Vault-13

FIRST TR EXCHANGE TRADED FD TDIV

NASD TECH DIV · ETP · CUSIP 33738R118

247 institutional holders +1 vs Q1 2023
18,659,11318.7m shares reported held*
$1.1bnreported value*
17 new 109 added 68 reduced 17 sold out net bought ≈ $90.8m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.61. Options: 1 managers hold calls ($1.6m notional), 1 hold puts ($4.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 234Q4 22: 233Q1 23: 246Q2 23: 247247Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022234
Q4 2022233
Q1 2023246
Q2 2023247

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 102 cut or sold outQ1 23Q2 23: 126 bought or addedQ2 23: 85 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022112107
Q1 2023116102
Q2 202312685

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $865.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.2mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $2.2mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $1.6mQ2 23 puts: $4.9mQ2 23P/C 2.98
Numbers
QuarterCallsPutsP/C
Q3 2022$865.0k$00.00
Q4 2022$1.2m$00.00
Q1 2023$2.2m$00.00
Q2 2023$1.6m$4.9m2.98

Biggest buyers

LPL Financial LLC Added +560,983+561.0k
BANK OF AMERICA CORP /DE/ Added +187,948+187.9k
D.A. DAVIDSON & CO. Added +127,012+127.0k
Arden Trust Co Added +107,640+107.6k
UBS Group AG Added +105,859+105.9k
ENVESTNET ASSET MANAGEMENT INC Added +93,693+93.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +55,434+55.4k
Orion Porfolio Solutions, LLC Added +52,766+52.8k
Orion Portfolio Solutions, LLC Added +52,766+52.8k
STIFEL FINANCIAL CORP Added +52,157+52.2k

Biggest sellers

WORLD EQUITY GROUP, INC. Sold out -76,649-76.6k
GOLDMAN SACHS GROUP INC Reduced -63,880-63.9k
Mirae Asset Global Investments Co., Ltd. Sold out -53,579-53.6k
AMERIPRISE FINANCIAL INC Reduced -49,755-49.8k
ROYAL BANK OF CANADA Reduced -48,922-48.9k
IAMS WEALTH MANAGEMENT, LLC Sold out -32,004-32.0k
First Heartland Consultants, Inc. Sold out -26,044-26.0k
NewEdge Advisors, LLC Reduced -22,383-22.4k
MONEY CONCEPTS CAPITAL CORP Sold out -21,737-21.7k
Raymond James Financial Services Advisors, Inc. Reduced -19,033-19.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m28.1k shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $4.9m84.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,175,9242.2m $127.6m $127.6m 0.01% Added +16.8k +16,844
2 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,831,8821.8m $107.5m $107.5m 0.08% Added +561.0k +560,983
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,683,1331.7m $98.7m $98.7m 0.01% Added +187.9k +187,948
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,303,3271.3m $76.5m $76.5m 0.02% Added +31.7k +31,677
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 876,126876.1k $51.4m $51.4m 0.02% Added +105.9k +105,859
6 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 845,347845.3k $49.6m $49.6m 0.09% Reduced -19.0k -19,033
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 501,819501.8k $29.4m $29.4m 0.01% Reduced -48.9k -48,922
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 495,888495.9k $29.1m $29.1m 0.01% Added +93.7k +93,693
9 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 462,334462.3k $27.1m $27.1m 0.05% Added +43.2k +43,194
10 Flaharty Asset Management, LLC 4.51% of their portfolio CLEARWATER, FL 449,031449.0k $26.3m $26.3m 4.51% Added +1.4k +1,415
11 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 340,474340.5k $20.0m $20.0m 0.01% Reduced -49.8k -49,755
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 310,440310.4k $18.2m $18.2m 0.02% Added +8.4k +8,360
13 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 304,719304.7k $17.9m $17.9m 0.02% Added +52.2k +52,157
14 PARK NATIONAL CORP /OH/ 0.74% of their portfolio NEWARK, OH 288,886288.9k $16.9m $16.9m 0.74% Added +11.8k +11,791
15 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 287,532287.5k $16.9m $16.9m 0.14% Added +7.0k +6,969
16 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 274,398274.4k $16.1m $16.1m 0.02% Reduced -1.2k -1,232
17 Arden Trust Co 2.48% of their portfolio WILMINGTON, DE 257,518257.5k $15.1m $15.1m 2.48% Added +107.6k +107,640
18 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 241,714241.7k $14.2m $14.2m 0.03% Added +14.8k +14,769
19 D.A. DAVIDSON & CO. 0.15% of their portfolio GREAT FALLS, MT 235,325235.3k $13.8m $13.8m 0.15% Added +127.0k +127,012
20 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 230,675230.7k $13.5m $13.5m 0.08% Added +17.7k +17,722
21 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 170,490170.5k $10.0m $10.0m 0.11% Added +52.8k +52,766
22 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 170,490170.5k $10.0m $10.0m 0.11% Added +52.8k +52,766
23 Aprio Wealth Management, LLC 2.67% of their portfolio ATLANTA, GA 165,661165.7k $9.7m $9.7m 2.67% Added +6.6k +6,642
24 Cherry Creek Investment Advisors, Inc. 6.30% of their portfolio ENGLEWOOD, CO 159,861159.9k $9.4m $9.4m 6.30% Reduced -1.1k -1,103
25 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 143,089143.1k $8.4m $8.4m 0.03% Added +5.0k +5,034
26 Stratos Wealth Partners, LTD. 0.18% of their portfolio BEACHWOOD, OH 135,404135.4k $7.9m $7.9m 0.18% Reduced -2.8k -2,782
27 New England Private Wealth Advisors LLC 1.54% of their portfolio WELLESLEY, MA 130,285130.3k $7.6m $7.6m 1.54% Added +10.3k +10,310
28 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 129,759129.8k $7.6m $7.6m 0.10% Added +11.1k +11,084
29 Pine Valley Investments Ltd Liability Co 0.70% of their portfolio MARLTON, NJ 121,613121.6k $7.1m $7.1m 0.70% Reduced -85 -85
30 Apeiron RIA LLC 2.26% of their portfolio Dallas, TX 112,581112.6k $6.6m $6.6m 2.26% Added +1.5k +1,524
31 BENJAMIN F. EDWARDS & COMPANY, INC. 0.25% of their portfolio ST. LOUIS, MO 109,967110.0k $6.5m $6.5m 0.25% Added +2.6k +2,610
32 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 100,045100.0k $5.9m $5.9m 0.03% Added +17.7k +17,679
33 Milestone Advisory Partners 5.19% of their portfolio Southern Pines, NC 97,74797.7k $5.7m $5.7m 5.19% Added +4.8k +4,827
34 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 93,51393.5k $5.5m $5.5m 0.08% Added +40.6k +40,551
35 Sigma Planning Corp 0.19% of their portfolio ANN ARBOR, MI 88,93888.9k $5.2m $5.2m 0.19% Added +10.7k +10,734
36 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 80,52580.5k $4.7m $4.7m 0.05% Added +20.6k +20,621
37 Buck Wealth Strategies, LLC 1.95% of their portfolio DENVER, CO 76,21276.2k $4.5m $4.5m 1.95% Added +7.4k +7,372
38 PURSUE WEALTH PARTNERS LLC 2.71% of their portfolio ALAMO, CA 73,62773.6k $4.3m $4.3m 2.71% Added +10.5k +10,500
39 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 73,52273.5k $4.3m $4.3m 0.06% Added +4.7k +4,682
40 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 73,24273.2k $3.8m $3.8m 0.04% Added +8.3k +8,285
41 Coppell Advisory Solutions LLC 1.19% of their portfolio COPPELL, TX 72,51072.5k $4.2m $4.2m 1.19% Added +1.3k +1,313
42 Wealth Management Associates, Inc. 2.33% of their portfolio Cherry Hill, NJ 70,04370.0k $4.1m $4.1m 2.33% Reduced -990 -990
43 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 66,84766.8k $3.9m $3.9m 0.04% Reduced -22.4k -22,383
44 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 65,39065.4k $3.8m $3.8m 0.01% First filing
45 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 62,16962.2k $3.6m $3.6m 0.13% Added +19.4k +19,396
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 59,21059.2k $3.5m $3.5m 0.01% Added +55.4k +55,434
47 HENGEHOLD CAPITAL MANAGEMENT LLC 0.46% of their portfolio CINCINNATI, OH 59,02259.0k $3.5m $3.5m 0.46% Reduced -67 -67
48 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 55,89355.9k $3.3m $3.3m 0.00% Added +6.2k +6,196
49 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 55,83055.8k $3.3m $3.3m 0.03% Reduced -8.1k -8,111
50 COTTONWOOD CAPITAL ADVISORS, LLC 3.00% of their portfolio SALT LAKE CITY, UT 55,74155.7k $3.3m $3.3m 3.00% Reduced -3.7k -3,706
51 Harvest Investment Services, LLC 1.82% of their portfolio Oakbrook Terrace, IL 54,51154.5k $3.2m $3.2m 1.82% Reduced -2.6k -2,569
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 54,37254.4k $3.2m $3.2m 0.00% Reduced -949 -949
53 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 53,31853.3k $3.1m $3.1m 0.01% Added +1.2k +1,233
54 Regal Investment Advisors LLC 0.25% of their portfolio KENTWOOD, MI 51,47851.5k $3.0m $3.0m 0.25% Added +1.4k +1,412
55 Great Diamond Partners, LLC 0.79% of their portfolio Portland, ME 51,28651.3k $3.0m $3.0m 0.79% Added +29.4k +29,356
56 DEFINED WEALTH MANAGEMENT, LLC 2.51% of their portfolio BEAVERTON, OR 50,77450.8k $3.0m $3.0m 2.51% Added +1.6k +1,582
57 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 48,95449.0k $2.9m $2.9m 0.03% Added +1.3k +1,309
58 CWM, LLC 0.02% of their portfolio OMAHA, NE 48,79948.8k $2.9m $2.9m 0.02% Reduced -279 -279
59 Robertson Stephens Wealth Management, LLC 0.21% of their portfolio San Francisco, CA 48,18848.2k $2.8m $2.8m 0.21% Added +2.1k +2,083
60 Ranch Capital Advisors Inc. 1.86% of their portfolio SARASOTA, FL 45,10545.1k $2.6m $2.6m 1.86% Added +210 +210
61 FSB PREMIER WEALTH MANAGEMENT, INC. 1.42% of their portfolio WATERLOO, IA 44,63744.6k $2.6m $2.6m 1.42% Reduced -2.2k -2,221
62 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 44,10744.1k $2.6m $2.6m 0.09% Added +11.5k +11,462
63 Main Street Financial Solutions, LLC 0.32% of their portfolio NEWTOWN, PA 40,93340.9k $2.4m $2.4m 0.32% Added +580 +580
64 Clearwater Capital Advisors, LLC 0.28% of their portfolio HOFFMAN ESTATES, IL 40,37140.4k $2.4m $2.4m 0.28% Reduced -4.1k -4,140
65 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 38,31438.3k $2.2m $2.2m 0.04% Added +1.6k +1,632
66 SignalPoint Asset Management, LLC 0.67% of their portfolio SPRINGFIELD, MO 37,58537.6k $2.2m $2.2m 0.67% Reduced -3.9k -3,889
67 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 37,57137.6k $2.2m $2.2m 0.04% Reduced -863 -863
68 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 36,80036.8k $2.2m $2.2m 0.01% Added +648 +648
69 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 36,39436.4k $1.7m $1.7m 0.04% Added +20.5k +20,457
70 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 33,49833.5k $2.0m $2.0m 0.01% Added +19.8k +19,812
71 Mariner, LLC 0.01% of their portfolio Overland Park, KS 33,03833.0k $1.9m $1.9m 0.01% Reduced -1.3k -1,280
72 Kaydan Wealth Management, Inc. 0.81% of their portfolio FENTON, MI 32,85532.9k $1.9m $1.9m 0.81% Reduced -27 -27
73 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 32,01432.0k $1.9m $1.9m 0.03% Added +2.9k +2,934
74 Ballew Advisors, Inc 1.35% of their portfolio Jackson, MS 32,00232.0k $1.9m $1.9m 1.35% Added +40 +40
75 Ayalon Insurance Comp Ltd. 0.76% of their portfolio Ramat Gan, L3 31,05931.1k $1.8m $1.8m 0.76% Added +3.5k +3,461
76 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,64829.6k $1.7m $1.7m 0.00% Reduced -4.8k -4,815
77 NewEdge Wealth, LLC 0.06% of their portfolio STAMFORD, CT 28,91128.9k $1.7m $1.7m 0.06% Added +24.0k +24,011
78 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 28,41528.4k $1.7m $1.7m 0.04% Reduced -351 -351
79 Connecticut Wealth Management, LLC 0.11% of their portfolio FARMINGTON, CT 27,33927.3k $1.6m $1.6m 0.11% Reduced -221 -221
80 Gladstone Institutional Advisory LLC 0.09% of their portfolio Bedminster, NJ 26,55826.6k $1.6m $1.6m 0.09% Added +49 +49
81 Capital Advisors, Ltd. LLC 0.23% of their portfolio SHAKER HEIGHTS, OH 26,45326.5k $1.6m $1.6m 0.23% Reduced -1.9k -1,851
82 Second Half Financial Partners, LLC 0.35% of their portfolio SEBRING, FL 25,81825.8k $1.5m $1.5m 0.35% New
83 Private Wealth Group, LLC 1.54% of their portfolio Tampa, FL 25,47125.5k $1.5m $1.5m 1.54% Reduced -248 -248
84 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 24,34124.3k $1.4m $1.4m 0.01% New
85 DHJJ Financial Advisors, Ltd. 0.74% of their portfolio NAPERVILLE, IL 24,24824.2k $1.4m $1.4m 0.74% Reduced -405 -405
86 Biondo Investment Advisors, LLC 0.26% of their portfolio MILFORD, PA 24,22224.2k $1.4m $1.4m 0.26% Reduced -280 -280
87 WT Wealth Management 0.59% of their portfolio SCOTTSDALE, AZ 24,11624.1k $1.4m $1.4m 0.59% Reduced -2.0k -1,995
88 Focus Financial Network, Inc. 0.08% of their portfolio MINNEAPOLIS, MN 23,26823.3k $1.4m $1.4m 0.08% Added +515 +515
89 CoreCap Advisors, LLC 0.10% of their portfolio SOUTHFIELD, MI 23,13323.1k $1.4m $1.4m 0.10% First filing
90 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 22,26922.3k $1.3m $1.3m 0.05% Added +568 +568
91 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 21,68721.7k $1.3m $1.3m 0.01% Reduced -6.4k -6,448
92 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 21,62521.6k $1.3m $1.3m 0.03% Added +1.8k +1,834
93 Financial Advocates Investment Management 0.09% of their portfolio OLYMPIA, WA 21,57821.6k $1.3m $1.3m 0.09% Added +7.1k +7,139
94 Tyler-Stone Wealth Management 0.68% of their portfolio Beachwood, OH 20,36920.4k $1.2m $1.2m 0.68% First filing
95 StoneX Group Inc. 0.12% of their portfolio NEW YORK, NY 19,80619.8k $1.2m $1.2m 0.12% Added +300 +300
96 MTM Investment Management, LLC 0.56% of their portfolio SPARTANBURG, SC 19,68719.7k $1.2m $1.2m 0.56% Added +136 +136
97 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 19,09319.1k $1.1m $1.1m 0.06% Added +9.0k +8,968
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,81417.8k $1.0m $1.0m 0.00% Reduced -465 -465
99 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 17,78417.8k $1.0m $1.0m 0.19% Added +6.5k +6,539
100 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 17,57017.6k $1.0m $1.0m 0.00% Added +2.0k +2,028