Vault-13

FIRST TR EXCHANGE TRADED FD FXO

FINLS ALPHADEX · ETP · CUSIP 33734X135

179 institutional holders -31 vs Q1 2023
13,049,22013.0m shares reported held*
$492.0mreported value*
9 new 40 added 95 reduced 41 sold out net sold ≈ $183.1m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($675.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.70. Options: 1 managers hold calls ($226.2k notional), 2 hold puts ($297.5k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 188Q4 22: 215Q1 23: 210Q2 23: 179179Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022188
Q4 2022215
Q1 2023210
Q2 2023179

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 87 cut or sold outQ4 22Q1 23: 96 bought or addedQ1 23: 108 cut or sold outQ1 23Q2 23: 49 bought or addedQ2 23: 136 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229187
Q1 202396108
Q2 202349136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $213.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $226.2kQ2 23 puts: $297.5kQ2 23P/C 1.32
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$213.0k$00.00
Q1 2023$0$0—
Q2 2023$226.2k$297.5k1.32

Biggest buyers

Coppell Advisory Solutions LLC Added +106,815+106.8k
WELLS FARGO & COMPANY/MN Added +52,612+52.6k
BNP PARIBAS FINANCIAL MARKETS New +50,328+50.3k
Tower Research Capital LLC (TRC) Added +39,096+39.1k
Kestra Advisory Services, LLC Added +34,878+34.9k
O'Dell Group, LLC Added +24,354+24.4k
Independent Advisor Alliance Added +22,536+22.5k
CITADEL ADVISORS LLC New +20,481+20.5k
Cetera Advisor Networks LLC Added +18,342+18.3k
CreativeOne Wealth, LLC Added +16,021+16.0k

Biggest sellers

MORGAN STANLEY Reduced -819,323-819.3k
UBS Group AG Reduced -502,212-502.2k
Portfolio Strategies, Inc. Sold out -384,081-384.1k
AE Wealth Management LLC Sold out -320,211-320.2k
MILLENNIUM MANAGEMENT LLC Reduced -319,300-319.3k
RAYMOND JAMES & ASSOCIATES Reduced -308,565-308.6k
TRUIST FINANCIAL CORP Reduced -169,696-169.7k
ROYAL BANK OF CANADA Reduced -162,963-163.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -149,750-149.8k
LPL Financial LLC Reduced -147,462-147.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $226.2k6.0k shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $297.5k7.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.1%, 2026-03-06)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,316,6442.3m $87.3m $87.3m 0.01% Reduced -819.3k -819,323
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,739,4641.7m $65.6m $65.6m 0.02% Added +52.6k +52,612
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,446,6351.4m $54.5m $54.5m 0.04% Reduced -147.5k -147,462
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 705,020705.0k $26.6m $26.6m 0.00% Reduced -146.6k -146,630
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 529,372529.4k $20.0m $20.0m 0.01% Reduced -38.7k -38,739
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 458,497458.5k $17.3m $17.3m 0.01% Reduced -502.2k -502,212
7 O'Dell Group, LLC 4.26% of their portfolio CINCINNATI, OH 397,595397.6k $15.0m $15.0m 4.26% Added +24.4k +24,354
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 392,629392.6k $14.8m $14.8m 0.01% Reduced -308.6k -308,565
9 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 365,724365.7k $13.8m $13.8m 0.02% Reduced -59.7k -59,697
10 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 214,051214.1k $8.1m $8.1m 0.02% Reduced -149.8k -149,750
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 186,783186.8k $7.0m $7.0m 0.00% Reduced -163.0k -162,963
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 185,918185.9k $7.0m $7.0m 0.01% Reduced -117.8k -117,811
13 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 180,734180.7k $6.8m $6.8m 0.01% Reduced -169.7k -169,696
14 Regal Investment Advisors LLC 0.54% of their portfolio KENTWOOD, MI 171,863171.9k $6.5m $6.5m 0.54% Reduced -506 -506
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 169,110169.1k $6.4m $6.4m 0.01% Reduced -37.2k -37,176
16 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 162,140162.1k $6.1m $6.1m 0.06% Added +34.9k +34,878
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 148,515148.5k $5.6m $5.6m 0.00% Reduced -1.3k -1,338
18 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 123,733123.7k $4.7m $4.7m 0.02% Reduced -11.9k -11,880
19 Coppell Advisory Solutions LLC 1.27% of their portfolio COPPELL, TX 119,676119.7k $4.5m $4.5m 1.27% Added +106.8k +106,815
20 SFI Advisors, LLC 3.83% of their portfolio Montclair, NJ 107,147107.1k $4.0m $4.0m 3.83% Added +728 +728
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 105,962106.0k $4.0m $4.0m 0.01% Reduced -3.7k -3,653
22 Independent Advisor Alliance 0.17% of their portfolio CHARLOTTE, NC 102,735102.7k $3.9m $3.9m 0.17% Added +22.5k +22,536
23 Crumly & Associates Inc. 1.52% of their portfolio SPRINGFIELD, IL 100,671100.7k $3.8m $3.8m 1.52% Reduced -31.0k -30,963
24 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 87,07487.1k $3.3m $3.3m 0.02% Added +1.4k +1,423
25 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 79,55579.6k $3.0m $3.0m 0.03% Reduced -5.0k -4,979
26 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 75,43375.4k $2.8m $2.8m 0.01% Reduced -42.7k -42,707
27 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 64,49564.5k $2.4m $2.4m 0.04% Reduced -48.6k -48,562
28 Secure Asset Management, LLC 0.68% of their portfolio Troy, MI 59,36159.4k $2.2m $2.2m 0.68% Reduced -7.4k -7,385
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 57,44257.4k $2.2m $2.2m 0.00% Reduced -35.8k -35,828
30 Tower Research Capital LLC (TRC) 0.07% of their portfolio NEW YORK, NY 57,36157.4k $2.2m $2.2m 0.07% Added +39.1k +39,096
31 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 55,89255.9k $2.1m $2.1m 0.03% Reduced -5.5k -5,515
32 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 54,36354.4k $2.0m $2.0m 0.01% First filing
33 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 53,94553.9k $2.0m $2.0m 0.01% Added +18.3k +18,342
34 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,32850.3k $1.9m $1.9m 0.00% New
35 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 49,17949.2k $1.9m $1.9m 0.04% Added +1.3k +1,284
36 Key Client Fiduciary Advisors, LLC 1.07% of their portfolio Fairfield, NJ 48,68848.7k $1.8m $1.8m 1.07% Reduced -3.7k -3,692
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 48,13348.1k $1.8m $1.8m 0.02% Reduced -49.3k -49,305
38 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 46,03746.0k $1.7m $1.7m 0.12% Reduced -2.0k -2,023
39 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 45,29845.3k $1.7m $1.7m 0.00% Reduced -1.4k -1,378
40 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 43,65043.6k $1.6m $1.6m 0.00% Unchanged
41 Privium Fund Management (UK) Ltd 1.29% of their portfolio LONDON, X0 43,65043.6k $1.6m $1.6m 1.29% Unchanged
42 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 43,24943.2k $1.6m $1.6m 0.14% Reduced -2.0k -1,962
43 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 42,77642.8k $1.6m $1.6m 0.04% Reduced -8.5k -8,509
44 Choice Wealth Advisors LLC 1.00% of their portfolio WATERVILLE, ME 39,15539.2k $1.5m $1.5m 1.00% Added +1.5k +1,536
45 Plotkin Financial Advisors, LLC 1.20% of their portfolio CHEVY CHASE, MD 38,31638.3k $1.4m $1.4m 1.20% Reduced -4.0k -4,019
46 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 38,24338.2k $1.4m $1.4m 0.05% Added +3.3k +3,258
47 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 35,90935.9k $1.4m $1.4m 0.05% Reduced -3.8k -3,765
48 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 34,99435.0k $1.3m $1.3m 0.03% Added +16.0k +16,021
49 Pacific Sun Financial Corp 0.87% of their portfolio LOS ANGELES, CA 34,70334.7k $1.3m $1.3m 0.87% First filing
50 Ballew Advisors, Inc 0.97% of their portfolio Jackson, MS 34,60734.6k $1.3m $1.3m 0.97% Reduced -368 -368
51 Peak Planning Group, LLC 0.92% of their portfolio CENTENNIAL, CO 32,70132.7k $1.2m $1.2m 0.92% Reduced -281 -281
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,39532.4k $1.2m $1.2m 0.00% Added +13.0k +12,992
53 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 32,31432.3k $1.2m $1.2m 0.00% Reduced -319.3k -319,300
54 DB Wealth Management Group, LLC 0.74% of their portfolio SAN DIEGO, CA 32,10032.1k $1.2m $1.2m 0.74% Reduced -897 -897
55 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 31,66131.7k $1.2m $1.2m 0.01% Reduced -28.0k -27,989
56 Wagner Wealth Management, LLC 0.44% of their portfolio GREENVILLE, SC 30,65630.7k $1.2m $1.2m 0.44% Reduced -409 -409
57 DAYMARK WEALTH PARTNERS, LLC 0.08% of their portfolio CINCINNATI, OH 28,46028.5k $1.1m $1.1m 0.08% Reduced -728 -728
58 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 28,32528.3k $1.1m $1.1m 0.00% Reduced -91.4k -91,397
59 BENJAMIN EDWARDS INC 0.25% of their portfolio Clayton, MO 28,14528.1k $1.1m $1.1m 0.25% Added +1.9k +1,946
60 Jacobi Capital Management LLC 0.12% of their portfolio PITTSTON, PA 27,59127.6k $1.0m $1.0m 0.12% Added +1.1k +1,099
61 Kesler, Norman & Wride, LLC 0.25% of their portfolio OGDEN, UT 27,04027.0k $1.0m $1.0m 0.25% Reduced -234 -234
62 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 26,61226.6k $1.0m $1.0m 0.05% Added +2.4k +2,388
63 Schrum Private Wealth Management LLC 1.08% of their portfolio ST. AUGUSTINE, FL 26,57326.6k $1.0m $1.0m 1.08% Unchanged
64 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 25,71825.7k $969.2k $969.2k 0.04% Reduced -50.1k -50,067
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 23,99724.0k $904.7k $904.7k 0.00% Reduced -28.7k -28,716
66 Certified Advisory Corp 0.17% of their portfolio ALTAMONTE SPRINGS, FL 23,96424.0k $903.4k $903.4k 0.17% Reduced -908 -908
67 Koshinski Asset Management, Inc. 0.09% of their portfolio DECATUR, IL 22,53422.5k $849.5k $849.5k 0.09% Reduced -15.4k -15,432
68 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 21,78021.8k $821.1k $821.1k 0.00% Reduced -1.1k -1,075
69 MGO ONE SEVEN LLC 0.07% of their portfolio Beachwood, OH 21,37621.4k $805.9k $805.9k 0.07% Reduced -7.7k -7,684
70 SignalPoint Asset Management, LLC 0.25% of their portfolio SPRINGFIELD, MO 21,33621.3k $804.4k $804.4k 0.25% Reduced -4 -4
71 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 20,89220.9k $787.7k $787.7k 0.03% Reduced -264 -264
72 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 20,62020.6k $777.0k $777.0k 0.03% Reduced -23.3k -23,251
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,48120.5k $772.1k $772.1k 0.00% New
74 Cutter & CO Brokerage, Inc. 0.22% of their portfolio Ballwin, MO 20,12520.1k $758.7k $758.7k 0.22% Added +848 +848
75 Paragon Private Wealth Management, LLC 0.60% of their portfolio LEXINGTON, KY 19,98020.0k $753.3k $753.3k 0.60% Reduced -4.0k -3,977
76 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 18,71718.7k $705.6k $705.6k 0.02% Reduced -679 -679
77 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 17,90417.9k $675.0k $675.0k 0.03% Reduced -4.1k -4,051
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 17,72617.7k $668.3k $668.3k 0.02% Added +3.2k +3,174
79 WEALTHSOURCE PARTNERS, LLC 0.04% of their portfolio SAN LUIS OBISPO, CA 16,97517.0k $640.0k $640.0k 0.04% Reduced -5.3k -5,350
80 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 16,20916.2k $611.1k $611.1k 0.01% Added +7.7k +7,713
81 HF Advisory Group, LLC 0.46% of their portfolio Annapolis, MD 15,52415.5k $585.3k $585.3k 0.46% Reduced -2.9k -2,862
82 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,19815.2k $573.0k $573.0k 0.01% Reduced -3.1k -3,144
83 Vishria Bird Financial Group, LLC 0.33% of their portfolio MEMPHIS, TN 14,51114.5k $547.0k $547.0k 0.33% Unchanged
84 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 13,65913.7k $517.1k $517.1k 0.07% Reduced -8.1k -8,138
85 TrueWealth Advisors, LLC 0.19% of their portfolio BIRMINGHAM, AL 12,55012.6k $473.1k $473.1k 0.19% Reduced -21.1k -21,127
86 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 12,49012.5k $470.9k $470.9k 0.01% Reduced -6.5k -6,455
87 Clearwater Capital Advisors, LLC 0.05% of their portfolio HOFFMAN ESTATES, IL 11,93711.9k $450.0k $450.0k 0.05% Reduced -479 -479
88 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 11,88311.9k $448.0k $448.0k 0.01% Reduced -26.9k -26,946
89 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,84411.8k $411.9k $411.9k 0.01% Added +6.1k +6,147
90 Southland Equity Partners LLC 0.15% of their portfolio WILDWOOD, MO 11,50011.5k $433.6k $433.6k 0.15% Reduced -1.1k -1,063
91 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 11,30911.3k $426.3k $426.3k 0.01% Reduced -4.4k -4,443
92 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 10,89510.9k $410.7k $410.7k 0.00% Reduced -145 -145
93 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,66510.7k $402.1k $402.1k 0.00% Reduced -609 -609
94 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 10,18610.2k $384.0k $384.0k 0.03% First filing
95 Cedar Brook Financial Partners, LLC 0.09% of their portfolio CLEVELAND, OH 10,11410.1k $381.3k $381.3k 0.09% Added +50 +50
96 HORIZON BANCORP INC /IN/ 0.24% of their portfolio MICHIGAN CITY, IN 10,04210.0k $379.0k $379.0k 0.24% Added +1.2k +1,195
97 Argent Trust Co 0.02% of their portfolio NASHVILLE, TN 10,00010.0k $377.0k $377.0k 0.02% Unchanged
98 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 9,8589.9k $371.6k $371.6k 0.02% Added +168 +168
99 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 9,8409.8k $371.0k $371.0k 0.00% New
100 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 9,8029.8k $369.5k $369.5k 0.01% Unchanged