Vault-13

ENTERPRISE 4.0 TEC ACQSTN CO

CLASS A ORD SHS · CUSIP G3137C106

26 institutional holders -33 vs Q1 2023
6,123,3906.1m shares reported held*
$65.4mreported value*
6 new 3 added 12 reduced 38 sold out net sold ≈ $241.3m (-22.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.68. Options: 0 managers hold calls (— notional), 1 hold puts ($3.5m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 56Q4 22: 59Q1 23: 59Q2 23: 2626Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202256
Q4 202259
Q1 202359
Q2 202326

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 22 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 50 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222216
Q1 20231819
Q2 2023950

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $3.5mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$3.5m—

Biggest buyers

Sandia Investment Management LP Added +168,078+168.1k
KIM, LLC Added +70,034+70.0k
Spartan Fund Management Inc. New +53,300+53.3k
Walleye Capital LLC New +32,006+32.0k
Walleye Trading LLC New +17,997+18.0k
GRITSTONE ASSET MANAGEMENT LLC New +17,000+17.0k
SkyView Investment Advisors, LLC New +10,000+10.0k
Radcliffe Capital Management, L.P. Added +8,885+8.9k
Tower Research Capital LLC (TRC) New +132+132

Biggest sellers

First Trust Capital Management L.P. Sold out -3,358,541-3.4m
ARISTEIA CAPITAL, L.L.C. Sold out -1,789,872-1.8m
Polar Asset Management Partners Inc. Sold out -1,579,999-1.6m
CANTOR FITZGERALD, L. P. Sold out -1,420,000-1.4m
Periscope Capital Inc. Reduced -1,411,667-1.4m
Calamos Advisors LLC Sold out -1,200,000-1.2m
HSBC HOLDINGS PLC Sold out -1,021,103-1.0m
Castle Creek Arbitrage, LLC Reduced -943,740-943.7k
MMCAP International Inc. SPC Sold out -900,000-900.0k
D. E. Shaw & Co., Inc. Sold out -842,240-842.2k

Biggest calls

None

Biggest puts

Shaolin Capital Management LLC New $3.5m326.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.10% of their portfolio New York, NY 900,000900.0k $9.6m $9.6m 0.10% Reduced -153.9k -153,897
2 Westchester Capital Management, LLC 0.28% of their portfolio VALHALLA, NY 762,296762.3k $8.1m $8.1m 0.28% Reduced -759.4k -759,427
3 Castle Creek Arbitrage, LLC 0.76% of their portfolio AVON, CO 575,000575.0k $6.1m $6.1m 0.76% Reduced -943.7k -943,740
4 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.13% of their portfolio CHICAGO, IL 554,644554.6k $5.9m $5.9m 0.13% Reduced -12.5k -12,501
5 Radcliffe Capital Management, L.P. 0.42% of their portfolio BALA CYNWYD, PA 461,953462.0k $4.9m $4.9m 0.42% Added +8.9k +8,885
6 KIM, LLC 0.38% of their portfolio WICHITA, KS 419,494419.5k $4.5m $4.5m 0.38% Added +70.0k +70,034
7 BERKLEY W R CORP 0.24% of their portfolio Greenwich, CT 372,973373.0k $4.0m $4.0m 0.24% Reduced -238.6k -238,573
8 Meteora Capital, LLC 0.62% of their portfolio Boca Raton, FL 318,226318.2k $3.4m $3.4m 0.62% Reduced -184.0k -184,037
9 FIR TREE CAPITAL MANAGEMENT LP 0.33% of their portfolio New York, NY 317,286317.3k $3.4m $3.4m 0.33% Reduced -181.6k -181,614
10 Sandia Investment Management LP 0.98% of their portfolio BOSTON, MA 300,678300.7k $3.2m $3.2m 0.98% Added +168.1k +168,078
11 LMR Partners LLP 0.06% of their portfolio LONDON, X0 250,000250.0k $2.7m $2.7m 0.06% Unchanged
12 Periscope Capital Inc. 0.21% of their portfolio Toronto, A6 250,000250.0k $2.7m $2.7m 0.21% Reduced -1.4m -1,411,667
13 BOOTHBAY FUND MANAGEMENT, LLC 0.08% of their portfolio NEW YORK, NY 227,092227.1k $2.4m $2.4m 0.08% Reduced -219.7k -219,703
14 Mint Tower Capital Management B.V. 0.15% of their portfolio AMSTERDAM, P7 110,243110.2k $1.2m $1.2m 0.15% Unchanged
15 AQR Arbitrage LLC 0.05% of their portfolio Greenwich, CT 106,060106.1k $1.1m $1.1m 0.05% Unchanged
16 Spartan Fund Management Inc. 0.15% of their portfolio TORONTO, ONTARIO, Z4 53,30053.3k $605.1k $605.1k 0.15% New
17 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 32,00632.0k $340.9k $340.9k 0.01% New
18 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 26,00026.0k $276.9k $276.9k 0.01% Unchanged
19 Virtu Financial LLC 0.02% of their portfolio New York, NY 22,02722.0k $235.0k $235.0k 0.02% Reduced -72.0k -71,987
20 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 17,99718.0k $191.7k $191.7k 0.01% New
21 GRITSTONE ASSET MANAGEMENT LLC 0.22% of their portfolio Bethesda, MD 17,00017.0k $181.1k $181.1k 0.22% New
22 GLAZER CAPITAL, LLC 0.01% of their portfolio New York, NY 14,98315.0k $160.0k $160.0k 0.01% Reduced -222.2k -222,243
23 SkyView Investment Advisors, LLC 0.03% of their portfolio SHREWSBURY, NJ 10,00010.0k $107.0k $107.0k 0.03% New
24 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,0004.0k $42.6k $42.6k 0.00% Reduced -496.0k -496,000
25 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 132132 $1.4k $1.4k 0.00% New
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged