.6k -42,554
65 Falcon Wealth Planning 3.99% of their portfolio Ontario, CA 185,353185.4k $17.9m $17.9m 3.99% Added +10.0k +10,012
66 Integrated Investment Consultants, LLC 5.47% of their portfolio BLOOMFIELD HILLS, MI 178,619178.6k $17.3m $17.3m 5.47% Reduced -48.6k -48,552
67 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.08% of their portfolio TORONTO, A6 177,000177.0k $17.1m $17.1m 0.08% Unchanged
68 Kestra Advisory Services, LLC 0.17% of their portfolio AUSTIN, TX 171,338171.3k $16.6m $16.6m 0.17% Reduced -4.6k -4,593
69 CONGRESS ASSET MANAGEMENT CO 0.14% of their portfolio BOSTON, MA 169,324169.3k $16.4m $16.4m 0.14% Reduced -41.2k -41,223
70 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 167,469167.5k $16.2m $16.2m 0.07% Reduced -8.0k -8,024
71 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 165,960166.0k $16.0m $16.0m 0.00% Reduced -924.1k -924,064
72 GenWealth Group, Inc. 4.45% of their portfolio Maplewood, NJ 160,052160.1k $15.5m $15.5m 4.45% Added +2.5k +2,482
73 Sterling Manor Financial, LLC 12.82% of their portfolio Saratoga Springs, NY 157,175157.2k $15.2m $15.2m 12.82% New
74 Bartlett & Co. LLC 0.26% of their portfolio CINCINNATI, OH 156,544156.5k $15.1m $15.1m 0.26% Reduced -4.5k -4,521
75 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.26% of their portfolio CINCINNATI, OH 156,544156.5k $15.1m $15.1m 0.26% Reduced -4.5k -4,521
76 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 152,801152.8k $14.8m $14.8m 0.06% First filing
77 Steward Partners Investment Advisory, LLC 0.22% of their portfolio STAMFORD, CT 149,568149.6k $14.5m $14.5m 0.22% Added +11.4k +11,357
78 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 147,525147.5k $14.3m $14.3m 0.12% Reduced -20.0k -19,981
79 LBJ Family Wealth Advisors, Ltd. 9.66% of their portfolio AUSTIN, TX 144,007144.0k $13.9m $13.9m 9.66% Reduced -8.5k -8,488
80 CreativeOne Wealth, LLC 0.33% of their portfolio OVERLAND PARK, KS 141,634141.6k $13.4m $13.4m 0.33% Added +74.9k +74,943
81 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 140,569140.6k $13.6m $13.6m 0.00% Reduced -22.6k -22,620
82 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 138,274138.3k $13.4m $13.4m 0.02% Added +13.7k +13,659
83 FSA Wealth Management LLC 7.20% of their portfolio Needham, MA 137,970138.0k $13.3m $13.3m 7.20% Added +1.4k +1,418
84 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 134,971135.0k $13.0m $13.0m 0.02% Added +2.8k +2,804
85 JMG Financial Group, Ltd. 0.60% of their portfolio DOWNERS GROVE, IL 133,533133.5k $12.9m $12.9m 0.60% Added +3.0k +3,048
86 Estate Counselors, LLC 1.60% of their portfolio Thiensville, WI 130,930130.9k $12.7m $12.7m 1.60% Reduced -86.4k -86,405
87 Octavia Wealth Advisors, LLC 2.56% of their portfolio CINCINNATI, OH 130,483130.5k $12.6m $12.6m 2.56% Added +6.7k +6,680
88 Bellwether Advisors, LLC 3.69% of their portfolio LINCOLN, NE 129,864129.9k $12.5m $12.5m 3.69% New
89 BOKF, NA 0.25% of their portfolio TULSA, OK 128,979129.0k $12.5m $12.5m 0.25% Reduced -1.8k -1,817
90 Avior Wealth Management, LLC 0.81% of their portfolio OMAHA, NE 128,929128.9k $12.4m $12.4m 0.81% Reduced -11.4k -11,354
91 NewEdge Advisors, LLC 0.14% of their portfolio NEW ORLEANS, LA 127,858127.9k $12.4m $12.4m 0.14% Reduced -5.3k -5,349
92 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 125,655125.7k $12.1m $12.1m 0.00% Added +11.7k +11,671
93 B. Riley Wealth Advisors, Inc. 0.27% of their portfolio MEMPHIS, TN 123,536123.5k $11.9m $11.9m 0.27% Reduced -13.0k -12,969
94 Cetera Advisors LLC 0.18% of their portfolio DENVER, CO 118,746118.7k $11.5m $11.5m 0.18% Added +8.8k +8,773
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.37% of their portfolio AUSTIN, TX 112,914112.9k $10.9m $10.9m 0.37% Added +6.0k +5,982
96 Gladstone Institutional Advisory LLC 0.66% of their portfolio Bedminster, NJ 111,772111.8k $10.8m $10.8m 0.66% Added +78.1k +78,142
97 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 111,744111.7k $10.7m $10.7m 0.07% Added +10.5k +10,452
98 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 109,833109.8k $10.6m $10.6m 0.04% Added +32.5k +32,525
99 HUB Investment Partners, LLC 1.79% of their portfolio AUSTIN, TX 108,872108.9k $10.5m $10.5m 1.79% Reduced -549 -549
100 UMB Bank, n.a. 0.16% of their portfolio Kansas City, MO 107,954108.0k $10.4m $10.4m 0.16% Reduced -1.1k -1,134