Vault-13

FIRST TR EXCHANGE TRAD FD VI FTGC

FST TR GLB FD · ETP · CUSIP 33739H101

280 institutional holders -11 vs Q1 2023
84,174,80984.2m shares reported held*
$1.9bnreported value*
17 new 87 added 146 reduced 31 sold out net sold ≈ $146.8m (-6.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.80. Options: 2 managers hold calls ($22.0k notional), 1 hold puts ($0).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 300Q4 22: 305Q1 23: 291Q2 23: 280280Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022300
Q4 2022305
Q1 2023291
Q2 2023280

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 174 cut or sold outQ4 22Q1 23: 129 bought or addedQ1 23: 168 cut or sold outQ1 23Q2 23: 104 bought or addedQ2 23: 177 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022116174
Q1 2023129168
Q2 2023104177

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 22 calls: $65.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $75.9kQ4 22P/C —Q1 23 calls: $28.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $22.0kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$65.0k$00.00
Q4 2022$0$75.9k—
Q1 2023$28.0k$00.00
Q2 2023$22.0k$00.00

Biggest buyers

WELLS FARGO & COMPANY/MN Added +3,324,181+3.3m
Composition Wealth, LLC Added +1,104,888+1.1m
Magnus Financial Group LLC Added +932,916+932.9k
JANE STREET GROUP, LLC Added +621,290+621.3k
Petix & Botte Co Added +384,898+384.9k
BANK OF MONTREAL /CAN/ Added +371,657+371.7k
Integrated Wealth Concepts LLC Added +317,061+317.1k
CWM, LLC Added +183,636+183.6k
Foundations Investment Advisors, LLC Added +104,263+104.3k
B. Riley Wealth Advisors, Inc. Added +104,192+104.2k

Biggest sellers

MORGAN STANLEY Reduced -3,135,152-3.1m
GDS Wealth Management Reduced -1,149,415-1.1m
LPL Financial LLC Reduced -1,047,460-1.0m
UBS Group AG Reduced -784,365-784.4k
ROYAL BANK OF CANADA Reduced -677,102-677.1k
STIFEL FINANCIAL CORP Reduced -536,499-536.5k
OSAIC HOLDINGS, INC. Reduced -458,131-458.1k
Private Advisor Group, LLC Reduced -367,787-367.8k
Cambridge Investment Research Advisors, Inc. Reduced -303,958-304.0k
Good Life Advisors, LLC Reduced -291,823-291.8k

Biggest calls

SIMPLEX TRADING, LLC Reduced $22.0k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.18% of their portfolio SAN FRANCISCO, CA 26,518,00626.5m $603.8m $603.8m 0.18% Added +3.3m +3,324,181
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 11,467,59611.5m $261.1m $261.1m 0.03% Reduced -3.1m -3,135,152
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 4,596,4044.6m $104.7m $104.7m 0.07% Reduced -1.0m -1,047,460
4 UBS Group AG 0.04% of their portfolio ZURICH, V8 4,220,9294.2m $96.1m $96.1m 0.04% Reduced -784.4k -784,365
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,416,9822.4m $55.0m $55.0m 0.02% Reduced -677.1k -677,102
6 Composition Wealth, LLC 1.21% of their portfolio LOS ANGELES, CA 1,752,2371.8m $39.9m $39.9m 1.21% Added +1.1m +1,104,888
7 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,386,9371.4m $31.6m $31.6m 0.06% Reduced -458.1k -458,131
8 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,320,1581.3m $30.1m $30.1m 0.04% Reduced -536.5k -536,499
9 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,319,4081.3m $30.0m $30.0m 0.04% Added +621.3k +621,290
10 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 1,285,2751.3m $29.3m $29.3m 0.06% Reduced -123.4k -123,397
11 Magnus Financial Group LLC 3.26% of their portfolio NEW YORK, NY 1,003,6881.0m $22.9m $22.9m 3.26% Added +932.9k +932,916
12 Financial Partners Group, Inc 4.77% of their portfolio Overland Park, KS 976,419976.4k $23.6m $23.6m 4.77% Reduced -24.4k -24,362
13 CWM, LLC 0.13% of their portfolio OMAHA, NE 942,388942.4k $21.5m $21.5m 0.13% Added +183.6k +183,636
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 799,168799.2k $18.2m $18.2m 0.01% Reduced -214.2k -214,161
15 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 771,274771.3k $17.6m $17.6m 0.03% Reduced -279.0k -278,962
16 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 767,558767.6k $17.5m $17.5m 0.06% Reduced -147.3k -147,253
17 Petix & Botte Co 5.23% of their portfolio LA MESA, CA 739,410739.4k $16.8m $16.8m 5.23% Added +384.9k +384,898
18 Flaharty Asset Management, LLC 2.68% of their portfolio CLEARWATER, FL 687,182687.2k $15.6m $15.6m 2.68% Added +35.9k +35,903
19 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 591,836591.8k $14.1m $14.1m 0.01% Added +371.7k +371,657
20 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 557,497557.5k $12.7m $12.7m 0.06% Reduced -304.0k -303,958
21 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 543,404543.4k $12.4m $12.4m 0.09% Reduced -286.9k -286,933
22 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 521,049521.0k $11.9m $11.9m 0.12% Reduced -38.5k -38,527
23 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 513,137513.1k $11.7m $11.7m 0.01% Reduced -289.4k -289,376
24 Csenge Advisory Group 0.77% of their portfolio CLEARWATER, FL 506,200506.2k $11.5m $11.5m 0.77% Reduced -8.1k -8,098
25 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 481,263481.3k $11.0m $11.0m 0.15% Reduced -227.7k -227,717
26 Valmark Advisers, Inc. 0.21% of their portfolio AKRON, OH 442,582442.6k $10.1m $10.1m 0.21% Added +3.7k +3,667
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 428,700428.7k $9.8m $9.8m 0.02% Added +82.6k +82,577
28 STEPHENS INC /AR/ 0.17% of their portfolio LITTLE ROCK, AR 407,769407.8k $9.3m $9.3m 0.17% Reduced -17.7k -17,723
29 PCG Wealth Advisors, LLC 5.11% of their portfolio OVERLAND PARK, KS 361,354361.4k $8.2m $8.2m 5.11% Reduced -84.2k -84,233
30 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 358,331358.3k $8.2m $8.2m 0.07% Reduced -96.7k -96,675
31 Integrated Wealth Concepts LLC 0.14% of their portfolio WALTHAM, MA 349,955350.0k $8.0m $8.0m 0.14% Added +317.1k +317,061
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 319,821319.8k $7.3m $7.3m 0.01% Added +69.3k +69,323
33 SHELTON WEALTH MANAGEMENT, LLC 5.47% of their portfolio FORT WORTH, TX 309,781309.8k $7.1m $7.1m 5.47% Added +8.5k +8,525
34 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 289,662289.7k $6.6m $6.6m 0.01% Added +15.7k +15,746
35 Wolf Group Capital Advisors 2.91% of their portfolio FAIRFAX, VA 263,760263.8k $5.8m $5.8m 2.91% Added +40.7k +40,661
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 263,551263.6k $6.0m $6.0m 0.01% Reduced -127.2k -127,167
37 Mainsail Financial Group, LLC 5.55% of their portfolio BELLEVUE, WA 260,112260.1k $5.9m $5.9m 5.55% Added +575 +575
38 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 259,271259.3k $5.9m $5.9m 0.06% Added +80.2k +80,150
39 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 259,271259.3k $5.9m $5.9m 0.06% Added +80.2k +80,150
40 Darwin Wealth Management, LLC 1.53% of their portfolio TAMPA, FL 255,685255.7k $5.9m $5.9m 1.53% Added +39.1k +39,101
41 INSPIRION WEALTH ADVISORS, LLC 1.10% of their portfolio LIBERTYVILLE, IL 252,654252.7k $5.8m $5.8m 1.10% Reduced -174.4k -174,371
42 Financial Advocates Investment Management 0.41% of their portfolio OLYMPIA, WA 243,644243.6k $5.5m $5.5m 0.41% Reduced -520 -520
43 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 236,478236.5k $5.4m $5.4m 0.03% Added +5.9k +5,929
44 TAP Consulting, LLC 1.32% of their portfolio KIRKWOOD, MO 235,940235.9k $5.4m $5.4m 1.32% Reduced -4.6k -4,646
45 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 235,509235.5k $5.4m $5.4m 0.01% Added +26.4k +26,435
46 Choice Wealth Advisors LLC 3.62% of their portfolio WATERVILLE, ME 233,744233.7k $5.3m $5.3m 3.62% Added +51.3k +51,285
47 COMERICA SECURITIES,INC. 0.37% of their portfolio DETROIT, MI 233,651233.7k $5.3m $5.3m 0.37% Added +14.9k +14,907
48 BENJAMIN F. EDWARDS & COMPANY, INC. 0.19% of their portfolio ST. LOUIS, MO 218,279218.3k $5.0m $5.0m 0.19% Reduced -45.0k -44,978
49 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 216,604216.6k $4.9m $4.9m 0.07% Reduced -18.8k -18,785
50 FDx Advisors, Inc. 0.27% of their portfolio BERWYN, PA 215,517215.5k $4.9m $4.9m 0.27% Added +62.0k +61,985
51 Holistic Financial Partners 3.27% of their portfolio INDIANAPOLIS, IN 206,722206.7k $4.7m $4.7m 3.27% Added +3.7k +3,728
52 Walkner Condon Financial Advisors LLC 1.22% of their portfolio MADISON, WI 202,763202.8k $4.6m $4.6m 1.22% Reduced -9.6k -9,617
53 B. Riley Wealth Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 202,315202.3k $4.6m $4.6m 0.10% Added +104.2k +104,192
54 Solitude Financial Services 2.59% of their portfolio CHARLOTTESVILLE, VA 201,004201.0k $4.6m $4.6m 2.59% Added +20.9k +20,857
55 HARBOUR INVESTMENTS, INC. 0.22% of their portfolio MADISON, WI 199,047199.0k $4.5m $4.5m 0.22% Reduced -28.2k -28,211
56 W1M Investment Management Ltd 0.12% of their portfolio London, X0 189,490189.5k $4.3m $4.3m 0.12% Reduced -5.6k -5,610
57 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 180,399180.4k $4.1m $4.1m 0.01% Reduced -207.7k -207,729
58 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 179,232179.2k $4.1m $4.1m 0.06% Reduced -90.4k -90,401
59 Sargent Investment Group, LLC 0.92% of their portfolio BETHESDA, MD 166,451166.5k $3.8m $3.8m 0.92% Added +7.0k +7,013
60 Focus Financial Network, Inc. 0.20% of their portfolio MINNEAPOLIS, MN 161,326161.3k $3.7m $3.7m 0.20% Reduced -16.0k -15,978
61 Crumly & Associates Inc. 1.47% of their portfolio SPRINGFIELD, IL 161,027161.0k $3.7m $3.7m 1.47% Added +11.8k +11,796
62 Arkadios Wealth Advisors 0.43% of their portfolio ATLANTA, GA 160,719160.7k $3.7m $3.7m 0.43% Reduced -9.7k -9,739
63 Foundations Investment Advisors, LLC 0.12% of their portfolio PHOENIX, AZ 158,884158.9k $3.6m $3.6m 0.12% Added +104.3k +104,263
64 AllSquare Wealth Management LLC 2.24% of their portfolio ALBANY, NY 156,973157.0k $3.5m $3.5m 2.24% Unchanged
65 KLR INVESTMENT ADVISORS, LLC 2.92% of their portfolio PROVIDENCE, RI 155,982156.0k $3.6m $3.6m 2.92% Reduced -5 -5
66 RFG Advisory, LLC 0.15% of their portfolio BIRMINGHAM, AL 152,253152.3k $3.5m $3.5m 0.15% Reduced -46.5k -46,461
67 Cyndeo Wealth Partners, LLC 0.34% of their portfolio ST. PETERSBURG, FL 142,583142.6k $3.2m $3.2m 0.34% Added +3.0k +2,979
68 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 141,598141.6k $3.2m $3.2m 0.06% Reduced -36.4k -36,390
69 Mutual Advisors, LLC 0.12% of their portfolio OMAHA, NE 139,001139.0k $3.2m $3.2m 0.12% Reduced -114.6k -114,602
70 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 137,300137.3k $3.1m $3.1m 0.03% Reduced -367.8k -367,787
71 Gladstone Institutional Advisory LLC 0.19% of their portfolio Bedminster, NJ 137,138137.1k $3.1m $3.1m 0.19% Added +1.3k +1,312
72 Quad-Cities Investment Group, LLC 2.02% of their portfolio DAVENPORT, IA 136,217136.2k $3.1m $3.1m 2.02% Reduced -16.4k -16,403
73 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 131,165131.2k $3.0m $3.0m 0.03% Reduced -28.8k -28,753
74 WealthCare Investment Partners, LLC 1.78% of their portfolio PORTSMOUTH, RI 128,996129.0k $3.0m $3.0m 1.78% Reduced -87.7k -87,703
75 WEALTHSOURCE PARTNERS, LLC 0.19% of their portfolio SAN LUIS OBISPO, CA 127,880127.9k $2.9m $2.9m 0.19% Added +112 +112
76 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 123,000123.0k $2.8m $2.8m 0.00% Added +3.7k +3,712
77 ABLE Financial Group, LLC 1.41% of their portfolio SCOTTSDALE, AZ 120,062120.1k $2.7m $2.7m 1.41% Added +29.0k +28,957
78 Prosperity Financial Group, Inc. 2.37% of their portfolio San Ramon, CA 118,465118.5k $2.7m $2.7m 2.37% Reduced -156.7k -156,712
79 SlateStone Wealth, LLC 0.49% of their portfolio JUPITER, FL 115,435115.4k $2.6m $2.6m 0.49% Reduced -193.0k -193,033
80 Ashton Thomas Private Wealth, LLC 0.20% of their portfolio SCOTTSDALE, AZ 114,806114.8k $2.6m $2.6m 0.20% Reduced -5.6k -5,620
81 MJP ASSOCIATES INC /ADV 0.84% of their portfolio FARMINGTON, CT 111,305111.3k $2.5m $2.5m 0.84% Added +3.0k +2,964
82 MRA Advisory Group 1.74% of their portfolio PARSIPPANY, NJ 111,244111.2k $2.5m $2.5m 1.74% Reduced -29.6k -29,563
83 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 109,988110.0k $2.5m $2.5m 0.10% Reduced -198.3k -198,278
84 GeoWealth Management, LLC 0.27% of their portfolio CHICAGO, IL 108,062108.1k $2.5m $2.5m 0.27% Added +29.3k +29,290
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 106,958107.0k $2.4m $2.4m 0.08% Reduced -76.8k -76,758
86 National Wealth Management Group, LLC 2.57% of their portfolio CINCINNATI, OH 101,595101.6k $2.5m $2.5m 2.57% Reduced -22.1k -22,095
87 Cadent Capital Advisors, LLC 1.41% of their portfolio TULSA, OK 99,70799.7k $2.3m $2.3m 1.41% Added +344 +344
88 Waterfront Wealth Inc. 0.71% of their portfolio OVERLAND PARK, KS 97,42697.4k $2.4m $2.4m 0.71% Reduced -1.7k -1,710
89 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 94,93994.9k $2.2m $2.2m 0.02% Added +7.2k +7,176
90 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 94,06094.1k $2.1m $2.1m 0.05% Added +38.6k +38,581
91 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 92,56392.6k $2.1m $2.1m 0.01% New
92 Advisor OS, LLC 0.34% of their portfolio CHICAGO, IL 90,85890.9k $2.1m $2.1m 0.34% New
93 Vestmark Advisory Solutions, Inc. 0.07% of their portfolio Wakefield, MA 85,85385.9k $2.0m $2.0m 0.07% Reduced -83.4k -83,449
94 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 85,09285.1k $1.9m $1.9m 0.01% Reduced -183.2k -183,189
95 E&G Advisors, LLC 0.68% of their portfolio HOUSTON, TX 84,93884.9k $1.9m $1.9m 0.68% Reduced -12.6k -12,628
96 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.06% of their portfolio LEAWOOD, KS 84,62884.6k $1.9m $1.9m 1.06% First filing
97 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 83,74683.7k $1.9m $1.9m 0.01% First filing
98 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 83,66783.7k $1.9m $1.9m 0.03% Added +13.3k +13,258
99 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.33% of their portfolio Reston, VA 82,15482.2k $1.9m $1.9m 0.33% Reduced -57.9k -57,850
100 Asset Allocation Strategies LLC 0.88% of their portfolio FARMINGTON, MI 81,56681.6k $1.9m $1.9m 0.88% New