Vault-13

ISHARES TR IWO

RUS 2000 GRW ETF · ETP · CUSIP 464287648

831 institutional holders +17 vs Q1 2023
40,536,93240.5m shares reported held*
$8.0bnreported value*
57 new 246 added 268 reduced 45 sold out net bought ≈ $261.1m (+8.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $197.61. Options: 6 managers hold calls ($14.1m notional), 8 hold puts ($89.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 791Q4 22: 837Q1 23: 814Q2 23: 831831Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022791
Q4 2022837
Q1 2023814
Q2 2023831

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 348 bought or addedQ4 22: 304 cut or sold outQ4 22Q1 23: 282 bought or addedQ1 23: 382 cut or sold outQ1 23Q2 23: 303 bought or addedQ2 23: 313 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022348304
Q1 2023282382
Q2 2023303313

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $27.5mQ3 22 puts: $399.2mQ3 22P/C 14.50Q4 22 calls: $32.6mQ4 22 puts: $291.2mQ4 22P/C 8.93Q1 23 calls: $32.2mQ1 23 puts: $85.8mQ1 23P/C 2.66Q2 23 calls: $14.1mQ2 23 puts: $89.8mQ2 23P/C 6.35
Numbers
QuarterCallsPutsP/C
Q3 2022$27.5m$399.2m14.50
Q4 2022$32.6m$291.2m8.93
Q1 2023$32.2m$85.8m2.66
Q2 2023$14.1m$89.8m6.35

Biggest buyers

Bishop & Co Investment Management, LLC Added +7,342,339+7.3m
TORONTO DOMINION BANK New +1,000,000+1.0m
PRW Wealth Management LLC Added +524,997+525.0k
MORGAN STANLEY Added +418,879+418.9k
WELLINGTON MANAGEMENT GROUP LLP Added +190,092+190.1k
BW Gestao de Investimentos Ltda. New +80,540+80.5k
BARCLAYS PLC Added +60,200+60.2k
Raymond James Financial Services Advisors, Inc. Added +52,227+52.2k
ENVESTNET ASSET MANAGEMENT INC Added +50,625+50.6k
BARINGS LLC Added +50,100+50.1k

Biggest sellers

FMR LLC Reduced -334,525-334.5k
CITIGROUP INC Reduced -151,425-151.4k
TIAA, FSB Reduced -143,334-143.3k
BANK OF AMERICA CORP /DE/ Reduced -129,193-129.2k
Tower Research Capital LLC (TRC) Sold out -100,561-100.6k
ROYAL BANK OF CANADA Reduced -76,621-76.6k
JANE STREET GROUP, LLC Reduced -76,442-76.4k
INTEGRATED CAPITAL MANAGEMENT, INC. Sold out -69,797-69.8k
CITADEL ADVISORS LLC Reduced -68,235-68.2k
Qube Research & Technologies Ltd Reduced -58,867-58.9k

Biggest calls

Belvedere Trading LLC Added $5.9m24.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.9m16.2k shares
CITADEL ADVISORS LLC Reduced $3.0m12.5k shares
TWO SIGMA SECURITIES, LLC New $825.0k3.4k shares
WOLVERINE TRADING, LLC Added $361.3k1.5k shares
Cutler Group LLC / CA Added $69.0k9.6k shares

Biggest puts

Parallax Volatility Advisers, L.P. Unchanged $48.5m200.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $31.8m131.0k shares
Point72 Asset Management, L.P. New $4.2m17.5k shares
CITADEL ADVISORS LLC Added $3.7m15.1k shares
WOLVERINE TRADING, LLC Reduced $1.2m5.0k shares
Lido Advisors, LLC Unchanged $266.9k1.1k shares
Cutler Group LLC / CA Added $56.0k19.1k shares
UBS Group AG New $24.3k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bishop & Co Investment Management, LLC 1.36% of their portfolio Erie, PA 7,372,5487.4m $30.4k $30.4k 1.36% Added +7.3m +7,342,339
2 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 3,264,2543.3m $792.1m $792.1m 0.08% Added +418.9k +418,879
3 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 2,932,4622.9m $711.6m $711.6m 0.08% Reduced -129.2k -129,193
4 BARINGS LLC 11.59% of their portfolio CHARLOTTE, NC 1,412,9501.4m $342.9m $342.9m 11.59% Added +50.1k +50,100
5 Alaska Permanent Fund Corp 6.57% of their portfolio JUNEAU, AK 1,377,6981.4m $334.3m $334.3m 6.57% First filing
6 TIAA, FSB 1.21% of their portfolio ST. LOUIS, MO 1,373,1611.4m $333.2m $333.2m 1.21% Reduced -143.3k -143,334
7 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 1,170,2851.2m $284.0m $284.0m 0.13% Added +50.6k +50,625
8 TORONTO DOMINION BANK 0.18% of their portfolio TORONTO, ONTARIO, A6 1,000,0001.0m $242.5m $242.5m 0.18% New
9 Cassaday & Co Wealth Management LLC 7.78% of their portfolio MCLEAN, VA 809,235809.2k $196.4m $196.4m 7.78% Added +15.2k +15,177
10 PNC Financial Services Group, Inc. 0.17% of their portfolio Pittsburgh, PA 798,411798.4k $193.7m $193.7m 0.17% Reduced -35.0k -34,979
11 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 776,909776.9k $188.5m $188.5m 0.05% Added +6.9k +6,872
12 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 769,179769.2k $186.6m $186.6m 0.05% Reduced -30.2k -30,188
13 COMMONWEALTH EQUITY SERVICES, LLC 0.33% of their portfolio WALTHAM, MA 660,567660.6k $160.3m $160.3m 0.33% Added +11.6k +11,582
14 Cohen Klingenstein LLC 6.03% of their portfolio NEW YORK, NY 574,055574.1k $139.3m $139.3m 6.03% Unchanged
15 PRW Wealth Management LLC 29.72% of their portfolio QUINCY, MA 526,893526.9k $86.6m $86.6m 29.72% Added +525.0k +524,997
16 UBS Group AG 0.05% of their portfolio ZURICH, V8 490,267490.3k $119.0m $119.0m 0.05% Reduced -15.4k -15,390
17 M&T Bank Corp 0.42% of their portfolio BUFFALO, NY 460,906460.9k $111.8m $111.8m 0.42% Reduced -31.5k -31,476
18 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 454,803454.8k $110.4m $110.4m 0.05% Added +3.8k +3,806
19 D.A. DAVIDSON & CO. 1.13% of their portfolio GREAT FALLS, MT 440,109440.1k $106.8m $106.8m 1.13% Added +10.7k +10,743
20 US BANCORP \DE\ 0.17% of their portfolio MINNEAPOLIS, MN 437,960438.0k $106.3m $106.3m 0.17% Reduced -3.2k -3,194
21 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 430,615430.6k $104.5m $104.5m 0.02% Added +6.2k +6,164
22 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 403,117403.1k $97.8m $97.8m 0.02% Added +190.1k +190,092
23 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1.02% of their portfolio OMAHA, NE 393,330393.3k $95.4m $95.4m 1.02% Reduced -18.0k -17,952
24 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 350,773350.8k $85.1m $85.1m 0.06% Added +3.4k +3,376
25 Financial Engines Advisors L.L.C. 0.21% of their portfolio SANTA CLARA, CA 333,303333.3k $80.9m $80.9m 0.21% Reduced -3.9k -3,910
26 COMMERCE BANK 0.54% of their portfolio KANSAS CITY, MO 294,751294.8k $71.5m $71.5m 0.54% Reduced -539 -539
27 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 289,849289.8k $70.3m $70.3m 0.01% Added +8.8k +8,846
28 FMR LLC 0.01% of their portfolio BOSTON, MA 289,305289.3k $70.2m $70.2m 0.01% Reduced -334.5k -334,525
29 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 279,977280.0k $67.9m $67.9m 0.02% Reduced -76.6k -76,621
30 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.30% of their portfolio TORONTO, A6 275,000275.0k $66.7m $66.7m 0.30% Unchanged
31 SEI INVESTMENTS CO 0.09% of their portfolio OAKS, PA 216,919216.9k $52.6m $52.6m 0.09% Reduced -13.4k -13,433
32 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 208,173208.2k $50.5m $50.5m 0.01% Added +10.3k +10,343
33 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 196,861196.9k $47.8m $47.8m 0.08% Reduced -4.3k -4,334
34 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 184,722184.7k $44.8m $44.8m 0.06% Reduced -2.6k -2,566
35 Badgley Phelps Wealth Managers, LLC 1.43% of their portfolio SEATTLE, WA 178,630178.6k $43.3m $43.3m 1.43% Added +3.4k +3,414
36 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 173,710173.7k $42.2m $42.2m 0.03% Added +60.2k +60,200
37 BROWN ADVISORY INC 0.07% of their portfolio BALTIMORE, MD 173,698173.7k $42.1m $42.1m 0.07% Added +5.8k +5,831
38 J.P. Morgan Private Wealth Advisors LLC 0.22% of their portfolio SAN FRANCISCO, CA 172,110172.1k $41.8m $41.8m 0.22% Reduced -54.6k -54,616
39 Raymond James Financial Services Advisors, Inc. 0.07% of their portfolio ST. PETERSBURG, FL 170,496170.5k $41.4m $41.4m 0.07% Added +52.2k +52,227
40 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 166,778166.8k $40.5m $40.5m 0.05% Reduced -151.4k -151,425
41 KEYBANK NATIONAL ASSOCIATION/OH 0.18% of their portfolio BROOKLYN, OH 159,325159.3k $38.7m $38.7m 0.18% Reduced -1.9k -1,940
42 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 157,634157.6k $38.3m $38.3m 0.03% Reduced -11.4k -11,449
43 Cresset Asset Management, LLC 0.25% of their portfolio Chicago, IL 142,621142.6k $34.6m $34.6m 0.25% Added +16.9k +16,866
44 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 141,479141.5k $34.3m $34.3m 0.06% Added +3.2k +3,206
45 Orion Porfolio Solutions, LLC 0.36% of their portfolio OMAHA, NE 137,924137.9k $33.5m $33.5m 0.36% Added +102 +102
46 Orion Portfolio Solutions, LLC 0.36% of their portfolio Omaha, NE 137,924137.9k $33.5m $33.5m 0.36% Added +102 +102
47 Avantax Planning Partners, Inc. 1.25% of their portfolio DUBUQUE, IA 129,716129.7k $31.5m $31.5m 1.25% Added +2.8k +2,764
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 118,495118.5k $28.8m $28.8m 0.04% Reduced -389 -389
49 CHOREO, LLC 0.95% of their portfolio ROCKFORD, IL 114,288114.3k $27.7m $27.7m 0.95% Reduced -586 -586
50 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.20% of their portfolio NEW YORK, NY 113,133113.1k $27.5m $27.5m 0.20% Reduced -7.0k -7,011
51 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 110,569110.6k $26.8m $26.8m 0.05% Added +29.1k +29,114
52 Shepherd Financial Partners LLC 4.10% of their portfolio WINCHESTER, MA 108,894108.9k $26.4m $26.4m 4.10% Added +603 +603
53 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 107,849107.8k $26.2m $26.2m 0.06% Reduced -20.7k -20,659
54 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.18% of their portfolio Cincinnati, OH 105,534105.5k $25.6m $25.6m 0.18% Unchanged
55 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 103,599103.6k $25.1m $25.1m 0.01% Reduced -7.5k -7,549
56 Waldron Private Wealth LLC 1.24% of their portfolio BRIDGEVILLE, PA 102,659102.7k $24.9m $24.9m 1.24% Reduced -4.8k -4,802
57 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 96,45996.5k $23.4m $23.4m 0.06% Added +5.0k +5,041
58 STEPHENS INC /AR/ 0.42% of their portfolio LITTLE ROCK, AR 95,30695.3k $23.1m $23.1m 0.42% Added +2.4k +2,431
59 BlackRock Inc. 0.00% of their portfolio New York, NY 93,34793.3k $22.7m $22.7m 0.00% Reduced -5.9k -5,860
60 MAI Capital Management 0.33% of their portfolio INDEPENDENCE, OH 90,99391.0k $22.1m $22.1m 0.33% Reduced -2.0k -2,032
61 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 90,38390.4k $21.9m $21.9m 0.18% Added +317 +317
62 Veritable, L.P. 0.34% of their portfolio Newtown Square, PA 87,56487.6k $21.2m $21.2m 0.34% Reduced -33 -33
63 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 86,76186.8k $21.1m $21.1m 0.08% First filing
64 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 85,86085.9k $20.8m $20.8m 0.04% Added +6.4k +6,432
65 MONETA GROUP INVESTMENT ADVISORS LLC 0.44% of their portfolio ST LOUIS, MO 82,19282.2k $19.9m $19.9m 0.44% Added +2.2k +2,178
66 BW Gestao de Investimentos Ltda. 2.98% of their portfolio SAO PAULO, D5 80,54080.5k $19.5m $19.5m 2.98% New
67 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 78,79178.8k $19.1m $19.1m 0.08% Added +3.1k +3,129
68 WoodTrust Financial Corp 3.52% of their portfolio WISCONSIN RAPIDS, WI 78,32978.3k $19.0m $19.0m 3.52% Added +7.3k +7,309
69 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 78,10878.1k $19.0m $19.0m 0.01% Reduced -7.1k -7,135
70 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 77,46977.5k $18.8m $18.8m 0.03% Added +11.4k +11,358
71 Crestone Asset Management LLC 3.69% of their portfolio BOULDER, CO 69,07869.1k $16.8m $16.8m 3.69% Reduced -3.9k -3,904
72 VAUGHAN & Co SECURITIES, INC. 11.66% of their portfolio Ridgewood, NJ 67,59267.6k $16.4m $16.4m 11.66% Added +431 +431
73 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 66,92966.9k $16.2m $16.2m 0.09% Added +1.5k +1,462
74 Covenant Partners, LLC 5.59% of their portfolio Nashville, TN 63,74463.7k $15.5m $15.5m 5.59% Added +2.6k +2,585
75 HANTZ FINANCIAL SERVICES, INC. 0.38% of their portfolio SOUTHFIELD, MI 63,01563.0k $15.3m $15.3m 0.38% Added +14.9k +14,880
76 Mariner, LLC 0.04% of their portfolio Overland Park, KS 60,89660.9k $14.8m $14.8m 0.04% Added +2.6k +2,615
77 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 59,28059.3k $14.4m $14.4m 0.14% Added +549 +549
78 Flaharty Asset Management, LLC 2.44% of their portfolio CLEARWATER, FL 58,76558.8k $14.3m $14.3m 2.44% Added +1.1k +1,098
79 AMG National Trust Bank 0.47% of their portfolio GREENWOOD VILLAGE, CO 57,63457.6k $14.0m $14.0m 0.47% Reduced -1.5k -1,524
80 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 56,96057.0k $13.8m $13.8m 0.06% Added +200 +200
81 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 53,45453.5k $13.0m $13.0m 0.05% Reduced -1.6k -1,614
82 WADE G W & INC 0.47% of their portfolio Wellesley, MA 52,91152.9k $12.8m $12.8m 0.47% Added +1.4k +1,397
83 Avidian Wealth Enterprises, LLC 0.83% of their portfolio Houston, TX 52,27552.3k $12.7m $12.7m 0.83% Added +10.2k +10,243
84 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 51,47151.5k $12.5m $12.5m 0.03% Added +43.4k +43,425
85 Cetera Advisors LLC 0.20% of their portfolio DENVER, CO 51,05451.1k $12.4m $12.4m 0.20% Reduced -682 -682
86 SYNOVUS FINANCIAL CORP 0.13% of their portfolio Columbus, GA 49,94749.9k $12.1m $12.1m 0.13% Reduced -921 -921
87 RTD Financial Advisors, Inc. 1.67% of their portfolio Philadelphia, PA 47,48147.5k $11.5m $11.5m 1.67% Added +98 +98
88 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 47,23347.2k $11.5m $11.5m 0.02% Reduced -520 -520
89 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.14% of their portfolio CHICAGO, IL 46,87046.9k $11.4m $11.4m 0.14% Unchanged
90 COURIER CAPITAL LLC 0.86% of their portfolio BUFFALO, NY 44,98045.0k $10.9m $10.9m 0.86% Added +242 +242
91 LMG Wealth Partners, LLC 3.31% of their portfolio SHREVEPORT, LA 44,64244.6k $10.8m $10.8m 3.31% Added +359 +359
92 Arax Advisory Partners 1.35% of their portfolio NEW YORK, NY 43,61043.6k $10.6m $10.6m 1.35% Added +43.4k +43,386
93 First Horizon Advisors, Inc. 0.37% of their portfolio MEMPHIS, TN 43,60243.6k $10.6m $10.6m 0.37% Added +2.0k +2,004
94 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 43,30543.3k $10.5m $10.5m 0.05% Added +1.2k +1,211
95 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 43,10243.1k $10.5m $10.5m 0.01% Added +344 +344
96 Powell Investment Advisors, LLC 6.05% of their portfolio MIAMI, FL 42,64442.6k $10.3m $10.3m 6.05% Reduced -2.5k -2,481
97 MMA ASSET MANAGEMENT LLC 3.10% of their portfolio New York, NY 42,30642.3k $10.3m $10.3m 3.10% Added +25.9k +25,904
98 Strategic Wealth Partners Group, LLC 1.43% of their portfolio DEERFIELD, IL 40,85940.9k $9.9m $9.9m 1.43% Reduced -25 -25
99 Venturi Wealth Management, LLC 0.79% of their portfolio AUSTIN, TX 40,48540.5k $9.8m $9.8m 0.79% Added +40.4k +40,382
100 Hillcrest Wealth Advisors - NY, LLC 5.68% of their portfolio HAZLET, NJ 39,67539.7k $9.6m $9.6m 5.68% Reduced -202 -202