Vault-13

VANGUARD SCOTTSDALE FDS VMBS

MTG-BKD SECS ETF · ETP · CUSIP 92206C771

540 institutional holders +23 vs Q1 2023
311,405,521311.4m shares reported held*
$14.3bnreported value*
64 new 221 added 171 reduced 46 sold out net bought ≈ $212.0m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($687.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.06. Options: 1 managers hold calls ($791.0k notional), 1 hold puts ($584.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 503Q4 22: 527Q1 23: 517Q2 23: 540540Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022503
Q4 2022527
Q1 2023517
Q2 2023540

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 236 bought or addedQ4 22: 248 cut or sold outQ4 22Q1 23: 283 bought or addedQ1 23: 226 cut or sold outQ1 23Q2 23: 285 bought or addedQ2 23: 217 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022236248
Q1 2023283226
Q2 2023285217

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.0mQ3 22 puts: $5.8mQ3 22P/C 1.97Q4 22 calls: $1.9mQ4 22 puts: $3.9mQ4 22P/C 2.09Q1 23 calls: $1.0mQ1 23 puts: $1.4mQ1 23P/C 1.39Q2 23 calls: $791.0kQ2 23 puts: $584.1kQ2 23P/C 0.74
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$5.8m1.97
Q4 2022$1.9m$3.9m2.09
Q1 2023$1.0m$1.4m1.39
Q2 2023$791.0k$584.1k0.74

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +2,758,674+2.8m
BANK OF AMERICA CORP /DE/ Added +1,811,814+1.8m
BANK OF HAWAII Added +517,852+517.9k
AMERIPRISE FINANCIAL INC Added +501,327+501.3k
Morningstar Investment Services LLC Added +432,829+432.8k
JPMORGAN CHASE & CO Added +399,470+399.5k
COURIER CAPITAL LLC New +389,692+389.7k
Relative Value Partners Group, LLC Added +322,160+322.2k
Park Avenue Institutional Advisers LLC Added +311,000+311.0k
MORGAN STANLEY Added +257,982+258.0k

Biggest sellers

MATHER GROUP, LLC. Reduced -4,115,998-4.1m
Summit Wealth Group, LLC Reduced -2,206,634-2.2m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -1,476,579-1.5m
Allworth Financial LP Reduced -194,641-194.6k
LIBERTY WEALTH MANAGEMENT LLC Sold out -183,335-183.3k
VICTORY CAPITAL MANAGEMENT INC Reduced -137,586-137.6k
TIEDEMANN ADVISORS, LLC Reduced -127,083-127.1k
OSAIC HOLDINGS, INC. Reduced -96,713-96.7k
Tidal Investments LLC Reduced -93,981-94.0k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -85,272-85.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $791.0k17.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $584.1k12.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 8.83% of their portfolio SAN FRANCISCO, CA 123,911,006123.9m $5.7bn $5.7bn 8.83% Added +2.8m +2,758,674
2 BANK OF AMERICA CORP /DE/ 0.28% of their portfolio CHARLOTTE, NC 52,107,28852.1m $2.4bn $2.4bn 0.28% Added +1.8m +1,811,814
3 ENVESTNET ASSET MANAGEMENT INC 0.40% of their portfolio Berwyn, PA 19,643,24919.6m $903.4m $903.4m 0.40% Reduced -14.6k -14,591
4 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 9,986,81410.0m $459.3m $459.3m 0.05% Added +399.5k +399,470
5 Bank of New York Mellon Corp 0.07% of their portfolio NEW YORK, NY 7,738,0557.7m $355.9m $355.9m 0.07% Added +70.5k +70,480
6 ASSETMARK, INC 1.02% of their portfolio CONCORD, CA 5,664,4745.7m $260.5m $260.5m 1.02% Added +5.2k +5,194
7 STIFEL FINANCIAL CORP 0.30% of their portfolio ST. LOUIS, MO 4,756,4784.8m $218.8m $218.8m 0.30% Added +57.8k +57,807
8 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 4,025,1834.0m $185.1m $185.1m 0.13% Added +196.4k +196,416
9 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 3,993,7064.0m $183.7m $183.7m 0.06% Added +501.3k +501,327
10 RWA WEALTH PARTNERS, LLC 3.74% of their portfolio BOSTON, MA 3,718,2403.7m $171.0m $171.0m 3.74% Added +182.8k +182,760
11 MATHER GROUP, LLC. 2.20% of their portfolio CHICAGO, IL 2,994,6053.0m $137.7m $137.7m 2.20% Reduced -4.1m -4,115,998
12 LINCOLN NATIONAL CORP 2.55% of their portfolio RADNOR, PA 2,806,7892.8m $129.1m $129.1m 2.55% Added +76.5k +76,514
13 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,636,2822.6m $121.2m $121.2m 0.01% Added +258.0k +257,982
14 KEYBANK NATIONAL ASSOCIATION/OH 0.48% of their portfolio BROOKLYN, OH 2,278,0352.3m $104.8m $104.8m 0.48% Added +22.0k +22,026
15 AE Wealth Management LLC 0.61% of their portfolio TOPEKA, KS 2,205,7352.2m $101.4m $101.4m 0.61% Added +168.6k +168,601
16 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 1,985,8222.0m $91.3m $91.3m 0.16% Reduced -96.7k -96,713
17 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,920,3471.9m $88.3m $88.3m 0.07% Added +89.9k +89,917
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,577,2821.6m $72.5m $72.5m 0.02% Reduced -1.5m -1,476,579
19 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.76% of their portfolio OMAHA, NE 1,560,1191.6m $71.8m $71.8m 0.76% Reduced -85.3k -85,272
20 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,331,7181.3m $61.2m $61.2m 0.03% Added +52.5k +52,455
21 Acropolis Investment Management, LLC 4.79% of their portfolio ST. LOUIS, MO 1,329,5041.3m $61.1m $61.1m 4.79% Added +43.5k +43,453
22 Morningstar Investment Services LLC 0.77% of their portfolio CHICAGO, IL 1,305,2281.3m $60.0m $60.0m 0.77% Added +432.8k +432,829
23 Cambridge Investment Research Advisors, Inc. 0.26% of their portfolio FAIRFIELD, IA 1,261,6481.3m $58.0m $58.0m 0.26% Reduced -5.0k -5,023
24 CANTOR FITZGERALD, L. P. 1.25% of their portfolio NEW YORK, NY 1,179,4631.2m $54.2m $54.2m 1.25% Reduced -30.4k -30,357
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,167,7701.2m $53.7m $53.7m 0.01% Reduced -17.1k -17,073
26 EVERGREEN CAPITAL MANAGEMENT LLC 2.23% of their portfolio Bellevue, WA 1,159,1011.2m $53.3m $53.3m 2.23% Reduced -34.3k -34,281
27 Valmark Advisers, Inc. 1.03% of their portfolio AKRON, OH 1,097,6951.1m $50.5m $50.5m 1.03% Added +48.4k +48,378
28 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,017,2501.0m $46.8m $46.8m 0.01% Added +37.8k +37,786
29 Ally Invest Advisors Inc. 5.34% of their portfolio CHARLOTTE, NC 1,016,9251.0m $46.8m $46.8m 5.34% Added +913 +913
30 Financial Engines Advisors L.L.C. 0.12% of their portfolio SANTA CLARA, CA 1,016,0721.0m $46.7m $46.7m 0.12% Reduced -400 -400
31 BANK OF HAWAII 2.57% of their portfolio HONOLULU, HI 1,013,9891.0m $46.6m $46.6m 2.57% Added +517.9k +517,852
32 Executive Wealth Management, LLC 4.50% of their portfolio BRIGHTON, MI 946,210946.2k $43.5m $43.5m 4.50% Reduced -13.5k -13,486
33 Mitsubishi UFJ Asset Management Co., Ltd. 0.08% of their portfolio TOKYO, M0 832,000832.0k $38.3m $38.3m 0.08% Reduced -64.0k -64,000
34 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 802,224802.2k $36.9m $36.9m 0.06% Unchanged
35 Bell Investment Advisors, Inc 7.77% of their portfolio ORINDA, CA 761,454761.5k $35.0m $35.0m 7.77% Added +34.6k +34,553
36 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 733,564733.6k $33.7m $33.7m 0.07% Added +16.8k +16,814
37 Atria Investments, Inc 0.57% of their portfolio Charlotte, NC 688,005688.0k $31.6m $31.6m 0.57% Added +132.3k +132,284
38 TD PRIVATE CLIENT WEALTH LLC 1.36% of their portfolio NEW YORK, NY 685,021685.0k $31.5m $31.5m 1.36% Added +121.0k +121,021
39 Bartlett & Co. LLC 0.53% of their portfolio CINCINNATI, OH 668,888668.9k $30.8m $30.8m 0.53% Reduced -76.3k -76,348
40 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.53% of their portfolio CINCINNATI, OH 668,888668.9k $30.8m $30.8m 0.53% Reduced -76.3k -76,348
41 Relative Value Partners Group, LLC 1.92% of their portfolio NORTHBROOK, IL 647,484647.5k $29.8m $29.8m 1.92% Added +322.2k +322,160
42 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 645,347645.3k $29.7m $29.7m 0.03% Reduced -137.6k -137,586
43 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 638,712638.7k $29.4m $29.4m 0.06% Reduced -6.6k -6,642
44 True Link Financial Advisors, LLC 3.47% of their portfolio SAN FRANCISCO, CA 623,935623.9k $28.7m $28.7m 3.47% Added +11.0k +11,009
45 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 614,215614.2k $28.2m $28.2m 0.10% Reduced -13.9k -13,890
46 Allworth Financial LP 0.24% of their portfolio FOLSOM, CA 603,592603.6k $27.8m $27.8m 0.24% Reduced -194.6k -194,641
47 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 592,758592.8k $27.3m $27.3m 0.05% Added +15.4k +15,436
48 Advisory Alpha, LLC 1.32% of their portfolio HOLLAND, MI 557,470557.5k $25.6m $25.6m 1.32% Reduced -9.3k -9,289
49 Orion Porfolio Solutions, LLC 0.26% of their portfolio OMAHA, NE 525,306525.3k $24.2m $24.2m 0.26% Added +6.9k +6,869
50 Orion Portfolio Solutions, LLC 0.26% of their portfolio Omaha, NE 525,306525.3k $24.2m $24.2m 0.26% Added +6.9k +6,869
51 Parkside Advisors LLC 7.33% of their portfolio BERKELEY, CA 514,862514.9k $23.7m $23.7m 7.33% Added +35.3k +35,348
52 MERCER GLOBAL ADVISORS INC /ADV 0.09% of their portfolio DENVER, CO 508,020508.0k $23.4m $23.4m 0.09% Reduced -37.4k -37,384
53 CreativeOne Wealth, LLC 0.59% of their portfolio OVERLAND PARK, KS 506,516506.5k $23.7m $23.7m 0.59% Added +244.1k +244,115
54 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 502,408502.4k $23.1m $23.1m 0.01% Added +210.0k +209,989
55 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 502,133502.1k $23.1m $23.1m 0.04% Reduced -21.5k -21,485
56 MA Private Wealth 5.18% of their portfolio SAN CARLOS, CA 485,990486.0k $22.4m $22.4m 5.18% Added +185 +185
57 American Trust 1.45% of their portfolio LEXINGTON, KY 478,294478.3k $22.0m $22.0m 1.45% Added +37.0k +37,014
58 Evergreen Advisors, LLC 7.65% of their portfolio CHATTANOOGA, TN 470,689470.7k $21.6m $21.6m 7.65% Added +15.4k +15,371
59 Manning & Napier Group, LLC 0.25% of their portfolio Fairport, NY 468,354468.4k $21.5m $21.5m 0.25% Reduced -25.9k -25,947
60 Zurich Insurance Group Ltd/FI 0.22% of their portfolio ZURICH, V8 467,648467.6k $21.5m $21.5m 0.22% Unchanged
61 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 465,153465.2k $21.4m $21.4m 0.18% Reduced -17.1k -17,150
62 Windward Private Wealth Management Inc. 8.59% of their portfolio OVERLAND PARK, KS 421,748421.7k $19.4m $19.4m 8.59% Added +1.7k +1,717
63 Park Avenue Institutional Advisers LLC 47.56% of their portfolio New York, NY 421,000421.0k $19.4m $19.4m 47.56% Added +311.0k +311,000
64 Vectors Research Management, LLC 5.36% of their portfolio New York, NY 410,307410.3k $18.9m $18.9m 5.36% Reduced -41.2k -41,186
65 Sequoia Financial Advisors, LLC 0.31% of their portfolio Akron, OH 397,324397.3k $18.3m $18.3m 0.31% Added +47.0k +46,998
66 COURIER CAPITAL LLC 1.41% of their portfolio BUFFALO, NY 389,692389.7k $17.9m $17.9m 1.41% New
67 Atria Wealth Solutions, Inc. 0.24% of their portfolio NEW YORK, NY 388,822388.8k $17.9m $17.9m 0.24% Reduced -19.2k -19,232
68 Jaffetilchin Investment Partners, LLC 1.86% of their portfolio TAMPA, FL 384,402384.4k $17.7m $17.7m 1.86% Added +92.0k +92,029
69 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 380,000380.0k $17.5m $17.5m 0.01% Unchanged
70 Money Design Co.,Ltd. 0.95% of their portfolio TOKYO, M0 349,199349.2k $16.1m $16.1m 0.95% Reduced -29.8k -29,751
71 RKL Wealth Management LLC 1.88% of their portfolio LANCASTER, PA 345,499345.5k $15.9m $15.9m 1.88% Added +942 +942
72 1834 INVESTMENT ADVISORS CO 1.88% of their portfolio Milwaukee, WI 342,824342.8k $15.8m $15.8m 1.88% Added +81.1k +81,095
73 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 331,183331.2k $15.2m $15.2m 0.08% Added +37.3k +37,334
74 Whitcomb & Hess, Inc. 5.07% of their portfolio ASHLAND, OH 302,102302.1k $13.9m $13.9m 5.07% Added +4.0k +3,992
75 Checchi Capital Advisers, LLC 1.20% of their portfolio BEVERLY HILLS, CA 292,311292.3k $13.4m $13.4m 1.20% Reduced -2.8k -2,773
76 Family CFO Inc 9.47% of their portfolio LOS ALTOS, CA 291,856291.9k $13.4m $13.4m 9.47% Added +23.1k +23,089
77 PROFFITT & GOODSON INC 2.63% of their portfolio KNOXVILLE, TN 290,122290.1k $13.3m $13.3m 2.63% Added +88.1k +88,118
78 Advanced Asset Management Advisors Inc 3.01% of their portfolio DUBLIN, OH 283,000283.0k $13.0m $13.0m 3.01% Unchanged
79 Composition Wealth, LLC 0.38% of their portfolio LOS ANGELES, CA 271,501271.5k $12.5m $12.5m 0.38% Reduced -7.1k -7,126
80 PARK AVENUE SECURITIES LLC 0.20% of their portfolio NEW YORK, NY 271,347271.3k $12.5m $12.5m 0.20% Added +291 +291
81 Brookstone Capital Management 0.25% of their portfolio WHEATON, IL 270,543270.5k $12.2m $12.2m 0.25% Added +22.8k +22,813
82 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 270,223270.2k $12.4m $12.4m 0.05% First filing
83 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 270,182270.2k $12.4m $12.4m 0.02% Added +12.5k +12,451
84 OneAscent Wealth Management LLC 5.61% of their portfolio BIRMINGHAM, AL 259,074259.1k $11.9m $11.9m 5.61% Added +61.3k +61,278
85 Strategic Investment Advisors / MI 1.62% of their portfolio FARMINGTON HILLS, MI 253,890253.9k $11.7m $11.7m 1.62% Added +128.7k +128,749
86 Robinswood Financial LLC 5.32% of their portfolio KIRKLAND, WA 249,319249.3k $11.5m $11.5m 5.32% First filing
87 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 247,038247.0k $11.4m $11.4m 0.01% New
88 TIEDEMANN ADVISORS, LLC 0.47% of their portfolio NEW YORK, NY 240,755240.8k $11.1m $11.1m 0.47% Reduced -127.1k -127,083
89 OneAscent Financial Services LLC 4.89% of their portfolio BIRMINGHAM, AL 239,456239.5k $11.0m $11.0m 4.89% Added +53.3k +53,294
90 Betterment LLC 0.03% of their portfolio NEW YORK, NY 219,119219.1k $10.1m $10.1m 0.03% Added +12.9k +12,881
91 Wavelength Capital Management, LLC 10.69% of their portfolio WESTPORT, CT 214,755214.8k $9.9m $9.9m 10.69% Added +43.2k +43,200
92 United Asset Strategies, Inc. 1.20% of their portfolio GARDEN CITY, NY 209,736209.7k $9.6m $9.6m 1.20% Added +3.2k +3,186
93 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 207,714207.7k $9.6m $9.6m 0.02% Added +28.7k +28,661
94 Abacus Wealth Partners, LLC 2.81% of their portfolio SANTA MONICA, CA 202,911202.9k $9.3m $9.3m 2.81% Added +13.4k +13,407
95 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 196,182196.2k $9.0m $9.0m 0.01% Added +5.1k +5,140
96 Quantum Financial Advisors, LLC 2.60% of their portfolio SANTA MONICA, CA 192,369192.4k $8.8m $8.8m 2.60% Added +18.2k +18,164
97 AJ WEALTH STRATEGIES, LLC 0.42% of their portfolio NEW YORK, NY 189,780189.8k $8.7m $8.7m 0.42% Reduced -2.1k -2,077
98 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 188,204188.2k $8.7m $8.7m 0.01% Reduced -26.3k -26,293
99 OBSIDIAN CIO, LLC 2.99% of their portfolio NEW YORK, NY 182,155182.2k $8.4m $8.4m 2.99% Added +11.9k +11,950
100 Connecticut Wealth Management, LLC 0.57% of their portfolio FARMINGTON, CT 178,074178.1k $8.2m $8.2m 0.57% Added +7.3k +7,261