Vault-13

ISHARES TR IWN

RUS 2000 VAL ETF · ETP · CUSIP 464287630

888 institutional holders +15 vs Q1 2023
65,136,38365.1m shares reported held*
$8.2bnreported value*
55 new 263 added 347 reduced 50 sold out net sold ≈ $177.6m (+5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($35.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $126.27. Options: 8 managers hold calls ($24.2m notional), 11 hold puts ($63.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 843Q4 22: 936Q1 23: 873Q2 23: 888888Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022843
Q4 2022936
Q1 2023873
Q2 2023888

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 412 bought or addedQ4 22: 332 cut or sold outQ4 22Q1 23: 330 bought or addedQ1 23: 438 cut or sold outQ1 23Q2 23: 318 bought or addedQ2 23: 397 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022412332
Q1 2023330438
Q2 2023318397

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $19.6mQ3 22 puts: $205.6mQ3 22P/C 10.47Q4 22 calls: $16.5mQ4 22 puts: $84.4mQ4 22P/C 5.10Q1 23 calls: $6.1mQ1 23 puts: $63.1mQ1 23P/C 10.28Q2 23 calls: $24.2mQ2 23 puts: $63.5mQ2 23P/C 2.62
Numbers
QuarterCallsPutsP/C
Q3 2022$19.6m$205.6m10.47
Q4 2022$16.5m$84.4m5.10
Q1 2023$6.1m$63.1m10.28
Q2 2023$24.2m$63.5m2.62

Biggest buyers

Bishop & Co Investment Management, LLC Added +6,390,977+6.4m
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. Added +793,067+793.1k
WELLINGTON MANAGEMENT GROUP LLP Added +552,410+552.4k
EP Wealth Advisors, LLC Added +381,915+381.9k
MORGAN STANLEY Added +363,684+363.7k
Corient Private Wealth LP Added +350,545+350.5k
Allspring Global Investments Holdings, LLC Added +227,625+227.6k
NATIXIS ADVISORS, LLC Added +139,050+139.1k
JANE STREET GROUP, LLC Added +98,468+98.5k
Raymond James Financial Services Advisors, Inc. Added +95,692+95.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -957,415-957.4k
Jasper Ridge Partners, L.P. Reduced -319,636-319.6k
CRAMER ROSENTHAL MCGLYNN LLC Sold out -246,400-246.4k
TIAA, FSB Reduced -224,816-224.8k
ROYAL BANK OF CANADA Reduced -173,636-173.6k
Cetera Advisor Networks LLC Reduced -133,485-133.5k
WELLS FARGO & COMPANY/MN Reduced -133,171-133.2k
CITIGROUP INC Reduced -125,595-125.6k
RAYMOND JAMES & ASSOCIATES Reduced -109,628-109.6k
HBK Sorce Advisory LLC Reduced -108,826-108.8k

Biggest calls

SCOPUS ASSET MANAGEMENT, L.P. New $10.6m75.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.9m48.8k shares
Belvedere Trading LLC New $2.8m20.2k shares
CAPITAL FUND MANAGEMENT S.A. New $2.1m14.6k shares
WOLVERINE TRADING, LLC New $802.3k5.7k shares
CITADEL ADVISORS LLC Reduced $633.6k4.5k shares
Walleye Trading LLC New $295.7k2.1k shares
Cutler Group LLC / CA Added $135.0k14.3k shares

Biggest puts

MILLENNIUM MANAGEMENT LLC Unchanged $28.2m200.0k shares
BANK OF AMERICA CORP /DE/ Unchanged $14.1m100.0k shares
Parallax Volatility Advisers, L.P. Unchanged $7.0m50.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.7m33.4k shares
WOLVERINE TRADING, LLC New $4.6m33.0k shares
CAPITAL FUND MANAGEMENT S.A. New $3.1m22.0k shares
CITADEL ADVISORS LLC Reduced $901.1k6.4k shares
Walleye Trading LLC Added $408.3k2.9k shares
Walleye Capital LLC New $267.5k1.9k shares
Clear Harbor Asset Management, LLC Reduced $211.2k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 7,044,3717.0m $991.8m $991.8m 0.10% Added +363.7k +363,684
2 Bishop & Co Investment Management, LLC 2.05% of their portfolio Erie, PA 6,436,5376.4m $45.7k $45.7k 2.05% Added +6.4m +6,390,977
3 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 5,443,2975.4m $766.4m $766.4m 0.09% Reduced -9.9k -9,919
4 TIAA, FSB 1.27% of their portfolio ST. LOUIS, MO 2,497,5032.5m $351.6m $351.6m 1.27% Reduced -224.8k -224,816
5 JONES FINANCIAL COMPANIES LLLP 0.48% of their portfolio DES PERES, MO 2,118,5752.1m $298.3m $298.3m 0.48% Added +91.0k +91,007
6 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 2,038,8552.0m $287.1m $287.1m 0.13% Added +35.0k +34,970
7 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 1,446,7091.4m $203.7m $203.7m 0.05% Reduced -16.4k -16,356
8 PNC Financial Services Group, Inc. 0.17% of their portfolio Pittsburgh, PA 1,408,3021.4m $198.3m $198.3m 0.17% Reduced -728 -728
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,186,7741.2m $167.1m $167.1m 0.07% Reduced -82.6k -82,555
10 COMMONWEALTH EQUITY SERVICES, LLC 0.33% of their portfolio WALTHAM, MA 1,154,8281.2m $162.6m $162.6m 0.33% Added +10.8k +10,777
11 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,081,9301.1m $152.3m $152.3m 0.04% Reduced -133.2k -133,171
12 Betterment LLC 0.47% of their portfolio NEW YORK, NY 1,071,8411.1m $150.9m $150.9m 0.47% Reduced -94.3k -94,319
13 D.A. DAVIDSON & CO. 1.46% of their portfolio GREAT FALLS, MT 982,793982.8k $138.4m $138.4m 1.46% Added +36.1k +36,126
14 VICTORY CAPITAL MANAGEMENT INC 0.15% of their portfolio San Antonio, TX 950,000950.0k $133.8m $133.8m 0.15% Reduced -65.0k -65,000
15 Alaska Permanent Fund Corp 2.54% of their portfolio JUNEAU, AK 916,500916.5k $129.0m $129.0m 2.54% First filing
16 Starboard Value LP 2.74% of their portfolio New York, NY 900,000900.0k $126.7m $126.7m 2.74% Unchanged
17 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 1.37% of their portfolio HOUSTON, TX 877,282877.3k $123.5m $123.5m 1.37% Added +793.1k +793,067
18 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 861,775861.8k $121.3m $121.3m 0.02% Reduced -12.2k -12,250
19 Allspring Global Investments Holdings, LLC 0.16% of their portfolio CHARLOTTE, NC 702,853702.9k $99.0m $99.0m 0.16% Added +227.6k +227,625
20 US BANCORP \DE\ 0.15% of their portfolio MINNEAPOLIS, MN 675,462675.5k $95.1m $95.1m 0.15% Added +16.0k +15,959
21 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 674,326674.3k $94.9m $94.9m 0.02% Reduced -32.8k -32,782
22 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.93% of their portfolio OMAHA, NE 617,919617.9k $87.0m $87.0m 0.93% Reduced -27.6k -27,585
23 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 601,217601.2k $84.7m $84.7m 0.02% Added +552.4k +552,410
24 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 591,232591.2k $83.2m $83.2m 0.06% Reduced -55.1k -55,115
25 Avantax Planning Partners, Inc. 3.08% of their portfolio DUBUQUE, IA 549,978550.0k $77.4m $77.4m 3.08% Added +32.5k +32,454
26 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 523,592523.6k $73.7m $73.7m 0.01% Reduced -957.4k -957,415
27 Cassaday & Co Wealth Management LLC 2.89% of their portfolio MCLEAN, VA 517,915517.9k $72.9m $72.9m 2.89% Added +11.9k +11,902
28 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 514,460514.5k $72.4m $72.4m 0.02% Reduced -173.6k -173,636
29 M&T Bank Corp 0.25% of their portfolio BUFFALO, NY 481,003481.0k $67.7m $67.7m 0.25% Reduced -42.6k -42,610
30 COMMERCE BANK 0.47% of their portfolio KANSAS CITY, MO 442,227442.2k $62.3m $62.3m 0.47% Reduced -20.2k -20,195
31 Jasper Ridge Partners, L.P. 2.99% of their portfolio MENLO PARK, CA 422,618422.6k $59.5m $59.5m 2.99% Reduced -319.6k -319,636
32 EP Wealth Advisors, LLC 0.12% of their portfolio TORRANCE, CA 412,909412.9k $7.8m $7.8m 0.12% Added +381.9k +381,915
33 Corient Private Wealth LP 0.12% of their portfolio MIAMI, FL 380,791380.8k $49.9m $49.9m 0.12% Added +350.5k +350,545
34 Badgley Phelps Wealth Managers, LLC 1.52% of their portfolio SEATTLE, WA 327,823327.8k $46.2m $46.2m 1.52% Added +2.5k +2,505
35 AMG National Trust Bank 1.53% of their portfolio GREENWOOD VILLAGE, CO 326,750326.8k $46.0m $46.0m 1.53% Reduced -16.2k -16,230
36 Facet Wealth, Inc. 2.38% of their portfolio WEST PALM BEACH, FL 314,201314.2k $46.8m $46.8m 2.38% Added +44.1k +44,075
37 WHITTIER TRUST CO 0.76% of their portfolio SOUTH PASADENA, CA 311,036311.0k $43.8m $43.8m 0.76% Added +17.5k +17,472
38 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 310,900310.9k $43.7m $43.7m 0.01% Reduced -38.0k -37,996
39 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 300,571300.6k $42.3m $42.3m 0.07% Reduced -45.4k -45,414
40 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 284,050284.1k $40.0m $40.0m 0.06% Reduced -968 -968
41 SVB WEALTH LLC 0.66% of their portfolio BOSTON, MA 258,384258.4k $36.4m $36.4m 0.66% Reduced -35.9k -35,917
42 MAI Capital Management 0.52% of their portfolio INDEPENDENCE, OH 250,810250.8k $35.3m $35.3m 0.52% Reduced -2.8k -2,810
43 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 248,177248.2k $34.9m $34.9m 0.06% Added +95.7k +95,692
44 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 247,005247.0k $38.5m $38.5m 0.01% Reduced -44.3k -44,274
45 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.29% of their portfolio LITTLE ROCK, AR 238,229238.2k $33.5m $33.5m 3.29% Added +40.9k +40,933
46 Composition Wealth, LLC 1.00% of their portfolio LOS ANGELES, CA 233,494233.5k $32.9m $32.9m 1.00% Added +330 +330
47 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 232,334232.3k $32.7m $32.7m 0.03% Reduced -109.6k -109,628
48 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 232,252232.3k $32.7m $32.7m 0.05% Reduced -21.1k -21,063
49 Comprehensive Financial Management LLC 1.07% of their portfolio Los Gatos, CA 230,481230.5k $32.5m $32.5m 1.07% Unchanged
50 Veritable, L.P. 0.51% of their portfolio Newtown Square, PA 222,026222.0k $31.3m $31.3m 0.51% Reduced -649 -649
51 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 219,713219.7k $30.9m $30.9m 0.06% Reduced -1.9k -1,949
52 STEPHENS INC /AR/ 0.51% of their portfolio LITTLE ROCK, AR 201,781201.8k $28.4m $28.4m 0.51% Added +11.7k +11,650
53 Modera Wealth Management, LLC 0.51% of their portfolio WESTWOOD, NJ 200,509200.5k $28.2m $28.2m 0.51% Reduced -17.1k -17,084
54 BlackRock Inc. 0.00% of their portfolio New York, NY 195,925195.9k $27.6m $27.6m 0.00% Reduced -106.6k -106,590
55 CHOREO, LLC 0.93% of their portfolio ROCKFORD, IL 193,299193.3k $27.2m $27.2m 0.93% Added +8.0k +7,959
56 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 186,348186.3k $26.2m $26.2m 0.02% Added +66.8k +66,799
57 Rockefeller Capital Management L.P. 0.10% of their portfolio NEW YORK, NY 180,307180.3k $25.4m $25.4m 0.10% First filing
58 WHITTIER TRUST CO OF NEVADA INC 0.83% of their portfolio RENO, NV 175,211175.2k $24.7m $24.7m 0.83% Added +1.7k +1,658
59 Mariner, LLC 0.06% of their portfolio Overland Park, KS 161,391161.4k $22.7m $22.7m 0.06% Added +117 +117
60 WADE G W & INC 0.79% of their portfolio Wellesley, MA 153,594153.6k $21.6m $21.6m 0.79% Reduced -14.8k -14,798
61 Savant Capital, LLC 0.34% of their portfolio ROCKFORD, IL 152,367152.4k $21.5m $21.5m 0.34% Added +16.1k +16,089
62 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 152,230152.2k $21.4m $21.4m 0.04% Reduced -29.7k -29,665
63 NATIXIS ADVISORS, LLC 0.07% of their portfolio Boston, MA 149,984150.0k $21.1m $21.1m 0.07% Added +139.1k +139,050
64 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 147,771147.8k $20.8m $20.8m 0.02% Added +69.6k +69,577
65 COURIER CAPITAL LLC 1.64% of their portfolio BUFFALO, NY 147,665147.7k $20.8m $20.8m 1.64% Added +693 +693
66 SHAPIRO CAPITAL MANAGEMENT LLC 0.55% of their portfolio ATLANTA, GA 147,562147.6k $20.8m $20.8m 0.55% Added +28.6k +28,601
67 BW Gestao de Investimentos Ltda. 3.15% of their portfolio SAO PAULO, D5 146,620146.6k $20.6m $20.6m 3.15% Added +80.8k +80,750
68 Waldron Private Wealth LLC 1.02% of their portfolio BRIDGEVILLE, PA 145,184145.2k $20.4m $20.4m 1.02% Reduced -28.8k -28,829
69 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.24% of their portfolio CHICAGO, IL 142,790142.8k $20.1m $20.1m 0.24% Added +1.2k +1,200
70 WoodTrust Financial Corp 3.71% of their portfolio WISCONSIN RAPIDS, WI 142,220142.2k $20.0m $20.0m 3.71% Added +16.1k +16,137
71 J.P. Morgan Private Wealth Advisors LLC 0.10% of their portfolio SAN FRANCISCO, CA 141,340141.3k $19.9m $19.9m 0.10% Reduced -47.0k -46,992
72 CAPSTONE INVESTMENT ADVISORS, LLC 0.56% of their portfolio NEW YORK, NY 135,297135.3k $19.0m $19.0m 0.56% Reduced -52.5k -52,521
73 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 129,609129.6k $18.2m $18.2m 0.05% Added +630 +630
74 JOHNSON INVESTMENT COUNSEL INC 0.22% of their portfolio Cincinnati, OH 128,287128.3k $18.1m $18.1m 0.22% Added +3.1k +3,060
75 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 125,489125.5k $17.7m $17.7m 0.03% Reduced -3.7k -3,700
76 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 123,342123.3k $17.4m $17.4m 0.03% Added +14.2k +14,172
77 Zhang Financial LLC 1.76% of their portfolio PORTAGE, MI 121,861121.9k $17.2m $17.2m 1.76% Reduced -6.3k -6,286
78 FIFTH THIRD BANCORP 0.08% of their portfolio CINCINNATI, OH 120,996121.0k $17.0m $17.0m 0.08% Reduced -25.9k -25,906
79 Fiduciary Trust Co 0.29% of their portfolio Boston, MA 116,842116.8k $16.5m $16.5m 0.29% Reduced -1.0k -1,009
80 Aristotle Capital Boston, LLC 0.49% of their portfolio BOSTON, MA 116,285116.3k $16.4m $16.4m 0.49% Added +1.9k +1,946
81 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 110,534110.5k $15.6m $15.6m 0.02% Reduced -4.0k -3,968
82 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.04% of their portfolio LOS ANGELES, CA 108,298108.3k $15.3m $15.3m 0.04% Reduced -45.0k -44,989
83 Covenant Partners, LLC 5.38% of their portfolio Nashville, TN 105,768105.8k $14.9m $14.9m 5.38% Added +4.8k +4,757
84 Leeward Investments, LLC - MA 0.68% of their portfolio BOSTON, MA 103,030103.0k $14.5m $14.5m 0.68% Added +75.8k +75,811
85 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 102,963103.0k $14.5m $14.5m 0.02% Added +98.5k +98,468
86 SYNOVUS FINANCIAL CORP 0.15% of their portfolio Columbus, GA 100,201100.2k $14.1m $14.1m 0.15% Reduced -907 -907
87 MMA ASSET MANAGEMENT LLC 4.20% of their portfolio New York, NY 98,69698.7k $13.9m $13.9m 4.20% Added +55.2k +55,188
88 ASPIRIANT, LLC 0.69% of their portfolio San Francisco, CA 97,39997.4k $13.7m $13.7m 0.69% Added +1.2k +1,184
89 Venture Visionary Partners LLC 0.76% of their portfolio Sylvania, OH 91,71091.7k $12.9m $12.9m 0.76% Reduced -40.2k -40,154
90 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 91,54791.5k $12.9m $12.9m 0.03% Reduced -20.3k -20,264
91 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 89,33889.3k $12.6m $12.6m 0.05% Added +14.9k +14,906
92 Flaharty Asset Management, LLC 2.04% of their portfolio CLEARWATER, FL 84,59584.6k $11.9m $11.9m 2.04% Reduced -77.3k -77,350
93 Waverly Advisors, LLC 0.52% of their portfolio BIRMINGHAM, AL 83,74683.7k $11.8m $11.8m 0.52% Reduced -2.8k -2,803
94 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 82,54682.5k $11.6m $11.6m 0.05% Reduced -63.5k -63,458
95 SG Americas Securities, LLC 0.10% of their portfolio NEW YORK, NY 81,44581.4k $11.5m $11.5m 0.10% Reduced -70.4k -70,400
96 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 80,93180.9k $11.4m $11.4m 0.00% Reduced -72.3k -72,259
97 SONATA CAPITAL GROUP INC 5.88% of their portfolio SEATTLE, WA 80,80380.8k $11.4m $11.4m 5.88% Reduced -2.0k -2,038
98 Powell Investment Advisors, LLC 6.58% of their portfolio MIAMI, FL 79,97480.0k $11.3m $11.3m 6.58% Reduced -4.2k -4,175
99 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 77,30377.3k $10.9m $10.9m 0.01% Reduced -73 -73
100 Hillcrest Wealth Advisors - NY, LLC 6.34% of their portfolio HAZLET, NJ 76,27076.3k $10.7m $10.7m 6.34% Added +250 +250