Vault-13

ISHARES TR IWD

RUS 1000 VAL ETF · ETP · CUSIP 464287598

1,427 institutional holders +14 vs Q1 2023
253,023,768253.0m shares reported held*
$39.9bnreported value*
74 new 437 added 545 reduced 70 sold out net sold ≈ $3.0bn (-18.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($139.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $157.68. Options: 5 managers hold calls ($69.7m notional), 5 hold puts ($8.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,324Q4 22: 1,464Q1 23: 1,413Q2 23: 1,4271,427Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,324
Q4 20221,464
Q1 20231,413
Q2 20231,427

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 669 bought or addedQ4 22: 462 cut or sold outQ4 22Q1 23: 454 bought or addedQ1 23: 721 cut or sold outQ1 23Q2 23: 511 bought or addedQ2 23: 615 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022669462
Q1 2023454721
Q2 2023511615

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $24.0mQ3 22 puts: $10.2mQ3 22P/C 0.42Q4 22 calls: $17.3mQ4 22 puts: $13.9mQ4 22P/C 0.81Q1 23 calls: $42.4mQ1 23 puts: $13.0mQ1 23P/C 0.31Q2 23 calls: $69.7mQ2 23 puts: $8.5mQ2 23P/C 0.12
Numbers
QuarterCallsPutsP/C
Q3 2022$24.0m$10.2m0.42
Q4 2022$17.3m$13.9m0.81
Q1 2023$42.4m$13.0m0.31
Q2 2023$69.7m$8.5m0.12

Biggest buyers

MORGAN STANLEY Added +1,070,253+1.1m
Hackensack Meridian Health, Inc. New +722,000+722.0k
River Road Asset Management, LLC New +444,865+444.9k
LJI Wealth Management, LLC Added +365,210+365.2k
Modera Wealth Management, LLC Added +190,546+190.5k
STIFEL FINANCIAL CORP Added +119,152+119.2k
Bank of New York Mellon Corp Added +114,090+114.1k
EQUITY INVESTMENT CORP Added +112,302+112.3k
JONES FINANCIAL COMPANIES LLLP Added +110,983+111.0k
CITADEL ADVISORS LLC Added +96,522+96.5k

Biggest sellers

FMR LLC Reduced -11,721,651-11.7m
BlackRock Inc. Reduced -2,515,256-2.5m
J.P. Morgan Private Wealth Advisors LLC Reduced -1,044,934-1.0m
AMERICAN CENTURY COMPANIES INC Reduced -929,899-929.9k
UNC Management Company, Inc. Reduced -404,909-404.9k
Brandywine Global Investment Management, LLC Reduced -342,254-342.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -331,103-331.1k
Baird Financial Group, Inc. Reduced -315,383-315.4k
PARK AVENUE SECURITIES LLC Sold out -311,249-311.2k
UBS Group AG Reduced -309,059-309.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $65.9m417.4k shares
WOLVERINE TRADING, LLC New $1.8m11.4k shares
Walleye Trading LLC New $1.2m7.7k shares
CITADEL ADVISORS LLC Reduced $804.9k5.1k shares
Cutler Group LLC / CA Added $17.0k8.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $4.7m29.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.9m18.5k shares
WOLVERINE TRADING, LLC New $829.6k5.3k shares
Walleye Trading LLC New $63.1k400 shares
Cutler Group LLC / CA Added $2.0k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.90% of their portfolio CHARLOTTE, NC 47,812,48847.8m $7.5bn $7.5bn 0.90% Reduced -187.0k -187,044
2 MORGAN STANLEY 0.50% of their portfolio NEW YORK, NY 32,129,95332.1m $5.1bn $5.1bn 0.50% Added +1.1m +1,070,253
3 GOLDMAN SACHS GROUP INC 0.61% of their portfolio NEW YORK, NY 15,044,66115.0m $2.4bn $2.4bn 0.61% Reduced -208.4k -208,368
4 FMR LLC 0.15% of their portfolio BOSTON, MA 11,336,89511.3m $1.8bn $1.8bn 0.15% Reduced -11.7m -11,721,651
5 Financial Engines Advisors L.L.C. 4.12% of their portfolio SANTA CLARA, CA 10,306,00410.3m $1.6bn $1.6bn 4.12% Added +81.7k +81,680
6 JPMORGAN CHASE & CO 0.16% of their portfolio NEW YORK, NY 8,810,3828.8m $1.4bn $1.4bn 0.16% Reduced -278.6k -278,568
7 JONES FINANCIAL COMPANIES LLLP 2.18% of their portfolio DES PERES, MO 8,657,5958.7m $1.4bn $1.4bn 2.18% Added +111.0k +110,983
8 UBS Group AG 0.48% of their portfolio ZURICH, V8 6,953,6897.0m $1.1bn $1.1bn 0.48% Reduced -309.1k -309,059
9 ENVESTNET ASSET MANAGEMENT INC 0.42% of their portfolio Berwyn, PA 6,063,1906.1m $957.0m $957.0m 0.42% Reduced -331.1k -331,103
10 WELLS FARGO & COMPANY/MN 0.22% of their portfolio SAN FRANCISCO, CA 4,838,8874.8m $763.7m $763.7m 0.22% Reduced -290.0k -289,987
11 SYNOVUS FINANCIAL CORP 8.14% of their portfolio Columbus, GA 4,706,2494.7m $742.8m $742.8m 8.14% Reduced -117.0k -117,019
12 NORTHERN TRUST CORP 0.11% of their portfolio CHICAGO, IL 3,660,5863.7m $577.8m $577.8m 0.11% Reduced -130.5k -130,461
13 M&T Bank Corp 2.14% of their portfolio BUFFALO, NY 3,632,1243.6m $573.3m $573.3m 2.14% Added +72.1k +72,138
14 Baird Financial Group, Inc. 1.50% of their portfolio MILWAUKEE, WI 3,606,2783.6m $569.2m $569.2m 1.50% Reduced -315.4k -315,383
15 RAYMOND JAMES & ASSOCIATES 0.45% of their portfolio ST PETERSBURG, FL 3,435,4593.4m $542.2m $542.2m 0.45% Reduced -157.5k -157,465
16 PNC Financial Services Group, Inc. 0.42% of their portfolio Pittsburgh, PA 3,129,3883.1m $493.9m $493.9m 0.42% Reduced -46.5k -46,537
17 BlackRock Inc. 0.01% of their portfolio New York, NY 2,625,4872.6m $414.4m $414.4m 0.01% Reduced -2.5m -2,515,256
18 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 2,595,1852.6m $409.6m $409.6m 0.29% Added +13.8k +13,757
19 TRUIST FINANCIAL CORP 0.61% of their portfolio CHARLOTTE, NC 2,316,7372.3m $365.7m $365.7m 0.61% Reduced -184.2k -184,159
20 ALLIANCEBERNSTEIN L.P. 0.14% of their portfolio NASHVILLE, TN 2,190,1092.2m $345.7m $345.7m 0.14% Added +28.3k +28,319
21 COMMONWEALTH EQUITY SERVICES, LLC 0.66% of their portfolio WALTHAM, MA 2,063,6842.1m $325.7m $325.7m 0.66% Reduced -51.7k -51,674
22 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 1,840,5471.8m $290.5m $290.5m 0.08% Reduced -185.9k -185,924
23 Jasper Ridge Partners, L.P. 14.59% of their portfolio MENLO PARK, CA 1,837,8721.8m $290.1m $290.1m 14.59% Reduced -107.1k -107,074
24 STIFEL FINANCIAL CORP 0.39% of their portfolio ST. LOUIS, MO 1,816,4941.8m $286.7m $286.7m 0.39% Added +119.2k +119,152
25 J.P. Morgan Private Wealth Advisors LLC 1.18% of their portfolio SAN FRANCISCO, CA 1,434,2891.4m $226.4m $226.4m 1.18% Reduced -1.0m -1,044,934
26 AMERICAN CENTURY COMPANIES INC 0.17% of their portfolio KANSAS CITY, MO 1,425,8261.4m $225.0m $225.0m 0.17% Reduced -929.9k -929,899
27 TIAA, FSB 0.76% of their portfolio ST. LOUIS, MO 1,331,0951.3m $210.1m $210.1m 0.76% Reduced -25.6k -25,615
28 Rockefeller Capital Management L.P. 0.75% of their portfolio NEW YORK, NY 1,224,0121.2m $193.2m $193.2m 0.75% First filing
29 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 1,223,2471.2m $193.1m $193.1m 0.04% Added +114.1k +114,090
30 CITIGROUP INC 0.22% of their portfolio NEW YORK, NY 1,077,3201.1m $170.0m $170.0m 0.22% Reduced -38.6k -38,588
31 PRUDENTIAL FINANCIAL INC 0.23% of their portfolio NEWARK, NJ 1,009,5981.0m $159.3m $159.3m 0.23% Reduced -34.7k -34,665
32 US BANCORP \DE\ 0.25% of their portfolio MINNEAPOLIS, MN 990,724990.7k $156.4m $156.4m 0.25% Reduced -15.6k -15,619
33 Waldron Private Wealth LLC 7.37% of their portfolio BRIDGEVILLE, PA 936,120936.1k $147.7m $147.7m 7.37% Reduced -25.0k -24,961
34 HighTower Advisors, LLC 0.29% of their portfolio CHICAGO, IL 930,042930.0k $146.8m $146.8m 0.29% Reduced -37.5k -37,478
35 Stairway Partners, LLC 12.08% of their portfolio MINNEAPOLIS, MN 893,379893.4k $141.0m $141.0m 12.08% Added +19.9k +19,875
36 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 867,706867.7k $137.0m $137.0m 0.04% Reduced -87.6k -87,645
37 COMMERCE BANK 0.96% of their portfolio KANSAS CITY, MO 810,261810.3k $127.9m $127.9m 0.96% Added +2.0k +2,018
38 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 806,780806.8k $127.3m $127.3m 0.22% Reduced -47.8k -47,844
39 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 754,195754.2k $119.1m $119.1m 0.21% Reduced -13.1k -13,149
40 OAKWORTH CAPITAL, INC. 10.11% of their portfolio BIRMINGHAM, AL 753,868753.9k $119.0m $119.0m 10.11% Reduced -100.1k -100,096
41 Hackensack Meridian Health, Inc. 15.64% of their portfolio EDISON, NJ 722,000722.0k $114.0m $114.0m 15.64% New
42 STEPHENS INC /AR/ 2.04% of their portfolio LITTLE ROCK, AR 717,787717.8k $113.3m $113.3m 2.04% Added +14.3k +14,257
43 UNC Management Company, Inc. 97.64% of their portfolio Chapel Hill, NC 684,805684.8k $108.1m $108.1m 97.64% Reduced -404.9k -404,909
44 Alaska Permanent Fund Corp 2.08% of their portfolio JUNEAU, AK 670,177670.2k $105.8m $105.8m 2.08% First filing
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 625,831625.8k $98.8m $98.8m 0.13% Reduced -64.2k -64,204
46 Mariner, LLC 0.26% of their portfolio Overland Park, KS 612,356612.4k $96.6m $96.6m 0.26% Added +52.8k +52,773
47 1ST SOURCE BANK 6.04% of their portfolio SOUTH BEND, IN 592,881592.9k $93.6m $93.6m 6.04% Added +12.9k +12,870
48 Cetera Advisor Networks LLC 0.59% of their portfolio EL SEGUNDO, CA 546,174546.2k $85.2m $85.2m 0.59% Added +90.8k +90,804
49 FIFTH THIRD BANCORP 0.37% of their portfolio CINCINNATI, OH 528,383528.4k $83.4m $83.4m 0.37% Reduced -218.9k -218,878
50 Creative Planning 0.10% of their portfolio OVERLAND PARK, KS 496,624496.6k $78.4m $78.4m 0.10% Reduced -12.6k -12,581
51 Modera Wealth Management, LLC 1.37% of their portfolio WESTWOOD, NJ 479,261479.3k $75.6m $75.6m 1.37% Added +190.5k +190,546
52 Equitable Holdings, Inc. 1.09% of their portfolio NEW YORK, NY 479,231479.2k $75.6m $75.6m 1.09% Reduced -22.3k -22,319
53 Cetera Investment Advisers 0.63% of their portfolio SCHAUMBURG, IL 476,509476.5k $75.2m $75.2m 0.63% Added +1.3k +1,252
54 Corient Private Wealth LP 0.17% of their portfolio MIAMI, FL 455,059455.1k $71.8m $71.8m 0.17% Reduced -6.3k -6,295
55 Geller Advisors LLC 8.93% of their portfolio New York, NY 453,673453.7k $71.6m $71.6m 8.93% Added +85 +85
56 River Road Asset Management, LLC 0.97% of their portfolio LOUISVILLE, KY 444,865444.9k $70.2m $70.2m 0.97% New
57 BANK OF NOVA SCOTIA 0.17% of their portfolio TORONTO, A6 422,424422.4k $66.7m $66.7m 0.17% Added +569 +569
58 Strategic Wealth Partners Group, LLC 9.61% of their portfolio DEERFIELD, IL 421,066421.1k $66.5m $66.5m 9.61% Added +144 +144
59 Cedar Mountain Advisors, LLC 18.26% of their portfolio LAKE OSWEGO, OR 404,949404.9k $63.9m $63.9m 18.26% Added +452 +452
60 MML INVESTORS SERVICES, LLC 0.34% of their portfolio SPRINGFIELD, MA 387,009387.0k $61.1m $61.1m 0.34% Added +18.0k +17,957
61 Cassaday & Co Wealth Management LLC 2.37% of their portfolio MCLEAN, VA 379,326379.3k $59.9m $59.9m 2.37% Reduced -8.3k -8,270
62 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.74% of their portfolio LITTLE ROCK, AR 370,432370.4k $58.5m $58.5m 5.74% Added +22.1k +22,081
63 Cresset Asset Management, LLC 0.41% of their portfolio Chicago, IL 369,801369.8k $58.4m $58.4m 0.41% Added +86.2k +86,241
64 LJI Wealth Management, LLC 0.11% of their portfolio INDIANAPOLIS, IN 367,744367.7k $367.7k $367.7k 0.11% Added +365.2k +365,210
65 Cetera Advisors LLC 0.91% of their portfolio DENVER, CO 366,121366.1k $57.8m $57.8m 0.91% Reduced -4.8k -4,814
66 LANDAAS & CO /WI /ADV 25.41% of their portfolio MILWAUKEE, WI 365,097365.1k $57.6m $57.6m 25.41% Added +2.4k +2,413
67 MV CAPITAL MANAGEMENT, INC. 7.51% of their portfolio BETHESDA, MD 358,566358.6k $56.6m $56.6m 7.51% Reduced -12.0k -12,016
68 CI INVESTMENTS INC. 0.29% of their portfolio TORONTO, Z4 358,141358.1k $56.5m $56.5m 0.29% Reduced -177.5k -177,503
69 CHOREO, LLC 1.86% of their portfolio ROCKFORD, IL 344,796344.8k $54.4m $54.4m 1.86% Reduced -6.9k -6,907
70 Alera Investment Advisors, LLC 11.64% of their portfolio DEERFIELD, IL 342,450342.4k $54.0m $54.0m 11.64% Reduced -9.1k -9,097
71 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 338,048338.0k $53.4m $53.4m 0.06% Reduced -8.4k -8,450
72 Private Advisor Group, LLC 0.47% of their portfolio MORRISTOWN, NJ 337,270337.3k $53.6m $53.6m 0.47% Reduced -1.6k -1,638
73 PUTNAM INVESTMENTS LLC 0.07% of their portfolio BOSTON, MA 297,739297.7k $47.0m $47.0m 0.07% Reduced -180.3k -180,312
74 Cullen/Frost Bankers, Inc. 0.80% of their portfolio San Antonio, TX 297,418297.4k $46.9m $46.9m 0.80% Reduced -1.2k -1,164
75 Thrivent Financial for Lutherans 0.11% of their portfolio Minneapolis, MN 293,903293.9k $46.0m $46.0m 0.11% Added +12.6k +12,561
76 WADE G W & INC 1.68% of their portfolio Wellesley, MA 292,360292.4k $46.1m $46.1m 1.68% Reduced -18.9k -18,854
77 First Business Financial Services, Inc. 5.50% of their portfolio MADISON, WI 282,564282.6k $44.6m $44.6m 5.50% Reduced -5.3k -5,297
78 BROWN ADVISORY INC 0.07% of their portfolio BALTIMORE, MD 280,709280.7k $44.3m $44.3m 0.07% Reduced -1.7k -1,706
79 EASTERN BANK 2.11% of their portfolio BOSTON, MA 280,513280.5k $44.3m $44.3m 2.11% Reduced -663 -663
80 StoneX Group Inc. 4.42% of their portfolio NEW YORK, NY 269,797269.8k $42.6m $42.6m 4.42% Added +16.2k +16,241
81 BRIDGES INVESTMENT MANAGEMENT INC 1.37% of their portfolio OMAHA, NE 258,364258.4k $40.8m $40.8m 1.37% Reduced -24.7k -24,729
82 Granger Management LLC 16.72% of their portfolio New York, NY 257,349257.3k $40.6m $40.6m 16.72% Unchanged
83 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 254,916254.9k $40.2m $40.2m 0.16% Reduced -26.5k -26,482
84 Wind River Trust Co 17.25% of their portfolio Jackson, WY 253,335253.3k $40.0m $40.0m 17.25% Unchanged
85 EQUITY INVESTMENT CORP 1.19% of their portfolio ATLANTA, GA 244,378244.4k $38.6m $38.6m 1.19% Added +112.3k +112,302
86 PATHSTONE FAMILY OFFICE, LLC 0.54% of their portfolio ENGLEWOOD, NJ 239,442239.4k $37.8m $37.8m 0.54% Added +27.2k +27,176
87 MAI Capital Management 0.56% of their portfolio INDEPENDENCE, OH 238,425238.4k $37.6m $37.6m 0.56% Added +7.8k +7,814
88 Flaharty Asset Management, LLC 6.44% of their portfolio CLEARWATER, FL 238,158238.2k $37.6m $37.6m 6.44% Added +4.7k +4,708
89 FSA Wealth Management LLC 20.24% of their portfolio Needham, MA 237,550237.6k $37.5m $37.5m 20.24% Added +3.1k +3,144
90 WESTWOOD HOLDINGS GROUP INC 0.33% of their portfolio DALLAS, TX 232,118232.1k $36.6m $36.6m 0.33% Reduced -4.6k -4,576
91 MONETA GROUP INVESTMENT ADVISORS LLC 0.81% of their portfolio ST LOUIS, MO 232,029232.0k $36.6m $36.6m 0.81% Added +2.1k +2,053
92 Nadler Financial Group, Inc. 5.29% of their portfolio DEERFIELD, IL 229,239229.2k $36.2m $36.2m 5.29% Reduced -5.6k -5,608
93 SIMON QUICK ADVISORS, LLC 3.33% of their portfolio MORRISTOWN, NJ 228,681228.7k $36.1m $36.1m 3.33% Added +4.5k +4,500
94 First Horizon Advisors, Inc. 1.24% of their portfolio MEMPHIS, TN 226,524226.5k $35.8m $35.8m 1.24% Reduced -12.9k -12,925
95 Steward Partners Investment Advisory, LLC 0.52% of their portfolio STAMFORD, CT 220,656220.7k $34.8m $34.8m 0.52% Reduced -2.1k -2,118
96 REGIONS FINANCIAL CORP 0.30% of their portfolio BIRMINGHAM, AL 217,791217.8k $34.4m $34.4m 0.30% Reduced -27.4k -27,413
97 Relyea Zuckerberg Hanson LLC 7.59% of their portfolio STAMFORD, CT 214,149214.1k $33.8m $33.8m 7.59% Added +2.8k +2,756
98 Comprehensive Financial Management LLC 1.09% of their portfolio Los Gatos, CA 210,233210.2k $33.2m $33.2m 1.09% Unchanged
99 BLAIR WILLIAM & CO/IL 0.12% of their portfolio CHICAGO, IL 208,428208.4k $32.9m $32.9m 0.12% Reduced -5.8k -5,839
100 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 205,448205.4k $32.4m $32.4m 0.15% Reduced -7.2k -7,236