Vault-13

ISHARES TR IWF

RUS 1000 GRW ETF · ETP · CUSIP 464287614

1,774 institutional holders +76 vs Q1 2023
192,515,745192.5m shares reported held*
$53.0bnreported value*
120 new 532 added 685 reduced 54 sold out net sold ≈ $3.3bn (-11.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($216.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $275.19. Options: 6 managers hold calls ($109.9m notional), 11 hold puts ($42.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,581Q4 22: 1,693Q1 23: 1,698Q2 23: 1,7741,774Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,581
Q4 20221,693
Q1 20231,698
Q2 20231,774

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 699 bought or addedQ4 22: 617 cut or sold outQ4 22Q1 23: 577 bought or addedQ1 23: 805 cut or sold outQ1 23Q2 23: 652 bought or addedQ2 23: 739 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022699617
Q1 2023577805
Q2 2023652739

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $62.1mQ3 22 puts: $96.0mQ3 22P/C 1.55Q4 22 calls: $113.1mQ4 22 puts: $93.9mQ4 22P/C 0.83Q1 23 calls: $85.8mQ1 23 puts: $28.4mQ1 23P/C 0.33Q2 23 calls: $109.9mQ2 23 puts: $42.5mQ2 23P/C 0.39
Numbers
QuarterCallsPutsP/C
Q3 2022$62.1m$96.0m1.55
Q4 2022$113.1m$93.9m0.83
Q1 2023$85.8m$28.4m0.33
Q2 2023$109.9m$42.5m0.39

Biggest buyers

CHURCHILL MANAGEMENT Corp Added +674,236+674.2k
Nuveen Asset Management, LLC Added +614,310+614.3k
Cerity Partners LLC Added +244,755+244.8k
Cresset Asset Management, LLC Added +217,609+217.6k
TWO SIGMA INVESTMENTS, LP New +214,300+214.3k
AMERIPRISE FINANCIAL INC Added +200,600+200.6k
BNP PARIBAS FINANCIAL MARKETS Added +192,909+192.9k
BARCLAYS PLC Added +190,970+191.0k
Gainplan LLC New +151,743+151.7k
UBS Group AG Added +121,987+122.0k

Biggest sellers

FMR LLC Reduced -9,459,769-9.5m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,645,426-1.6m
BANK OF AMERICA CORP /DE/ Reduced -1,132,089-1.1m
MORGAN STANLEY Reduced -916,009-916.0k
J.P. Morgan Private Wealth Advisors LLC Reduced -881,544-881.5k
SVB WEALTH LLC Reduced -539,141-539.1k
Kensington Asset Management, LLC Reduced -201,000-201.0k
Allen Investment Management, LLC Reduced -182,608-182.6k
Allworth Financial LP Reduced -181,015-181.0k
WELLS FARGO & COMPANY/MN Reduced -180,732-180.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $87.6m318.3k shares
GOLDMAN SACHS GROUP INC Unchanged $16.5m60.0k shares
CITADEL ADVISORS LLC Reduced $5.0m18.3k shares
Belvedere Trading LLC New $467.8k1.7k shares
Cutler Group LLC / CA Reduced $146.0k11.1k shares
Walleye Trading LLC Reduced $110.1k400 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $21.8m79.4k shares
US BANCORP \DE\ New $7.9m28.8k shares
CITADEL ADVISORS LLC Added $5.8m21.2k shares
Walleye Trading LLC Reduced $2.4m8.9k shares
IAMS WEALTH MANAGEMENT, LLC New $2.1m7.8k shares
Atria Wealth Solutions, Inc. New $1.5m5.4k shares
RAYMOND JAMES & ASSOCIATES Unchanged $376.0k1.6k shares
Cutler Group LLC / CA Added $177.0k77.2k shares
Lido Advisors, LLC Unchanged $165.1k600 shares
UBS Group AG Unchanged $55.0k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 1.09% of their portfolio CHARLOTTE, NC 33,336,22433.3m $9.2bn $9.2bn 1.09% Reduced -1.1m -1,132,089
2 MORGAN STANLEY 0.54% of their portfolio NEW YORK, NY 20,083,43820.1m $5.5bn $5.5bn 0.54% Reduced -916.0k -916,009
3 FMR LLC 0.28% of their portfolio BOSTON, MA 12,167,65312.2m $3.3bn $3.3bn 0.28% Reduced -9.5m -9,459,769
4 GOLDMAN SACHS GROUP INC 0.67% of their portfolio NEW YORK, NY 9,544,0079.5m $2.6bn $2.6bn 0.67% Reduced -77.3k -77,295
5 JPMORGAN CHASE & CO 0.21% of their portfolio NEW YORK, NY 6,709,2666.7m $1.8bn $1.8bn 0.21% Added +14.7k +14,705
6 UBS Group AG 0.71% of their portfolio ZURICH, V8 5,934,4265.9m $1.6bn $1.6bn 0.71% Added +122.0k +121,987
7 ENVESTNET ASSET MANAGEMENT INC 0.64% of their portfolio Berwyn, PA 5,234,9385.2m $1.4bn $1.4bn 0.64% Added +101.4k +101,439
8 WELLS FARGO & COMPANY/MN 0.34% of their portfolio SAN FRANCISCO, CA 4,207,3774.2m $1.2bn $1.2bn 0.34% Reduced -180.7k -180,732
9 NORTHERN TRUST CORP 0.21% of their portfolio CHICAGO, IL 3,988,5114.0m $1.1bn $1.1bn 0.21% Added +115.6k +115,637
10 PNC Financial Services Group, Inc. 0.73% of their portfolio Pittsburgh, PA 3,099,1213.1m $852.8m $852.8m 0.73% Reduced -135.5k -135,471
11 RAYMOND JAMES & ASSOCIATES 0.65% of their portfolio ST PETERSBURG, FL 2,877,7972.9m $791.9m $791.9m 0.65% Reduced -71.1k -71,066
12 SYNOVUS FINANCIAL CORP 8.63% of their portfolio Columbus, GA 2,861,9102.9m $787.5m $787.5m 8.63% Reduced -35.6k -35,626
13 LPL Financial LLC 0.53% of their portfolio FORT MILL, SC 2,703,4042.7m $743.9m $743.9m 0.53% Reduced -18.9k -18,860
14 M&T Bank Corp 2.57% of their portfolio BUFFALO, NY 2,497,2602.5m $687.3m $687.3m 2.57% Added +44.8k +44,796
15 Baird Financial Group, Inc. 1.73% of their portfolio MILWAUKEE, WI 2,378,7332.4m $654.6m $654.6m 1.73% Added +18.7k +18,670
16 TIAA, FSB 2.35% of their portfolio ST. LOUIS, MO 2,365,0202.4m $650.8m $650.8m 2.35% Reduced -72.7k -72,670
17 Nuveen Asset Management, LLC 0.21% of their portfolio CHICAGO, IL 2,200,5122.2m $605.5m $605.5m 0.21% Added +614.3k +614,310
18 TRUIST FINANCIAL CORP 0.99% of their portfolio CHARLOTTE, NC 2,163,5182.2m $595.4m $595.4m 0.99% Added +11.3k +11,285
19 COMMONWEALTH EQUITY SERVICES, LLC 1.17% of their portfolio WALTHAM, MA 2,086,9402.1m $574.3m $574.3m 1.17% Reduced -2.7k -2,737
20 BlackRock Inc. 0.01% of their portfolio New York, NY 1,566,7171.6m $431.1m $431.1m 0.01% Added +40.4k +40,419
21 SIGNATUREFD, LLC 10.85% of their portfolio ATLANTA, GA 1,543,9571.5m $424.9m $424.9m 10.85% Added +15.6k +15,600
22 ROYAL BANK OF CANADA 0.12% of their portfolio TORONTO, A6 1,537,4591.5m $423.1m $423.1m 0.12% Reduced -42.0k -42,042
23 AMERIPRISE FINANCIAL INC 0.13% of their portfolio MINNEAPOLIS, MN 1,532,8961.5m $422.2m $422.2m 0.13% Added +200.6k +200,600
24 CHURCHILL MANAGEMENT Corp 6.89% of their portfolio Los Angeles, CA 1,482,7001.5m $408.0m $408.0m 6.89% Added +674.2k +674,236
25 J.P. Morgan Private Wealth Advisors LLC 2.00% of their portfolio SAN FRANCISCO, CA 1,401,5281.4m $385.7m $385.7m 2.00% Reduced -881.5k -881,544
26 STIFEL FINANCIAL CORP 0.51% of their portfolio ST. LOUIS, MO 1,363,6461.4m $375.3m $375.3m 0.51% Added +102.8k +102,765
27 Bank of New York Mellon Corp 0.07% of their portfolio NEW YORK, NY 1,251,4161.3m $344.4m $344.4m 0.07% Reduced -30.0k -29,971
28 CIBC Private Wealth Group LLC 0.34% of their portfolio ATLANTA, GA 1,132,6641.1m $311.7m $311.7m 0.34% Added +40.7k +40,666
29 US BANCORP \DE\ 0.50% of their portfolio MINNEAPOLIS, MN 1,108,5491.1m $305.1m $305.1m 0.50% Reduced -17.4k -17,384
30 HighTower Advisors, LLC 0.57% of their portfolio CHICAGO, IL 1,059,2021.1m $291.5m $291.5m 0.57% Added +82.3k +82,342
31 OSAIC HOLDINGS, INC. 0.46% of their portfolio SCOTTSDALE, AZ 935,667935.7k $257.4m $257.4m 0.46% Reduced -1.2k -1,204
32 Cerity Partners LLC 0.88% of their portfolio NEW YORK, NY 819,081819.1k $225.4m $225.4m 0.88% Added +244.8k +244,755
33 Corient Private Wealth LP 0.51% of their portfolio MIAMI, FL 796,237796.2k $219.1m $219.1m 0.51% Reduced -11.6k -11,610
34 Rockefeller Capital Management L.P. 0.84% of their portfolio NEW YORK, NY 784,801784.8k $216.0m $216.0m 0.84% First filing
35 Janney Montgomery Scott LLC 0.75% of their portfolio PHILADELPHIA, PA 776,213776.2k $213.6m $213.6m 0.75% Added +29.3k +29,270
36 Waldron Private Wealth LLC 10.22% of their portfolio BRIDGEVILLE, PA 744,268744.3k $204.8m $204.8m 10.22% Reduced -27.9k -27,861
37 Raymond James Financial Services Advisors, Inc. 0.34% of their portfolio ST. PETERSBURG, FL 705,499705.5k $194.1m $194.1m 0.34% Reduced -53.1k -53,095
38 Cetera Advisor Networks LLC 1.30% of their portfolio EL SEGUNDO, CA 685,070685.1k $187.2m $187.2m 1.30% Added +87.7k +87,682
39 CITIGROUP INC 0.24% of their portfolio NEW YORK, NY 681,658681.7k $187.6m $187.6m 0.24% Reduced -56.3k -56,336
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.24% of their portfolio MILWAUKEE, WI 662,030662.0k $182.2m $182.2m 0.24% Reduced -4.3k -4,293
41 SVB WEALTH LLC 3.28% of their portfolio BOSTON, MA 658,621658.6k $181.2m $181.2m 3.28% Reduced -539.1k -539,141
42 1ST SOURCE BANK 11.02% of their portfolio SOUTH BEND, IN 620,123620.1k $170.6m $170.6m 11.02% Added +6.2k +6,158
43 PRUDENTIAL FINANCIAL INC 0.23% of their portfolio NEWARK, NJ 584,148584.1k $160.7m $160.7m 0.23% Reduced -140.6k -140,550
44 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 4.96% of their portfolio NORFOLK, VA 546,022546.0k $150.3m $150.3m 4.96% Reduced -17.2k -17,182
45 REGIONS FINANCIAL CORP 1.27% of their portfolio BIRMINGHAM, AL 532,501532.5k $146.5m $146.5m 1.27% Reduced -31.8k -31,840
46 Mariner, LLC 0.39% of their portfolio Overland Park, KS 528,805528.8k $145.5m $145.5m 0.39% Added +24.4k +24,448
47 MML INVESTORS SERVICES, LLC 0.79% of their portfolio SPRINGFIELD, MA 519,110519.1k $142.8m $142.8m 0.79% Added +45.0k +45,018
48 COMMERCE BANK 1.03% of their portfolio KANSAS CITY, MO 498,149498.1k $137.1m $137.1m 1.03% Reduced -25.3k -25,304
49 FIFTH THIRD BANCORP 0.60% of their portfolio CINCINNATI, OH 490,044490.0k $134.9m $134.9m 0.60% Added +2.8k +2,762
50 Strategic Wealth Partners Group, LLC 19.11% of their portfolio DEERFIELD, IL 480,124480.1k $132.1m $132.1m 19.11% Added +20.3k +20,262
51 Cresset Asset Management, LLC 0.93% of their portfolio Chicago, IL 478,748478.7k $131.7m $131.7m 0.93% Added +217.6k +217,609
52 OAKWORTH CAPITAL, INC. 11.13% of their portfolio BIRMINGHAM, AL 475,847475.8k $130.9m $130.9m 11.13% Reduced -2.0k -2,000
53 WADE G W & INC 4.54% of their portfolio Wellesley, MA 454,455454.5k $125.1m $125.1m 4.54% Added +103.5k +103,471
54 CHOREO, LLC 4.22% of their portfolio ROCKFORD, IL 448,951449.0k $123.5m $123.5m 4.22% Reduced -862 -862
55 STALEY CAPITAL ADVISERS INC 6.58% of their portfolio PITTSBURGH, PA 444,183444.2k $122.2m $122.2m 6.58% Reduced -16.7k -16,690
56 Equitable Holdings, Inc. 1.64% of their portfolio NEW YORK, NY 415,755415.8k $114.4m $114.4m 1.64% Reduced -43.5k -43,543
57 Creative Planning 0.15% of their portfolio OVERLAND PARK, KS 408,226408.2k $112.3m $112.3m 0.15% Reduced -3.8k -3,835
58 MERCER GLOBAL ADVISORS INC /ADV 0.43% of their portfolio DENVER, CO 396,281396.3k $109.0m $109.0m 0.43% Added +35.7k +35,701
59 D.A. DAVIDSON & CO. 1.12% of their portfolio GREAT FALLS, MT 386,548386.5k $106.4m $106.4m 1.12% Added +2.4k +2,395
60 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.75% of their portfolio NEW YORK, NY 379,746379.7k $104.5m $104.5m 0.75% Added +8.1k +8,088
61 Johnson Financial Group, Inc. 7.19% of their portfolio RACINE, WI 378,045378.0k $104.0m $104.0m 7.19% Reduced -18.1k -18,145
62 CAPTRUST FINANCIAL ADVISORS 0.40% of their portfolio RALEIGH, NC 372,417372.4k $102.5m $102.5m 0.40% Added +2.7k +2,703
63 MAI Capital Management 1.48% of their portfolio INDEPENDENCE, OH 364,127364.1k $100.2m $100.2m 1.48% Added +4.4k +4,445
64 Stairway Partners, LLC 8.41% of their portfolio MINNEAPOLIS, MN 356,669356.7k $98.1m $98.1m 8.41% Reduced -7.7k -7,655
65 Orion Porfolio Solutions, LLC 0.95% of their portfolio OMAHA, NE 348,437348.4k $88.9m $88.9m 0.95% Reduced -9.1k -9,145
66 Orion Portfolio Solutions, LLC 0.95% of their portfolio Omaha, NE 348,437348.4k $88.9m $88.9m 0.95% Reduced -9.1k -9,145
67 Private Advisor Group, LLC 0.81% of their portfolio MORRISTOWN, NJ 336,986337.0k $93.5m $93.5m 0.81% Reduced -6.2k -6,175
68 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 335,989336.0k $92.6m $92.6m 0.03% Added +51.0k +50,990
69 Cetera Advisors LLC 1.43% of their portfolio DENVER, CO 329,250329.2k $90.6m $90.6m 1.43% Added +5.4k +5,354
70 Cullen/Frost Bankers, Inc. 1.47% of their portfolio San Antonio, TX 314,978315.0k $86.7m $86.7m 1.47% Reduced -2.3k -2,272
71 Modera Wealth Management, LLC 1.47% of their portfolio WESTWOOD, NJ 294,079294.1k $80.9m $80.9m 1.47% Added +5.3k +5,339
72 Cetera Investment Advisers 0.64% of their portfolio SCHAUMBURG, IL 278,003278.0k $76.5m $76.5m 0.64% Added +4.5k +4,505
73 BNP PARIBAS FINANCIAL MARKETS 0.14% of their portfolio PARIS, I0 263,970264.0k $72.6m $72.6m 0.14% Added +192.9k +192,909
74 KEYBANK NATIONAL ASSOCIATION/OH 0.33% of their portfolio BROOKLYN, OH 260,660260.7k $71.7m $71.7m 0.33% Reduced -3.9k -3,908
75 STEPHENS INC /AR/ 1.27% of their portfolio LITTLE ROCK, AR 256,566256.6k $70.6m $70.6m 1.27% Reduced -1.9k -1,918
76 SIMON QUICK ADVISORS, LLC 6.45% of their portfolio MORRISTOWN, NJ 253,957254.0k $69.9m $69.9m 6.45% Added +32.4k +32,392
77 Cedar Mountain Advisors, LLC 18.57% of their portfolio LAKE OSWEGO, OR 236,215236.2k $65.0m $65.0m 18.57% Reduced -1.4k -1,445
78 IEQ CAPITAL, LLC 1.31% of their portfolio Foster City, CA 235,289235.3k $64.7m $64.7m 1.31% Added +13.5k +13,494
79 Steward Partners Investment Advisory, LLC 0.97% of their portfolio STAMFORD, CT 234,475234.5k $64.5m $64.5m 0.97% Reduced -6.7k -6,672
80 BANK OF NOVA SCOTIA 0.17% of their portfolio TORONTO, A6 228,999229.0k $63.0m $63.0m 0.17% Reduced -1 -1
81 MV CAPITAL MANAGEMENT, INC. 8.09% of their portfolio BETHESDA, MD 221,503221.5k $61.0m $61.0m 8.09% Added +7.6k +7,583
82 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.96% of their portfolio LITTLE ROCK, AR 220,787220.8k $60.8m $60.8m 5.96% Added +1.2k +1,209
83 TWO SIGMA INVESTMENTS, LP 0.16% of their portfolio NEW YORK, NY 214,300214.3k $59.0m $59.0m 0.16% New
84 Alera Investment Advisors, LLC 12.69% of their portfolio DEERFIELD, IL 214,068214.1k $58.9m $58.9m 12.69% Added +2.6k +2,553
85 First Business Financial Services, Inc. 7.20% of their portfolio MADISON, WI 212,025212.0k $58.3m $58.3m 7.20% Reduced -2.8k -2,841
86 MONETA GROUP INVESTMENT ADVISORS LLC 1.28% of their portfolio ST LOUIS, MO 210,405210.4k $57.9m $57.9m 1.28% Added +5.6k +5,575
87 Thrivent Financial for Lutherans 0.13% of their portfolio Minneapolis, MN 209,824209.8k $57.2m $57.2m 0.13% Added +34.0k +33,963
88 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 204,389204.4k $56.2m $56.2m 0.02% Reduced -6.1k -6,118
89 Cambridge Investment Research Advisors, Inc. 0.25% of their portfolio FAIRFIELD, IA 202,677202.7k $55.8m $55.8m 0.25% Added +5.7k +5,746
90 Baker Avenue Asset Management, LP 2.75% of their portfolio SAN FRANCISCO, CA 198,379198.4k $54.6m $54.6m 2.75% Reduced -2.0k -2,025
91 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 191,270191.3k $52.6m $52.6m 0.03% Added +191.0k +190,970
92 JONES FINANCIAL COMPANIES LLLP 0.08% of their portfolio DES PERES, MO 189,446189.4k $52.1m $52.1m 0.08% Reduced -5.1k -5,100
93 Beacon Pointe Advisors, LLC 0.84% of their portfolio NEWPORT BEACH, CA 185,834185.8k $51.1m $51.1m 0.84% Added +12.3k +12,284
94 Waverly Advisors, LLC 2.23% of their portfolio BIRMINGHAM, AL 184,485184.5k $50.8m $50.8m 2.23% Reduced -5.2k -5,190
95 Kensington Asset Management, LLC 3.34% of their portfolio AUSTIN, TX 184,000184.0k $50.6m $50.6m 3.34% Reduced -201.0k -201,000
96 BRIDGES INVESTMENT MANAGEMENT INC 1.67% of their portfolio OMAHA, NE 180,619180.6k $49.7m $49.7m 1.67% Reduced -18.6k -18,606
97 BROWN ADVISORY INC 0.08% of their portfolio BALTIMORE, MD 178,301178.3k $49.1m $49.1m 0.08% Reduced -14.3k -14,350
98 Ascent Wealth Partners, LLC 8.41% of their portfolio NEW HARTFORD, NY 173,565173.6k $47.8m $47.8m 8.41% Added +12.1k +12,122
99 Avidian Wealth Enterprises, LLC 3.08% of their portfolio Houston, TX 170,651170.7k $47.0m $47.0m 3.08% Reduced -50.1k -50,142
100 HSBC HOLDINGS PLC 0.05% of their portfolio LONDON, X0 168,010168.0k $46.2m $46.2m 0.05% Reduced -9.1k -9,087