Vault-13

SPDR SER TR SDY

S&P DIVID ETF · ETP · CUSIP 78464A763

1,098 institutional holders -10 vs Q1 2023
79,079,91979.1m shares reported held*
$9.7bnreported value*
47 new 319 added 434 reduced 65 sold out net sold ≈ $319.3m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $122.62. Options: 4 managers hold calls ($17.1m notional), 4 hold puts ($4.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,031Q4 22: 1,126Q1 23: 1,108Q2 23: 1,0981,098Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20221,031
Q4 20221,126
Q1 20231,108
Q2 20231,098

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 511 bought or addedQ4 22: 354 cut or sold outQ4 22Q1 23: 431 bought or addedQ1 23: 450 cut or sold outQ1 23Q2 23: 366 bought or addedQ2 23: 499 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022511354
Q1 2023431450
Q2 2023366499

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $9.9mQ3 22 puts: $21.9mQ3 22P/C 2.21Q4 22 calls: $13.8mQ4 22 puts: $25.3mQ4 22P/C 1.84Q1 23 calls: $17.7mQ1 23 puts: $6.3mQ1 23P/C 0.35Q2 23 calls: $17.1mQ2 23 puts: $4.6mQ2 23P/C 0.27
Numbers
QuarterCallsPutsP/C
Q3 2022$9.9m$21.9m2.21
Q4 2022$13.8m$25.3m1.84
Q1 2023$17.7m$6.3m0.35
Q2 2023$17.1m$4.6m0.27

Biggest buyers

Houlihan Financial Resource Group, Ltd. Added +1,144,098+1.1m
LJI Wealth Management, LLC Added +109,468+109.5k
Joel Isaacson & Co., LLC Added +54,120+54.1k
Baltimore-Washington Financial Advisors, Inc. Added +44,399+44.4k
Prime Capital Investment Advisors, LLC Added +41,966+42.0k
ExodusPoint Capital Management, LP New +40,201+40.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +37,432+37.4k
Veritable, L.P. Added +36,496+36.5k
Corient Private Wealth LP Added +35,093+35.1k
Raymond James Financial Services Advisors, Inc. Added +33,573+33.6k

Biggest sellers

Capital Investment Advisors, LLC Sold out -606,913-606.9k
MONEY CONCEPTS CAPITAL CORP Reduced -580,916-580.9k
RAYMOND JAMES & ASSOCIATES Reduced -227,471-227.5k
3EDGE Asset Management, LP Sold out -226,523-226.5k
WELLS FARGO & COMPANY/MN Reduced -161,974-162.0k
One Capital Management, LLC Reduced -157,881-157.9k
MML INVESTORS SERVICES, LLC Reduced -155,000-155.0k
J.P. Morgan Private Wealth Advisors LLC Reduced -153,385-153.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -135,888-135.9k
BANK OF AMERICA CORP /DE/ Reduced -125,059-125.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $15.7m128.1k shares
CITADEL ADVISORS LLC Reduced $907.1k7.4k shares
Belvedere Trading LLC New $527.1k4.3k shares
Cutler Group LLC / CA Added $0600 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $2.7m21.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.9m15.3k shares
Belvedere Trading LLC New $49.0k400 shares
Cutler Group LLC / CA Added $1.0k900 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.14% of their portfolio CHARLOTTE, NC 9,541,5489.5m $1.2bn $1.2bn 0.14% Reduced -125.1k -125,059
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 5,535,4055.5m $678.5m $678.5m 0.07% Reduced -12.2k -12,243
3 AMERIPRISE FINANCIAL INC 0.13% of their portfolio MINNEAPOLIS, MN 3,512,9243.5m $429.9m $429.9m 0.13% Reduced -43.5k -43,519
4 LPL Financial LLC 0.29% of their portfolio FORT MILL, SC 3,270,2373.3m $400.9m $400.9m 0.29% Reduced -119.0k -119,013
5 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 2,634,0582.6m $322.9m $322.9m 0.09% Reduced -62.8k -62,811
6 Joel Isaacson & Co., LLC 19.16% of their portfolio NEW YORK, NY 2,335,1552.3m $286.2m $286.2m 19.16% Added +54.1k +54,120
7 RAYMOND JAMES & ASSOCIATES 0.24% of their portfolio ST PETERSBURG, FL 2,326,5362.3m $285.2m $285.2m 0.24% Reduced -227.5k -227,471
8 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 2,187,9132.2m $268.2m $268.2m 0.08% Reduced -162.0k -161,974
9 UBS Group AG 0.11% of their portfolio ZURICH, V8 2,076,9822.1m $254.6m $254.6m 0.11% Reduced -54.9k -54,944
10 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 1,875,6671.9m $229.9m $229.9m 0.10% Reduced -135.9k -135,888
11 Richard Bernstein Advisors LLC 4.05% of their portfolio NEW YORK, NY 1,563,6451.6m $191.7m $191.7m 4.05% Added +22.9k +22,885
12 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 1,407,9971.4m $172.6m $172.6m 0.04% Reduced -27.7k -27,736
13 COMMONWEALTH EQUITY SERVICES, LLC 0.34% of their portfolio WALTHAM, MA 1,347,3231.3m $165.2m $165.2m 0.34% Reduced -44.1k -44,149
14 Raymond James Financial Services Advisors, Inc. 0.29% of their portfolio ST. PETERSBURG, FL 1,329,3421.3m $163.0m $163.0m 0.29% Added +33.6k +33,573
15 J.P. Morgan Private Wealth Advisors LLC 0.79% of their portfolio SAN FRANCISCO, CA 1,246,8781.2m $152.8m $152.8m 0.79% Reduced -153.4k -153,385
16 TRUIST FINANCIAL CORP 0.25% of their portfolio CHARLOTTE, NC 1,202,1041.2m $147.4m $147.4m 0.25% Added +13.7k +13,679
17 Houlihan Financial Resource Group, Ltd. 4.50% of their portfolio ASHBURN, VA 1,185,9431.2m $144.9m $144.9m 4.50% Added +1.1m +1,144,098
18 Janney Montgomery Scott LLC 0.46% of their portfolio PHILADELPHIA, PA 1,086,4791.1m $133.2m $133.2m 0.46% Added +7.6k +7,596
19 1ST SOURCE BANK 7.15% of their portfolio SOUTH BEND, IN 903,736903.7k $110.8m $110.8m 7.15% Reduced -31.8k -31,844
20 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 876,773876.8k $107.4m $107.4m 0.19% Reduced -5.0k -4,952
21 Veritable, L.P. 1.55% of their portfolio Newtown Square, PA 780,010780.0k $95.6m $95.6m 1.55% Added +36.5k +36,496
22 Destination Wealth Management 3.12% of their portfolio Walnut Creek, CA 682,332682.3k $83.6m $83.6m 3.12% Reduced -778 -778
23 MAI Capital Management 1.15% of their portfolio INDEPENDENCE, OH 636,065636.1k $78.0m $78.0m 1.15% Added +1.1k +1,120
24 HighTower Advisors, LLC 0.14% of their portfolio CHICAGO, IL 591,597591.6k $72.5m $72.5m 0.14% Reduced -60.9k -60,858
25 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 515,035515.0k $63.1m $63.1m 0.00% Unchanged
26 MML INVESTORS SERVICES, LLC 0.32% of their portfolio SPRINGFIELD, MA 473,549473.5k $58.0m $58.0m 0.32% Reduced -155.0k -155,000
27 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 461,637461.6k $56.6m $56.6m 0.05% Added +3.0k +3,012
28 Creative Planning 0.07% of their portfolio OVERLAND PARK, KS 459,170459.2k $56.3m $56.3m 0.07% Added +1.1k +1,085
29 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 434,987435.0k $53.3m $53.3m 0.24% Reduced -15.2k -15,226
30 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 433,659433.7k $53.2m $53.2m 0.01% Reduced -85.5k -85,529
31 Mariner, LLC 0.13% of their portfolio Overland Park, KS 395,178395.2k $48.4m $48.4m 0.13% Reduced -8.5k -8,531
32 Legacy Financial Group LLC 12.40% of their portfolio DES MOINES, IA 392,498392.5k $48.1m $48.1m 12.40% Reduced -84.6k -84,597
33 Cetera Advisor Networks LLC 0.33% of their portfolio EL SEGUNDO, CA 389,269389.3k $47.5m $47.5m 0.33% Added +13.4k +13,433
34 Elk River Wealth Management LLC 10.04% of their portfolio DENVER, CO 382,500382.5k $46.9m $46.9m 10.04% Added +2.1k +2,107
35 Mizuho Bank, Ltd. 4.52% of their portfolio TOKYO, M0 380,000380.0k $46.6m $46.6m 4.52% Unchanged
36 Linscomb Wealth, Inc. 2.44% of their portfolio Houston, TX 369,111369.1k $45.2m $45.2m 2.44% Reduced -42.2k -42,212
37 Orion Porfolio Solutions, LLC 0.46% of their portfolio OMAHA, NE 355,917355.9k $43.6m $43.6m 0.46% Reduced -18.2k -18,229
38 Orion Portfolio Solutions, LLC 0.46% of their portfolio Omaha, NE 355,917355.9k $43.6m $43.6m 0.46% Reduced -18.2k -18,229
39 MONETA GROUP INVESTMENT ADVISORS LLC 0.94% of their portfolio ST LOUIS, MO 346,578346.6k $42.5m $42.5m 0.94% Reduced -1.4k -1,421
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.23% of their portfolio IRVING, TX 344,436344.4k $42.2m $42.2m 0.23% Reduced -15.8k -15,819
41 J.Safra Asset Management Corp 5.85% of their portfolio NEW YORK, NY 344,213344.2k $42.2m $42.2m 5.85% Added +5.6k +5,563
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 336,652336.7k $41.3m $41.3m 0.00% Reduced -9.1k -9,125
43 Bard Financial Services, Inc. 2.64% of their portfolio BRANFORD, CT 284,824284.8k $34.9m $34.9m 2.64% Reduced -2.2k -2,217
44 Clearstead Advisors, LLC 2.12% of their portfolio CLEVELAND, OH 284,778284.8k $34.9m $34.9m 2.12% Added +221 +221
45 O'Dell Group, LLC 9.91% of their portfolio CINCINNATI, OH 284,573284.6k $34.9m $34.9m 9.91% Added +4.2k +4,216
46 MARINO, STRAM & ASSOCIATES LLC 9.30% of their portfolio BRAINTREE, MA 267,872267.9k $32.9m $32.9m 9.30% Added +4.4k +4,386
47 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 238,757238.8k $29.3m $29.3m 0.08% Added +26.6k +26,550
48 Graves Light Lenhart Wealth, Inc. 3.93% of their portfolio HARRISONBURG, VA 237,341237.3k $29.1m $29.1m 3.93% Added +3.2k +3,175
49 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 236,601236.6k $29.3m $29.3m 0.01% Reduced -18.5k -18,502
50 Klingman & Associates, LLC 2.16% of their portfolio New York, NY 218,819218.8k $26.8m $26.8m 2.16% Reduced -541 -541
51 UMB Bank, n.a. 0.40% of their portfolio Kansas City, MO 215,762215.8k $26.4m $26.4m 0.40% Added +1.5k +1,492
52 Cetera Investment Advisers 0.22% of their portfolio SCHAUMBURG, IL 212,634212.6k $26.1m $26.1m 0.22% Reduced -3.9k -3,861
53 SCOTIA CAPITAL INC. 0.18% of their portfolio TORONTO, A6 210,766210.8k $25.8m $25.8m 0.18% Reduced -2.7k -2,749
54 COLONY GROUP LLC 0.36% of their portfolio Boston, MA 205,024205.0k $25.1m $25.1m 0.36% Added +4.1k +4,121
55 Wolff Financial Management LLC 21.56% of their portfolio KALAMAZOO, MI 201,881201.9k $24.7m $24.7m 21.56% Added +3.0k +3,010
56 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 198,247198.2k $24.3m $24.3m 0.03% Reduced -24.0k -24,016
57 Kestra Advisory Services, LLC 0.23% of their portfolio AUSTIN, TX 187,607187.6k $23.0m $23.0m 0.23% Reduced -4.3k -4,292
58 ProVise Management Group, LLC 2.03% of their portfolio CLEARWATER, FL 182,831182.8k $22.4m $22.4m 2.03% Reduced -3.9k -3,883
59 TD PRIVATE CLIENT WEALTH LLC 0.97% of their portfolio NEW YORK, NY 182,755182.8k $22.4m $22.4m 0.97% Reduced -29.0k -28,957
60 NWF Advisory Services Inc. 4.95% of their portfolio Los Angeles, CA 174,318174.3k $21.4m $21.4m 4.95% Unchanged
61 HUNTINGTON NATIONAL BANK 0.20% of their portfolio COLUMBUS, OH 171,878171.9k $21.1m $21.1m 0.20% Reduced -12.9k -12,928
62 Capital Advisors, Ltd. LLC 3.13% of their portfolio SHAKER HEIGHTS, OH 170,937170.9k $21.0m $21.0m 3.13% Added +236 +236
63 HOLLENCREST CAPITAL MANAGEMENT 2.12% of their portfolio NEWPORT BEACH, CA 166,248166.2k $20.4m $20.4m 2.12% Added +958 +958
64 Private Advisor Group, LLC 0.17% of their portfolio MORRISTOWN, NJ 163,117163.1k $20.1m $20.1m 0.17% Reduced -4.6k -4,603
65 Jackson, Grant Investment Advisers, Inc. 9.12% of their portfolio STAMFORD, CT 160,330160.3k $19.7m $19.7m 9.12% Added +893 +893
66 Hyperion Partners, LLC 16.41% of their portfolio BERWYN, PA 158,746158.7k $19.5m $19.5m 16.41% Added +4.9k +4,916
67 Flaharty Asset Management, LLC 3.32% of their portfolio CLEARWATER, FL 158,035158.0k $19.4m $19.4m 3.32% Added +8.7k +8,713
68 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 155,851155.9k $19.1m $19.1m 0.07% First filing
69 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 147,041147.0k $18.0m $18.0m 0.07% Reduced -1.6k -1,581
70 Baltimore-Washington Financial Advisors, Inc. 1.44% of their portfolio Columbia, MD 146,658146.7k $18.0m $18.0m 1.44% Added +44.4k +44,399
71 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 142,177142.2k $17.4m $17.4m 0.04% Added +13.1k +13,102
72 Roble, Belko & Company, Inc 3.34% of their portfolio SEWICKLEY, PA 137,444137.4k $16.8m $16.8m 3.34% Reduced -10.7k -10,720
73 BOKF, NA 0.34% of their portfolio TULSA, OK 137,239137.2k $16.8m $16.8m 0.34% Reduced -4.7k -4,656
74 Steward Partners Investment Advisory, LLC 0.25% of their portfolio STAMFORD, CT 135,007135.0k $16.5m $16.5m 0.25% Added +3.3k +3,306
75 IHT Wealth Management, LLC 0.86% of their portfolio Chicago, IL 134,354134.4k $16.5m $16.5m 0.86% Added +3.1k +3,135
76 Atria Wealth Solutions, Inc. 0.22% of their portfolio NEW YORK, NY 133,019133.0k $16.3m $16.3m 0.22% Added +2.5k +2,485
77 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 132,147132.1k $16.2m $16.2m 0.06% Added +7.2k +7,250
78 Wealthspire Advisors, LLC 0.26% of their portfolio NEW YORK, NY 131,590131.6k $16.1m $16.1m 0.26% Reduced -16.1k -16,115
79 Regent Peak Wealth Advisors LLC 4.65% of their portfolio ATLANTA, GA 130,317130.3k $16.0m $16.0m 4.65% Reduced -4.9k -4,922
80 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 129,102129.1k $15.8m $15.8m 0.02% Added +1.6k +1,562
81 FINANCIAL COUNSELORS INC 0.31% of their portfolio Overland Park, KS 125,200125.2k $15.3m $15.3m 0.31% Reduced -2.8k -2,822
82 HB Wealth Management, LLC 0.24% of their portfolio Atlanta, GA 122,650122.7k $15.0m $15.0m 0.24% Reduced -5.9k -5,866
83 CRA Financial Services, LLC 4.02% of their portfolio NORTHFIELD, NJ 121,342121.3k $14.9m $14.9m 4.02% Reduced -1.6k -1,636
84 Smart Money Group LLC 6.96% of their portfolio EASTLAND, TX 118,998119.0k $14.6m $14.6m 6.96% Reduced -28.7k -28,701
85 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 116,091116.1k $14.2m $14.2m 0.06% Reduced -15.5k -15,455
86 Savant Capital, LLC 0.22% of their portfolio ROCKFORD, IL 115,150115.2k $14.1m $14.1m 0.22% Added +24.1k +24,085
87 Hubbell Strickland Wealth Management, LLC 8.03% of their portfolio NEW ORLEANS, LA 113,165113.2k $13.9m $13.9m 8.03% Added +143 +143
88 LJI Wealth Management, LLC 0.13% of their portfolio INDIANAPOLIS, IN 112,952113.0k $432.7k $432.7k 0.13% Added +109.5k +109,468
89 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.60% of their portfolio FORT WORTH, TX 112,050112.0k $13.7m $13.7m 2.60% Reduced -795 -795
90 Equitable Holdings, Inc. 0.19% of their portfolio NEW YORK, NY 109,246109.2k $13.4m $13.4m 0.19% Added +4.0k +3,994
91 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 108,981109.0k $13.4m $13.4m 0.15% Reduced -5.3k -5,346
92 Associated Banc-Corp 0.50% of their portfolio Green Bay, WI 108,140108.1k $13.3m $13.3m 0.50% Reduced -650 -650
93 Madison Asset Management, LLC 0.19% of their portfolio MADISON, WI 107,687107.7k $13.2m $13.2m 0.19% Reduced -9.1k -9,141
94 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 107,241107.2k $13.1m $13.1m 0.00% Added +2.0k +2,012
95 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 103,544103.5k $9.8m $9.8m 0.02% Added +35.1k +35,093
96 Kistler-Tiffany Companies, LLC 2.03% of their portfolio BERWYN, PA 102,212102.2k $12.5m $12.5m 2.03% Reduced -4 -4
97 WESBANCO BANK INC 0.52% of their portfolio WHEELING, WV 100,989101.0k $12.4m $12.4m 0.52% Added +481 +481
98 KCM INVESTMENT ADVISORS LLC 0.48% of their portfolio GREENBRAE, CA 97,98398.0k $12.0m $12.0m 0.48% Reduced -3.2k -3,188
99 NBT BANK, N.A. 1.70% of their portfolio NORWICH, NY 97,06997.1k $11.9m $11.9m 1.70% Reduced -1.0k -1,025
100 Forvis Mazars Wealth Advisors, LLC 0.35% of their portfolio Springfield, MO 96,93596.9k $11.9m $11.9m 0.35% Reduced -261 -261