Avantax Planning Partners, Inc.

DUBUQUE, IA · CIK 1005441 · 13F filing filed 2023-07-18

SEC-registered investment adviser since 1996 · corporation

Assets managed$7.6bn
Staff261 · 200 in investment roles
Main clients (by assets)High net worth individuals 47%, Pension plans 29%, Individuals 21%
Form ADV · 2026-06-18SEC adviser record

$2.5bn reported value +2.2% vs Q1 2023

372positions

59.0%in top 10

21 new 151 added 142 reduced 26 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	5,272,310	$395.2m15.71%	15.71%	Reduced -357.1k	-357,111 -6.3%
2	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	4,247,312	$285.0m11.33%	11.33%	Reduced -38.0k	-38,029 -0.9%
3	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	3,622,157	$263.0m10.46%	10.46%	Added +66.4k	+66,420 1.9%
4	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	3,209,762	$148.2m5.89%	5.89%	Added +55.4k	+55,438 1.8%
5	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	2,704,951	$96.4m3.83%	3.83%	Added +212.8k	+212,848 8.5%
6	ISHARES TR RUS 2000 VAL ETF IWN	IWN	549,978	$77.4m3.08%	3.08%	Added +32.5k	+32,454 6.3%
7	SPDR SER TR BLOOMBERG INVT FLRN	FLRN	2,405,136	$73.8m2.93%	2.93%	Reduced -62.0k	-61,994 -2.5%
8	SPDR SER TR NUVEEN BLOOMBERG HYMB	HYMB	2,285,381	$57.2m2.27%	2.27%	Reduced -254.6k	-254,580 -10.0%
9	FIRST TR EXCH TRADED FD III MANAGD MUN ETF FMB	FMB	931,977	$47.2m1.88%	1.88%	Reduced -25.1k	-25,116 -2.6%
10	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	1,515,855	$39.6m1.57%	1.57%	Reduced -23.5k	-23,494 -1.5%
11	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	231,699	$37.6m1.50%	1.50%	Added +32.2k	+32,181 16.1%
12	APPLE INC COM AAPL	AAPL	175,536	$34.0m1.35%	1.35%	Added +18.8k	+18,845 12.0%
13	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	562,104	$31.5m1.25%	1.25%	Reduced -21.9k	-21,887 -3.8%
14	ISHARES TR RUS 2000 GRW ETF IWO	IWO	129,716	$31.5m1.25%	1.25%	Added +2.8k	+2,764 2.2%
15	ISHARES TR RUS 1000 GRW ETF IWF	IWF	114,143	$31.4m1.25%	1.25%	Reduced -1.8k	-1,754 -1.5%
16	ISHARES TR NATIONAL MUN ETF MUB	MUB	271,813	$29.0m1.15%	1.15%	Added +76.6k	+76,570 39.2%
17	ISHARES INC CORE MSCI EMKT IEMG	IEMG	575,163	$28.3m1.13%	1.13%	Added +36.6k	+36,557 6.8%
18	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	633,816	$27.4m1.09%	1.09%	Added +8.0k	+8,017 1.3%
19	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	539,771	$27.1m1.08%	1.08%	Reduced -10.9k	-10,858 -2.0%
20	ALPS ETF TR INTL SEC DV DOG IDOG	IDOG	957,259	$26.8m1.07%	1.07%	Added +118.8k	+118,844 14.2%
21	ISHARES TR RUS MD CP GR ETF IWP	IWP	239,505	$23.1m0.92%	0.92%	Added +12.4k	+12,436 5.5%
22	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	292,986	$22.6m0.90%	0.90%	Reduced -18.6k	-18,631 -6.0%
23	ISHARES TR RUS MDCP VAL ETF IWS	IWS	196,666	$21.6m0.86%	0.86%	Added +11.1k	+11,130 6.0%
24	VANECK ETF TRUST HIGH YLD MUNIETF HYD	HYD	385,215	$19.8m0.79%	0.79%	Reduced -25.3k	-25,331 -6.2%
25	ISHARES TR SHRT NAT MUN ETF SUB	SUB	182,589	$19.0m0.76%	0.76%	Reduced -359.9k	-359,853 -66.3%
26	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	460,990	$18.8m0.75%	0.75%	Reduced -13.8k	-13,783 -2.9%
27	ACCEL ENTERTAINMENT INC COM CL A1 ACEL	ACEL	1,730,627	$18.3m0.73%	0.73%	Reduced -135.0k	-135,000 -7.2%
28	MICROSOFT CORP COM MSFT	MSFT	51,065	$17.4m0.69%	0.69%	Added +2.3k	+2,341 4.8%
29	PIMCO ETF TR INTER MUN BD ACT MUNI	MUNI	331,436	$17.2m0.68%	0.68%	Reduced -6.2k	-6,235 -1.9%
30	ISHARES TR S&P 500 GRWT ETF IVW	IVW	189,105	$13.3m0.53%	0.53%	Reduced -498	-498 -0.3%
31	J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF JPIB	JPIB	272,896	$12.7m0.51%	0.51%	Reduced -10.3k	-10,292 -3.6%
32	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	87,312	$12.1m0.48%	0.48%	Added +4.8k	+4,828 5.8%
33	INVESCO EXCH TRADED FD TR II PFD ETF PGX	PGX	922,531	$10.5m0.42%	0.42%	Added +15.6k	+15,648 1.7%
34	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	133,573	$10.0m0.40%	0.40%	Added +16.3k	+16,280 13.9%
35	WISDOMTREE TR US MIDCAP DIVID DON	DON	208,398	$8.8m0.35%	0.35%	Added +14.9k	+14,921 7.7%
36	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	38,161	$7.9m0.31%	0.31%	Reduced -335	-335 -0.9%
37	VANGUARD INDEX FDS VALUE ETF VTV	VTV	54,877	$7.8m0.31%	0.31%	Reduced -11.7k	-11,722 -17.6%
38	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	33,816	$7.8m0.31%	0.31%	Reduced -666	-666 -1.9%
39	ISHARES TR EAFE VALUE ETF EFV	EFV	154,505	$7.6m0.30%	0.30%	Added +697	+697 0.5%
40	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	17,045	$7.6m0.30%	0.30%	Reduced -422	-422 -2.4%
41	BROADCOM INC COM AVGO	AVGO	8,689	$7.5m0.30%	0.30%	Added +2	+2 0.0%
42	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	70,162	$7.4m0.30%	0.30%	Reduced -353	-353 -0.5%
43	ISHARES TR CORE US AGGBD ET AGG	AGG	74,719	$7.3m0.29%	0.29%	Reduced -8.0k	-8,043 -9.7%
44	MERCK & CO INC COM MRK	MRK	61,313	$7.1m0.28%	0.28%	Reduced -323	-323 -0.5%
45	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	89,576	$6.9m0.27%	0.27%	Reduced -2.2k	-2,195 -2.4%
46	PEPSICO INC COM PEP	PEP	36,543	$6.8m0.27%	0.27%	Reduced -663	-663 -1.8%
47	JPMORGAN CHASE & CO COM JPM	JPM	46,298	$6.7m0.27%	0.27%	Added +1.2k	+1,164 2.6%
48	COCA COLA CO COM KO	KO	110,947	$6.7m0.27%	0.27%	Reduced -359	-359 -0.3%
49	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	12,360	$6.4m0.26%	0.26%	Added +426	+426 3.6%
50	EXXON MOBIL CORP COM XOM	XOM	59,437	$6.4m0.25%	0.25%	Added +209	+209 0.3%
51	ISHARES TR INTL SEL DIV ETF IDV	IDV	235,028	$6.2m0.25%	0.25%	Added +1.7k	+1,729 0.7%
52	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	43,735	$5.9m0.23%	0.23%	Added +274	+274 0.6%
53	PROCTER AND GAMBLE CO COM PG	PG	38,013	$5.8m0.23%	0.23%	Reduced -1.6k	-1,553 -3.9%
54	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	79,473	$5.7m0.23%	0.23%	Reduced -2.8k	-2,784 -3.4%
55	JOHNSON & JOHNSON COM JNJ	JNJ	33,719	$5.6m0.22%	0.22%	Reduced -185	-185 -0.6%
56	ISHARES TR RUS 1000 VAL ETF IWD	IWD	34,465	$5.4m0.22%	0.22%	Reduced -379	-379 -1.1%
57	TESLA INC COM TSLA	TSLA	20,255	$5.3m0.21%	0.21%	Reduced -364	-364 -1.8%
58	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	15,177	$5.2m0.21%	0.21%	Reduced -250	-250 -1.6%
59	TEXAS INSTRS INC COM TXN	TXN	28,004	$5.0m0.20%	0.20%	Added +261	+261 0.9%
60	CHEVRON CORP NEW COM CVX	CVX	31,219	$4.9m0.20%	0.20%	Reduced -67	-67 -0.2%
61	PFIZER INC COM PFE	PFE	130,795	$4.8m0.19%	0.19%	Added +2.3k	+2,288 1.8%
62	AMAZON COM INC COM AMZN	AMZN	36,194	$4.7m0.19%	0.19%	Added +334	+334 0.9%
63	ABBVIE INC COM ABBV	ABBV	34,382	$4.6m0.18%	0.18%	Added +196	+196 0.6%
64	VERIZON COMMUNICATIONS INC COM VZ	VZ	124,265	$4.6m0.18%	0.18%	Added +2.6k	+2,603 2.1%
65	NVIDIA CORPORATION COM NVDA	NVDA	10,723	$4.5m0.18%	0.18%	Reduced -532	-532 -4.7%
66	HOME DEPOT INC COM HD	HD	14,589	$4.5m0.18%	0.18%	Reduced -76	-76 -0.5%
67	3M CO COM MMM	MMM	43,497	$4.4m0.17%	0.17%	Added +4.6k	+4,603 11.8%
68	MCDONALDS CORP COM MCD	MCD	14,136	$4.2m0.17%	0.17%	Reduced -308	-308 -2.1%
69	DEERE & CO COM DE	DE	10,250	$4.2m0.17%	0.17%	Added +435	+435 4.4%
70	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	10,814	$4.0m0.16%	0.16%	Added +336	+336 3.2%
71	ALPHABET INC CAP STK CL A GOOGL	GOOGL	33,099	$4.0m0.16%	0.16%	Reduced -320	-320 -1.0%
72	HEARTLAND FINL USA INC COM HTLF	HTLF	137,719	$3.8m0.15%	0.15%	Added +424	+424 0.3%
73	ISHARES TR MSCI EMG MKT ETF EEM	EEM	94,720	$3.7m0.15%	0.15%	Reduced -16.9k	-16,874 -15.1%
74	NUSHARES ETF TR NUVEEN ESG LRGVL NULV	NULV	107,790	$3.7m0.15%	0.15%	Reduced -2.4k	-2,416 -2.2%
75	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	22,111	$3.7m0.15%	0.15%	Added +12	+12 0.1%
76	CISCO SYS INC COM CSCO	CSCO	67,018	$3.5m0.14%	0.14%	Added +825	+825 1.2%
77	NUSHARES ETF TR NUVEEN ESG INTL NUDM	NUDM	115,659	$3.3m0.13%	0.13%	Added +41.3k	+41,267 55.5%
78	BLACKROCK INC COM BLK	BLK	4,817	$3.3m0.13%	0.13%	Reduced -130	-130 -2.6%
79	VANGUARD WORLD FD INF TECH ETF VGT	VGT	7,490	$3.3m0.13%	0.13%	Reduced -345	-345 -4.4%
80	ALTRIA GROUP INC COM MO	MO	72,634	$3.3m0.13%	0.13%	Added +852	+852 1.2%
81	LOCKHEED MARTIN CORP COM LMT	LMT	7,105	$3.3m0.13%	0.13%	Added +1	+1 0.0%
82	US BANCORP DEL COM NEW USB	USB	96,167	$3.2m0.13%	0.13%	Added +2.9k	+2,876 3.1%
83	COSTCO WHSL CORP NEW COM COST	COST	5,870	$3.2m0.13%	0.13%	Reduced -113	-113 -1.9%
84	WISDOMTREE TR US HIGH DIVIDEND DHS	DHS	39,279	$3.1m0.12%	0.12%	Reduced -245	-245 -0.6%
85	AMGEN INC COM AMGN	AMGN	13,748	$3.1m0.12%	0.12%	Added +94	+94 0.7%
86	ISHARES TR CORE MSCI TOTAL IXUS	IXUS	47,195	$3.0m0.12%	0.12%	Added +94	+94 0.2%
87	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	58,280	$2.9m0.12%	0.12%	Reduced -147	-147 -0.2%
88	ABBOTT LABS COM ABT	ABT	26,352	$2.9m0.11%	0.11%	Reduced -478	-478 -1.8%
89	ISHARES TR S&P MC 400GR ETF IJK	IJK	36,793	$2.8m0.11%	0.11%	Reduced -216	-216 -0.6%
90	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	39,084	$2.7m0.11%	0.11%	Reduced -2.1k	-2,087 -5.1%
91	VISA INC COM CL A V	V	10,965	$2.6m0.10%	0.10%	Reduced -45	-45 -0.4%
92	UNITEDHEALTH GROUP INC COM UNH	UNH	5,396	$2.6m0.10%	0.10%	Added +50	+50 0.9%
93	PRINCIPAL FINANCIAL GROUP IN COM PFG	PFG	34,046	$2.6m0.10%	0.10%	Unchanged
94	FASTENAL CO COM FAST	FAST	41,510	$2.4m0.10%	0.10%	Reduced -1.9k	-1,870 -4.3%
95	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	11,086	$2.4m0.10%	0.10%	Added +206	+206 1.9%
96	EOG RES INC COM EOG	EOG	20,443	$2.3m0.09%	0.09%	Added +1.0k	+1,030 5.3%
97	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	10,453	$2.3m0.09%	0.09%	Added +191	+191 1.9%
98	BANK AMERICA CORP COM BAC	BAC	79,917	$2.3m0.09%	0.09%	Added +2.5k	+2,483 3.2%
99	ISHARES TR CORE MSCI INTL IDEV	IDEV	36,548	$2.2m0.09%	0.09%	Reduced -298	-298 -0.8%
100	META PLATFORMS INC CL A META	META	7,722	$2.2m0.09%	0.09%	Reduced -156	-156 -2.0%

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
ENBRIDGE INC ENB	ENB	9,889	$377.3k9.9k shares
MODERNA INC MRNA	MRNA	2,040	$313.3k2.0k shares
INVESCO EXCH TRADED FD TR II XMLV	XMLV	5,441	$285.1k5.4k shares
MARATHON PETE CORP MPC	MPC	1,874	$252.7k1.9k shares
BLOCK INC XYZ	XYZ	3,628	$249.1k3.6k shares
OLD DOMINION FREIGHT LINE IN ODFL	ODFL	705	$240.5k705 shares
ISHARES INC ESGE	ESGE	7,422	$233.6k7.4k shares
3-D SYS CORP DEL DDD	DDD	21,450	$229.9k21.4k shares
XCEL ENERGY INC XEL	XEL	3,300	$222.6k3.3k shares
GENERAL MTRS CO GM	GM	5,905	$216.6k5.9k shares
ISHARES TR IJR	IJR	2,214	$214.1k2.2k shares
INTERNATIONAL PAPER CO IP	IP	5,903	$212.9k5.9k shares
GLOBAL PMTS INC GPN	GPN	2,017	$212.3k2.0k shares
LOVESAC COMPANY LOVE	LOVE	7,290	$210.7k7.3k shares
EXELON CORP EXC	EXC	4,904	$205.4k4.9k shares
MOSAIC CO NEW MOS	MOS	4,417	$202.7k4.4k shares
WARNER BROS DISCOVERY INC WBD	WBD	11,086	$167.4k11.1k shares
VALLEY NATL BANCORP VLY	VLY	13,589	$125.6k13.6k shares
D-WAVE QUANTUM INC QBTS	QBTS	10,000	$6.6k10.0k shares
ATLIS MOTOR VEHICLES INC		10,000	$5.8k10.0k shares
SIDUS SPACE INC		10,000	$5.5k10.0k shares
ECOARK HLDGS INC		29,324	$3.4k29.3k shares
EVELO BIOSCIENCES INC		15,000	$2.7k15.0k shares
BORQS TECHNOLOGIES INC		10,000	$2.5k10.0k shares
MULLEN AUTOMOTIVE INC		18,032	$2.4k18.0k shares