Flaharty Asset Management, LLC

CLEARWATER, FL · CIK 1697882 · 13F filing filed 2023-08-11

SEC-registered investment adviser since 2013 · limited liability company

Assets managed$901.6m
Staff10 · 9 in investment roles
Main clients (by assets)High net worth individuals 82%, Individuals 14%, Companies 3%
Form ADV · 2026-03-19SEC adviser record

$583.9m reported value +4.2% vs Q1 2023

109positions

53.6%in top 10

6 new 33 added 47 reduced 8 sold out vs Q1 2023

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR RUS 1000 GRW ETF IWF	IWF	157,655	$43.4m7.43%	7.43%	Reduced -1.1k	-1,090 -0.7%
2	ISHARES TR RUS 1000 VAL ETF IWD	IWD	238,158	$37.6m6.44%	6.44%	Added +4.7k	+4,708 2.0%
3	FIRST TR EXCHANGE-TRADED FD SENIOR LN FD FTSL	FTSL	752,626	$34.1m5.84%	5.84%	Added +20.8k	+20,822 2.9%
4	GLOBAL X FDS US PFD ETF PFFD	PFFD	1,726,639	$33.5m5.73%	5.73%	Added +57.5k	+57,476 3.4%
5	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	330,988	$33.0m5.65%	5.65%	Added +13.6k	+13,559 4.3%
6	PIMCO ETF TR ACTIVE BD ETF BOND	BOND	326,144	$29.9m5.12%	5.12%	Added +6.6k	+6,568 2.1%
7	INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV PFM	PFM	721,733	$27.6m4.73%	4.73%	Added +14.2k	+14,205 2.0%
8	FIRST TR EXCHANGE TRADED FD NASD TECH DIV TDIV	TDIV	449,031	$26.3m4.51%	4.51%	Added +1.4k	+1,415 0.3%
9	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	323,549	$24.0m4.11%	4.11%	Added +8.2k	+8,244 2.6%
10	AMERICAN CENTY ETF TR DIVERSIFID CRP KORP	KORP	515,730	$23.5m4.03%	4.03%	Added +36.6k	+36,556 7.6%
11	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	445,487	$22.3m3.83%	3.83%	New
12	FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI MDIV	MDIV	1,477,590	$21.5m3.68%	3.68%	Added +31.8k	+31,843 2.2%
13	ISHARES TR U.S. MED DVC ETF IHI	IHI	355,128	$20.1m3.43%	3.43%	Added +4.4k	+4,395 1.2%
14	INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL RSPU	RSPU	177,156	$19.6m3.35%	3.35%	Added +9.1k	+9,125 5.4%
15	SPDR SER TR S&P DIVID ETF SDY	SDY	158,035	$19.4m3.32%	3.32%	Added +8.7k	+8,713 5.8%
16	SPDR SER TR PORTFOLIO CRPORT SPBO	SPBO	665,584	$19.2m3.29%	3.29%	Added +30.2k	+30,249 4.8%
17	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	490,259	$15.7m2.70%	2.70%	Added +23.0k	+22,991 4.9%
18	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC	FTGC	687,182	$15.6m2.68%	2.68%	Added +35.9k	+35,903 5.5%
19	ISHARES TR RUS 2000 GRW ETF IWO	IWO	58,765	$14.3m2.44%	2.44%	Added +1.1k	+1,098 1.9%
20	ISHARES TR RUS 2000 VAL ETF IWN	IWN	84,595	$11.9m2.04%	2.04%	Reduced -77.3k	-77,350 -47.8%
21	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	87,426	$9.4m1.60%	1.60%	Reduced -81.3k	-81,340 -48.2%
22	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	20,581	$7.6m1.30%	1.30%	Reduced -2.6k	-2,557 -11.1%
23	FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT LMBS	LMBS	84,242	$4.0m0.69%	0.69%	Reduced -1.2k	-1,242 -1.4%
24	ISHARES TR SELECT DIVID ETF DVY	DVY	31,047	$3.5m0.60%	0.60%	Reduced -3.0k	-2,956 -8.7%
25	APPLE INC COM AAPL	AAPL	17,196	$3.3m0.57%	0.57%	Added +557	+557 3.4%
26	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	7,382	$3.3m0.56%	0.56%	Reduced -1.8k	-1,796 -19.6%
27	MICROSOFT CORP COM MSFT	MSFT	9,339	$3.2m0.54%	0.54%	Reduced -583	-583 -5.9%
28	GLOBAL X FDS S&P 500 COVERED XYLD	XYLD	64,847	$2.7m0.46%	0.46%	Reduced -9.4k	-9,422 -12.7%
29	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	33,717	$2.6m0.45%	0.45%	Reduced -1.1k	-1,113 -3.2%
30	SELECT SECTOR SPDR TR INDL XLI	XLI	24,351	$2.6m0.45%	0.45%	Reduced -4.3k	-4,340 -15.1%
31	GLOBAL X FDS NASDAQ 100 COVER QYLD	QYLD	133,051	$2.4m0.40%	0.40%	Added +27.2k	+27,187 25.7%
32	FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX FDN	FDN	14,191	$2.3m0.40%	0.40%	Reduced -2.4k	-2,368 -14.3%
33	JOHNSON & JOHNSON COM JNJ	JNJ	11,752	$1.9m0.33%	0.33%	Reduced -347	-347 -2.9%
34	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	39,023	$1.8m0.31%	0.31%	Reduced -946	-946 -2.4%
35	FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING SKYY	SKYY	20,657	$1.6m0.27%	0.27%	Reduced -2.1k	-2,099 -9.2%
36	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	18,725	$1.6m0.27%	0.27%	Added +3.5k	+3,537 23.3%
37	INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB BSCO	BSCO	73,232	$1.5m0.26%	0.26%	Reduced -10.3k	-10,260 -12.3%
38	INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB BSCR	BSCR	68,969	$1.3m0.22%	0.22%	Added +26.1k	+26,100 60.9%
39	INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB BULSHS 2023 CB		60,818	$1.3m0.22%	0.22%	Reduced -11.1k	-11,100 -15.4%
40	INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB BSCQ	BSCQ	67,901	$1.3m0.22%	0.22%	Added +26.3k	+26,300 63.2%
41	CATERPILLAR INC COM CAT	CAT	5,185	$1.3m0.22%	0.22%	Reduced -223	-223 -4.1%
42	FIRST TR EXCHANGE TRADED FD NASDQ ARTFCIAL ROBT	ROBT	26,691	$1.2m0.21%	0.21%	Reduced -3.1k	-3,125 -10.5%
43	INVESCO EXCH TRADED FD TR II SOLAR ETF TAN	TAN	15,798	$1.1m0.19%	0.19%	Reduced -3.2k	-3,221 -16.9%
44	ALPS ETF TR ALERIAN MLP AMLP	AMLP	26,696	$1.0m0.18%	0.18%	Added +2.3k	+2,289 9.4%
45	VULCAN MATLS CO COM VMC	VMC	4,572	$1.0m0.18%	0.18%	Unchanged
46	EATON VANCE TAX-MANAGED DIVE COM XETYX	XETYX	76,150	$948.8k0.16%	0.16%	Reduced -9.0k	-8,956 -10.5%
47	FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF NXTG	NXTG	13,155	$944.3k0.16%	0.16%	Reduced -2.8k	-2,808 -17.6%
48	INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB BSCP	BSCP	46,600	$938.1k0.16%	0.16%	Unchanged
49	ISHARES TR RUS 1000 ETF IWB	IWB	3,573	$870.9k0.15%	0.15%	Reduced -65	-65 -1.8%
50	ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR		12,099	$865.9k0.15%	0.15%	Unchanged
51	INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY BULSHS 2023 HY		35,725	$839.9k0.14%	0.14%	Reduced -6.6k	-6,600 -15.6%
52	ISHARES TR CORE US AGGBD ET AGG	AGG	7,499	$734.5k0.13%	0.13%	Unchanged
53	HOME DEPOT INC COM HD	HD	2,342	$727.4k0.12%	0.12%	Reduced -92	-92 -3.8%
54	JANUS DETROIT STR TR HENDERSON MTG JMBS	JMBS	13,797	$631.4k0.11%	0.11%	Added +75	+75 0.6%
55	ELI LILLY & CO COM LLY	LLY	1,344	$630.5k0.11%	0.11%	Reduced -24	-24 -1.8%
56	ISHARES TR NATIONAL MUN ETF MUB	MUB	5,608	$598.5k0.10%	0.10%	Added +54	+54 1.0%
57	AMAZON COM INC COM AMZN	AMZN	4,413	$575.3k0.10%	0.10%	Reduced -280	-280 -6.0%
58	INVESCO EXCH TRADED FD TR II S&P 500 REVENUE RWL	RWL	6,859	$548.7k0.09%	0.09%	Added +10	+10 0.1%
59	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	3,621	$541.8k0.09%	0.09%	Added +236	+236 7.0%
60	INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY BSJO	BSJO	24,015	$539.9k0.09%	0.09%	Unchanged
61	SPDR GOLD TR GOLD SHS GLD	GLD	3,009	$536.4k0.09%	0.09%	Added +6	+6 0.2%
62	ISHARES TR RUSSELL 2000 ETF IWM	IWM	2,653	$496.8k0.09%	0.09%	Reduced -897	-897 -25.3%
63	PROCTER AND GAMBLE CO COM PG	PG	3,185	$483.3k0.08%	0.08%	Reduced -211	-211 -6.2%
64	MCDONALDS CORP COM MCD	MCD	1,549	$462.2k0.08%	0.08%	Reduced -87	-87 -5.3%
65	BANK AMERICA CORP COM BAC	BAC	15,970	$458.2k0.08%	0.08%	Reduced -2.2k	-2,163 -11.9%
66	MARA HOLDINGS INC COM MARA	MARA	33,050	$458.1k0.08%	0.08%	Unchanged
67	EXXON MOBIL CORP COM XOM	XOM	4,150	$445.1k0.08%	0.08%	Unchanged
68	DUKE ENERGY CORP NEW COM NEW DUK	DUK	4,932	$442.6k0.08%	0.08%	Added +1.3k	+1,339 37.3%
69	ISHARES TR TIPS BD ETF TIP	TIP	4,036	$434.4k0.07%	0.07%	Reduced -125	-125 -3.0%
70	NEXTERA ENERGY INC COM NEE	NEE	5,379	$399.1k0.07%	0.07%	Added +1.1k	+1,082 25.2%
71	NVIDIA CORPORATION COM NVDA	NVDA	935	$395.7k0.07%	0.07%	Reduced -326	-326 -25.9%
72	ISHARES TR MSCI EAFE ETF EFA	EFA	5,290	$383.5k0.07%	0.07%	New
73	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,069	$364.5k0.06%	0.06%	Reduced -100	-100 -8.6%
74	ISHARES U S ETF TR SHORT DURATION B NEAR	NEAR	7,329	$364.4k0.06%	0.06%	Added +2.5k	+2,519 52.4%
75	CISCO SYS INC COM CSCO	CSCO	6,982	$361.3k0.06%	0.06%	Added +1.7k	+1,679 31.7%
76	PAYCHEX INC COM PAYX	PAYX	3,050	$341.2k0.06%	0.06%	Reduced -58	-58 -1.9%
77	WISDOMTREE TR US AI ENHANCED AIVL	AIVL	3,616	$338.2k0.06%	0.06%	Unchanged
78	ALPHABET INC CAP STK CL A GOOGL	GOOGL	2,809	$336.2k0.06%	0.06%	Unchanged
79	UNITEDHEALTH GROUP INC COM UNH	UNH	680	$326.8k0.06%	0.06%	Unchanged
80	ALPHABET INC CAP STK CL C GOOG	GOOG	2,660	$321.8k0.06%	0.06%	Unchanged
81	CURTISS WRIGHT CORP COM CW	CW	1,744	$320.3k0.05%	0.05%	Unchanged
82	INTEL CORP COM INTC	INTC	9,553	$319.5k0.05%	0.05%	Reduced -1.2k	-1,211 -11.2%
83	HUT 8 MNG CORP COM COM		94,300	$311.2k0.05%	0.05%	Unchanged
84	FLEXSHARES TR FLEXSHARES ULTRA RAVI	RAVI	4,040	$302.8k0.05%	0.05%	Unchanged
85	ISHARES TR US AER DEF ETF ITA	ITA	2,588	$301.9k0.05%	0.05%	Unchanged
86	TESLA INC COM TSLA	TSLA	1,138	$297.9k0.05%	0.05%	Reduced -1.2k	-1,209 -51.5%
87	RTX CORPORATION COM RTX	RTX	2,967	$290.6k0.05%	0.05%	Reduced -29	-29 -1.0%
88	VERIZON COMMUNICATIONS INC COM VZ	VZ	7,724	$287.3k0.05%	0.05%	Reduced -300	-300 -3.7%
89	FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL HYLS	HYLS	7,172	$284.2k0.05%	0.05%	Unchanged
90	AT&T INC COM T	T	16,937	$270.1k0.05%	0.05%	Reduced -148	-148 -0.9%
91	MICROSTRATEGY INC CL A NEW MSTR	MSTR	784	$268.5k0.05%	0.05%	Unchanged
92	JABIL INC COM JBL	JBL	2,477	$267.3k0.05%	0.05%	Unchanged
93	INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV RWK	RWK	2,685	$258.0k0.04%	0.04%	Added +9	+9 0.3%
94	SOUTHERN CO COM SO	SO	3,650	$256.4k0.04%	0.04%	Reduced -1.9k	-1,900 -34.2%
95	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	3,873	$247.7k0.04%	0.04%	New
96	PALO ALTO NETWORKS INC COM PANW	PANW	933	$238.4k0.04%	0.04%	New
97	INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR RSPG	RSPG	3,478	$238.0k0.04%	0.04%	Unchanged
98	PUBLIC SVC ENTERPRISE GRP IN COM PEG	PEG	3,779	$236.6k0.04%	0.04%	Reduced -508	-508 -11.8%
99	DISNEY WALT CO COM DIS	DIS	2,613	$233.3k0.04%	0.04%	Reduced -34	-34 -1.3%
100	WALMART INC COM WMT	WMT	1,482	$233.0k0.04%	0.04%	Reduced -336	-336 -18.5%

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
FIRST TR EXCHANGE TRADED FD FXO	FXO	47,161	$1.8m47.2k shares
ISHARES TR PFF	PFF	8,950	$279.4k8.9k shares
INTERNATIONAL BUSINESS MACHS IBM	IBM	2,082	$272.9k2.1k shares
MERCK & CO INC MRK	MRK	2,488	$264.7k2.5k shares
ORACLE CORP ORCL	ORCL	2,658	$247.0k2.7k shares
FIRST TR EXCH TRADED FD III FPE	FPE	15,314	$244.4k15.3k shares
REVANCE THERAPEUTICS INC RVNC	RVNC	6,952	$223.9k7.0k shares
INVESCO EXCHANGE TRADED FD T RSPM	RSPM	1,358	$221.1k1.4k shares