Vault-13

INVESCO QQQ TR QQQ

UNIT SER 1 · ETP · CUSIP 46090E103 · ISIN US46090E1038

2,533 institutional holders +84 vs Q1 2023
253,556,891253.6m shares reported held*
$92.9bnreported value*
186 new 987 added 977 reduced 123 sold out net bought ≈ $4.2bn (+10.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($88.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $366.46. Options: 100 managers hold calls ($118.3bn notional), 234 hold puts ($236.1bn).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 2,218Q4 22: 2,346Q1 23: 2,449Q2 23: 2,5332,533Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20222,218
Q4 20222,346
Q1 20232,449
Q2 20232,533

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2k02kQ4 22: 963 bought or addedQ4 22: 1,122 cut or sold outQ4 22Q1 23: 1,112 bought or addedQ1 23: 1,085 cut or sold outQ1 23Q2 23: 1,173 bought or addedQ2 23: 1,100 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229631,122
Q1 20231,1121,085
Q2 20231,1731,100

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100bn$200bn$300bnQ3 22 calls: $88.7bnQ3 22 puts: $127.9bnQ3 22P/C 1.44Q4 22 calls: $95.3bnQ4 22 puts: $121.0bnQ4 22P/C 1.27Q1 23 calls: $120.9bnQ1 23 puts: $207.6bnQ1 23P/C 1.72Q2 23 calls: $118.3bnQ2 23 puts: $236.1bnQ2 23P/C 2.00
Numbers
QuarterCallsPutsP/C
Q3 2022$88.7bn$127.9bn1.44
Q4 2022$95.3bn$121.0bn1.27
Q1 2023$120.9bn$207.6bn1.72
Q2 2023$118.3bn$236.1bn2.00

Biggest buyers

Rokos Capital Management LLP Added +7,439,618+7.4m
TORONTO DOMINION BANK Added +6,581,545+6.6m
BARCLAYS PLC Added +4,899,850+4.9m
JPMORGAN CHASE & CO Added +2,341,531+2.3m
IMC-Chicago, LLC Added +2,177,754+2.2m
WELLS FARGO & COMPANY/MN Added +1,908,172+1.9m
CLEAR STREET LLC New +1,750,000+1.8m
MORGAN STANLEY Added +1,557,609+1.6m
MEITAV INVESTMENT HOUSE LTD New +1,094,062+1.1m
CHURCHILL MANAGEMENT Corp Added +1,044,818+1.0m

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -9,213,835-9.2m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -7,358,552-7.4m
GOLDMAN SACHS GROUP INC Reduced -3,398,578-3.4m
FMR LLC Reduced -1,992,221-2.0m
JANE STREET GROUP, LLC Reduced -1,916,797-1.9m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,908,623-1.9m
CITIGROUP INC Reduced -1,858,698-1.9m
WOLVERINE TRADING, LLC Reduced -933,250-933.2k
MONEY CONCEPTS CAPITAL CORP Reduced -890,061-890.1k
PNC Financial Services Group, Inc. Reduced -632,129-632.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $17.8bn48.3m shares
CTC LLC Added $13.5bn364.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.8bn26.5m shares
JANE STREET GROUP, LLC Added $9.0bn24.4m shares
BANK OF AMERICA CORP /DE/ Reduced $8.3bn22.5m shares
WOLVERINE TRADING, LLC Reduced $7.8bn21.5m shares
CITIGROUP INC Reduced $7.6bn20.5m shares
Optiver Holding B.V. Reduced $7.1bn19.2m shares
MILLENNIUM MANAGEMENT LLC Added $4.7bn12.7m shares
IMC-Chicago, LLC Added $4.1bn11.0m shares

Biggest puts

ALKEON CAPITAL MANAGEMENT LLC Added $29.4bn79.5m shares
BANK OF AMERICA CORP /DE/ Reduced $23.1bn62.4m shares
CITADEL ADVISORS LLC Added $22.3bn60.4m shares
CTC LLC Added $17.2bn464.8k shares
CITIGROUP INC Reduced $14.9bn40.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.4bn38.9m shares
JANE STREET GROUP, LLC Added $12.3bn33.3m shares
Optiver Holding B.V. Added $10.8bn29.1m shares
MILLENNIUM MANAGEMENT LLC Reduced $8.1bn21.8m shares
Deer Park Road Corp Added $6.6bn18.0m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.69% of their portfolio NEW YORK, NY 18,973,72619.0m $7.0bn $7.0bn 0.69% Added +1.6m +1,557,609
2 TORONTO DOMINION BANK 3.83% of their portfolio TORONTO, ONTARIO, A6 13,943,16813.9m $5.2bn $5.2bn 3.83% Added +6.6m +6,581,545
3 BANK OF AMERICA CORP /DE/ 0.52% of their portfolio CHARLOTTE, NC 11,840,74511.8m $4.4bn $4.4bn 0.52% Reduced -9.2m -9,213,835
4 JPMORGAN CHASE & CO 0.45% of their portfolio NEW YORK, NY 10,523,69410.5m $3.9bn $3.9bn 0.45% Added +2.3m +2,341,531
5 Rokos Capital Management LLP 56.91% of their portfolio LONDON, X0 7,672,0007.7m $2.8bn $2.8bn 56.91% Added +7.4m +7,439,618
6 WELLS FARGO & COMPANY/MN 0.81% of their portfolio SAN FRANCISCO, CA 7,574,9027.6m $2.8bn $2.8bn 0.81% Added +1.9m +1,908,172
7 GOLDMAN SACHS GROUP INC 0.71% of their portfolio NEW YORK, NY 7,494,0317.5m $2.8bn $2.8bn 0.71% Reduced -3.4m -3,398,578
8 LPL Financial LLC 1.92% of their portfolio FORT MILL, SC 7,277,4727.3m $2.7bn $2.7bn 1.92% Added +406.9k +406,909
9 BARCLAYS PLC 1.39% of their portfolio LONDON, X0 5,777,6185.8m $2.1bn $2.1bn 1.39% Added +4.9m +4,899,850
10 JANE STREET GROUP, LLC 2.65% of their portfolio NEW YORK, NY 5,288,6545.3m $2.0bn $2.0bn 2.65% Reduced -1.9m -1,916,797
11 BANK OF MONTREAL /CAN/ 0.68% of their portfolio TORONTO, A6 5,037,0425.0m $1.9bn $1.9bn 0.68% Added +263.4k +263,381
12 UBS Group AG 0.78% of their portfolio ZURICH, V8 4,884,4834.9m $1.8bn $1.8bn 0.78% Reduced -293.0k -293,009
13 PNC Financial Services Group, Inc. 1.53% of their portfolio Pittsburgh, PA 4,859,3714.9m $1.8bn $1.8bn 1.53% Reduced -632.1k -632,129
14 ENVESTNET ASSET MANAGEMENT INC 0.73% of their portfolio Berwyn, PA 4,479,1464.5m $1.7bn $1.7bn 0.73% Reduced -281.9k -281,929
15 AMERIPRISE FINANCIAL INC 0.47% of their portfolio MINNEAPOLIS, MN 4,015,9904.0m $1.5bn $1.5bn 0.47% Added +228.7k +228,734
16 ROYAL BANK OF CANADA 0.40% of their portfolio TORONTO, A6 3,859,1603.9m $1.4bn $1.4bn 0.40% Added +563.9k +563,921
17 SHANDA ASSET MANAGEMENT HOLDINGS Ltd 67.37% of their portfolio REDWOOD CITY, CA 3,508,5003.5m $1.3bn $1.3bn 67.37% Unchanged
18 CITADEL ADVISORS LLC 1.29% of their portfolio MIAMI, FL 3,133,3333.1m $1.2bn $1.2bn 1.29% Added +868.7k +868,676
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.46% of their portfolio MILWAUKEE, WI 3,052,0623.1m $1.1bn $1.1bn 1.46% Added +24.0k +23,978
20 Fisher Asset Management, LLC 0.58% of their portfolio PLANO, TX 2,831,5842.8m $1.0bn $1.0bn 0.58% Added +158.1k +158,115
21 IMC-Chicago, LLC 32.64% of their portfolio CHICAGO, IL 2,657,5032.7m $981.7m $981.7m 32.64% Added +2.2m +2,177,754
22 OSAIC HOLDINGS, INC. 1.42% of their portfolio SCOTTSDALE, AZ 2,648,1802.6m $792.1m $792.1m 1.42% Added +99.6k +99,555
23 CITIGROUP INC 1.09% of their portfolio NEW YORK, NY 2,288,1422.3m $845.3m $845.3m 1.09% Reduced -1.9m -1,858,698
24 COMMONWEALTH EQUITY SERVICES, LLC 1.65% of their portfolio WALTHAM, MA 2,198,0382.2m $812.0m $812.0m 1.65% Added +195.1k +195,130
25 Raymond James Financial Services Advisors, Inc. 1.36% of their portfolio ST. PETERSBURG, FL 2,087,8722.1m $771.3m $771.3m 1.36% Added +28.1k +28,127
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.24% of their portfolio BALA CYNWYD, PA 2,080,3902.1m $768.5m $768.5m 1.24% Reduced -7.4m -7,358,552
27 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 2.99% of their portfolio TORONTO, A6 1,809,0001.8m $668.3m $668.3m 2.99% Unchanged
28 Artemis Wealth Advisors, LLC 60.33% of their portfolio Port Washington, NY 1,785,3221.8m $659.5m $659.5m 60.33% Added +95.4k +95,374
29 CANADA PENSION PLAN INVESTMENT BOARD 1.00% of their portfolio TORONTO ONTARIO, A6 1,780,0001.8m $657.6m $657.6m 1.00% Added +180.0k +180,000
30 National Mutual Insurance Federation of Agricultural Cooperatives 7.65% of their portfolio TOKYO, JAPAN, M0 1,759,0001.8m $649.8m $649.8m 7.65% Unchanged
31 CLEAR STREET LLC 15.40% of their portfolio NEW YORK, NY 1,750,0001.8m $646.5m $646.5m 15.40% New
32 FMR LLC 0.05% of their portfolio BOSTON, MA 1,577,3031.6m $582.7m $582.7m 0.05% Reduced -2.0m -1,992,221
33 HRT FINANCIAL LP 5.35% of their portfolio NEW YORK, NY 1,512,8911.5m $558.9m $558.9m 5.35% Added +366.2k +366,205
34 Wellspring Financial Advisors, LLC 0.59% of their portfolio CLEVELAND, OH 1,436,3711.4m $2.1m $2.1m 0.59% Reduced -1.1k -1,055
35 TWO SIGMA INVESTMENTS, LP 1.35% of their portfolio NEW YORK, NY 1,369,2431.4m $505.8m $505.8m 1.35% Added +918.3k +918,278
36 RAYMOND JAMES & ASSOCIATES 0.39% of their portfolio ST PETERSBURG, FL 1,272,4011.3m $470.1m $470.1m 0.39% Added +35.5k +35,494
37 J.P. Morgan Private Wealth Advisors LLC 2.36% of their portfolio SAN FRANCISCO, CA 1,230,7101.2m $454.6m $454.6m 2.36% Reduced -390.8k -390,844
38 Cambridge Investment Research Advisors, Inc. 1.98% of their portfolio FAIRFIELD, IA 1,175,3131.2m $434.2m $434.2m 1.98% Added +129.6k +129,647
39 US BANCORP \DE\ 0.70% of their portfolio MINNEAPOLIS, MN 1,158,8141.2m $428.1m $428.1m 0.70% Reduced -38.3k -38,297
40 Kensington Asset Management, LLC 27.79% of their portfolio AUSTIN, TX 1,140,8541.1m $421.5m $421.5m 27.79% Added +75.0k +74,954
41 MEITAV INVESTMENT HOUSE LTD 3.20% of their portfolio BENE-BERAQ, L3 1,094,0621.1m $397.7m $397.7m 3.20% New
42 TRUIST FINANCIAL CORP 0.66% of their portfolio CHARLOTTE, NC 1,065,5551.1m $393.6m $393.6m 0.66% Added +46.6k +46,586
43 CHURCHILL MANAGEMENT Corp 6.58% of their portfolio Los Angeles, CA 1,053,8121.1m $389.3m $389.3m 6.58% Added +1.0m +1,044,818
44 BARINGS LLC 12.92% of their portfolio CHARLOTTE, NC 1,035,1311.0m $382.4m $382.4m 12.92% Reduced -80.5k -80,498
45 TD Asset Management Inc 0.42% of their portfolio Toronto, A6 1,002,3771.0m $370.3m $370.3m 0.42% Reduced -203.3k -203,259
46 NATIXIS 2.79% of their portfolio PARIS, I0 887,301887.3k $327.8m $327.8m 2.79% Added +51.7k +51,668
47 Senator Investment Group LP 14.41% of their portfolio New York, NY 865,000865.0k $319.5m $319.5m 14.41% Not comparable
48 Analyst IMS Investment Management Services Ltd. 19.95% of their portfolio Tel-aviv, L3 816,661816.7k $297.1m $297.1m 19.95% Added +15.5k +15,529
49 MML INVESTORS SERVICES, LLC 1.64% of their portfolio SPRINGFIELD, MA 806,857806.9k $298.1m $298.1m 1.64% New
50 Rockefeller Capital Management L.P. 1.09% of their portfolio NEW YORK, NY 761,343761.3k $281.3m $281.3m 1.09% First filing
51 Cetera Advisor Networks LLC 1.94% of their portfolio EL SEGUNDO, CA 757,568757.6k $279.9m $279.9m 1.94% Reduced -16.2k -16,198
52 Janney Montgomery Scott LLC 0.97% of their portfolio PHILADELPHIA, PA 755,960756.0k $279.3m $279.3m 0.97% New
53 AE Wealth Management LLC 1.67% of their portfolio TOPEKA, KS 750,253750.3k $277.2m $277.2m 1.67% Added +95.2k +95,207
54 STIFEL FINANCIAL CORP 0.37% of their portfolio ST. LOUIS, MO 722,194722.2k $266.8m $266.8m 0.37% Reduced -11.3k -11,252
55 Susquehanna Foundation 98.16% of their portfolio BALA CYNWYD, PA 673,923673.9k $249.0m $249.0m 98.16% Unchanged
56 HSBC HOLDINGS PLC 0.26% of their portfolio LONDON, X0 662,011662.0k $244.9m $244.9m 0.26% Added +576.5k +576,493
57 Fiera Capital Corp 0.68% of their portfolio MONTREAL, A8 636,259636.3k $235.0m $235.0m 0.68% Added +2.9k +2,891
58 Mariner, LLC 0.63% of their portfolio Overland Park, KS 633,463633.5k $234.0m $234.0m 0.63% Reduced -7.0k -6,994
59 Varma Mutual Pension Insurance Co 2.74% of their portfolio Varma, H9 619,883619.9k $229.0m $229.0m 2.74% New
60 BNP PARIBAS FINANCIAL MARKETS 0.44% of their portfolio PARIS, I0 599,593599.6k $221.5m $221.5m 0.44% Reduced -1.9m -1,908,623
61 Equitable Holdings, Inc. 3.17% of their portfolio NEW YORK, NY 597,856597.9k $220.9m $220.9m 3.17% Added +40.9k +40,904
62 Creative Planning 0.28% of their portfolio OVERLAND PARK, KS 562,510562.5k $207.8m $207.8m 0.28% Reduced -14.7k -14,705
63 Horizon Investments, LLC 5.86% of their portfolio Charlotte, NC 551,742551.7k $203.8m $203.8m 5.86% Reduced -337.1k -337,063
64 Private Advisor Group, LLC 1.75% of their portfolio MORRISTOWN, NJ 540,456540.5k $201.2m $201.2m 1.75% Added +86.8k +86,806
65 Sumitomo Mitsui Trust Group, Inc. 0.15% of their portfolio CHIYODA-KU, TOKYO, M0 517,382517.4k $191.1m $191.1m 0.15% New
66 Rafferty Asset Management, LLC 1.05% of their portfolio New York, NY 504,400504.4k $186.3m $186.3m 1.05% Added +290.6k +290,570
67 CREDIT SUISSE AG/ 0.18% of their portfolio ZURICH, V8 484,882484.9k $179.1m $179.1m 0.18% Reduced -90.2k -90,161
68 IEQ CAPITAL, LLC 3.56% of their portfolio Foster City, CA 478,240478.2k $176.7m $176.7m 3.56% Reduced -11.5k -11,456
69 TWO SIGMA ADVISERS, LP 0.44% of their portfolio NEW YORK, NY 467,780467.8k $172.8m $172.8m 0.44% New
70 CWM, LLC 1.02% of their portfolio OMAHA, NE 445,733445.7k $164.7m $164.7m 1.02% Added +27.0k +27,037
71 Kestra Advisory Services, LLC 1.63% of their portfolio AUSTIN, TX 440,386440.4k $162.7m $162.7m 1.63% Added +24.5k +24,483
72 TAIYO LIFE INSURANCE CO 12.65% of their portfolio CHUO-KU, TOKYO, M0 433,000433.0k $160.0m $160.0m 12.65% Unchanged
73 Bell Bank 16.88% of their portfolio FARGO, ND 431,201431.2k $159.3m $159.3m 16.88% Reduced -21.6k -21,613
74 ALKEON CAPITAL MANAGEMENT LLC 0.94% of their portfolio New York, NY 425,000425.0k $157.0m $157.0m 0.94% New
75 Optiver Holding B.V. 4.52% of their portfolio AMSTERDAM, P7 422,756422.8k $156.2m $156.2m 4.52% Added +258.2k +258,181
76 RITHOLTZ WEALTH MANAGEMENT 6.98% of their portfolio NEW YORK, NY 420,019420.0k $155.2m $155.2m 6.98% Added +1.4k +1,411
77 Cetera Investment Advisers 1.29% of their portfolio SCHAUMBURG, IL 415,510415.5k $153.5m $153.5m 1.29% Added +23.3k +23,323
78 MIZUHO SECURITIES USA LLC 5.08% of their portfolio NEW YORK, NY 414,990415.0k $153.4m $153.4m 5.08% New
79 Prime Capital Investment Advisors, LLC 3.00% of their portfolio OVERLAND PARK, KS 411,409411.4k $152.0m $152.0m 3.00% Reduced -12.3k -12,277
80 HIMENSION CAPITAL (SINGAPORE) PTE. LTD. 13.75% of their portfolio SINGAPORE, U0 408,263408.3k $150.8m $150.8m 13.75% New
81 BlackRock Inc. 0.00% of their portfolio New York, NY 392,162392.2k $144.9m $144.9m 0.00% Reduced -184.2k -184,156
82 Main Management ETF Advisors, LLC 10.49% of their portfolio SAN FRANCISCO, CA 392,000392.0k $144.8m $144.8m 10.49% Added +24.5k +24,500
83 Mirae Asset Global Investments Co., Ltd. 0.30% of their portfolio SEOUL, M5 376,379376.4k $139.0m $139.0m 0.30% Reduced -68.1k -68,125
84 FACTORY MUTUAL INSURANCE CO 2.01% of their portfolio WALTHAM, MA 368,754368.8k $136.2m $136.2m 2.01% Added +109.1k +109,054
85 Bouchey Financial Group, Ltd. 16.44% of their portfolio TROY, NY 367,775367.8k $135.9m $135.9m 16.44% Added +4.4k +4,388
86 Consolidated Investment Group LLC 23.86% of their portfolio ENGLEWOOD, CO 360,565360.6k $133.2m $133.2m 23.86% Unchanged
87 NATIONAL BANK OF CANADA /FI/ 0.26% of their portfolio MONTREAL, A8 354,761354.8k $131.1m $131.1m 0.26% Reduced -85.2k -85,245
88 STEEL GROVE CAPITAL ADVISORS, LLC 16.48% of their portfolio MEMPHIS, TN 354,704354.7k $131.0m $131.0m 16.48% Reduced -299 -299
89 Cerity Partners LLC 0.50% of their portfolio NEW YORK, NY 350,486350.5k $129.6m $129.6m 0.50% Added +78.4k +78,420
90 PEAPACK GLADSTONE FINANCIAL CORP 2.31% of their portfolio BEDMINSTER, NJ 350,447350.4k $129.5m $129.5m 2.31% Added +86.0k +85,992
91 Cohen Klingenstein LLC 5.54% of their portfolio NEW YORK, NY 345,950345.9k $127.8m $127.8m 5.54% Reduced -2.6k -2,560
92 Atria Wealth Solutions, Inc. 1.72% of their portfolio NEW YORK, NY 341,538341.5k $126.2m $126.2m 1.72% Added +43.0k +43,050
93 Brookstone Capital Management 2.49% of their portfolio WHEATON, IL 337,582337.6k $123.6m $123.6m 2.49% Added +62.8k +62,801
94 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 8.51% of their portfolio Tel Aviv, L3 327,953328.0k $119.9m $119.9m 8.51% New
95 KENNICOTT CAPITAL MANAGEMENT LLC 20.01% of their portfolio LARKSPUR, CA 316,912316.9k $39.0m $39.0m 20.01% Added +211.2k +211,166
96 INVICTUS PRIVATE WEALTH, LLC 12.61% of their portfolio Denver, CO 316,593316.6k $117.0m $117.0m 12.61% Added +2.1k +2,106
97 Composition Wealth, LLC 3.54% of their portfolio LOS ANGELES, CA 315,236315.2k $116.5m $116.5m 3.54% Reduced -92.1k -92,058
98 SG Americas Securities, LLC 0.97% of their portfolio NEW YORK, NY 307,238307.2k $113.5m $113.5m 0.97% Reduced -292.8k -292,828
99 CIBC WORLD MARKET INC. 0.38% of their portfolio TORONTO, A6 302,572302.6k $111.8m $111.8m 0.38% Added +25.9k +25,867
100 BAILARD, INC. 3.86% of their portfolio Foster City, CA 298,507298.5k $110.3m $110.3m 3.86% Added +212.4k +212,368