Vault-13

PROSHARES TR TQQQ

ULTRAPRO QQQ · ETP · CUSIP 74347X831

194 institutional holders +4 vs Q1 2023
16,372,09916.4m shares reported held*
$668.8mreported value*
39 new 46 added 65 reduced 36 sold out net sold ≈ $223.0m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.85. Options: 12 managers hold calls ($831.0m notional), 12 hold puts ($382.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 151Q4 22: 183Q1 23: 190Q2 23: 194194Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022151
Q4 2022183
Q1 2023190
Q2 2023194

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 105 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 95 bought or addedQ1 23: 100 cut or sold outQ1 23Q2 23: 85 bought or addedQ2 23: 101 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210554
Q1 202395100
Q2 202385101

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 22 calls: $214.5mQ3 22 puts: $193.3mQ3 22P/C 0.90Q4 22 calls: $303.7mQ4 22 puts: $169.6mQ4 22P/C 0.56Q1 23 calls: $630.6mQ1 23 puts: $240.6mQ1 23P/C 0.38Q2 23 calls: $831.0mQ2 23 puts: $382.6mQ2 23P/C 0.46
Numbers
QuarterCallsPutsP/C
Q3 2022$214.5m$193.3m0.90
Q4 2022$303.7m$169.6m0.56
Q1 2023$630.6m$240.6m0.38
Q2 2023$831.0m$382.6m0.46

Biggest buyers

Yong Rong (HK) Asset Management Ltd New +570,970+571.0k
SIMPLEX TRADING, LLC New +481,090+481.1k
GOLDMAN SACHS GROUP INC Added +479,082+479.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +377,759+377.8k
McElhenny Sheffield Capital Management, LLC Added +208,210+208.2k
Prosperity Wealth Management, Inc. Added +168,914+168.9k
CTC LLC New +150,315+150.3k
Jump Financial, LLC Added +96,455+96.5k
Ashton Thomas Private Wealth, LLC New +89,949+89.9k
Edgestream Partners, L.P. Added +75,129+75.1k

Biggest sellers

CITADEL ADVISORS LLC Reduced -1,907,892-1.9m
HRT FINANCIAL LP Reduced -1,794,218-1.8m
Paragon Advisors, LLC Reduced -1,023,592-1.0m
Franchise Capital Ltd Sold out -494,500-494.5k
JANE STREET GROUP, LLC Reduced -476,651-476.7k
BANK OF AMERICA CORP /DE/ Reduced -456,549-456.5k
NEXPOINT ASSET MANAGEMENT, L.P. Sold out -360,850-360.9k
IMC-Chicago, LLC Reduced -254,541-254.5k
DRW Securities, LLC Reduced -215,628-215.6k
TB Alternative Assets Ltd. Reduced -208,000-208.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $605.1m14.8m shares
CITADEL ADVISORS LLC Reduced $83.8m2.0m shares
WOLVERINE TRADING, LLC Added $81.9m2.1m shares
LMR Partners LLP New $42.6m1.0m shares
Cutler Group LLC / CA Reduced $9.1m842.2k shares
XR Securities LLC Reduced $3.6m87.4k shares
BOOTHBAY FUND MANAGEMENT, LLC New $3.3m80.0k shares
HAP Trading, LLC Added $1.5m192.9k shares
Walleye Trading LLC Reduced $159.9k3.9k shares
Clarity Wealth Advisors, LLC Unchanged $41.0k1.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $235.4m5.7m shares
CITADEL ADVISORS LLC Added $89.9m2.2m shares
WOLVERINE TRADING, LLC Reduced $54.7m1.4m shares
XR Securities LLC Reduced $1.5m37.4k shares
Cutler Group LLC / CA Reduced $287.0k402.3k shares
Clear Harbor Asset Management, LLC New $246.0k6.0k shares
Lido Advisors, LLC Added $233.7k5.7k shares
Walleye Trading LLC Reduced $188.6k4.6k shares
BANK OF MONTREAL /CAN/ Unchanged $74.2k1.8k shares
HAP Trading, LLC Added $31.4k85.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GTS SECURITIES LLC 3.24% of their portfolio NEW YORK, NY 2,499,5982.5m $102.6m $102.6m 3.24% First filing
2 Paragon Advisors, LLC 18.78% of their portfolio COLLEGE STATION, TX 1,410,0731.4m $57.8m $57.8m 18.78% Reduced -1.0m -1,023,592
3 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 1,193,2591.2m $48.9m $48.9m 0.05% Reduced -1.9m -1,907,892
4 TB Alternative Assets Ltd. 10.16% of their portfolio HONG KONG, K3 996,300996.3k $40.8m $40.8m 10.16% Reduced -208.0k -208,000
5 CANTOR FITZGERALD, L. P. 0.91% of their portfolio NEW YORK, NY 967,415967.4k $39.7m $39.7m 0.91% Reduced -77.1k -77,100
6 Prosperity Wealth Management, Inc. 24.50% of their portfolio San Ramon, CA 912,742912.7k $37.4m $37.4m 24.50% Added +168.9k +168,914
7 Yong Rong (HK) Asset Management Ltd 10.29% of their portfolio SHEUNG WAN, K3 570,970571.0k $23.4m $23.4m 10.29% New
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 519,000519.0k $21.3m $21.3m 0.01% Added +479.1k +479,082
9 SIMPLEX TRADING, LLC 0.84% of their portfolio CHICAGO, IL 481,090481.1k $19.7m $19.7m 0.84% New
10 McElhenny Sheffield Capital Management, LLC 8.37% of their portfolio DALLAS, TX 477,873477.9k $19.6m $19.6m 8.37% Added +208.2k +208,210
11 Avidian Wealth Enterprises, LLC 1.14% of their portfolio Houston, TX 425,198425.2k $17.4m $17.4m 1.14% Reduced -53.1k -53,135
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 386,290386.3k $15.8m $15.8m 0.03% Added +377.8k +377,759
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 364,692364.7k $15.0m $15.0m 0.00% Reduced -156.6k -156,574
14 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 358,317358.3k $14.7m $14.7m 0.02% Reduced -476.7k -476,651
15 IMC-Chicago, LLC 0.49% of their portfolio CHICAGO, IL 357,594357.6k $14.7m $14.7m 0.49% Reduced -254.5k -254,541
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 297,284297.3k $12.2m $12.2m 0.00% Reduced -456.5k -456,549
17 Jump Financial, LLC 0.38% of their portfolio Chicago, IL 249,796249.8k $10.2m $10.2m 0.38% Added +96.5k +96,455
18 Tower Research Capital LLC (TRC) 0.26% of their portfolio NEW YORK, NY 187,529187.5k $7.7m $7.7m 0.26% Reduced -32.2k -32,191
19 WOLVERINE TRADING, LLC 0.09% of their portfolio CHICAGO, IL 166,001166.0k $6.5m $6.5m 0.09% Reduced -19.2k -19,192
20 DRW Securities, LLC 0.50% of their portfolio CHICAGO, IL 156,828156.8k $6.4m $6.4m 0.50% Reduced -215.6k -215,628
21 INDEPENDENT FINANCIAL GROUP, LLC 0.43% of their portfolio SAN DIEGO, CA 150,608150.6k $6.2m $6.2m 0.43% Added +140 +140
22 CTC LLC 0.08% of their portfolio CHICAGO, IL 150,315150.3k $6.2m $6.2m 0.08% New
23 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 150,000150.0k $6.2m $6.2m 0.02% Unchanged
24 AXXCESS WEALTH MANAGEMENT, LLC 0.42% of their portfolio CARLSBAD, CA 141,149141.1k $5.8m $5.8m 0.42% Reduced -33.4k -33,424
25 Edgestream Partners, L.P. 0.51% of their portfolio Princeton, NJ 137,675137.7k $5.6m $5.6m 0.51% Added +75.1k +75,129
26 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 127,638127.6k $5.2m $5.2m 0.05% Reduced -1.8m -1,794,218
27 TOTH FINANCIAL ADVISORY CORP 0.67% of their portfolio LEESBURG, VA 113,417113.4k $4.7m $4.7m 0.67% Added +1.5k +1,454
28 Intercontinental Wealth Advisors, LLC 0.99% of their portfolio SAN ANTONIO, TX 101,300101.3k $4.2m $4.2m 0.99% Added +57.8k +57,827
29 Rollins Financial 1.09% of their portfolio ATLANTA, GA 97,65697.7k $4.0m $4.0m 1.09% Added +74.5k +74,491
30 HOEY INVESTMENTS, INC 1.25% of their portfolio COATESVILLE, PA 92,00092.0k $3.8m $3.8m 1.25% Reduced -82.5k -82,500
31 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 91,36191.4k $3.7m $3.7m 0.03% Reduced -47.6k -47,630
32 Ashton Thomas Private Wealth, LLC 0.28% of their portfolio SCOTTSDALE, AZ 89,94989.9k $3.7m $3.7m 0.28% New
33 OLD NATIONAL BANCORP /IN/ 0.09% of their portfolio EVANSVILLE, IN 78,23678.2k $3.2m $3.2m 0.09% Reduced -2.6k -2,571
34 World Investment Advisors 0.57% of their portfolio LINCROFT, NJ 71,99972.0k $3.0m $3.0m 0.57% Reduced -11.6k -11,638
35 ORACLE INVESTMENT MANAGEMENT INC 0.39% of their portfolio GREENWICH, CT 70,00070.0k $414.4k $414.4k 0.39% Reduced -70.0k -70,000
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 66,66866.7k $2.7m $2.7m 0.00% Added +11.6k +11,568
37 Main Street Financial Solutions, LLC 0.36% of their portfolio NEWTOWN, PA 65,81865.8k $2.7m $2.7m 0.36% Added +25.6k +25,564
38 DeDora Capital, Inc. 1.05% of their portfolio Napa, CA 65,80765.8k $2.7m $2.7m 1.05% Reduced -9.6k -9,621
39 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 63,79763.8k $2.6m $2.6m 0.00% Reduced -9.0k -9,001
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 51,58751.6k $2.1m $2.1m 0.00% Reduced -2.6k -2,590
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 49,67049.7k $2.0m $2.0m 0.00% Added +48.4k +48,398
42 Cassaday & Co Wealth Management LLC 0.08% of their portfolio MCLEAN, VA 46,37546.4k $1.9m $1.9m 0.08% Unchanged
43 CPR Investments Inc. 1.78% of their portfolio Rochester, MI 45,10645.1k $1.8m $1.8m 1.78% New
44 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 43,07643.1k $1.8m $1.8m 0.05% Reduced -785 -785
45 Triton Wealth Management, PLLC 0.97% of their portfolio SUN CITY, AZ 41,04741.0k $1.7m $1.7m 0.97% Added +34.1k +34,103
46 Retirement Planning Co of New England, Inc. 0.80% of their portfolio Warwick, RI 33,81433.8k $1.4m $1.4m 0.80% Reduced -1.4k -1,396
47 SeaCrest Wealth Management, LLC 0.17% of their portfolio PURCHASE, NY 33,20733.2k $1.4m $1.4m 0.17% Added +1.7k +1,657
48 SP Asset Management LLC 0.15% of their portfolio CUPERTINO, CA 32,48432.5k $1.3m $1.3m 0.15% Added +107 +107
49 KCM INVESTMENT ADVISORS LLC 0.05% of their portfolio GREENBRAE, CA 32,25032.2k $1.3m $1.3m 0.05% Reduced -30.7k -30,655
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 31,81031.8k $1.3m $1.3m 0.01% Unchanged
51 Greystone Financial Group, LLC 0.29% of their portfolio BLOOMFIELD HILLS, MI 30,50830.5k $1.3m $1.3m 0.29% Unchanged
52 Mariner, LLC 0.00% of their portfolio Overland Park, KS 28,42428.4k $1.2m $1.2m 0.00% Reduced -710 -710
53 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 27,63427.6k $1.1m $1.1m 0.02% Added +2.5k +2,535
54 Sowell Financial Services LLC 0.06% of their portfolio NORTH LITTLE ROCK, AR 27,28627.3k $1.1m $1.1m 0.06% Added +17.1k +17,132
55 TWO SIGMA SECURITIES, LLC 0.09% of their portfolio NEW YORK, NY 26,20626.2k $1.1m $1.1m 0.09% Reduced -147.8k -147,773
56 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 24,65124.7k $1.0m $1.0m 0.01% Reduced -1.5k -1,460
57 KWMG, LLC 0.12% of their portfolio OVERLAND PARK, KS 22,77622.8k $933.8k $933.8k 0.12% Added +1 +1
58 Banque Cantonale Vaudoise 0.04% of their portfolio LAUSANNE, V8 22,60022.6k $927.0k $927.0k 0.04% Unchanged
59 SMITH CHAS P & ASSOCIATES PA CPAS 0.06% of their portfolio LAKELAND, FL 22,06922.1k $905.0k $905.0k 0.06% Added +20 +20
60 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 22,03622.0k $903.5k $903.5k 0.02% Added +728 +728
61 Lindbrook Capital, LLC 0.09% of their portfolio CALABASAS, CA 20,00020.0k $820.0k $820.0k 0.09% Unchanged
62 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 19,56719.6k $802.2k $802.2k 0.00% Reduced -11.8k -11,765
63 Executive Wealth Management, LLC 0.08% of their portfolio BRIGHTON, MI 19,48219.5k $798.8k $798.8k 0.08% Added +706 +706
64 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 19,35119.4k $793.4k $793.4k 0.06% Added +25 +25
65 Canal Capital Management, LLC 0.16% of their portfolio Richmond, VA 19,25019.2k $789.2k $789.2k 0.16% Reduced -1.4k -1,360
66 Accuvest Global Advisors 0.39% of their portfolio PROVO, UT 18,64618.6k $764.0k $764.0k 0.39% Reduced -537 -537
67 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,50918.5k $757.0k $757.0k 0.00% Reduced -5.7k -5,694
68 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 18,45818.5k $756.8k $756.8k 0.00% Reduced -2.0k -1,979
69 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 18,37618.4k $753.0k $753.0k 0.00% Added +7.6k +7,621
70 SIMON QUICK ADVISORS, LLC 0.07% of their portfolio MORRISTOWN, NJ 18,23118.2k $747.5k $747.5k 0.07% Reduced -5.3k -5,327
71 Harvest Investment Services, LLC 0.41% of their portfolio Oakbrook Terrace, IL 17,38817.4k $712.9k $712.9k 0.41% Reduced -928 -928
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,72816.7k $685.8k $685.8k 0.00% Added +10.7k +10,700
73 Millington Financial Advisors, LLC 0.58% of their portfolio NAPERVILLE, IL 15,81415.8k $648.4k $648.4k 0.58% Reduced -1.5k -1,463
74 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 15,24515.2k $625.0k $625.0k 0.05% Unchanged
75 TUCKER ASSET MANAGEMENT LLC 0.17% of their portfolio LITTLETON, CO 14,01114.0k $574.5k $574.5k 0.17% Added +11.6k +11,582
76 EXENCIAL WEALTH ADVISORS, LLC 0.02% of their portfolio OKLAHOMA CITY, OK 13,12113.1k $538.0k $538.0k 0.02% New
77 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,10013.1k $537.1k $537.1k 0.00% Added +4.1k +4,100
78 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,60912.6k $520.1k $520.1k 0.00% Reduced -3.6k -3,611
79 XR Securities LLC 0.78% of their portfolio CHICAGO, IL 12,39612.4k $508.2k $508.2k 0.78% New
80 Wealth Architects, LLC 0.08% of their portfolio MOUNTAIN VIEW, CA 12,37212.4k $507.3k $507.3k 0.08% Unchanged
81 Sloy Dahl & Holst, LLC 0.09% of their portfolio Vancouver, WA 12,20612.2k $500.4k $500.4k 0.09% Reduced -923 -923
82 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 11,66711.7k $478.3k $478.3k 0.00% Reduced -26.7k -26,674
83 Innova Wealth Partners 0.40% of their portfolio NEWTOWN, PA 11,41311.4k $467.9k $467.9k 0.40% Reduced -1.9k -1,920
84 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 10,94410.9k $448.7k $448.7k 0.01% Added +451 +451
85 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 10,77610.8k $441.8k $441.8k 0.02% New
86 Clarity Wealth Advisors, LLC 0.19% of their portfolio SAN JOSE, CA 10,31010.3k $422.7k $422.7k 0.19% Added +500 +500
87 NorthRock Partners, LLC 0.05% of their portfolio MINNEAPOLIS, MN 10,26810.3k $421.0k $421.0k 0.05% Unchanged
88 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 10,12410.1k $415.0k $415.0k 0.01% Added +34 +34
89 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 10,05210.1k $412.1k $412.1k 0.00% Reduced -2.1k -2,131
90 PICKERING ENERGY PARTNERS LP 6.89% of their portfolio HOUSTON, TX 10,03010.0k $411.2k $411.2k 6.89% First filing
91 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 10,00010.0k $410.0k $410.0k 0.01% Unchanged
92 Tempus Wealth Planning, LLC 0.18% of their portfolio IRVINE, CA 9,8499.8k $403.8k $403.8k 0.18% Added +100 +100
93 TRUE Private Wealth Advisors 0.06% of their portfolio Salem, OR 9,8279.8k $402.9k $402.9k 0.06% Reduced -750 -750
94 Hoffman, Alan N Investment Management 0.24% of their portfolio WELLESLEY HILLS, MA 9,7829.8k $401.1k $401.1k 0.24% Added +31 +31
95 Capital Investment Counsel, Inc 0.08% of their portfolio RALEIGH, NC 9,7259.7k $398.7k $398.7k 0.08% Reduced -6.4k -6,375
96 Realta Investment Advisors 0.09% of their portfolio WILMINGTON, DE 9,4999.5k $389.5k $389.5k 0.09% Reduced -1.5k -1,485
97 Family Capital Management, Inc. 0.24% of their portfolio GRAND RAPIDS, MI 9,4859.5k $388.9k $388.9k 0.24% Reduced -2.1k -2,149
98 Mill Creek Capital Advisors, LLC 0.01% of their portfolio Conshohocken, PA 9,4009.4k $385.4k $385.4k 0.01% Unchanged
99 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,2669.3k $379.9k $379.9k 0.00% Reduced -2.1k -2,132
100 Wealth Alliance Advisory Group, LLC 0.13% of their portfolio Wichita, KS 8,6678.7k $355.3k $355.3k 0.13% Reduced -629 -629