Vault-13

FIRST TR EXCHANGE-TRADED FD MDIV

MULTI ASSET DI · ETP · CUSIP 33738R100

94 institutional holders -6 vs Q1 2023
9,635,7739.6m shares reported held*
$140.4mreported value*
4 new 37 added 29 reduced 12 sold out net sold ≈ $4.5m (-311.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.57. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 93Q4 22: 97Q1 23: 100Q2 23: 9494Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202293
Q4 202297
Q1 2023100
Q2 202394

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 36 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 41 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224144
Q1 20235236
Q2 20234141

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +90,982+91.0k
Janney Montgomery Scott LLC Added +72,699+72.7k
GeoWealth Management, LLC New +70,808+70.8k
Second Half Financial Partners, LLC New +39,960+40.0k
Flaharty Asset Management, LLC Added +31,843+31.8k
AMERIPRISE FINANCIAL INC Added +25,776+25.8k
IFP Advisors, Inc Added +24,922+24.9k
Cetera Advisor Networks LLC Added +24,764+24.8k
JANE STREET GROUP, LLC New +20,032+20.0k
Ameritas Advisory Services, LLC Added +18,145+18.1k

Biggest sellers

MORGAN STANLEY Reduced -244,344-244.3k
RAYMOND JAMES & ASSOCIATES Reduced -144,133-144.1k
SILVER OAK SECURITIES, INCORPORATED Reduced -65,434-65.4k
WELLS FARGO & COMPANY/MN Reduced -61,034-61.0k
SSI INVESTMENT MANAGEMENT LLC Sold out -31,751-31.8k
OSAIC HOLDINGS, INC. Reduced -30,177-30.2k
CITADEL ADVISORS LLC Sold out -30,141-30.1k
UBS Group AG Reduced -24,085-24.1k
Sigma Planning Corp Reduced -22,853-22.9k
ROYAL BANK OF CANADA Reduced -22,583-22.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Flaharty Asset Management, LLC 3.68% of their portfolio CLEARWATER, FL 1,477,5901.5m $21.5m $21.5m 3.68% Added +31.8k +31,843
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,202,3241.2m $17.5m $17.5m 0.00% Reduced -244.3k -244,344
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 994,794994.8k $14.5m $14.5m 0.01% Reduced -19.6k -19,594
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 511,926511.9k $7.5m $7.5m 0.00% Added +25.8k +25,776
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 448,686448.7k $6.5m $6.5m 0.00% Added +91.0k +90,982
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 354,965355.0k $5.2m $5.2m 0.00% Reduced -61.0k -61,034
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 293,247293.2k $4.3m $4.3m 0.00% Reduced -22.6k -22,583
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 254,917254.9k $3.7m $3.7m 0.01% Reduced -30.2k -30,177
9 Capital Investment Advisory Services, LLC 0.36% of their portfolio RALEIGH, NC 251,871251.9k $3.7m $3.7m 0.36% Added +1.6k +1,650
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 249,613249.6k $3.6m $3.6m 0.01% Added +15.4k +15,445
11 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 240,374240.4k $3.5m $3.5m 0.17% Reduced -5.9k -5,884
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 235,333235.3k $3.4m $3.4m 0.00% Reduced -24.1k -24,085
13 Ameritas Advisory Services, LLC 0.37% of their portfolio Lincoln, NE 195,960196.0k $2.8m $2.8m 0.37% Added +18.1k +18,145
14 StoneX Group Inc. 0.28% of their portfolio NEW YORK, NY 186,300186.3k $2.7m $2.7m 0.28% Added +1.0k +1,023
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 172,375172.4k $2.5m $2.5m 0.00% Added +12.8k +12,842
16 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 164,624164.6k $2.4m $2.4m 0.02% Added +24.8k +24,764
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 123,342123.3k $1.8m $1.8m 0.00% Reduced -144.1k -144,133
18 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 117,617117.6k $1.7m $1.7m 0.02% Added +1.3k +1,346
19 Harvest Investment Services, LLC 0.97% of their portfolio Oakbrook Terrace, IL 117,207117.2k $1.7m $1.7m 0.97% Reduced -4.6k -4,585
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 116,305116.3k $1.7m $1.7m 0.01% Reduced -16.7k -16,667
21 TrueWealth Advisors, LLC 0.66% of their portfolio BIRMINGHAM, AL 110,653110.7k $1.6m $1.6m 0.66% Added +15.4k +15,444
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 110,240110.2k $1.6m $1.6m 0.01% Added +72.7k +72,699
23 COTTONWOOD CAPITAL ADVISORS, LLC 1.43% of their portfolio SALT LAKE CITY, UT 107,307107.3k $1.6m $1.6m 1.43% Reduced -3.9k -3,934
24 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 84,57184.6k $1.2m $1.2m 0.02% Added +11.0k +11,019
25 Elevated Capital Advisors, LLC 0.37% of their portfolio SANDY, UT 76,10976.1k $1.1m $1.1m 0.37% Reduced -17.4k -17,359
26 GeoWealth Management, LLC 0.11% of their portfolio CHICAGO, IL 70,80870.8k $1.0m $1.0m 0.11% New
27 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 70,42570.4k $1.0m $1.0m 0.04% Reduced -22.9k -22,853
28 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 70,19870.2k $1.0m $1.0m 0.05% Reduced -1.3k -1,349
29 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 64,75564.8k $942.8k $942.8k 0.01% Added +7.9k +7,880
30 Jaffetilchin Investment Partners, LLC 0.10% of their portfolio TAMPA, FL 62,53662.5k $910.5k $910.5k 0.10% Added +9.6k +9,558
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 60,37660.4k $879.1k $879.1k 0.00% First filing
32 Cornerstone Wealth Management, LLC 0.08% of their portfolio ST. PETERS, MO 59,11659.1k $860.7k $860.7k 0.08% Added +376 +376
33 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 56,28656.3k $956.0k $956.0k 0.02% Added +24.9k +24,922
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,59753.6k $780.4k $780.4k 0.00% Reduced -16.4k -16,391
35 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 46,73646.7k $680.5k $680.5k 0.00% Added +1.6k +1,631
36 Endowment Wealth Management, Inc. 0.57% of their portfolio APPLETON, WI 42,78442.8k $622.9k $622.9k 0.57% Added +1.3k +1,301
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,55942.6k $619.7k $619.7k 0.00% Added +3.5k +3,535
38 Realta Investment Advisors 0.13% of their portfolio WILMINGTON, DE 41,38541.4k $602.6k $602.6k 0.13% Added +9.6k +9,555
39 Cherry Creek Investment Advisors, Inc. 0.40% of their portfolio ENGLEWOOD, CO 40,48940.5k $589.5k $589.5k 0.40% Reduced -2.7k -2,695
40 Second Half Financial Partners, LLC 0.13% of their portfolio SEBRING, FL 39,96040.0k $581.8k $581.8k 0.13% New
41 Authentikos Wealth Advisory, LLC 0.55% of their portfolio MORGAN HILL, CA 39,96040.0k $581.8k $581.8k 0.55% Unchanged
42 Larson Financial Group LLC 0.06% of their portfolio ST LOUIS, MO 38,95139.0k $567.1k $567.1k 0.06% Reduced -189 -189
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 36,78636.8k $538.0k $538.0k 0.00% Reduced -259 -259
44 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 34,79034.8k $506.5k $506.5k 0.04% Added +3.1k +3,109
45 NFSG Corp 0.21% of their portfolio BOCA RATON, FL 30,06330.1k $437.7k $437.7k 0.21% Added +3.4k +3,425
46 Farther Finance Advisors, LLC 0.09% of their portfolio SAN FRANCISCO, CA 27,41127.4k $399.1k $399.1k 0.09% Reduced -5.4k -5,382
47 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 26,20826.2k $382.0k $382.0k 0.02% Unchanged
48 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 25,48125.5k $371.0k $371.0k 0.06% Reduced -65.4k -65,434
49 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 21,38221.4k $311.3k $311.3k 0.00% Added +8.2k +8,192
50 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 20,42120.4k $297.3k $297.3k 0.00% Added +2.1k +2,075
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,03220.0k $291.7k $291.7k 0.00% New
52 Keystone Financial Group 0.05% of their portfolio LEXINGTON, KY 18,90818.9k $275.3k $275.3k 0.05% First filing
53 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 18,85718.9k $274.6k $274.6k 0.01% Reduced -3.6k -3,650
54 FREEDOM WEALTH ALLIANCE, LLC 0.39% of their portfolio BROOKFIELD, WI 18,69318.7k $278.9k $278.9k 0.39% Unchanged
55 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 17,10417.1k $249.0k $249.0k 0.01% Added +3.3k +3,331
56 ARBOR CAPITAL MANAGEMENT INC /ADV 0.19% of their portfolio ANCHORAGE, AK 16,99517.0k $248.8k $248.8k 0.19% Added +389 +389
57 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 15,36115.4k $223.6k $223.6k 0.01% Added +815 +815
58 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 15,25515.3k $222.1k $222.1k 0.00% Reduced -240 -240
59 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,25015.2k $222.0k $222.0k 0.00% Reduced -1.5k -1,500
60 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,46614.5k $210.6k $210.6k 0.00% Added +2.0k +1,973
61 L.M. KOHN & COMPANY 0.08% of their portfolio CINCINNATI, OH 14,45014.4k $210.4k $210.4k 0.08% Added +3.0k +3,000
62 QP WEALTH MANAGEMENT, LLC 0.29% of their portfolio BOCA RATON, FL 12,43612.4k $181.1k $181.1k 0.29% Reduced -460 -460
63 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 11,83011.8k $172.2k $172.2k 0.01% Added +1.0k +1,030
64 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 11,72211.7k $170.7k $170.7k 0.01% Reduced -9.5k -9,527
65 PSI Advisors, LLC 0.07% of their portfolio TAMPA, FL 11,47911.5k $167.1k $167.1k 0.07% Added +753 +753
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,04911.0k $160.9k $160.9k 0.00% New
67 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 10,79810.8k $157.2k $157.2k 0.00% Reduced -261 -261
68 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,6369.6k $140.3k $140.3k 0.01% Unchanged
69 EPG Wealth Management LLC 0.02% of their portfolio ATLANTA, GA 5,0255.0k $73.2k $73.2k 0.02% Reduced -2.1k -2,134
70 DB Wealth Management Group, LLC 0.04% of their portfolio SAN DIEGO, CA 4,3524.4k $63.4k $63.4k 0.04% Unchanged
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,2624.3k $62.1k $62.1k 0.00% Unchanged
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,8003.8k $55.3k $55.3k 0.00% Reduced -834 -834
73 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 3,4133.4k $49.7k $49.7k 0.02% Added +22 +22
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,2003.2k $46.6k $46.6k 0.00% Unchanged
75 BELLEVUE ASSET MANAGEMENT, LLC 0.02% of their portfolio BELLEVUE, WA 2,6852.7k $39.0k $39.0k 0.02% Added +10 +10
76 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,5722.6k $37.4k $37.4k 0.00% Unchanged
77 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 2,5722.6k $37.4k $37.4k 0.01% Unchanged
78 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,4322.4k $35.4k $35.4k 0.00% Unchanged
79 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,2472.2k $32.7k $32.7k 0.00% Reduced -400 -400
80 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 2,2242.2k $32.0k $32.0k 0.00% Added +36 +36
81 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,0002.0k $29.1k $29.1k 0.00% Unchanged
82 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $29.1k $29.1k 0.00% Unchanged
83 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 1,0551.1k $15.4k $15.4k 0.00% Added +14 +14
84 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 1,0001.0k $14.6k $14.6k 0.00% Unchanged
85 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 922922 $13.0k $13.0k 0.00% Unchanged
86 Nemes Rush Group LLC 0.00% of their portfolio NOVI, MI 800800 $11.6k $11.6k 0.00% First filing
87 Archer Investment Corp 0.00% of their portfolio Carmel, IN 648648 $9.4k $9.4k 0.00% Unchanged
88 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 574574 $8.4k $8.4k 0.00% Added +67 +67
89 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 500500 $7.3k $7.3k 0.00% Unchanged
90 Castleview Partners, LLC 0.01% of their portfolio DALLAS, TX 441441 $6.4k $6.4k 0.01% Unchanged
91 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $5.9k $5.9k 0.00% Unchanged
92 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 215215 $3.1k $3.1k 0.00% Unchanged
93 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 200200 $3.0k $3.0k 0.00% Unchanged
94 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 200200 $2.9k $2.9k 0.00% Unchanged