Vault-13

SPDR SER TR SPBO

PORTFOLIO CRPORT · ETP · CUSIP 78464A144

98 institutional holders +5 vs Q1 2023
19,280,28319.3m shares reported held*
$556.6mreported value*
12 new 46 added 27 reduced 9 sold out net bought ≈ $38.9m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.87. Options: 1 managers hold calls ($34.6k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 61Q4 22: 82Q1 23: 93Q2 23: 9898Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202261
Q4 202282
Q1 202393
Q2 202398

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 31 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 36 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226120
Q1 20236431
Q2 20235836

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $9.9mQ4 22 puts: $62.7mQ4 22P/C 6.31Q1 23 calls: $4.0mQ1 23 puts: $21.4mQ1 23P/C 5.41Q2 23 calls: $34.6kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$9.9m$62.7m6.31
Q1 2023$4.0m$21.4m5.41
Q2 2023$34.6k$00.00

Biggest buyers

AMERIPRISE FINANCIAL INC Added +1,039,928+1.0m
LPL Financial LLC Added +507,575+507.6k
MML INVESTORS SERVICES, LLC Added +346,326+346.3k
J.W. COLE ADVISORS, INC. New +115,094+115.1k
CreativeOne Wealth, LLC Added +73,783+73.8k
BANK OF AMERICA CORP /DE/ Added +66,987+67.0k
Financial Engines Advisors L.L.C. Added +42,350+42.4k
CAPTRUST FINANCIAL ADVISORS New +35,786+35.8k
Cambridge Investment Research Advisors, Inc. New +31,020+31.0k
Arete Wealth Advisors, LLC New +30,987+31.0k

Biggest sellers

Squarepoint Ops LLC Reduced -217,189-217.2k
BANK OF MONTREAL /CAN/ Sold out -206,485-206.5k
OLD MISSION CAPITAL LLC Reduced -154,987-155.0k
IHT Wealth Management, LLC Reduced -110,305-110.3k
Wealthstar Advisors, LLC Sold out -95,420-95.4k
AE Wealth Management LLC Reduced -57,638-57.6k
Gerber Kawasaki Wealth & Investment Management Reduced -49,063-49.1k
Advisor Resource Council Reduced -46,622-46.6k
JANE STREET GROUP, LLC Reduced -44,645-44.6k
Thrivent Financial for Lutherans Reduced -35,996-36.0k

Biggest calls

CITADEL ADVISORS LLC Added $34.6k1.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ST GERMAIN D J CO INC 6.26% of their portfolio SPRINGFIELD, MA 4,105,7454.1m $118.6m $118.6m 6.26% First filing
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,218,3922.2m $64.1m $64.1m 0.05% Added +507.6k +507,575
3 CW Advisors, LLC 1.08% of their portfolio BOSTON, MA 1,606,5251.6m $46.4m $46.4m 1.08% Reduced -35.1k -35,105
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,361,7411.4m $39.3m $39.3m 0.00% Added +67.0k +66,987
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,348,6951.3m $38.9m $38.9m 0.01% Added +1.0m +1,039,928
6 CX Institutional 1.42% of their portfolio AUBURN, IN 947,739947.7k $27.4m $27.4m 1.42% Reduced -27.6k -27,607
7 IHT Wealth Management, LLC 1.26% of their portfolio Chicago, IL 839,730839.7k $24.2m $24.2m 1.26% Reduced -110.3k -110,305
8 Flaharty Asset Management, LLC 3.29% of their portfolio CLEARWATER, FL 665,584665.6k $19.2m $19.2m 3.29% Added +30.2k +30,249
9 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 593,453593.5k $17.1m $17.1m 0.10% Reduced -57.6k -57,638
10 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 517,767517.8k $15.0m $15.0m 0.13% Added +13.0k +12,994
11 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 412,052412.1k $11.9m $11.9m 0.07% Added +346.3k +346,326
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 298,032298.0k $8.6m $8.6m 0.00% Reduced -35.3k -35,282
13 Bridgeworth, LLC 0.87% of their portfolio BIRMINGHAM, AL 271,815271.8k $7.8m $7.8m 0.87% Reduced -8.4k -8,353
14 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 246,198246.2k $7.1m $7.1m 0.01% Reduced -44.6k -44,645
15 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 225,760225.8k $6.5m $6.5m 0.01% Reduced -36.0k -35,996
16 IFG Advisory, LLC 0.57% of their portfolio ATLANTA, GA 222,050222.1k $6.4m $6.4m 0.57% Added +4.7k +4,730
17 Good Life Advisors, LLC 0.67% of their portfolio READING, PA 205,800205.8k $5.9m $5.9m 0.67% Added +28.7k +28,746
18 CreativeOne Wealth, LLC 0.13% of their portfolio OVERLAND PARK, KS 187,174187.2k $5.4m $5.4m 0.13% Added +73.8k +73,783
19 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 172,809172.8k $5.0m $5.0m 0.01% Added +42.4k +42,350
20 Melone Private Wealth, LLC 3.49% of their portfolio AUBURN HILLS, MI 171,059171.1k $4.9m $4.9m 3.49% Added +8.4k +8,400
21 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 164,862164.9k $4.8m $4.8m 0.03% Reduced -217.2k -217,189
22 Financial Gravity Asset Management, Inc. 1.59% of their portfolio Lakeway, TX 156,291156.3k $4.5m $4.5m 1.59% Added +3.9k +3,858
23 ARKANSAS FINANCIAL GROUP, INC. 0.88% of their portfolio LITTLE ROCK, AR 152,816152.8k $4.4m $4.4m 0.88% Added +11.6k +11,584
24 Mariner, LLC 0.01% of their portfolio Overland Park, KS 140,187140.2k $4.0m $4.0m 0.01% Added +5.8k +5,759
25 FLAGSHIP HARBOR ADVISORS, LLC 0.30% of their portfolio BOSTON, MA 126,872126.9k $3.7m $3.7m 0.30% Reduced -14.5k -14,453
26 Perennial Investment Advisors, LLC 0.61% of their portfolio Los Angeles, CA 118,014118.0k $3.4m $3.4m 0.61% Added +375 +375
27 ShoreHaven Wealth Partners, LLC 2.25% of their portfolio Red Bank, NJ 116,379116.4k $3.4m $3.4m 2.25% Reduced -5.0k -4,977
28 J.W. COLE ADVISORS, INC. 0.24% of their portfolio TAMPA, FL 115,094115.1k $3.3m $3.3m 0.24% New
29 CWM, LLC 0.02% of their portfolio OMAHA, NE 88,86388.9k $2.6m $2.6m 0.02% Reduced -13.0k -13,009
30 FINANCIAL LIFE ADVISORS 1.02% of their portfolio SAN ANTONIO, TX 84,37084.4k $2.4m $2.4m 1.02% Reduced -9.4k -9,393
31 Optas, LLC 0.75% of their portfolio DRIPPING SPRINGS, TX 77,24977.2k $2.2m $2.2m 0.75% Added +10.0k +10,015
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 70,71970.7k $2.0m $2.0m 0.00% Added +11.7k +11,726
33 David Kennon Inc 0.93% of their portfolio SARASOTA, FL 69,37669.4k $2.0m $2.0m 0.93% Reduced -5.0k -4,991
34 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 55,43855.4k $1.6m $1.6m 0.00% Reduced -1.3k -1,291
35 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 55,09255.1k $1.6m $1.6m 0.03% Reduced -4.7k -4,708
36 Keystone Wealth Services, LLC 0.57% of their portfolio PALM DESERT, CA 53,08353.1k $1.5m $1.5m 0.57% Added +8.5k +8,518
37 Global Retirement Partners, LLC 0.07% of their portfolio San Rafael, CA 51,36451.4k $1.5m $1.5m 0.07% Added +2.4k +2,411
38 Geneos Wealth Management Inc. 0.08% of their portfolio ENGLEWOOD, CO 50,85550.9k $1.5m $1.5m 0.08% Added +29.5k +29,541
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 48,32548.3k $1.4m $1.4m 0.00% Added +4.4k +4,353
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 42,45942.5k $1.2m $1.2m 0.00% Added +19.1k +19,111
41 WEALTHSOURCE PARTNERS, LLC 0.08% of their portfolio SAN LUIS OBISPO, CA 40,83440.8k $1.2m $1.2m 0.08% Added +2.2k +2,237
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,22740.2k $1.2m $1.2m 0.00% Added +19.9k +19,924
43 Gerber Kawasaki Wealth & Investment Management 0.08% of their portfolio SANTA MONICA, CA 39,60339.6k $1.1m $1.1m 0.08% Reduced -49.1k -49,063
44 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 35,78635.8k $1.0m $1.0m 0.00% New
45 Transamerica Financial Advisors, LLC 0.12% of their portfolio CEDAR RAPIDS, IA 31,73231.7k $917.0k $917.0k 0.12% Reduced -289 -289
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,02031.0k $896.0k $896.0k 0.00% New
47 Arete Wealth Advisors, LLC 0.08% of their portfolio CHICAGO, IL 30,98731.0k $895.0k $895.0k 0.08% New
48 Quadrant Private Wealth Management, LLC 0.26% of their portfolio Center Valley, PA 30,95131.0k $893.7k $893.7k 0.26% Added +4.3k +4,341
49 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 30,86630.9k $891.3k $891.3k 0.07% Added +2.2k +2,242
50 Intercontinental Wealth Advisors, LLC 0.20% of their portfolio SAN ANTONIO, TX 29,57729.6k $854.0k $854.0k 0.20% Unchanged
51 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 27,30027.3k $788.3k $788.3k 0.00% Unchanged
52 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 26,78626.8k $773.4k $773.4k 0.05% Added +911 +911
53 Jacobi Capital Management LLC 0.08% of their portfolio PITTSTON, PA 25,87125.9k $747.0k $747.0k 0.08% Added +376 +376
54 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 25,50225.5k $736.4k $736.4k 0.03% Reduced -155.0k -154,987
55 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 23,75323.8k $685.9k $685.9k 0.01% Reduced -3.4k -3,425
56 Kingdom Financial Group LLC. 0.67% of their portfolio PEORIA, AZ 23,70823.7k $684.6k $684.6k 0.67% First filing
57 Kathleen S. Wright Associates Inc. 0.38% of their portfolio PITTSBURGH, PA 20,63820.6k $595.9k $595.9k 0.38% Added +732 +732
58 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 20,62520.6k $595.5k $595.5k 0.01% Added +657 +657
59 Jackson Creek Investment Advisors LLC 0.24% of their portfolio CASTLE ROCK, CO 20,41620.4k $590.0k $590.0k 0.24% Added +275 +275
60 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 19,77819.8k $571.1k $571.1k 0.02% Added +10.3k +10,324
61 Laraway Financial Advisors Inc 0.56% of their portfolio SAINT CLOUD, MN 19,53519.5k $564.1k $564.1k 0.56% Reduced -930 -930
62 Donald L. Hagan, LLC 0.30% of their portfolio Sarasota, FL 18,29218.3k $528.2k $528.2k 0.30% Reduced -1.3k -1,343
63 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,74316.7k $483.5k $483.5k 0.01% Added +151 +151
64 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 14,63014.6k $422.4k $422.4k 0.02% Added +4.0k +4,034
65 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 13,30413.3k $384.2k $384.2k 0.03% Added +3.7k +3,665
66 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,86211.9k $355.2k $355.2k 0.01% Added +10.1k +10,075
67 Advisor Resource Council 0.20% of their portfolio DALLAS, TX 11,82711.8k $341.5k $341.5k 0.20% Reduced -46.6k -46,622
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,57611.6k $334.2k $334.2k 0.00% Added +1.2k +1,175
69 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,49111.5k $331.8k $331.8k 0.00% First filing
70 National Wealth Management Group, LLC 0.31% of their portfolio CINCINNATI, OH 10,63010.6k $302.5k $302.5k 0.31% New
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,32410.3k $298.1k $298.1k 0.00% New
72 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 10,12310.1k $292.3k $292.3k 0.01% New
73 Cornerstone Retirement Group, Inc. 0.08% of their portfolio RENO, NV 10,12310.1k $292.3k $292.3k 0.08% Added +30 +30
74 Wealth Management Associates, Inc. 0.16% of their portfolio Cherry Hill, NJ 10,00010.0k $288.8k $288.8k 0.16% New
75 B.O.S.S. Retirement Advisors, LLC 0.06% of their portfolio Lehi, UT 9,8489.8k $284.4k $284.4k 0.06% Added +100 +100
76 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,5758.6k $247.6k $247.6k 0.00% Reduced -32.2k -32,247
77 Security Financial Services, INC. 0.06% of their portfolio Fort Wayne, IN 7,7537.8k $223.9k $223.9k 0.06% New
78 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 7,6917.7k $222.1k $222.1k 0.03% Reduced -445 -445
79 Collaborative Wealth Managment Inc. 0.13% of their portfolio LAKE MARY, FL 7,6257.6k $220.2k $220.2k 0.13% Reduced -1.7k -1,680
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,3597.4k $212.5k $212.5k 0.00% Added +2.2k +2,171
81 Wedmont Private Capital 0.02% of their portfolio WEST CHESTER, PA 7,1097.1k $204.2k $204.2k 0.02% Added +110 +110
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,3384.3k $125.3k $125.3k 0.00% Added +4.0k +4,025
83 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 2,6452.6k $76.4k $76.4k 0.01% New
84 Front Row Advisors LLC 0.03% of their portfolio TIBURON, CA 2,3352.3k $67.0k $67.0k 0.03% Unchanged
85 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 676676 $19.5k $19.5k 0.00% Unchanged
86 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 566566 $16.3k $16.3k 0.00% New
87 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 336336 $9.7k $9.7k 0.00% Unchanged
88 Lumature Wealth Partners, LLC 0.00% of their portfolio ALPHARETTA, GA 230230 $6.6k $6.6k 0.00% New
89 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 223223 $6.4k $6.4k 0.00% Added +2 +2
90 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 170170 $4.9k $4.9k 0.00% Unchanged
91 UBS Group AG 0.00% of their portfolio ZURICH, V8 163163 $4.7k $4.7k 0.00% Reduced -782 -782
92 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 129129 $3.7k $3.7k 0.00% Unchanged
93 FMR LLC 0.00% of their portfolio BOSTON, MA 127127 $3.7k $3.7k 0.00% Added +125 +125
94 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 100100 $2.9k $2.9k 0.00% Unchanged
95 Iron Horse Wealth Management, LLC 0.00% of their portfolio JOHSTON, IA 3434 $981 $981 0.00% Added +1 +1
96 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 22 $58 $58 0.00% Unchanged
97 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $21 $21 0.00% Added +1 +1
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged