Vault-13

FIRST TR EXCHANGE-TRADED FD LMBS

FST LOW OPPT EFT · ETP · CUSIP 33739Q200

380 institutional holders +0 vs Q1 2023
70,983,51371.0m shares reported held*
$3.4bnreported value*
31 new 132 added 174 reduced 32 sold out net sold ≈ $49.7m (-990.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.67. Options: 2 managers hold calls ($281.3k notional), 3 hold puts ($7.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 382Q4 22: 380Q1 23: 380Q2 23: 380380Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022382
Q4 2022380
Q1 2023380
Q2 2023380

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 124 bought or addedQ4 22: 245 cut or sold outQ4 22Q1 23: 157 bought or addedQ1 23: 206 cut or sold outQ1 23Q2 23: 163 bought or addedQ2 23: 206 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022124245
Q1 2023157206
Q2 2023163206

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $4.7kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $4.8kQ1 23P/C —Q2 23 calls: $281.3kQ2 23 puts: $7.0mQ2 23P/C 24.86
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$4.7k$00.00
Q1 2023$0$4.8k—
Q2 2023$281.3k$7.0m24.86

Biggest buyers

J Arnold Wealth Management Co Added +1,639,680+1.6m
LPL Financial LLC Added +591,232+591.2k
IFP Advisors, Inc Added +517,515+517.5k
BANK OF MONTREAL /CAN/ New +517,385+517.4k
BlueCrest Capital Management Ltd Added +282,489+282.5k
Petix & Botte Co Added +236,823+236.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +103,537+103.5k
Clear Creek Financial Management, LLC Added +92,656+92.7k
Midwest Financial Group LLC New +86,751+86.8k
Triumph Capital Management New +79,818+79.8k

Biggest sellers

MORGAN STANLEY Reduced -875,900-875.9k
STEPHENS INC /AR/ Reduced -387,017-387.0k
Raymond James Financial Services Advisors, Inc. Reduced -378,667-378.7k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -249,390-249.4k
RAYMOND JAMES & ASSOCIATES Reduced -237,475-237.5k
JANE STREET GROUP, LLC Reduced -234,216-234.2k
BANK OF AMERICA CORP /DE/ Reduced -209,521-209.5k
TRUIST FINANCIAL CORP Reduced -207,602-207.6k
Cetera Advisor Networks LLC Reduced -178,074-178.1k
AE Wealth Management LLC Reduced -172,556-172.6k

Biggest calls

CITADEL ADVISORS LLC New $281.3k5.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $7.0m146.0k shares
CITADEL ADVISORS LLC Added $14.3k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 13,547,68713.5m $645.8m $645.8m 0.06% Reduced -875.9k -875,900
2 LPL Financial LLC 0.23% of their portfolio FORT MILL, SC 6,614,4076.6m $315.3m $315.3m 0.23% Added +591.2k +591,232
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 4,190,8104.2m $199.8m $199.8m 0.06% Reduced -75.5k -75,464
4 UBS Group AG 0.08% of their portfolio ZURICH, V8 3,665,4703.7m $174.7m $174.7m 0.08% Reduced -88.3k -88,270
5 Raymond James Financial Services Advisors, Inc. 0.19% of their portfolio ST. PETERSBURG, FL 2,236,9052.2m $106.6m $106.6m 0.19% Reduced -378.7k -378,667
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,762,1781.8m $84.0m $84.0m 0.02% Reduced -25.0k -25,013
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,690,3651.7m $80.6m $80.6m 0.01% Reduced -209.5k -209,521
8 J Arnold Wealth Management Co 33.63% of their portfolio Youngstown, OH 1,667,7861.7m $79.5m $79.5m 33.63% Added +1.6m +1,639,680
9 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,656,2081.7m $79.0m $79.0m 0.03% Reduced -134.9k -134,922
10 FIRST TRUST ADVISORS LP 0.08% of their portfolio Wheaton, IL 1,439,1451.4m $68.6m $68.6m 0.08% Reduced -171.3k -171,269
11 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,415,3781.4m $67.5m $67.5m 0.06% Reduced -237.5k -237,475
12 Cetera Investment Advisers 0.53% of their portfolio SCHAUMBURG, IL 1,329,4961.3m $63.4m $63.4m 0.53% Reduced -3.0k -3,025
13 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,229,2511.2m $58.6m $58.6m 0.11% Reduced -134.4k -134,357
14 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,114,6111.1m $53.1m $53.1m 0.07% Reduced -18.2k -18,166
15 IFP Advisors, Inc 0.93% of their portfolio TAMPA, FL 858,896858.9k $42.5m $42.5m 0.93% Added +517.5k +517,515
16 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 762,325762.3k $36.3m $36.3m 0.07% Added +13.6k +13,609
17 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 641,598641.6k $30.6m $30.6m 0.05% Reduced -207.6k -207,602
18 American Financial Advisors, LLC 4.13% of their portfolio Marietta, GA 553,369553.4k $26.4m $26.4m 4.13% Reduced -887 -887
19 Berger Financial Group, Inc 2.88% of their portfolio PLYMOUTH, MN 532,671532.7k $25.4m $25.4m 2.88% Added +1.7k +1,685
20 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 517,385517.4k $24.8m $24.8m 0.01% New
21 Cetera Advisor Networks LLC 0.17% of their portfolio EL SEGUNDO, CA 515,707515.7k $24.6m $24.6m 0.17% Reduced -178.1k -178,074
22 BlueCrest Capital Management Ltd 3.05% of their portfolio ST HELIER, Y9 489,637489.6k $23.3m $23.3m 3.05% Added +282.5k +282,489
23 Arax Advisory Partners 2.94% of their portfolio NEW YORK, NY 483,591483.6k $23.1m $23.1m 2.94% Added +7.6k +7,592
24 SEARCY FINANCIAL SERVICES INC /ADV 12.99% of their portfolio OVERLAND PARK, KS 469,173469.2k $22.4m $22.4m 12.99% Added +7.5k +7,480
25 Petix & Botte Co 6.83% of their portfolio LA MESA, CA 461,714461.7k $22.0m $22.0m 6.83% Added +236.8k +236,823
26 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 456,277456.3k $21.8m $21.8m 0.10% Reduced -40.7k -40,685
27 Csenge Advisory Group 1.45% of their portfolio CLEARWATER, FL 452,948452.9k $21.6m $21.6m 1.45% Added +15.9k +15,911
28 STEPHENS INC /AR/ 0.36% of their portfolio LITTLE ROCK, AR 416,307416.3k $19.8m $19.8m 0.36% Reduced -387.0k -387,017
29 INSPIRION WEALTH ADVISORS, LLC 3.72% of their portfolio LIBERTYVILLE, IL 407,659407.7k $19.4m $19.4m 3.72% Added +12.0k +12,047
30 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 405,985406.0k $19.4m $19.4m 0.12% Reduced -172.6k -172,556
31 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 391,200391.2k $18.7m $18.7m 0.04% Reduced -2.3k -2,345
32 Walkner Condon Financial Advisors LLC 4.60% of their portfolio MADISON, WI 364,295364.3k $17.4m $17.4m 4.60% Reduced -13.1k -13,148
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 348,873348.9k $16.6m $16.6m 0.09% Reduced -249.4k -249,390
34 Financial Enhancement Group LLC 3.00% of their portfolio ANDERSON, IN 341,113341.1k $16.2m $16.2m 3.00% Reduced -101.3k -101,292
35 Obermeyer Wealth Partners 1.16% of their portfolio ASPEN, CO 338,815338.8k $16.2m $16.2m 1.16% Added +562 +562
36 CLIFFORD SWAN INVESTMENT COUNSEL LLC 0.62% of their portfolio PASADENA, CA 322,398322.4k $15.4m $15.4m 0.62% Reduced -10.7k -10,667
37 Legacy Private Trust Co. 1.26% of their portfolio NEENAH, WI 318,945318.9k $15.2m $15.2m 1.26% Added +7.0k +6,969
38 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 314,387314.4k $15.0m $15.0m 0.13% Reduced -104.2k -104,209
39 TD Capital Management LLC 1.78% of their portfolio MEMPHIS, TN 311,704311.7k $14.9m $14.9m 1.78% Added +34.5k +34,472
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 309,317309.3k $14.7m $14.7m 0.02% Added +103.5k +103,537
41 TL Private Wealth 7.73% of their portfolio SOUTHLAKE, TX 292,949292.9k $13.9m $13.9m 7.73% Added +2.6k +2,624
42 ERn Financial, LLC 2.91% of their portfolio MIDDLETON, WI 292,122292.1k $13.9m $13.9m 2.91% Added +1.3k +1,296
43 Weitzel Financial Services, Inc. 7.72% of their portfolio DUBUQUE, IA 285,367285.4k $13.6m $13.6m 7.72% Added +6.8k +6,850
44 CONDOR CAPITAL MANAGEMENT 1.59% of their portfolio MARTINSVILLE, NJ 278,643278.6k $13.3m $13.3m 1.59% Added +2.3k +2,321
45 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 271,570271.6k $12.9m $12.9m 0.15% Reduced -84.7k -84,654
46 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 266,922266.9k $12.7m $12.7m 0.13% Added +51.0k +51,048
47 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 266,006266.0k $12.7m $12.7m 0.03% Reduced -6.3k -6,277
48 Darwin Wealth Management, LLC 3.25% of their portfolio TAMPA, FL 265,922265.9k $12.6m $12.6m 3.25% Added +259 +259
49 Sigma Planning Corp 0.43% of their portfolio ANN ARBOR, MI 249,000249.0k $11.9m $11.9m 0.43% Added +4.3k +4,334
50 Financial Planning & Information Services, Inc. 2.18% of their portfolio DE PERE, WI 247,609247.6k $11.8m $11.8m 2.18% Added +57.0k +56,953
51 TBH Global Asset Management, LLC 2.27% of their portfolio Brentwood, TN 242,708242.7k $11.6m $11.6m 2.27% Added +35.2k +35,177
52 Heck Capital Advisors, LLC 1.98% of their portfolio Rhinelander, WI 240,700240.7k $11.5m $11.5m 1.98% Reduced -36.3k -36,267
53 KESTRA PRIVATE WEALTH SERVICES, LLC 0.39% of their portfolio AUSTIN, TX 238,833238.8k $11.4m $11.4m 0.39% Reduced -14.1k -14,050
54 Prism Advisors, Inc. 3.77% of their portfolio STUDIO CITY, CA 235,379235.4k $11.2m $11.2m 3.77% Reduced -754 -754
55 Stratos Wealth Advisors, LLC 0.78% of their portfolio BEACHWOOD, OH 230,208230.2k $11.0m $11.0m 0.78% Added +3.0k +3,037
56 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 229,943229.9k $11.0m $11.0m 0.04% Added +17.7k +17,673
57 Clear Creek Financial Management, LLC 1.89% of their portfolio SILVERDALE, WA 229,034229.0k $10.9m $10.9m 1.89% Added +92.7k +92,656
58 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 218,300218.3k $10.4m $10.4m 0.01% Added +45.8k +45,800
59 HARBOUR INVESTMENTS, INC. 0.51% of their portfolio MADISON, WI 216,530216.5k $10.3m $10.3m 0.51% Reduced -29.7k -29,689
60 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 206,940206.9k $9.9m $9.9m 0.01% Reduced -234.2k -234,216
61 WealthOne, LLC 3.46% of their portfolio ALBANY, NY 198,039198.0k $9.4m $9.4m 3.46% Reduced -22.0k -21,996
62 RiverTree Advisors, LLC 6.53% of their portfolio WINTER PARK, FL 190,112190.1k $9.1m $9.1m 6.53% Reduced -11.9k -11,942
63 EWG Elevate Inc. 3.71% of their portfolio ROSEVILLE, CA 188,384188.4k $9.0m $9.0m 3.71% Added +12.4k +12,373
64 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 182,394182.4k $8.7m $8.7m 0.05% Reduced -13.1k -13,089
65 HBK Sorce Advisory LLC 0.37% of their portfolio ERIE, PA 181,071181.1k $8.6m $8.6m 0.37% Reduced -13.7k -13,702
66 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 166,733166.7k $7.9m $7.9m 0.09% Added +4.2k +4,229
67 Composition Wealth, LLC 0.24% of their portfolio LOS ANGELES, CA 163,019163.0k $7.8m $7.8m 0.24% Reduced -33.9k -33,882
68 Atlas Private Wealth Management, LLC 3.86% of their portfolio ALBANY, NY 153,662153.7k $7.3m $7.3m 3.86% Added +4.9k +4,886
69 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 153,490153.5k $7.3m $7.3m 0.08% Reduced -5.0k -4,956
70 PFS Partners, LLC 5.95% of their portfolio MINE HILL, NJ 149,092149.1k $7.1m $7.1m 5.95% Reduced -1.6k -1,626
71 Nilsine Partners, LLC 1.03% of their portfolio GREENWOOD VILLAGE, CO 146,913146.9k $7.0m $7.0m 1.03% Added +1.3k +1,332
72 LexAurum Advisors, LLC 2.05% of their portfolio OVERLAND PARK, KS 142,978143.0k $6.8m $6.8m 2.05% Added +36.2k +36,241
73 SSI INVESTMENT MANAGEMENT LLC 0.48% of their portfolio Los Angeles, CA 142,563142.6k $6.8m $6.8m 0.48% Reduced -496 -496
74 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 132,502132.5k $6.3m $6.3m 0.09% Reduced -15.8k -15,758
75 Grove Bank & Trust 1.22% of their portfolio Miami, FL 127,050127.0k $6.1m $6.1m 1.22% Reduced -556 -556
76 Stratos Wealth Partners, LTD. 0.14% of their portfolio BEACHWOOD, OH 126,047126.0k $6.0m $6.0m 0.14% Added +5.6k +5,627
77 BELLEVUE ASSET MANAGEMENT, LLC 3.69% of their portfolio BELLEVUE, WA 123,433123.4k $5.9m $5.9m 3.69% Added +607 +607
78 MRA Advisory Group 3.97% of their portfolio PARSIPPANY, NJ 121,011121.0k $5.8m $5.8m 3.97% Added +53.8k +53,781
79 Keystone Financial Group 0.97% of their portfolio LEXINGTON, KY 119,703119.7k $5.7m $5.7m 0.97% First filing
80 Snowden Capital Advisors LLC 0.20% of their portfolio New York, NY 115,686115.7k $5.5m $5.5m 0.20% Reduced -30.6k -30,578
81 Financial Advocates Investment Management 0.39% of their portfolio OLYMPIA, WA 112,066112.1k $5.3m $5.3m 0.39% Added +127 +127
82 Independent Advisor Alliance 0.23% of their portfolio CHARLOTTE, NC 111,311111.3k $5.3m $5.3m 0.23% Added +5.5k +5,480
83 Lunt Capital Management, Inc. 2.78% of their portfolio HOLLADAY, UT 107,937107.9k $5.1m $5.1m 2.78% First filing
84 Dominguez Wealth Management Solutions, Inc. 4.45% of their portfolio WILLIAMSBURG, VA 106,896106.9k $5.1m $5.1m 4.45% Added +2.8k +2,769
85 Kingsview Wealth Management, LLC 0.19% of their portfolio GRANTS PASS, OR 104,271104.3k $5.0m $5.0m 0.19% Reduced -6.9k -6,923
86 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 101,028101.0k $4.8m $4.8m 0.10% Added +66.7k +66,713
87 Ameritas Advisory Services, LLC 0.61% of their portfolio Lincoln, NE 99,79999.8k $4.7m $4.7m 0.61% Reduced -126.9k -126,869
88 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 98,44798.4k $4.7m $4.7m 0.08% Added +49.6k +49,603
89 Connectus Wealth, LLC 0.11% of their portfolio CINCINNATI, OH 98,19198.2k $4.7m $4.7m 0.11% Reduced -30.4k -30,440
90 Cypress Capital Group 0.66% of their portfolio Palm Beach, FL 95,20595.2k $4.5m $4.5m 0.66% Reduced -15.9k -15,949
91 Alpha Financial Advisors, LLC 2.84% of their portfolio CHARLOTTE, NC 95,18895.2k $4.5m $4.5m 2.84% Added +716 +716
92 Ameritas Investment Partners, Inc. 0.17% of their portfolio LINCOLN, NE 94,58294.6k $4.5m $4.5m 0.17% Added +10.9k +10,858
93 DEBUSSY CAPITAL MANAGEMENT LP 1.36% of their portfolio CHICAGO, IL 92,84892.8k $4.4m $4.4m 1.36% Reduced -5.0k -5,049
94 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 92,80092.8k $4.4m $4.4m 0.01% Added +6.1k +6,084
95 TCP Asset Management, LLC 1.88% of their portfolio Upper Arlington, OH 92,77392.8k $4.4m $4.4m 1.88% Added +17.8k +17,754
96 3D/L Capital Management, LLC 1.23% of their portfolio Hartford, CT 89,37689.4k $4.3m $4.3m 1.23% Reduced -19.3k -19,262
97 Midwest Financial Group LLC 3.50% of their portfolio Overland Park, KS 86,75186.8k $4.1m $4.1m 3.50% New
98 Focus Financial Network, Inc. 0.23% of their portfolio MINNEAPOLIS, MN 86,62786.6k $4.1m $4.1m 0.23% Added +1.1k +1,057
99 Migdal Insurance & Financial Holdings Ltd. 0.10% of their portfolio Petach Tikva, L3 86,61686.6k $4.1m $4.1m 0.10% Reduced -15.8k -15,818
100 Flaharty Asset Management, LLC 0.69% of their portfolio CLEARWATER, FL 84,24284.2k $4.0m $4.0m 0.69% Reduced -1.2k -1,242