Vault-13

FIRST TR EXCHANGE-TRADED FD HYLS

FIRST TR TA HIYL · ETP · CUSIP 33738D408

212 institutional holders +8 vs Q1 2023
27,131,16327.1m shares reported held*
$1.0bnreported value*
19 new 79 added 84 reduced 13 sold out net sold ≈ $43.1m (+542.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($572.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.25. Options: 0 managers hold calls (— notional), 1 hold puts ($1.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 203Q4 22: 220Q1 23: 204Q2 23: 212212Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022203
Q4 2022220
Q1 2023204
Q2 2023212

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 117 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 104 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 97 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202284117
Q1 202398104
Q2 20239897

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $1.2mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$1.2m—

Biggest buyers

Prostatis Group LLC Added +1,642,115+1.6m
Advisory Alpha, LLC Added +137,311+137.3k
One Capital Management, LLC Added +122,166+122.2k
Csenge Advisory Group Added +100,258+100.3k
Blackhawk Capital Partners, LLC Added +96,253+96.3k
LPL Financial LLC Added +60,274+60.3k
AE Wealth Management LLC Added +43,510+43.5k
ROYAL BANK OF CANADA Added +39,797+39.8k
Spire Wealth Management Added +33,105+33.1k
UBS Group AG Added +31,873+31.9k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -284,521-284.5k
MORGAN STANLEY Reduced -256,518-256.5k
STEPHENS INC /AR/ Reduced -186,133-186.1k
Raymond James Financial Services Advisors, Inc. Reduced -177,819-177.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -169,492-169.5k
OLD MISSION CAPITAL LLC Reduced -167,066-167.1k
JANE STREET GROUP, LLC Reduced -141,547-141.5k
Cambridge Investment Research Advisors, Inc. Reduced -138,200-138.2k
Clear Creek Financial Management, LLC Reduced -91,144-91.1k
IFP Advisors, Inc Reduced -71,268-71.3k

Biggest calls

None

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $1.2m30.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.7 pts · filed 2026-07-17 31.1% +2.7 pts 12.6m≈ $511.3m 2026-07-17

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,674,5784.7m $185.3m $185.3m 0.02% Reduced -256.5k -256,518
2 FIRST TRUST ADVISORS LP 0.12% of their portfolio Wheaton, IL 2,647,2622.6m $104.9m $104.9m 0.12% Reduced -284.5k -284,521
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,468,9812.5m $97.8m $97.8m 0.03% Reduced -25.4k -25,414
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,990,9322.0m $78.9m $78.9m 0.06% Added +60.3k +60,274
5 Prostatis Group LLC 0.80% of their portfolio HANOVER, MD 1,673,3831.7m $1.7m $1.7m 0.80% Added +1.6m +1,642,115
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,242,7381.2m $49.2m $49.2m 0.01% Added +39.8k +39,797
7 One Capital Management, LLC 2.19% of their portfolio WESTLAKE VILLAGE, CA 1,222,2921.2m $48.4m $48.4m 2.19% Added +122.2k +122,166
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,001,9731.0m $39.7m $39.7m 0.02% Added +31.9k +31,873
9 Csenge Advisory Group 1.59% of their portfolio CLEARWATER, FL 597,283597.3k $23.7m $23.7m 1.59% Added +100.3k +100,258
10 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 551,842551.8k $21.9m $21.9m 0.03% Reduced -141.5k -141,547
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 542,772542.8k $21.5m $21.5m 0.00% Reduced -30.7k -30,691
12 PARK NATIONAL CORP /OH/ 0.76% of their portfolio NEWARK, OH 439,467439.5k $17.4m $17.4m 0.76% Reduced -24.4k -24,443
13 Luken Investment Analytics, LLC 8.70% of their portfolio BRENTWOOD, TN 392,576392.6k $15.6m $15.6m 8.70% Added +12.5k +12,469
14 Darwin Wealth Management, LLC 3.11% of their portfolio TAMPA, FL 305,680305.7k $12.1m $12.1m 3.11% Reduced -4.9k -4,870
15 BEACON FINANCIAL GROUP 1.60% of their portfolio DALLAS, TX 300,821300.8k $11.8m $11.8m 1.60% Added +4.5k +4,492
16 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 279,633279.6k $11.1m $11.1m 0.02% Reduced -5.8k -5,763
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 262,582262.6k $10.4m $10.4m 0.00% Added +21.7k +21,712
18 KMG FIDUCIARY PARTNERS, LLC 1.10% of their portfolio TOLEDO, OH 215,018215.0k $8.5m $8.5m 1.10% Added +22.6k +22,588
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 206,607206.6k $8.2m $8.2m 0.01% Added +25.0k +24,982
20 Arkadios Wealth Advisors 0.93% of their portfolio ATLANTA, GA 202,598202.6k $8.0m $8.0m 0.93% Added +14.1k +14,114
21 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 182,751182.8k $7.2m $7.2m 0.03% Reduced -8.8k -8,775
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 179,249179.2k $7.1m $7.1m 0.01% Reduced -37.3k -37,307
23 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 172,709172.7k $6.8m $6.8m 0.06% Reduced -8.6k -8,552
24 Sigma Planning Corp 0.24% of their portfolio ANN ARBOR, MI 171,293171.3k $6.8m $6.8m 0.24% Added +14.6k +14,606
25 Advisory Alpha, LLC 0.31% of their portfolio HOLLAND, MI 150,720150.7k $6.0m $6.0m 0.31% Added +137.3k +137,311
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 150,006150.0k $5.9m $5.9m 0.01% Reduced -169.5k -169,492
27 Elevated Capital Advisors, LLC 1.74% of their portfolio SANDY, UT 132,279132.3k $5.2m $5.2m 1.74% Added +16.2k +16,190
28 HARBOUR INVESTMENTS, INC. 0.24% of their portfolio MADISON, WI 121,748121.7k $4.8m $4.8m 0.24% Reduced -1.5k -1,506
29 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 120,898120.9k $4.8m $4.8m 0.03% Added +43.5k +43,510
30 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 119,842119.8k $4.7m $4.7m 0.01% Added +11.3k +11,300
31 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 118,495118.5k $4.7m $4.7m 0.01% Reduced -177.8k -177,819
32 CWM, LLC 0.03% of their portfolio OMAHA, NE 114,397114.4k $4.5m $4.5m 0.03% Reduced -19.1k -19,132
33 Blackhawk Capital Partners, LLC 3.08% of their portfolio THIENSVILLE, WI 111,983112.0k $4.4m $4.4m 3.08% Added +96.3k +96,253
34 HBW ADVISORY SERVICES LLC 0.83% of their portfolio SIMI VALLEY, CA 96,42996.4k $3.8m $3.8m 0.83% Added +14.4k +14,418
35 Ascension Capital Advisors, Inc. 2.44% of their portfolio Houston, TX 95,94095.9k $3.8m $3.8m 2.44% Unchanged
36 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 94,62694.6k $3.8m $3.8m 0.04% Reduced -13.2k -13,180
37 EWG Elevate Inc. 1.49% of their portfolio ROSEVILLE, CA 91,10191.1k $3.6m $3.6m 1.49% Added +10.6k +10,643
38 WEDBUSH SECURITIES INC 0.17% of their portfolio PASADENA, CA 89,20389.2k $3.5m $3.5m 0.17% Added +267 +267
39 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 87,34487.3k $3.5m $3.5m 0.14% Added +3.3k +3,276
40 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 85,89985.9k $3.4m $3.4m 0.02% Reduced -138.2k -138,200
41 Prospera Financial Services Inc 0.13% of their portfolio Dallas, TX 85,89585.9k $3.4m $3.4m 0.13% Added +1.5k +1,479
42 LVZ, Inc. 0.47% of their portfolio Holland, MI 85,62185.6k $3.4m $3.4m 0.47% Added +1.3k +1,346
43 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 83,62583.6k $3.3m $3.3m 0.05% Reduced -44.2k -44,165
44 StoneX Group Inc. 0.32% of their portfolio NEW YORK, NY 78,88778.9k $3.1m $3.1m 0.32% Reduced -6.1k -6,124
45 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 78,80778.8k $3.1m $3.1m 0.00% Added +9.5k +9,507
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 77,06477.1k $3.1m $3.1m 0.00% Added +25.1k +25,113
47 Kovack Advisors, Inc. 0.39% of their portfolio FT. LAUDERDALE, FL 76,96677.0k $3.1m $3.1m 0.39% Reduced -3.5k -3,501
48 ShoreHaven Wealth Partners, LLC 2.01% of their portfolio Red Bank, NJ 75,65075.7k $3.0m $3.0m 2.01% Reduced -8.2k -8,216
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 74,79274.8k $3.0m $3.0m 0.00% Reduced -19.2k -19,198
50 Brendel Financial Advisors LLC 4.39% of their portfolio HANOVER, NH 73,52673.5k $2.9m $2.9m 4.39% Reduced -4.1k -4,059
51 Janney Capital Management LLC 0.19% of their portfolio PITTSBURGH, PA 70,33370.3k $2.8m $2.8m 0.19% Reduced -4.2k -4,207
52 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 70,12870.1k $2.8m $2.8m 0.02% Reduced -2.4k -2,359
53 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 70,07570.1k $2.8m $2.8m 0.06% Added +7.0k +7,017
54 Composition Wealth, LLC 0.08% of their portfolio LOS ANGELES, CA 67,85567.9k $2.7m $2.7m 0.08% Added +23.1k +23,091
55 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 65,68965.7k $2.6m $2.6m 0.01% Added +635 +635
56 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 58,79358.8k $2.3m $2.3m 0.02% Added +18.2k +18,233
57 Spire Wealth Management 0.09% of their portfolio MCLEAN, VA 58,73358.7k $2.3m $2.3m 0.09% Added +33.1k +33,105
58 CENTAURUS FINANCIAL, INC. 0.20% of their portfolio ANAHEIM, CA 56,72356.7k $2.2m $2.2m 0.20% Reduced -13.0k -12,965
59 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.52% of their portfolio CONCORD, MA 54,59454.6k $2.2m $2.2m 0.52% Reduced -65 -65
60 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 54,24954.2k $2.1m $2.1m 0.02% Added +5.5k +5,525
61 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 53,41453.4k $2.1m $2.1m 0.04% Reduced -186.1k -186,133
62 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 50,76950.8k $2.0m $2.0m 0.02% Added +3.9k +3,879
63 Wagner Wealth Management, LLC 0.74% of their portfolio GREENVILLE, SC 49,19249.2k $1.9m $1.9m 0.74% Reduced -2.1k -2,137
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 46,07846.1k $1.8m $1.8m 0.06% Added +1.3k +1,327
65 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 45,99946.0k $1.8m $1.8m 0.03% Reduced -5.9k -5,926
66 Richard W. Paul & Associates, LLC 0.71% of their portfolio NOVI, MI 41,02341.0k $1.6m $1.6m 0.71% Added +27 +27
67 FLAGSTAR SECURITIES, INC 0.60% of their portfolio New York, NY 40,13440.1k $1.6m $1.6m 0.60% Added +31.0k +31,014
68 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 39,61539.6k $1.6m $1.6m 0.09% Added +2.5k +2,477
69 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 38,71438.7k $1.5m $1.5m 0.06% Reduced -167.1k -167,066
70 Gladstone Institutional Advisory LLC 0.09% of their portfolio Bedminster, NJ 37,51637.5k $1.5m $1.5m 0.09% Reduced -14.8k -14,753
71 COTTONWOOD CAPITAL ADVISORS, LLC 1.30% of their portfolio SALT LAKE CITY, UT 35,72635.7k $1.4m $1.4m 1.30% Reduced -149 -149
72 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 34,70434.7k $1.4m $1.4m 0.05% Added +2.9k +2,912
73 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 34,22134.2k $1.4m $1.4m 0.06% Reduced -2.3k -2,346
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,13034.1k $1.4m $1.4m 0.00% Reduced -1.1k -1,120
75 J.W. COLE ADVISORS, INC. 0.10% of their portfolio TAMPA, FL 34,01834.0k $1.3m $1.3m 0.10% Added +5.1k +5,112
76 Quad-Cities Investment Group, LLC 0.87% of their portfolio DAVENPORT, IA 33,54933.5k $1.3m $1.3m 0.87% Reduced -6.2k -6,197
77 Harvest Investment Services, LLC 0.75% of their portfolio Oakbrook Terrace, IL 33,27933.3k $1.3m $1.3m 0.75% Reduced -362 -362
78 Legacy Capital Wealth Partners, LLC 1.09% of their portfolio LITTLE ROCK, AR 33,02933.0k $1.3m $1.3m 1.09% Added +1.2k +1,153
79 Atlas Private Wealth Management, LLC 0.66% of their portfolio ALBANY, NY 31,38231.4k $1.2m $1.2m 0.66% Added +543 +543
80 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 30,38530.4k $1.2m $1.2m 0.02% Added +13.3k +13,272
81 Strategic Financial Partners, Ltd. 0.68% of their portfolio Bend, OR 30,32130.3k $1.2m $1.2m 0.68% Added +112 +112
82 Family Capital Management, Inc. 0.75% of their portfolio GRAND RAPIDS, MI 30,20330.2k $1.2m $1.2m 0.75% Reduced -6 -6
83 Ameritas Advisory Services, LLC 0.15% of their portfolio Lincoln, NE 30,03030.0k $1.2m $1.2m 0.15% Reduced -6.2k -6,219
84 True Link Financial Advisors, LLC 0.13% of their portfolio SAN FRANCISCO, CA 27,58827.6k $1.1m $1.1m 0.13% Unchanged
85 DHJJ Financial Advisors, Ltd. 0.57% of their portfolio NAPERVILLE, IL 27,46527.5k $1.1m $1.1m 0.57% Added +1.6k +1,575
86 Manhattan West Asset Management, LLC 0.39% of their portfolio Los Angeles, CA 26,55326.6k $1.1m $1.1m 0.39% Reduced -45.1k -45,145
87 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 26,41426.4k $1.0m $1.0m 0.07% First filing
88 Clear Creek Financial Management, LLC 0.17% of their portfolio SILVERDALE, WA 25,12825.1k $995.8k $995.8k 0.17% Reduced -91.1k -91,144
89 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 24,85524.9k $985.0k $985.0k 0.02% Added +3.0k +3,042
90 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 24,17824.2k $958.2k $958.2k 0.08% Added +2.4k +2,427
91 Walkner Condon Financial Advisors LLC 0.25% of their portfolio MADISON, WI 24,12324.1k $955.7k $955.7k 0.25% Reduced -150 -150
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,07123.1k $914.3k $914.3k 0.00% Reduced -9.8k -9,824
93 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 22,97323.0k $910.4k $910.4k 0.02% Added +8.2k +8,181
94 Cranbrook Wealth Management, LLC 0.25% of their portfolio Bloomfield Hills, MI 22,97323.0k $910.4k $910.4k 0.25% Reduced -2.8k -2,834
95 Walker Asset Management, LLC 0.68% of their portfolio SPRINGFIELD, MO 20,72220.7k $821.2k $821.2k 0.68% Unchanged
96 WCG Wealth Advisors LLC 0.09% of their portfolio LAS VEGAS, NV 20,11820.1k $797.0k $797.0k 0.09% Reduced -484 -484
97 Capital Investment Advisory Services, LLC 0.08% of their portfolio RALEIGH, NC 19,99520.0k $792.4k $792.4k 0.08% Reduced -1.2k -1,226
98 Murphy, Middleton, Hinkle & Parker, Inc. 0.49% of their portfolio Thomasville, GA 19,69119.7k $780.3k $780.3k 0.49% Reduced -1.7k -1,689
99 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 19,37919.4k $768.0k $768.0k 0.06% New
100 Cedrus LLC 0.54% of their portfolio Littleton, CO 19,33419.3k $766.2k $766.2k 0.54% Reduced -12.7k -12,742