Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

437 institutional holders +4 vs Q1 2023
115,995,791116.0m shares reported held*
$5.5bnreported value*
28 new 171 added 193 reduced 26 sold out net sold ≈ $77.7m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.10. Options: 2 managers hold calls ($27.0k notional), 1 hold puts ($2.9m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 412Q4 22: 437Q1 23: 433Q2 23: 437437Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022412
Q4 2022437
Q1 2023433
Q2 2023437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 169 bought or addedQ4 22: 219 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 228 cut or sold outQ1 23Q2 23: 199 bought or addedQ2 23: 219 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022169219
Q1 2023191228
Q2 2023199219

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $214.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $2.7mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $17.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $27.0kQ2 23 puts: $2.9mQ2 23P/C 107.47
Numbers
QuarterCallsPutsP/C
Q3 2022$214.0k$00.00
Q4 2022$2.7m$00.00
Q1 2023$17.0k$00.00
Q2 2023$27.0k$2.9m107.47

Biggest buyers

Thrivent Financial for Lutherans Added +373,047+373.0k
LPL Financial LLC Added +262,194+262.2k
Raymond James Financial Services Advisors, Inc. Added +226,814+226.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +204,383+204.4k
AMERIPRISE FINANCIAL INC Added +172,834+172.8k
Advisory Alpha, LLC Added +159,000+159.0k
Naviter Wealth, LLC New +157,588+157.6k
Equitable Holdings, Inc. Added +121,969+122.0k
Asset Allocation Strategies LLC Added +101,533+101.5k
CPC Advisors, LLC Added +78,939+78.9k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -684,591-684.6k
BANK OF AMERICA CORP /DE/ Reduced -538,380-538.4k
Private Advisor Group, LLC Reduced -395,268-395.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -292,754-292.8k
RAYMOND JAMES & ASSOCIATES Reduced -286,322-286.3k
Sigma Planning Corp Reduced -259,991-260.0k
Cetera Advisors LLC Reduced -249,714-249.7k
UBS Group AG Reduced -155,695-155.7k
First Horizon Advisors, Inc. Reduced -142,868-142.9k
Eldridge Investment Advisors, Inc. Reduced -133,275-133.3k

Biggest calls

SIMPLEX TRADING, LLC Added $27.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

IAMS WEALTH MANAGEMENT, LLC New $2.9m61.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.52% of their portfolio FORT MILL, SC 15,442,81915.4m $727.4m $727.4m 0.52% Added +262.2k +262,194
2 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 12,025,77012.0m $566.4m $566.4m 0.06% Reduced -93.3k -93,335
3 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 7,701,1137.7m $362.7m $362.7m 0.11% Reduced -684.6k -684,591
4 Raymond James Financial Services Advisors, Inc. 0.41% of their portfolio ST. PETERSBURG, FL 4,979,3125.0m $234.5m $234.5m 0.41% Added +226.8k +226,814
5 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 3,887,0683.9m $183.1m $183.1m 0.33% Reduced -47.1k -47,076
6 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 3,883,2893.9m $183.0m $183.0m 0.06% Added +172.8k +172,834
7 UBS Group AG 0.08% of their portfolio ZURICH, V8 3,682,8623.7m $173.5m $173.5m 0.08% Reduced -155.7k -155,695
8 Advance Capital Management, Inc. 17.97% of their portfolio SOUTHFIELD, MI 3,364,0563.4m $158.4m $158.4m 17.97% Added +8.6k +8,565
9 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,357,4093.4m $158.1m $158.1m 0.02% Reduced -538.4k -538,380
10 COMMONWEALTH EQUITY SERVICES, LLC 0.27% of their portfolio WALTHAM, MA 2,864,0712.9m $134.9m $134.9m 0.27% Added +204.4k +204,383
11 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 2,676,3172.7m $126.1m $126.1m 0.06% Added +1.3k +1,342
12 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,539,8232.5m $119.6m $119.6m 0.10% Reduced -286.3k -286,322
13 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,505,9372.5m $118.0m $118.0m 0.03% Added +6.3k +6,318
14 Cambridge Investment Research Advisors, Inc. 0.40% of their portfolio FAIRFIELD, IA 1,863,2801.9m $87.8m $87.8m 0.40% Added +58.9k +58,876
15 Kestra Advisory Services, LLC 0.87% of their portfolio AUSTIN, TX 1,850,2661.9m $87.1m $87.1m 0.87% Reduced -3.7k -3,688
16 Private Advisor Group, LLC 0.49% of their portfolio MORRISTOWN, NJ 1,187,5271.2m $56.1m $56.1m 0.49% Reduced -395.3k -395,268
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 1,112,3621.1m $52.4m $52.4m 0.07% Reduced -44.8k -44,812
18 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,106,6861.1m $52.1m $52.1m 0.07% Added +55.8k +55,833
19 Fifth Third Securities, Inc. 5.05% of their portfolio Cincinnati, OH 984,635984.6k $46.4m $46.4m 5.05% Added +1.7k +1,706
20 Csenge Advisory Group 3.00% of their portfolio CLEARWATER, FL 949,782949.8k $44.7m $44.7m 3.00% Added +758 +758
21 MML INVESTORS SERVICES, LLC 0.23% of their portfolio SPRINGFIELD, MA 896,964897.0k $42.2m $42.2m 0.23% Added +15.5k +15,503
22 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 863,881863.9k $40.7m $40.7m 0.03% Reduced -28.6k -28,635
23 Equitable Holdings, Inc. 0.55% of their portfolio NEW YORK, NY 809,169809.2k $38.1m $38.1m 0.55% Added +122.0k +121,969
24 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 670,965671.0k $31.6m $31.6m 0.08% Added +36.3k +36,253
25 NewEdge Advisors, LLC 0.36% of their portfolio NEW ORLEANS, LA 669,694669.7k $31.5m $31.5m 0.36% Reduced -55.3k -55,346
26 Prospera Financial Services Inc 1.17% of their portfolio Dallas, TX 647,976648.0k $30.5m $30.5m 1.17% Added +34.3k +34,265
27 J.P. Morgan Private Wealth Advisors LLC 0.16% of their portfolio SAN FRANCISCO, CA 638,751638.8k $30.1m $30.1m 0.16% Added +4.0k +3,955
28 Cetera Investment Advisers 0.25% of their portfolio SCHAUMBURG, IL 636,554636.6k $30.0m $30.0m 0.25% Added +10.4k +10,424
29 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 632,303632.3k $29.8m $29.8m 0.10% Reduced -26.2k -26,233
30 Cetera Advisor Networks LLC 0.20% of their portfolio EL SEGUNDO, CA 622,502622.5k $29.3m $29.3m 0.20% Reduced -62.0k -62,004
31 Mariner, LLC 0.08% of their portfolio Overland Park, KS 615,969616.0k $29.0m $29.0m 0.08% Added +54.1k +54,138
32 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 566,872566.9k $26.7m $26.7m 0.04% Added +41.5k +41,512
33 Steward Partners Investment Advisory, LLC 0.39% of their portfolio STAMFORD, CT 548,861548.9k $25.9m $25.9m 0.39% Reduced -2.1k -2,149
34 RVW Wealth, LLC 2.85% of their portfolio LOS ANGELES, CA 511,972512.0k $24.1m $24.1m 2.85% Added +46.1k +46,062
35 HARBOUR INVESTMENTS, INC. 1.14% of their portfolio MADISON, WI 489,709489.7k $23.1m $23.1m 1.14% Reduced -87.7k -87,714
36 Ten Capital Wealth Advisors, LLC 6.49% of their portfolio SPOKANE, WA 474,622474.6k $22.4m $22.4m 6.49% Reduced -15.2k -15,190
37 Cetera Advisors LLC 0.35% of their portfolio DENVER, CO 472,120472.1k $22.2m $22.2m 0.35% Reduced -249.7k -249,714
38 Ascension Capital Advisors, Inc. 13.93% of their portfolio Houston, TX 461,682461.7k $21.7m $21.7m 13.93% Reduced -1.3k -1,289
39 Koshinski Asset Management, Inc. 2.33% of their portfolio DECATUR, IL 460,939460.9k $21.7m $21.7m 2.33% Reduced -107.1k -107,071
40 Aptus Capital Advisors, LLC 0.61% of their portfolio FAIRHOPE, AL 445,201445.2k $21.0m $21.0m 0.61% Added +3.1k +3,054
41 Atria Wealth Solutions, Inc. 0.29% of their portfolio NEW YORK, NY 443,813443.8k $20.9m $20.9m 0.29% Reduced -27.5k -27,509
42 Goldstein Advisors, LLC 4.25% of their portfolio Madison, WI 431,013431.0k $20.3m $20.3m 4.25% Added +41.6k +41,650
43 GUARDIAN WEALTH ADVISORS, LLC / NC 3.33% of their portfolio RALEIGH, NC 412,191412.2k $19.4m $19.4m 3.33% Added +1.8k +1,767
44 Sweet Financial Partners, LLC 5.05% of their portfolio FAIRMONT, MN 411,170411.2k $19.4m $19.4m 5.05% Reduced -3.0k -2,970
45 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 405,528405.5k $19.0m $19.0m 0.04% Added +373.0k +373,047
46 FDx Advisors, Inc. 1.01% of their portfolio BERWYN, PA 392,749392.7k $18.5m $18.5m 1.01% Reduced -15.1k -15,099
47 Western Wealth Management, LLC 1.54% of their portfolio GOLDEN, CO 382,366382.4k $18.0m $18.0m 1.54% Reduced -40.1k -40,058
48 Financial Partners Group, Inc 3.58% of their portfolio Overland Park, KS 360,797360.8k $17.7m $17.7m 3.58% Reduced -9.7k -9,714
49 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 343,440343.4k $16.2m $16.2m 0.06% Added +23.7k +23,658
50 Integrated Wealth Concepts LLC 0.28% of their portfolio WALTHAM, MA 341,000341.0k $16.1m $16.1m 0.28% Added +60.1k +60,148
51 ABLE Financial Group, LLC 8.19% of their portfolio SCOTTSDALE, AZ 336,026336.0k $15.8m $15.8m 8.19% Added +75.4k +75,449
52 Good Life Advisors, LLC 1.77% of their portfolio READING, PA 333,970334.0k $15.7m $15.7m 1.77% Added +7.9k +7,897
53 REGATTA CAPITAL GROUP, LLC 4.96% of their portfolio EL SEGUNDO, CA 331,250331.2k $15.6m $15.6m 4.96% Added +20.0k +20,013
54 D.A. DAVIDSON & CO. 0.16% of their portfolio GREAT FALLS, MT 329,731329.7k $15.5m $15.5m 0.16% Added +16.2k +16,217
55 Stratos Wealth Partners, LTD. 0.35% of their portfolio BEACHWOOD, OH 323,971324.0k $15.3m $15.3m 0.35% Added +16.6k +16,560
56 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 323,351323.4k $15.2m $15.2m 0.03% Added +78.2k +78,235
57 BENJAMIN F. EDWARDS & COMPANY, INC. 0.57% of their portfolio ST. LOUIS, MO 318,871318.9k $15.0m $15.0m 0.57% Added +11.1k +11,062
58 Sanchez Wealth Management Group 5.97% of their portfolio JACKSONVILLE, FL 313,164313.2k $14.8m $14.8m 5.97% Added +7.0k +6,977
59 PARK NATIONAL CORP /OH/ 0.63% of their portfolio NEWARK, OH 305,108305.1k $14.4m $14.4m 0.63% Reduced -21.8k -21,779
60 Solano Wealth Management, Inc. 9.69% of their portfolio Fairfield, CA 302,669302.7k $14.3m $14.3m 9.69% Added +6.7k +6,667
61 Keebeck Wealth Management 1.89% of their portfolio Chicago, IL 292,740292.7k $13.8m $13.8m 1.89% Added +3.2k +3,250
62 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 291,616291.6k $13.7m $13.7m 0.02% Reduced -2.5k -2,495
63 AVANTAX ADVISORY SERVICES, INC. 0.15% of their portfolio DALLAS, TX 281,236281.2k $13.2m $13.2m 0.15% Added +1.7k +1,712
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.45% of their portfolio AUSTIN, TX 280,411280.4k $13.2m $13.2m 0.45% Reduced -106.2k -106,193
65 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 277,494277.5k $13.1m $13.1m 0.05% Reduced -292.8k -292,754
66 First Heartland Consultants, Inc. 1.54% of their portfolio LAKE ST. LOUIS, MO 253,065253.1k $11.9m $11.9m 1.54% Added +32.6k +32,568
67 TBH Global Asset Management, LLC 2.23% of their portfolio Brentwood, TN 241,187241.2k $11.4m $11.4m 2.23% Added +63.3k +63,340
68 Valmark Advisers, Inc. 0.23% of their portfolio AKRON, OH 238,704238.7k $11.2m $11.2m 0.23% Reduced -12.1k -12,068
69 Cedrus LLC 7.85% of their portfolio Littleton, CO 236,184236.2k $11.1m $11.1m 7.85% Reduced -3.5k -3,513
70 CWM, LLC 0.07% of their portfolio OMAHA, NE 233,437233.4k $11.0m $11.0m 0.07% Added +2.7k +2,698
71 Arax Advisory Partners 1.39% of their portfolio NEW YORK, NY 231,897231.9k $10.9m $10.9m 1.39% Added +3.9k +3,866
72 Jaffetilchin Investment Partners, LLC 1.15% of their portfolio TAMPA, FL 231,740231.7k $10.9m $10.9m 1.15% Added +7.9k +7,873
73 Advisory Alpha, LLC 0.56% of their portfolio HOLLAND, MI 230,629230.6k $10.9m $10.9m 0.56% Added +159.0k +159,000
74 IHT Wealth Management, LLC 0.55% of their portfolio Chicago, IL 225,226225.2k $10.6m $10.6m 0.55% Reduced -602 -602
75 First Horizon Advisors, Inc. 0.35% of their portfolio MEMPHIS, TN 214,162214.2k $10.1m $10.1m 0.35% Reduced -142.9k -142,868
76 PFG Advisors 0.75% of their portfolio Phoenix, AZ 208,482208.5k $9.8m $9.8m 0.75% Reduced -8.7k -8,741
77 Legacy Capital Wealth Partners, LLC 7.54% of their portfolio LITTLE ROCK, AR 192,609192.6k $9.1m $9.1m 7.54% Reduced -126.0k -125,950
78 Sigma Planning Corp 0.32% of their portfolio ANN ARBOR, MI 189,319189.3k $8.9m $8.9m 0.32% Reduced -260.0k -259,991
79 Pine Valley Investments Ltd Liability Co 0.86% of their portfolio MARLTON, NJ 186,356186.4k $8.8m $8.8m 0.86% Reduced -933 -933
80 Financial Advocates Investment Management 0.64% of their portfolio OLYMPIA, WA 186,019186.0k $8.8m $8.8m 0.64% Reduced -13.3k -13,280
81 IFP Advisors, Inc 0.16% of their portfolio TAMPA, FL 184,724184.7k $7.2m $7.2m 0.16% Added +6.9k +6,875
82 Key Client Fiduciary Advisors, LLC 4.84% of their portfolio Fairfield, NJ 176,018176.0k $8.3m $8.3m 4.84% Added +3.4k +3,423
83 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 175,517175.5k $8.3m $8.3m 0.03% First filing
84 Plotkin Financial Advisors, LLC 6.81% of their portfolio CHEVY CHASE, MD 173,940173.9k $8.2m $8.2m 6.81% Reduced -8.7k -8,659
85 PINNACLE ASSOCIATES LTD 0.14% of their portfolio NEW YORK, NY 171,197171.2k $8.1m $8.1m 0.14% Added +2.6k +2,577
86 SILVER OAK SECURITIES, INCORPORATED 1.27% of their portfolio JACKSON, TN 167,733167.7k $7.9m $7.9m 1.27% Added +7.4k +7,419
87 US FINANCIAL ADVISORS, LLC 3.36% of their portfolio BRAINTREE, MA 167,723167.7k $7.9m $7.9m 3.36% Added +7.2k +7,211
88 Invst, LLC 1.14% of their portfolio INDIANAPOLIS, IN 166,808166.8k $7.9m $7.9m 1.14% Reduced -2.5k -2,465
89 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 165,010165.0k $7.8m $7.8m 0.05% Reduced -16.6k -16,618
90 Beck Bode, LLC 1.89% of their portfolio DEDHAM, MA 164,897164.9k $7.8m $7.8m 1.89% Reduced -13.9k -13,874
91 HOWARD FINANCIAL SERVICES, LTD. 1.84% of their portfolio DALLAS, TX 163,535163.5k $7.7m $7.7m 1.84% Added +1.7k +1,662
92 Eldridge Investment Advisors, Inc. 2.44% of their portfolio MANCHESTER, NH 158,195158.2k $7.5m $7.5m 2.44% Reduced -133.3k -133,275
93 Walkner Condon Financial Advisors LLC 1.97% of their portfolio MADISON, WI 157,998158.0k $7.4m $7.4m 1.97% Reduced -3.1k -3,063
94 Naviter Wealth, LLC 1.89% of their portfolio LITTLE ROCK, AR 157,588157.6k $7.4m $7.4m 1.89% New
95 StoneX Group Inc. 0.76% of their portfolio NEW YORK, NY 156,328156.3k $7.4m $7.4m 0.76% Added +554 +554
96 SHELTON WEALTH MANAGEMENT, LLC 5.57% of their portfolio FORT WORTH, TX 152,429152.4k $7.2m $7.2m 5.57% Reduced -5.2k -5,245
97 Keystone Financial Group 1.22% of their portfolio LEXINGTON, KY 151,947151.9k $7.2m $7.2m 1.22% First filing
98 Per Stirling Capital Management, LLC. 1.43% of their portfolio AUSTIN, TX 149,427149.4k $7.0m $7.0m 1.43% Reduced -26.0k -26,010
99 COTTONWOOD CAPITAL ADVISORS, LLC 6.17% of their portfolio SALT LAKE CITY, UT 142,928142.9k $6.7m $6.7m 6.17% Reduced -7.9k -7,922
100 U.S. Capital Wealth Advisors, LLC 0.32% of their portfolio AUSTIN, TX 142,491142.5k $6.7m $6.7m 0.32% Reduced -6.1k -6,117