Vault-13

PIMCO ETF TR BOND

ACTIVE BD ETF · ETP · CUSIP 72201R775

375 institutional holders +2 vs Q1 2023
27,308,45327.3m shares reported held*
$2.5bnreported value*
31 new 158 added 127 reduced 31 sold out net bought ≈ $393.0m (+4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.64.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 344Q4 22: 369Q1 23: 373Q2 23: 375375Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022344
Q4 2022369
Q1 2023373
Q2 2023375

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 172 bought or addedQ4 22: 162 cut or sold outQ4 22Q1 23: 181 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 189 bought or addedQ2 23: 158 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022172162
Q1 2023181163
Q2 2023189158

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $323.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$323.0k—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

OSAIC HOLDINGS, INC. Added +939,981+940.0k
Orion Portfolio Solutions, LLC Added +691,253+691.3k
Orion Porfolio Solutions, LLC Added +691,253+691.3k
LPL Financial LLC Added +311,196+311.2k
MORGAN STANLEY Added +303,693+303.7k
Ferguson Shapiro LLC Added +263,779+263.8k
CWM, LLC Added +195,490+195.5k
Southland Equity Partners LLC Added +182,477+182.5k
CAPTRUST FINANCIAL ADVISORS Added +172,750+172.8k
ENVESTNET ASSET MANAGEMENT INC Added +154,513+154.5k

Biggest sellers

MERCER GLOBAL ADVISORS INC /ADV Reduced -239,997-240.0k
GeoWealth Management, LLC Reduced -161,021-161.0k
Fragasso Financial Advisors Inc Reduced -94,122-94.1k
M Holdings Securities, Inc. Reduced -80,031-80.0k
Horizon Investments, LLC Reduced -77,205-77.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -69,349-69.3k
MinichMacGregor Wealth Management, LLC Reduced -65,021-65.0k
JANE STREET GROUP, LLC Sold out -57,816-57.8k
Wealthcare Advisory Partners LLC Reduced -49,793-49.8k
3D/L Capital Management, LLC Reduced -44,926-44.9k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,979,6992.0m $181.4m $181.4m 0.02% Added +303.7k +303,693
2 CWM, LLC 1.05% of their portfolio OMAHA, NE 1,848,3051.8m $169.3m $169.3m 1.05% Added +195.5k +195,490
3 Orion Porfolio Solutions, LLC 1.42% of their portfolio OMAHA, NE 1,458,4031.5m $133.6m $133.6m 1.42% Added +691.3k +691,253
4 Orion Portfolio Solutions, LLC 1.42% of their portfolio Omaha, NE 1,458,4031.5m $133.6m $133.6m 1.42% Added +691.3k +691,253
5 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,399,6931.4m $128.2m $128.2m 0.06% Added +154.5k +154,513
6 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 1,283,8241.3m $117.6m $117.6m 0.21% Added +940.0k +939,981
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 759,752759.8k $69.6m $69.6m 0.01% Reduced -19.5k -19,488
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 733,730733.7k $67.2m $67.2m 0.02% Reduced -9.0k -9,032
9 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 695,107695.1k $63.7m $63.7m 0.05% Added +311.2k +311,196
10 Ferguson Shapiro LLC 35.79% of their portfolio DECATUR, GA 596,839596.8k $54.7m $54.7m 35.79% Added +263.8k +263,779
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 558,387558.4k $51.2m $51.2m 0.01% Added +5.1k +5,119
12 MERCER GLOBAL ADVISORS INC /ADV 0.19% of their portfolio DENVER, CO 525,986526.0k $48.2m $48.2m 0.19% Reduced -240.0k -239,997
13 Essential Planning, LLC. 25.95% of their portfolio PORTSMOUTH, NH 496,770496.8k $45.5m $45.5m 25.95% Added +16.3k +16,280
14 Horizon Investments, LLC 1.21% of their portfolio Charlotte, NC 463,142463.1k $42.1m $42.1m 1.21% Reduced -77.2k -77,205
15 OneDigital Investment Advisors LLC 0.93% of their portfolio OVERLAND PARK, KS 459,325459.3k $42.1m $42.1m 0.93% Added +74.1k +74,059
16 KWB Wealth 5.71% of their portfolio REDLANDS, CA 393,811393.8k $36.1m $36.1m 5.71% Added +82.0k +81,965
17 UBS Group AG 0.02% of their portfolio ZURICH, V8 388,098388.1k $35.6m $35.6m 0.02% Added +78.1k +78,114
18 SCOTIA CAPITAL INC. 0.24% of their portfolio TORONTO, A6 375,572375.6k $34.4m $34.4m 0.24% Reduced -2.6k -2,579
19 Flaharty Asset Management, LLC 5.12% of their portfolio CLEARWATER, FL 326,144326.1k $29.9m $29.9m 5.12% Added +6.6k +6,568
20 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 315,478315.5k $28.9m $28.9m 0.05% Reduced -22.7k -22,698
21 PFS INVESTMENTS INC. 0.43% of their portfolio DULUTH, GA 289,994290.0k $26.6m $26.6m 0.43% Added +23.3k +23,258
22 RFG Advisory, LLC 1.13% of their portfolio BIRMINGHAM, AL 277,918277.9k $25.5m $25.5m 1.13% Added +10.9k +10,888
23 Hudson Capital Management LLC 9.33% of their portfolio RAMSEY, NJ 264,893264.9k $24.3m $24.3m 9.33% Added +4.6k +4,570
24 WCG Wealth Advisors LLC 2.80% of their portfolio LAS VEGAS, NV 261,613261.6k $24.0m $24.0m 2.80% Added +62.4k +62,362
25 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 255,067255.1k $23.4m $23.4m 0.02% Added +115.5k +115,510
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 247,936247.9k $22.7m $22.7m 0.00% Added +41.5k +41,508
27 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 228,646228.6k $20.9m $20.9m 0.10% Added +12.9k +12,896
28 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 222,078222.1k $20.3m $20.3m 0.08% Added +172.8k +172,750
29 PRUDENT INVESTORS NETWORK, INC. 9.57% of their portfolio LAKE FOREST, CA 221,452221.5k $20.3m $20.3m 9.57% Reduced -2.6k -2,554
30 3D/L Capital Management, LLC 5.41% of their portfolio Hartford, CT 204,290204.3k $18.7m $18.7m 5.41% Reduced -44.9k -44,926
31 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 202,678202.7k $18.6m $18.6m 0.13% Added +22.8k +22,842
32 Goldstein Advisors, LLC 3.86% of their portfolio Madison, WI 201,207201.2k $18.4m $18.4m 3.86% Added +49.6k +49,591
33 Southland Equity Partners LLC 6.16% of their portfolio WILDWOOD, MO 199,384199.4k $18.3m $18.3m 6.16% Added +182.5k +182,477
34 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 193,217193.2k $17.7m $17.7m 0.03% Added +3.6k +3,644
35 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 193,022193.0k $17.7m $17.7m 0.02% Added +39.3k +39,285
36 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 183,292183.3k $16.8m $16.8m 0.03% Added +10.6k +10,611
37 John W. Brooker & Co., CPAs 10.05% of their portfolio OAKLAND, CA 169,503169.5k $15.5m $15.5m 10.05% Added +3.9k +3,900
38 GeoWealth Management, LLC 1.67% of their portfolio CHICAGO, IL 168,899168.9k $15.5m $15.5m 1.67% Reduced -161.0k -161,021
39 CreativeOne Wealth, LLC 0.36% of their portfolio OVERLAND PARK, KS 156,217156.2k $14.5m $14.5m 0.36% Added +83.3k +83,341
40 Treasure Coast Financial Planning 9.50% of their portfolio VERO BEACH, FL 153,396153.4k $14.1m $14.1m 9.50% Added +2.5k +2,501
41 Cardinal Point Capital Management ULC 4.18% of their portfolio TORONTO, A6 151,729151.7k $13.9m $13.9m 4.18% Added +3.0k +3,045
42 VALLEY NATIONAL ADVISERS INC 2.03% of their portfolio BETHLEHEM, PA 131,678131.7k $12.1m $12.1m 2.03% Added +17.1k +17,145
43 MinichMacGregor Wealth Management, LLC 3.70% of their portfolio Saratoga Springs, NY 129,440129.4k $11.9m $11.9m 3.70% Reduced -65.0k -65,021
44 Stratos Wealth Partners, LTD. 0.24% of their portfolio BEACHWOOD, OH 116,375116.4k $10.7m $10.7m 0.24% New
45 GM Advisory Group, LLC 0.87% of their portfolio MELVILLE, NY 114,982115.0k $10.5m $10.5m 0.87% Added +4.9k +4,910
46 Sowell Financial Services LLC 0.58% of their portfolio NORTH LITTLE ROCK, AR 113,233113.2k $10.4m $10.4m 0.58% Added +52.6k +52,605
47 TimeScale Financial, Inc. 2.22% of their portfolio DANVERS, MA 112,076112.1k $10.3m $10.3m 2.22% Reduced -2.1k -2,138
48 KWMG, LLC 1.21% of their portfolio OVERLAND PARK, KS 106,494106.5k $9.8m $9.8m 1.21% Added +11.5k +11,482
49 D'Orazio & Associates, Inc. 2.24% of their portfolio VIENNA, VA 104,841104.8k $9.6m $9.6m 2.24% Reduced -4.9k -4,872
50 Vertex Planning Partners, LLC 3.25% of their portfolio DOWNERS GROVE, IL 104,303104.3k $9.6m $9.6m 3.25% New
51 Regis Acquisition Inc. 3.89% of their portfolio DENVER, CO 102,389102.4k $9.4m $9.4m 3.89% Added +12.3k +12,340
52 VICUS CAPITAL 0.95% of their portfolio STATE COLLEGE, PA 99,87199.9k $9.2m $9.2m 0.95% Added +2.5k +2,547
53 B. Riley Wealth Advisors, Inc. 0.20% of their portfolio MEMPHIS, TN 99,52399.5k $9.1m $9.1m 0.20% Reduced -8.4k -8,437
54 Cornerstone Wealth Management, LLC 0.78% of their portfolio ST. PETERS, MO 95,70495.7k $8.8m $8.8m 0.78% Reduced -8.7k -8,687
55 FOUNDERS FINANCIAL SECURITIES LLC 1.08% of their portfolio TOWSON, MD 89,62689.6k $8.2m $8.2m 1.08% Added +20.3k +20,321
56 Csenge Advisory Group 0.54% of their portfolio CLEARWATER, FL 87,50987.5k $8.0m $8.0m 0.54% Added +34.7k +34,664
57 Your Advocates Ltd., LLP 4.08% of their portfolio HOUSTON, TX 86,87086.9k $8.0m $8.0m 4.08% Added +14.2k +14,194
58 Denver PWM, LLC 3.23% of their portfolio DENVER, CO 86,01786.0k $7.8m $7.8m 3.23% Added +1.4k +1,355
59 Lee Financial Group Hawaii, Inc. 7.14% of their portfolio HONOLULU, HI 85,33585.3k $7.8m $7.8m 7.14% Reduced -1.5k -1,530
60 FSM Wealth Advisors, LLC 3.87% of their portfolio CLEVELAND, OH 85,13085.1k $7.7m $7.7m 3.87% Added +21.7k +21,669
61 Simplicity Solutions, LLC 0.21% of their portfolio MINNEAPOLIS, MN 84,69584.7k $7.8m $7.8m 0.21% Added +4.6k +4,587
62 Bleakley Financial Group, LLC 0.23% of their portfolio PARSIPPANY, NJ 81,53181.5k $7.5m $7.5m 0.23% Added +6.0k +5,977
63 Blue Chip Partners, LLC 0.84% of their portfolio FARMINGTON HILLS, MI 80,36380.4k $7.4m $7.4m 0.84% Added +1.1k +1,080
64 Visionary Wealth Advisors 0.58% of their portfolio O'FALLON, IL 78,55078.5k $7.2m $7.2m 0.58% Added +19.3k +19,271
65 Destination Wealth Management 0.27% of their portfolio Walnut Creek, CA 78,26278.3k $7.2m $7.2m 0.27% Reduced -565 -565
66 TD Capital Management LLC 0.80% of their portfolio MEMPHIS, TN 73,27673.3k $6.7m $6.7m 0.80% Added +39.8k +39,832
67 Dunhill Financial, LLC 4.14% of their portfolio LONDON, X0 70,78970.8k $6.3m $6.3m 4.14% First filing
68 Roger Wittlin Investment Advisory, LLC 4.82% of their portfolio San Francisco, CA 64,95565.0k $6.0m $6.0m 4.82% Reduced -12 -12
69 Norway Savings Bank 3.23% of their portfolio NORWAY, ME 64,73164.7k $5.9m $5.9m 3.23% Reduced -3.4k -3,426
70 Parallel Advisors, LLC 0.18% of their portfolio SAN FRANCISCO, CA 62,68662.7k $5.7m $5.7m 0.18% Reduced -11.7k -11,718
71 Pacifica Partners Inc. 3.18% of their portfolio SURREY, Z4 62,01862.0k $5.6m $5.6m 3.18% Reduced -2.6k -2,586
72 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 59,57159.6k $5.5m $5.5m 0.03% Added +26.6k +26,601
73 GOULD ASSET MANAGEMENT LLC /CA/ 1.48% of their portfolio CLAREMONT, CA 57,93757.9k $5.3m $5.3m 1.48% Added +1.7k +1,656
74 Aviance Capital Partners, LLC 1.11% of their portfolio NAPLES, FL 57,16757.2k $5.2m $5.2m 1.11% Reduced -457 -457
75 Landmark Wealth Management, LLC 4.55% of their portfolio MELVILLE, NY 55,99456.0k $5.1m $5.1m 4.55% Added +1.1k +1,109
76 Intelligence Driven Advisers, LLC 0.87% of their portfolio CARLSBAD, CA 55,18455.2k $5.0m $5.0m 0.87% Added +1.1k +1,050
77 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 53,89653.9k $4.9m $4.9m 0.04% Added +11.3k +11,289
78 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 53,65253.7k $4.9m $4.9m 0.00% Added +1.6k +1,613
79 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 53,30253.3k $4.9m $4.9m 0.04% Added +6.2k +6,213
80 SAGE RHINO CAPITAL LLC 1.36% of their portfolio MENLO PARK, CA 53,28753.3k $4.9m $4.9m 1.36% Reduced -574 -574
81 STEPH & CO 2.67% of their portfolio MARINETTE, WI 53,26753.3k $4.9m $4.9m 2.67% Added +12.7k +12,650
82 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.45% of their portfolio CEDAR RAPIDS, IA 50,28350.3k $4.6m $4.6m 0.45% Reduced -1.6k -1,567
83 ARBOR TRUST WEALTH ADVISORS, LLC 2.92% of their portfolio ANN ARBOR, MI 50,04450.0k $4.6m $4.6m 2.92% Reduced -303 -303
84 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 48,36848.4k $4.4m $4.4m 0.09% Added +20.7k +20,670
85 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 47,54347.5k $4.4m $4.4m 0.05% Added +9.8k +9,787
86 CarsonAllaria Wealth Management, Ltd. 3.37% of their portfolio GLEN CARBON, IL 46,71846.7k $4.3m $4.3m 3.37% Added +2.3k +2,301
87 Cornerstone Advisory, LLC 0.74% of their portfolio HUNT VALLEY, MD 45,68245.7k $4.2m $4.2m 0.74% Added +29.6k +29,582
88 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 45,59445.6k $4.2m $4.2m 0.00% Reduced -20.9k -20,887
89 BerganKDV Wealth Management, LLC 0.42% of their portfolio BLOOMINGTON, MN 45,51945.5k $4.2m $4.2m 0.42% Reduced -11.8k -11,765
90 MONETA GROUP INVESTMENT ADVISORS LLC 0.09% of their portfolio ST LOUIS, MO 45,21445.2k $4.1m $4.1m 0.09% Added +430 +430
91 MorganRosel Wealth Management, LLC 1.66% of their portfolio HIGHLANDS RANCH, CO 44,38244.4k $4.1m $4.1m 1.66% Reduced -39 -39
92 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.13% of their portfolio NORFOLK, VA 44,15644.2k $4.0m $4.0m 0.13% Added +21.4k +21,447
93 Strategic Advisors LLC 0.77% of their portfolio New York, NY 44,09144.1k $4.0m $4.0m 0.77% Added +1.7k +1,734
94 Geneos Wealth Management Inc. 0.21% of their portfolio ENGLEWOOD, CO 43,92843.9k $4.0m $4.0m 0.21% Added +3.2k +3,173
95 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 41,15041.1k $4.1m $4.1m 0.09% Added +21.7k +21,663
96 Del-Sette Capital Management, LLC 3.52% of their portfolio SCHENECTADY, NY 40,53740.5k $3.7m $3.7m 3.52% Added +2.2k +2,222
97 Advisory Services & Investments, LLC 3.05% of their portfolio BEND, OR 40,36740.4k $3.7m $3.7m 3.05% Added +7.2k +7,180
98 J.W. COLE ADVISORS, INC. 0.26% of their portfolio TAMPA, FL 39,70139.7k $3.6m $3.6m 0.26% Added +20.5k +20,543
99 Fragasso Financial Advisors Inc 0.38% of their portfolio SEWICKLEY, PA 39,30439.3k $3.6m $3.6m 0.38% Reduced -94.1k -94,122
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 39,28539.3k $3.6m $3.6m 0.00% Added +2.5k +2,539