Vault-13

SPDR SER TR SPIB

PORTFOLIO INTRMD · ETP · CUSIP 78464A375

416 institutional holders +12 vs Q1 2023
144,804,755144.8m shares reported held*
$4.7bnreported value*
38 new 171 added 140 reduced 30 sold out net bought ≈ $172.7m (+5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.23. Options: 1 managers hold calls ($16.1k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 419Q1 23: 404Q2 23: 416416Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022394
Q4 2022419
Q1 2023404
Q2 2023416

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 200 bought or addedQ4 22: 191 cut or sold outQ4 22Q1 23: 201 bought or addedQ1 23: 187 cut or sold outQ1 23Q2 23: 209 bought or addedQ2 23: 170 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022200191
Q1 2023201187
Q2 2023209170

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $57.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $241.9kQ4 22 puts: $15.9kQ4 22P/C 0.07Q1 23 calls: $194.9kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $16.1kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$57.0k$00.00
Q4 2022$241.9k$15.9k0.07
Q1 2023$194.9k$00.00
Q2 2023$16.1k$00.00

Biggest buyers

Squarepoint Ops LLC Added +2,645,451+2.6m
JANE STREET GROUP, LLC Added +2,129,304+2.1m
BANK OF AMERICA CORP /DE/ Added +1,070,898+1.1m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +942,722+942.7k
LPL Financial LLC Added +926,372+926.4k
CWM, LLC Added +785,524+785.5k
Jefferies Financial Group Inc. Added +628,710+628.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +562,223+562.2k
Charles Schwab Investment Advisory, Inc. Added +501,629+501.6k
CITADEL ADVISORS LLC Added +377,717+377.7k

Biggest sellers

Allianz Investment Management U.S. LLC Reduced -3,015,500-3.0m
MORGAN STANLEY Reduced -1,689,898-1.7m
Gradient Investments LLC Reduced -1,216,943-1.2m
STATE STREET CORP Reduced -484,322-484.3k
GenTrust, LLC Reduced -409,564-409.6k
RENAISSANCE TECHNOLOGIES LLC Sold out -351,839-351.8k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -318,366-318.4k
ASSETMARK, INC Reduced -300,267-300.3k
WORLD EQUITY GROUP, INC. Sold out -231,522-231.5k
STEPHENS GROUP ASSET MANAGEMENT, LLC Reduced -206,460-206.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $16.1k500 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.19% of their portfolio SAN FRANCISCO, CA 21,247,25621.2m $682.2m $682.2m 0.19% Added +45.4k +45,396
2 LPL Financial LLC 0.26% of their portfolio FORT MILL, SC 11,205,90511.2m $359.8m $359.8m 0.26% Added +926.4k +926,372
3 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 7,105,2857.1m $228.2m $228.2m 0.10% Added +188.0k +188,021
4 Creative Planning 0.29% of their portfolio OVERLAND PARK, KS 6,780,8776.8m $217.7m $217.7m 0.29% Reduced -167.8k -167,835
5 Charles Schwab Investment Advisory, Inc. 0.31% of their portfolio SAN FRANCISCO, CA 6,203,4306.2m $199.2m $199.2m 0.31% Added +501.6k +501,629
6 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1.96% of their portfolio OMAHA, NE 5,734,5755.7m $184.1m $184.1m 1.96% Reduced -318.4k -318,366
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.84% of their portfolio PLYMOUTH, MN 5,318,6275.3m $170.8m $170.8m 1.84% Added +942.7k +942,722
8 D.A. DAVIDSON & CO. 1.48% of their portfolio GREAT FALLS, MT 4,364,0534.4m $140.1m $140.1m 1.48% Added +130.4k +130,354
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,325,6803.3m $106.8m $106.8m 0.01% Added +1.1m +1,070,898
10 Squarepoint Ops LLC 0.58% of their portfolio NEW YORK, NY 3,249,2213.2m $104.3m $104.3m 0.58% Added +2.6m +2,645,451
11 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 3,129,5923.1m $100.5m $100.5m 0.03% Reduced -110.1k -110,095
12 JANE STREET GROUP, LLC 0.13% of their portfolio NEW YORK, NY 2,902,4432.9m $93.2m $93.2m 0.13% Added +2.1m +2,129,304
13 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.35% of their portfolio MINNEAPOLIS, MN 2,609,1362.6m $83.8m $83.8m 2.35% Added +183.7k +183,731
14 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,312,0872.3m $74.2m $74.2m 0.01% Reduced -1.7m -1,689,898
15 EASTERN BANK 3.38% of their portfolio BOSTON, MA 2,215,7392.2m $71.1m $71.1m 3.38% Added +12.4k +12,397
16 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 1,981,9492.0m $63.6m $63.6m 0.13% Added +130.6k +130,579
17 State of New Jersey Common Pension Fund D 0.17% of their portfolio TRENTON, NJ 1,600,0001.6m $51.4m $51.4m 0.17% Unchanged
18 MISSION WEALTH MANAGEMENT, LP 1.87% of their portfolio Santa Barbara, CA 1,529,7321.5m $49.1m $49.1m 1.87% Added +155.1k +155,080
19 Jefferies Financial Group Inc. 1.01% of their portfolio NEW YORK, NY 1,472,2101.5m $47.3m $47.3m 1.01% Added +628.7k +628,710
20 Buckingham Capital Management, Inc. 6.99% of their portfolio DAYTON, OH 1,461,2461.5m $46.9m $46.9m 6.99% Added +181.1k +181,115
21 Zurich Insurance Group Ltd/FI 0.47% of their portfolio ZURICH, V8 1,402,9031.4m $45.0m $45.0m 0.47% Unchanged
22 Advisors Capital Management, LLC 0.86% of their portfolio RIDGEWOOD, NJ 1,122,6531.1m $36.0m $36.0m 0.86% Added +86.7k +86,726
23 Roberts Financial Services LLC 8.07% of their portfolio MARQUETTE, MI 1,078,6741.1m $34.6m $34.6m 8.07% Added +31.1k +31,101
24 CAPITAL ADVISORS INC/OK 0.85% of their portfolio TULSA, OK 1,040,6431.0m $33.4m $33.4m 0.85% Reduced -14.6k -14,621
25 TCV Trust & Wealth Management, Inc. 3.42% of their portfolio RICHMOND, VA 1,003,0621.0m $32.2m $32.2m 3.42% Added +23.7k +23,700
26 Private Advisor Group, LLC 0.27% of their portfolio MORRISTOWN, NJ 971,521971.5k $31.2m $31.2m 0.27% Added +198.7k +198,661
27 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 948,042948.0k $30.4m $30.4m 0.01% Added +236.3k +236,287
28 Allworth Financial LP 0.25% of their portfolio FOLSOM, CA 931,174931.2k $29.9m $29.9m 0.25% Reduced -7.0k -7,011
29 CANTOR FITZGERALD, L. P. 0.65% of their portfolio NEW YORK, NY 878,010878.0k $28.2m $28.2m 0.65% Reduced -13.3k -13,294
30 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 875,871875.9k $28.1m $28.1m 0.01% Reduced -164.3k -164,289
31 Financial Engines Advisors L.L.C. 0.07% of their portfolio SANTA CLARA, CA 845,864845.9k $27.2m $27.2m 0.07% Added +30.0k +29,964
32 ST GERMAIN D J CO INC 1.43% of their portfolio SPRINGFIELD, MA 842,625842.6k $27.1m $27.1m 1.43% First filing
33 M&T Bank Corp 0.10% of their portfolio BUFFALO, NY 838,669838.7k $26.9m $26.9m 0.10% Added +132.8k +132,806
34 CWM, LLC 0.16% of their portfolio OMAHA, NE 810,239810.2k $26.0m $26.0m 0.16% Added +785.5k +785,524
35 PARK AVENUE SECURITIES LLC 0.41% of their portfolio NEW YORK, NY 799,197799.2k $25.7m $25.7m 0.41% Reduced -1.2k -1,173
36 Migdal Insurance & Financial Holdings Ltd. 0.58% of their portfolio Petach Tikva, L3 783,761783.8k $25.2m $25.2m 0.58% Added +48.4k +48,365
37 STEPHENS GROUP ASSET MANAGEMENT, LLC 2.45% of their portfolio LITTLE ROCK, AR 778,166778.2k $25.0m $25.0m 2.45% Reduced -206.5k -206,460
38 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 751,334751.3k $24.1m $24.1m 0.04% Added +164.1k +164,088
39 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 683,359683.4k $21.9m $21.9m 0.00% Reduced -484.3k -484,322
40 Burt Wealth Advisors 6.58% of their portfolio North Bethesda, MD 680,142680.1k $21.8m $21.8m 6.58% Added +42.9k +42,908
41 NOTTINGHAM ADVISORS, INC. 2.75% of their portfolio AMHERST, NY 652,196652.2k $20.9m $20.9m 2.75% Reduced -1.1k -1,081
42 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 640,526640.5k $20.6m $20.6m 0.02% Added +377.7k +377,717
43 Orange Investment Advisors, Inc. 2.76% of their portfolio GOSHEN, NY 635,013635.0k $20.4m $20.4m 2.76% Added +89.0k +89,034
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 562,223562.2k $18.1m $18.1m 0.03% New
45 GenTrust, LLC 1.23% of their portfolio MIAMI, FL 561,436561.4k $18.0m $18.0m 1.23% Reduced -409.6k -409,564
46 Cherry Tree Wealth Management, LLC 5.09% of their portfolio MINNETONKA, MN 544,126544.1k $17.5m $17.5m 5.09% First filing
47 Astoria Portfolio Advisors LLC. 6.70% of their portfolio NEW YORK, NY 536,996537.0k $17.3m $17.3m 6.70% Added +82.9k +82,880
48 UBS Group AG 0.01% of their portfolio ZURICH, V8 528,094528.1k $17.0m $17.0m 0.01% Added +40.3k +40,270
49 Kistler-Tiffany Companies, LLC 2.73% of their portfolio BERWYN, PA 523,622523.6k $16.8m $16.8m 2.73% Added +70.4k +70,415
50 High Probability Advisors, LLC 3.61% of their portfolio Pittsford, NY 523,486523.5k $16.8m $16.8m 3.61% Reduced -3.9k -3,858
51 Flaharty Asset Management, LLC 2.70% of their portfolio CLEARWATER, FL 490,259490.3k $15.7m $15.7m 2.70% Added +23.0k +22,991
52 Occidental Asset Management, LLC 3.44% of their portfolio Burlingame, CA 472,987473.0k $15.2m $15.2m 3.44% Added +36.2k +36,236
53 WRAPMANAGER INC 4.50% of their portfolio MILL VALLEY, CA 457,010457.0k $14.7m $14.7m 4.50% Added +2.6k +2,646
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 440,982441.0k $14.2m $14.2m 0.00% Reduced -26.5k -26,537
55 Flagstone Financial Management 6.48% of their portfolio LINCOLN, NE 429,663429.7k $13.8m $13.8m 6.48% Added +15.4k +15,392
56 Allianz Investment Management U.S. LLC 0.80% of their portfolio Minneapolis, MN 421,622421.6k $13.5m $13.5m 0.80% Reduced -3.0m -3,015,500
57 Gerber Kawasaki Wealth & Investment Management 0.89% of their portfolio SANTA MONICA, CA 411,244411.2k $13.2m $13.2m 0.89% Added +135.8k +135,836
58 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 394,765394.8k $12.7m $12.7m 0.11% Reduced -18.7k -18,735
59 Capital Analysts, LLC 0.66% of their portfolio FORT WASHINGTON, PA 371,248371.2k $11.9m $11.9m 0.66% Added +14.7k +14,740
60 OLD MISSION CAPITAL LLC 0.44% of their portfolio CHICAGO, IL 369,487369.5k $11.9m $11.9m 0.44% Reduced -5.6k -5,558
61 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 348,044348.0k $11.2m $11.2m 0.01% Reduced -37.7k -37,717
62 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.13% of their portfolio CHICAGO, IL 343,905343.9k $11.0m $11.0m 0.13% Added +3.1k +3,150
63 TRUEFG, LLC 4.68% of their portfolio CEDAR PARK, TX 339,297339.3k $10.9m $10.9m 4.68% Added +13.8k +13,769
64 StrategIQ Financial Group, LLC 1.20% of their portfolio MERRILLVILLE, IN 328,323328.3k $10.5m $10.5m 1.20% Added +6.4k +6,422
65 CABOT WEALTH MANAGEMENT INC 1.57% of their portfolio BEVERLY, MA 327,602327.6k $10.5m $10.5m 1.57% Reduced -1.5k -1,533
66 INTEGRATED CAPITAL MANAGEMENT, INC. 9.16% of their portfolio JESSUP, PA 319,590319.6k $10.3m $10.3m 9.16% Added +24.2k +24,174
67 CGN Advisors LLC 1.42% of their portfolio MANHATTAN, KS 307,228307.2k $9.9m $9.9m 1.42% Added +23.2k +23,164
68 INTEGRAL INVESTMENT ADVISORS, INC. 6.32% of their portfolio TURLOCK, CA 294,345294.3k $9.5m $9.5m 6.32% Added +41.5k +41,454
69 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 294,046294.0k $9.4m $9.4m 0.07% Added +71.5k +71,450
70 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 287,508287.5k $9.2m $9.2m 0.10% Reduced -2.2k -2,241
71 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 287,508287.5k $9.2m $9.2m 0.10% Reduced -2.2k -2,241
72 BlackRock Inc. 0.00% of their portfolio New York, NY 283,000283.0k $9.1m $9.1m 0.00% Reduced -22.0k -22,000
73 Amtrust Financial Services, Inc. 4.86% of their portfolio New York, NY 270,400270.4k $8.7m $8.7m 4.86% Unchanged
74 Leicht Financial Planning & Wealth Management, Inc. 5.20% of their portfolio PARSIPPANY, NJ 268,046268.0k $8.6m $8.6m 5.20% Reduced -46.3k -46,296
75 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ST. LOUIS, MO 265,747265.7k $8.5m $8.5m 0.12% Reduced -728 -728
76 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 263,341263.3k $8.5m $8.5m 0.05% Reduced -14.9k -14,854
77 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 260,203260.2k $8.4m $8.4m 0.03% Reduced -22.1k -22,135
78 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 256,803256.8k $8.2m $8.2m 0.02% Added +202.8k +202,759
79 BANK HAPOALIM BM 1.09% of their portfolio TEL AVIV, L3 239,109239.1k $7.7m $7.7m 1.09% Added +45.6k +45,631
80 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 229,000229.0k $7.4m $7.4m 0.02% Added +48.9k +48,903
81 FDx Advisors, Inc. 0.39% of their portfolio BERWYN, PA 220,516220.5k $7.1m $7.1m 0.39% Reduced -29.7k -29,729
82 Dynamic Advisor Solutions LLC 0.37% of their portfolio PHOENIX, AZ 219,691219.7k $7.1m $7.1m 0.37% Added +20.4k +20,402
83 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 219,378219.4k $7.0m $7.0m 0.01% Added +15.7k +15,669
84 Cornerstone Management, Inc. 1.79% of their portfolio DULUTH, GA 218,576218.6k $7.0m $7.0m 1.79% Added +11.9k +11,889
85 FLAGSHIP HARBOR ADVISORS, LLC 0.57% of their portfolio BOSTON, MA 215,163215.2k $6.9m $6.9m 0.57% Added +72.1k +72,097
86 WR Wealth Planners, LLC 2.65% of their portfolio COLUMBIA, MO 212,787212.8k $6.8m $6.8m 2.65% Added +11.1k +11,095
87 Financial Gravity Asset Management, Inc. 2.38% of their portfolio Lakeway, TX 210,761210.8k $6.8m $6.8m 2.38% Added +4.7k +4,702
88 Shilanski & Associates, Inc. 2.72% of their portfolio ANCHORAGE, AK 209,213209.2k $6.7m $6.7m 2.72% Added +3.7k +3,706
89 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 204,736204.7k $6.6m $6.6m 0.10% Added +10.5k +10,472
90 APPLETON PARTNERS INC/MA 0.55% of their portfolio BOSTON, MA 204,496204.5k $6.6m $6.6m 0.55% Added +7.6k +7,563
91 Manning & Napier Group, LLC 0.07% of their portfolio Fairport, NY 195,856195.9k $6.3m $6.3m 0.07% Reduced -4.6k -4,557
92 PROFFITT & GOODSON INC 1.23% of their portfolio KNOXVILLE, TN 194,460194.5k $6.2m $6.2m 1.23% Reduced -54.4k -54,404
93 Auour Investments LLC 2.58% of their portfolio WOBURN, MA 189,239189.2k $6.1m $6.1m 2.58% First filing
94 HRT FINANCIAL LP 0.06% of their portfolio NEW YORK, NY 185,629185.6k $6.0m $6.0m 0.06% New
95 IFP Advisors, Inc 0.13% of their portfolio TAMPA, FL 184,696184.7k $6.0m $6.0m 0.13% Added +149.7k +149,652
96 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 182,836182.8k $5.9m $5.9m 0.01% Added +13.8k +13,779
97 Merit Financial Group, LLC 0.19% of their portfolio ALPHARETTA, GA 181,265181.3k $5.8m $5.8m 0.19% Added +52.0k +51,984
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 171,649171.6k $5.5m $5.5m 0.01% Added +20.0k +20,040
99 Columbus Macro, LLC 2.16% of their portfolio NEW CASTLE, PA 169,063169.1k $5.4m $5.4m 2.16% Reduced -13.2k -13,237
100 Probity Advisors, Inc. 1.18% of their portfolio DALLAS, TX 168,430168.4k $5.4m $5.4m 1.18% First filing