Vault-13

LIVE OAK CRESTVIEW CLIMATE A

CL A COM · CUSIP 538086109

51 institutional holders +10 vs Q1 2023
18,331,20118.3m shares reported held*
$186.8mreported value*
17 new 11 added 4 reduced 6 sold out net bought ≈ $10.6m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($451.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.19. Options: 0 managers hold calls (— notional), 1 hold puts ($7.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 43Q1 23: 41Q2 23: 5151Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202242
Q4 202243
Q1 202341
Q2 202351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 8 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 10 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202288
Q1 2023119
Q2 20232810

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $7.8mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$7.8m—

Biggest buyers

Apollo Management Holdings, L.P. New +990,000+990.0k
First Trust Capital Management L.P. Added +891,057+891.1k
Westchester Capital Management, LLC New +640,690+640.7k
JPMORGAN CHASE & CO Added +300,037+300.0k
BERKLEY W R CORP New +277,015+277.0k
Schechter Investment Advisors, LLC New +249,483+249.5k
Periscope Capital Inc. Added +236,623+236.6k
Flow State Investments, L.P. New +200,000+200.0k
DELTEC ASSET MANAGEMENT LLC New +173,365+173.4k
WOLVERINE ASSET MANAGEMENT LLC New +127,137+127.1k

Biggest sellers

CANTOR FITZGERALD, L. P. Sold out -1,500,000-1.5m
MARSHALL WACE, LLP Reduced -803,767-803.8k
Shaolin Capital Management LLC Sold out -762,975-763.0k
Balyasny Asset Management L.P. Sold out -530,311-530.3k
KIM, LLC Sold out -250,000-250.0k
Exos TFP Holdings LLC Reduced -162,846-162.8k
Segantii Capital Management Ltd Sold out -75,000-75.0k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Reduced -6,142-6.1k
GLAZER CAPITAL, LLC Sold out -1,179-1.2k
Radcliffe Capital Management, L.P. Reduced -7-7

Biggest calls

None

Biggest puts

Shaolin Capital Management LLC New $7.8m760.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.04% of their portfolio Boston, MA 1,800,0001.8m $18.4m $18.4m 0.04% Unchanged
2 Atalaya Capital Management LP 7.90% of their portfolio NEW YORK, NY 1,584,0001.6m $16.2m $16.2m 7.90% Unchanged
3 First Trust Capital Management L.P. 0.67% of their portfolio CHICAGO, IL 1,100,0951.1m $11.3m $11.3m 0.67% Added +891.1k +891,057
4 Fort Baker Capital Management LP 1.50% of their portfolio Larkspur, CA 1,034,2531.0m $10.6m $10.6m 1.50% Unchanged
5 P SCHOENFELD ASSET MANAGEMENT LP 1.38% of their portfolio NEW YORK, NY 990,000990.0k $10.1m $10.1m 1.38% Unchanged
6 Apollo Management Holdings, L.P. 0.11% of their portfolio New York, NY 990,000990.0k $10.1m $10.1m 0.11% New
7 Alberta Investment Management Corp 0.10% of their portfolio EDMONTON, A0 990,000990.0k $10.1m $10.1m 0.10% Unchanged
8 Davidson Kempner Capital Management LP 0.21% of their portfolio New York, NY 990,000990.0k $10.1m $10.1m 0.21% Unchanged
9 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 800,000800.0k $8.2m $8.2m 0.01% Unchanged
10 Westchester Capital Management, LLC 0.23% of their portfolio VALHALLA, NY 640,690640.7k $6.6m $6.6m 0.23% New
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 531,505531.5k $5.4m $5.4m 0.00% Added +300.0k +300,037
12 Periscope Capital Inc. 0.42% of their portfolio Toronto, A6 519,319519.3k $5.3m $5.3m 0.42% Added +236.6k +236,623
13 AQR Arbitrage LLC 0.23% of their portfolio Greenwich, CT 518,365518.4k $5.3m $5.3m 0.23% Added +126.5k +126,511
14 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.11% of their portfolio CHICAGO, IL 499,180499.2k $5.1m $5.1m 0.11% Reduced -6.1k -6,142
15 MANGROVE PARTNERS IM, LLC 0.33% of their portfolio Greenwich, CT 450,000450.0k $4.6m $4.6m 0.33% Unchanged
16 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 439,162439.2k $4.5m $4.5m 0.01% Reduced -803.8k -803,767
17 Radcliffe Capital Management, L.P. 0.35% of their portfolio BALA CYNWYD, PA 399,993400.0k $4.1m $4.1m 0.35% Reduced -7 -7
18 Corbin Capital Partners, L.P. 3.74% of their portfolio NEW YORK, NY 396,000396.0k $4.1m $4.1m 3.74% Unchanged
19 PICTON MAHONEY ASSET MANAGEMENT 0.16% of their portfolio Toronto, A6 327,086327.1k $3.4m $3.4m 0.16% Added +127.1k +127,088
20 Spartan Fund Management Inc. 0.46% of their portfolio TORONTO, ONTARIO, Z4 285,572285.6k $1.9m $1.9m 0.46% Added +86.3k +86,315
21 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 277,362277.4k $2.8m $2.8m 0.04% Unchanged
22 BERKLEY W R CORP 0.17% of their portfolio Greenwich, CT 277,015277.0k $2.8m $2.8m 0.17% New
23 Schechter Investment Advisors, LLC 0.23% of their portfolio BIRMINGHAM, MI 249,483249.5k $2.6m $2.6m 0.23% New
24 Exos TFP Holdings LLC 1.18% of their portfolio NEW YORK, NY 234,032234.0k $2.4m $2.4m 1.18% Reduced -162.8k -162,846
25 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.02% of their portfolio HARRISBURG, PA 200,000200.0k $2.0m $2.0m 0.02% Added +100.0k +100,000
26 Flow State Investments, L.P. 0.86% of their portfolio CHICAGO, IL 200,000200.0k $2.0m $2.0m 0.86% New
27 ARISTEIA CAPITAL, L.L.C. 0.07% of their portfolio GREENWICH, CT 195,253195.3k $2.0m $2.0m 0.07% Added +20.1k +20,050
28 DELTEC ASSET MANAGEMENT LLC 0.39% of their portfolio New York, NY 173,365173.4k $1.8m $1.8m 0.39% New
29 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 157,800157.8k $1.6m $1.6m 0.00% Added +78.9k +78,900
30 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 127,137127.1k $1.3m $1.3m 0.02% New
31 GRITSTONE ASSET MANAGEMENT LLC 1.51% of their portfolio Bethesda, MD 120,364120.4k $1.2m $1.2m 1.51% Added +97.1k +97,081
32 Bulldog Investors, LLP 0.38% of their portfolio SADDLE BROOK, NJ 110,591110.6k $1.1m $1.1m 0.38% New
33 CSS LLC/IL 0.08% of their portfolio CHICAGO, IL 107,088107.1k $1.1m $1.1m 0.08% New
34 Crestline Management, L.P. 0.11% of their portfolio FORT WORTH, TX 100,000100.0k $1.0m $1.0m 0.11% New
35 DUPONT CAPITAL MANAGEMENT CORP 0.05% of their portfolio Wilmington, DE 99,996100.0k $1.0m $1.0m 0.05% Unchanged
36 Magnetar Financial LLC 0.02% of their portfolio EVANSTON, IL 76,89076.9k $788.1k $788.1k 0.02% Unchanged
37 WHITEBOX ADVISORS LLC 0.04% of their portfolio MINNEAPOLIS, MN 75,60075.6k $774.9k $774.9k 0.04% Unchanged
38 Elequin Capital, LP 0.26% of their portfolio NEW YORK, NY 49,30049.3k $505.3k $505.3k 0.26% Unchanged
39 Wealthspring Capital LLC 0.63% of their portfolio WEST HARRISON, NY 44,03544.0k $451.4k $451.4k 0.63% New
40 Meteora Capital, LLC 0.05% of their portfolio Boca Raton, FL 29,02629.0k $297.5k $297.5k 0.05% New
41 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 27,22927.2k $279.0k $279.0k 0.00% Unchanged
42 Virtu Financial LLC 0.02% of their portfolio New York, NY 22,42922.4k $230.0k $230.0k 0.02% New
43 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 20,88820.9k $214.1k $214.1k 0.00% Unchanged
44 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 20,31920.3k $208.3k $208.3k 0.01% Unchanged
45 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 20,00020.0k $205.0k $205.0k 0.02% New
46 COWEN AND COMPANY, LLC 0.02% of their portfolio NEW YORK, NY 18,70118.7k $191.7k $191.7k 0.02% New
47 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 18,06618.1k $185.2k $185.2k 0.01% New
48 ATW SPAC MANAGEMENT LLC 0.13% of their portfolio NEW YORK, NY 18,06418.1k $185.2k $185.2k 0.13% New
49 ROBINSON CAPITAL MANAGEMENT, LLC 0.05% of their portfolio GROSSE POINTE FARMS, MI 11,50311.5k $118.1k $118.1k 0.05% Unchanged
50 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 8,4808.5k $86.9k $86.9k 0.00% Added +8.1k +8,076
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged