CANTOR FITZGERALD, L. P.

NEW YORK, NY · CIK 1024896 · 13F filing filed 2023-08-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$4.3bn reported value -7.5% vs Q1 2023

560positions

17.3%in top 10

94 new 119 added 166 reduced 196 sold out vs Q1 2023

Options: 4 call positions ($21.1m notional), 7 put positions ($9.7m notional) – listed below, not included above.

This report includes the holdings of 5 other managers that share the investment decisions:

CANTOR FITZGERALD & CO. – reports through this filing
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. – reports through this filing
CANTOR FITZGERALD SECURITIES – reports through this filing
Cantor Fitzgerald Europe – reports through this filing
Smith Group Asset Management, LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	608,273	$118.0m2.72%	2.72%	Reduced -44	-44 -0.0%
2	MICROSOFT CORP COM MSFT	MSFT	316,546	$107.8m2.48%	2.48%	Added +5.8k	+5,825 1.9%
3	RUMBLE INC COM CL A RUM	RUM	9,332,035	$77.0m1.77%	1.77%	Reduced -1.3m	-1,322,965 -12.4%
4	ISHARES TR CORE S&P500 ETF IVV	IVV	160,735	$71.6m1.65%	1.65%	Reduced -4.2k	-4,158 -2.5%
5	ISHARES TR 3 7 YR TREAS BD IEI	IEI	611,483	$70.5m1.62%	1.62%	Reduced -16.5k	-16,543 -2.6%
6	BROADCOM INC COM AVGO	AVGO	76,203	$66.1m1.52%	1.52%	Reduced -10.0k	-10,005 -11.6%
7	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	158,157	$64.4m1.48%	1.48%	Reduced -5.9k	-5,902 -3.6%
8	MERCK & CO INC COM MRK	MRK	545,319	$62.9m1.45%	1.45%	Reduced -14.5k	-14,549 -2.6%
9	JPMORGAN CHASE & CO COM JPM	JPM	400,861	$58.3m1.34%	1.34%	Reduced -335	-335 -0.1%
10	VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF VMBS	VMBS	1,179,463	$54.2m1.25%	1.25%	Reduced -30.4k	-30,357 -2.5%
11	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	145,433	$53.7m1.24%	1.24%	Reduced -22.3k	-22,275 -13.3%
12	EXXON MOBIL CORP COM XOM	XOM	492,169	$52.8m1.22%	1.22%	Reduced -2.9k	-2,892 -0.6%
13	GCM GROSVENOR INC COM CL A GCMG	GCMG	6,451,535	$48.6m1.12%	1.12%	Unchanged
14	CADENCE DESIGN SYSTEM INC COM CDNS	CDNS	202,320	$47.4m1.09%	1.09%	Added +2.0k	+1,996 1.0%
15	FORTINET INC COM FTNT	FTNT	606,733	$45.9m1.06%	1.06%	Added +124.7k	+124,665 25.9%
16	JOHNSON & JOHNSON COM JNJ	JNJ	252,087	$41.7m0.96%	0.96%	Added +83.0k	+82,966 49.1%
17	PROSHARES TR ULTRAPRO QQQ TQQQ	TQQQ	967,415	$39.7m0.91%	0.91%	Reduced -77.1k	-77,100 -7.4%
18	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	847,393	$39.1m0.90%	0.90%	Reduced -22.8k	-22,765 -2.6%
19	ALPHABET INC CAP STK CL A GOOGL	GOOGL	319,875	$38.3m0.88%	0.88%	Added +44.7k	+44,675 16.2%
20	META PLATFORMS INC CL A META	META	132,083	$37.9m0.87%	0.87%	Reduced -4.6k	-4,554 -3.3%
21	NVIDIA CORPORATION COM NVDA	NVDA	88,685	$37.5m0.86%	0.86%	Added +40.3k	+40,316 83.3%
22	LEARN CW INVESTMENT COR CL A ORD SHS CL A ORD SHS		3,427,000	$35.9m0.83%	0.83%	Unchanged
23	GARTNER INC COM IT	IT	99,468	$34.8m0.80%	0.80%	Added +943	+943 1.0%
24	MCKESSON CORP COM MCK	MCK	81,207	$34.7m0.80%	0.80%	Added +757	+757 0.9%
25	CLEAN HARBORS INC COM CLH	CLH	206,142	$33.9m0.78%	0.78%	Added +2.6k	+2,625 1.3%
26	UNITEDHEALTH GROUP INC COM UNH	UNH	69,378	$33.3m0.77%	0.77%	Reduced -1.6k	-1,621 -2.3%
27	PRUDENTIAL FINL INC COM PRU	PRU	374,914	$33.1m0.76%	0.76%	Added +222.2k	+222,193 145.5%
28	CHEVRON CORP NEW COM CVX	CVX	196,735	$31.0m0.71%	0.71%	Reduced -1.8k	-1,829 -0.9%
29	AMAZON COM INC COM AMZN	AMZN	231,770	$30.2m0.70%	0.70%	Added +9.8k	+9,843 4.4%
30	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	221,540	$29.6m0.68%	0.68%	Reduced -1.0k	-1,002 -0.5%
31	ENPHYS ACQUISITION CORP CL A ORD SHS NFYS	NFYS	2,828,339	$29.4m0.68%	0.68%	Added +28.3k	+28,339 1.0%
32	ATMOS ENERGY CORP COM ATO	ATO	249,099	$29.0m0.67%	0.67%	Reduced -2.0k	-2,021 -0.8%
33	CVS HEALTH CORP COM CVS	CVS	410,044	$28.3m0.65%	0.65%	Reduced -155.4k	-155,352 -27.5%
34	ELECTRONIC ARTS INC COM EA	EA	218,516	$28.3m0.65%	0.65%	New
35	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	878,010	$28.2m0.65%	0.65%	Reduced -13.3k	-13,294 -1.5%
36	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	533,466	$27.9m0.64%	0.64%	Reduced -14.4k	-14,354 -2.6%
37	CONOCOPHILLIPS COM COP	COP	265,077	$27.5m0.63%	0.63%	Reduced -931	-931 -0.3%
38	RTX CORPORATION COM RTX	RTX	276,203	$27.1m0.62%	0.62%	Reduced -3.2k	-3,243 -1.2%
39	CISCO SYS INC COM CSCO	CSCO	518,278	$26.8m0.62%	0.62%	Reduced -5.3k	-5,328 -1.0%
40	HENNESSY CAPITAL INVST CORP CLASS A COM CLASS A COM		2,548,419	$26.1m0.60%	0.60%	Unchanged
41	TORTOISEECOFIN ACQUISITION C SHS CL A SHS CL A		2,504,271	$26.0m0.60%	0.60%	Unchanged
42	ELLIOTT OPPORTUNITY II CORP SHS CL A SHS CL A		2,500,000	$25.9m0.60%	0.60%	Unchanged
43	CONCORD ACQUISITION CORP II COM CL A CNDA	CNDA	2,470,731	$25.3m0.58%	0.58%	Unchanged
44	AMERICAN EXPRESS CO COM AXP	AXP	145,141	$25.3m0.58%	0.58%	Added +1.8k	+1,811 1.3%
45	ADVANCED MICRO DEVICES INC COM AMD	AMD	220,830	$25.2m0.58%	0.58%	Added +99.4k	+99,388 81.8%
46	PACCAR INC COM PCAR	PCAR	288,500	$24.1m0.56%	0.56%	Unchanged
47	MARRIOTT INTL INC NEW CL A MAR	MAR	131,058	$24.1m0.55%	0.55%	Reduced -97	-97 -0.1%
48	IQVIA HLDGS INC COM IQV	IQV	106,238	$23.9m0.55%	0.55%	Added +1.6k	+1,605 1.5%
49	TESLA INC COM TSLA	TSLA	90,746	$23.8m0.55%	0.55%	Added +47.0k	+47,042 107.6%
50	SIMON PPTY GROUP INC NEW COM SPG	SPG	205,153	$23.7m0.55%	0.55%	Reduced -2.2k	-2,153 -1.0%
51	PARKER-HANNIFIN CORP COM PH	PH	60,576	$23.6m0.54%	0.54%	Added +1.3k	+1,299 2.2%
52	SHELL PLC SPON ADS SHEL	SHEL	387,473	$23.4m0.54%	0.54%	Reduced -5.3k	-5,253 -1.3%
53	ARCH CAP GROUP LTD ORD ACGL	ACGL	304,727	$22.8m0.53%	0.53%	Added +6.2k	+6,223 2.1%
54	SATELLOGIC INC CLASS A ORD SHS SATL	SATL	13,380,873	$22.8m0.52%	0.52%	Unchanged
55	AIRBNB INC COM CL A ABNB	ABNB	177,492	$22.7m0.52%	0.52%	Reduced -82	-82 -0.1%
56	ZIMMER BIOMET HOLDINGS INC COM ZBH	ZBH	155,904	$22.7m0.52%	0.52%	Added +2.4k	+2,411 1.6%
57	KLA CORP COM NEW KLAC	KLAC	46,743	$22.7m0.52%	0.52%	Added +1.0k	+1,000 2.2%
58	TAPESTRY INC COM TPR	TPR	525,958	$22.5m0.52%	0.52%	Reduced -7.4k	-7,443 -1.4%
59	AUTOZONE INC COM AZO	AZO	9,000	$22.4m0.52%	0.52%	Added +30	+30 0.3%
60	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	545,595	$22.2m0.51%	0.51%	Reduced -11.1k	-11,057 -2.0%
61	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	240,973	$22.1m0.51%	0.51%	Added +1.6k	+1,586 0.7%
62	HP INC COM HPQ	HPQ	719,336	$22.1m0.51%	0.51%	Reduced -7.9k	-7,915 -1.1%
63	INFINITE ACQUISITION CORP CL A ORD SHS CL A ORD SHS		2,070,000	$21.9m0.50%	0.50%	Unchanged
64	MEDTRONIC PLC SHS MDT	MDT	243,912	$21.5m0.50%	0.50%	Reduced -3.7k	-3,679 -1.5%
65	COCA COLA CO COM KO	KO	354,899	$21.4m0.49%	0.49%	Added +712	+712 0.2%
66	BRITISH AMERN TOB PLC SPONSORED ADR BTI	BTI	642,185	$21.3m0.49%	0.49%	Added +351.8k	+351,770 121.1%
67	ISHARES TR CORE S&P MCP ETF IJH	IJH	81,362	$21.3m0.49%	0.49%	Reduced -1.9k	-1,876 -2.2%
68	EMERSON ELEC CO COM EMR	EMR	231,242	$20.9m0.48%	0.48%	Reduced -14.2k	-14,238 -5.8%
69	PHILIP MORRIS INTL INC COM PM	PM	213,978	$20.9m0.48%	0.48%	Added +16.5k	+16,536 8.4%
70	DOW INC COM DOW	DOW	388,482	$20.7m0.48%	0.48%	Reduced -6.5k	-6,486 -1.6%
71	DEXCOM INC COM DXCM	DXCM	161,000	$20.7m0.48%	0.48%	New
72	GENUINE PARTS CO COM GPC	GPC	120,271	$20.4m0.47%	0.47%	Unchanged
73	COSTCO WHSL CORP NEW COM COST	COST	37,732	$20.3m0.47%	0.47%	Reduced -483	-483 -1.3%
74	ZSCALER INC COM ZS	ZS	138,790	$20.3m0.47%	0.47%	Unchanged
75	ALPHABET INC CAP STK CL C GOOG	GOOG	166,967	$20.2m0.47%	0.47%	Added +28.4k	+28,364 20.5%
76	AMETEK INC COM AME	AME	124,580	$20.2m0.46%	0.46%	Unchanged
77	ALTSHARES TRUST MERGER ARBITRAGE MERGER ARBITRAGE		786,413	$20.0m0.46%	0.46%	Reduced -19.2k	-19,229 -2.4%
78	CARTESIAN GROWTH CORP II CLASS A ORD RENEF	RENEF	1,875,000	$20.0m0.46%	0.46%	Unchanged
79	ADOBE INC COM ADBE	ADBE	40,418	$19.8m0.46%	0.46%	Added +2.0k	+1,982 5.2%
80	PAYCOM SOFTWARE INC COM PAYC	PAYC	61,300	$19.7m0.45%	0.45%	Added +1.3k	+1,330 2.2%
81	PORTAGE FINTECH ACQUISITN CO CLASS A ORD SHS PFTA	PFTA	1,868,399	$19.4m0.45%	0.45%	Unchanged
82	AT&T INC COM T	T	1,209,718	$19.3m0.44%	0.44%	Reduced -11.2k	-11,210 -0.9%
83	INTERACTIVE BROKERS GROUP IN COM CL A IBKR	IBKR	230,708	$19.2m0.44%	0.44%	Unchanged
84	PFIZER INC COM PFE	PFE	522,043	$19.1m0.44%	0.44%	Reduced -7.0k	-7,022 -1.3%
85	KELLANOVA COM K	K	283,054	$19.1m0.44%	0.44%	Reduced -4.7k	-4,712 -1.6%
86	WELLS FARGO CO NEW COM WFC	WFC	430,105	$18.4m0.42%	0.42%	Reduced -7.2k	-7,177 -1.6%
87	KROGER CO COM KR	KR	389,968	$18.3m0.42%	0.42%	Unchanged
88	VEEVA SYS INC CL A COM VEEV	VEEV	91,425	$18.1m0.42%	0.42%	Added +89.3k	+89,350 4306.0%
89	CHIPOTLE MEXICAN GRILL INC COM CMG	CMG	8,390	$17.9m0.41%	0.41%	Added +590	+590 7.6%
90	MONDELEZ INTL INC CL A MDLZ	MDLZ	241,190	$17.6m0.41%	0.41%	Reduced -6.3k	-6,304 -2.5%
91	WORKDAY INC CL A WDAY	WDAY	76,933	$17.4m0.40%	0.40%	Added +1.7k	+1,690 2.2%
92	BANK NEW YORK MELLON CORP COM BNY	BNY	387,240	$17.2m0.40%	0.40%	Reduced -3.7k	-3,736 -1.0%
93	AMERIPRISE FINL INC COM AMP	AMP	51,565	$17.1m0.39%	0.39%	Added +1.1k	+1,119 2.2%
94	COPART INC COM CPRT	CPRT	187,751	$17.1m0.39%	0.39%	Added +120	+120 0.1%
95	BOOKING HOLDINGS INC COM BKNG	BKNG	6,329	$17.1m0.39%	0.39%	Added +175	+175 2.8%
96	HUBBELL INC COM HUBB	HUBB	50,310	$16.7m0.38%	0.38%	New
97	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	255,884	$16.4m0.38%	0.38%	Reduced -2.7k	-2,739 -1.1%
98	METLIFE INC COM MET	MET	279,054	$15.8m0.36%	0.36%	Reduced -3.1k	-3,106 -1.1%
99	JABIL INC COM JBL	JBL	144,715	$15.6m0.36%	0.36%	Added +3.1k	+3,066 2.2%
100	VERISK ANALYTICS INC COM VRSK	VRSK	69,029	$15.6m0.36%	0.36%	New

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
UNITED RENTALS INC URI	URI	93,111	$36.8m93.1k shares
BERKLEY W R CORP WRB	WRB	532,348	$33.1m532.3k shares
AFTERNEXT HEALTHTECH ACQUISI		1,875,000	$19.2m1.9m shares
AHREN ACQUISITION CORP		1,775,595	$18.5m1.8m shares
EMCOR GROUP INC EME	EME	112,069	$18.2m112.1k shares
TEXTRON INC TXT	TXT	241,800	$17.1m241.8k shares
TARGET GLOBAL ACQUISI I CORP TGAAF	TGAAF	1,611,724	$16.8m1.6m shares
HEALTHCARE AI ACQUISITION CO HAIAF	HAIAF	1,570,560	$16.4m1.6m shares
UTA ACQUISITION CORPORATION		1,528,422	$15.9m1.5m shares
SDCL EDGE ACQUISITION CORP		1,499,643	$15.4m1.5m shares
ATLANTIC COASTAL AQSTN CORP		1,473,745	$15.3m1.5m shares
LIVE OAK CRESTVIEW CLIMATE A		1,500,000	$15.2m1.5m shares
ENTERPRISE 4.0 TEC ACQSTN CO		1,420,000	$14.8m1.4m shares
COMPASS DIGITAL ACQUISITN CO		1,398,772	$14.4m1.4m shares
BIOPLUS ACQUISITION CORP		1,265,102	$13.2m1.3m shares
BLACK SPADE ACQUISITION CO		1,253,775	$12.9m1.3m shares
HEALTHWELL ACQUISITION CORP		1,263,438	$12.8m1.3m shares
LIBERTY MEDIA CORP DEL FWONK	FWONK	171,086	$12.8m171.1k shares
ADVANCE AUTO PARTS INC AAP	AAP	101,579	$12.4m101.6k shares
LAUDER ESTEE COS INC EL	EL	50,000	$12.3m50.0k shares
BEARD ENERGY TRANSITION ACQ		1,045,421	$10.8m1.0m shares
JAWS HURRICANE ACQUISITN COR		1,024,800	$10.4m1.0m shares
SWIFTMERGE ACQUISITION CORP IVCP	IVCP	980,259	$10.1m980.3k shares
SHOULDERUP TECHNOLOGY ACQUIS		908,700	$9.5m908.7k shares
ANDRETTI ACQUISITION CORP		880,718	$9.3m880.7k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Call	SPY	Call	11,500	$19.6m11.5k shares	Added
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	16,340	$6.9m16.3k shares	Reduced
PURECYCLE TECHNOLOGIES INC PCT · Call	PCT	Call	3,500	$655.5k3.5k shares	Reduced
ARRIVAL ARVLF · Put	ARVLF	Put	775	$597.9k775 shares	New
AVADEL PHARMACEUTICALS PLC Call		Call	3,000	$487.5k3.0k shares	New
LUCID GROUP INC CCIV · Put	CCIV	Put	1,500	$472.1k1.5k shares	New
BIONANO GENOMICS INC BNGO · Put	BNGO	Put	5,000	$460.8k5.0k shares	New
MARA HOLDINGS INC MARA · Put	MARA	Put	4,016	$441.8k4.0k shares	New
LORDSTOWN MOTORS CORP SNFI · Put	SNFI	Put	746	$417.3k746 shares	New
ALIBABA GROUP HLDG LTD BABA · Call	BABA	Call	2,014	$399.8k2.0k shares	New
SENSEONICS HLDGS INC Put		Put	3,038	$379.1k3.0k shares	New

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
BGC GROUP INC BGC · 13D · filed 2025-10-06	BGC	23.4%≈ $1.2bn	-0.1 pts	13D	2025-10-06
NEWMARK GROUP INC NMRK · 13D · filed 2025-10-06	NMRK	22.3%≈ $665.2m	-0.1 pts	13D	2025-10-06
XBP GLOBAL HOLDINGS INC 13D · filed 2026-09-22		7.2%	+0.4 pts	13D	2026-09-22