Vault-13

FIRST TR EXCHANGE-TRADED FD FTSL

SENIOR LN FD · ETP · CUSIP 33738D309

302 institutional holders -11 vs Q1 2023
33,947,09733.9m shares reported held*
$1.5bnreported value*
17 new 107 added 142 reduced 29 sold out net sold ≈ $175.8m (-4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($563.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.30. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 324Q4 22: 333Q1 23: 313Q2 23: 302302Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022324
Q4 2022333
Q1 2023313
Q2 2023302

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 144 bought or addedQ4 22: 178 cut or sold outQ4 22Q1 23: 136 bought or addedQ1 23: 193 cut or sold outQ1 23Q2 23: 124 bought or addedQ2 23: 171 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022144178
Q1 2023136193
Q2 2023124171

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $254.2kQ4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$254.2k—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +589,780+589.8k
One Capital Management, LLC Added +199,082+199.1k
Wagner Wealth Management, LLC Added +189,292+189.3k
Asset Allocation & Management Company, LLC New +142,360+142.4k
NewEdge Advisors, LLC Added +102,907+102.9k
Asset Allocation Strategies LLC Added +86,206+86.2k
AMERIPRISE FINANCIAL INC New +55,000+55.0k
Sowell Financial Services LLC Added +52,429+52.4k
HARBOUR INVESTMENTS, INC. Added +39,838+39.8k
OLD MISSION CAPITAL LLC Added +37,731+37.7k

Biggest sellers

ROYAL BANK OF CANADA Reduced -1,070,866-1.1m
MORGAN STANLEY Reduced -805,139-805.1k
WELLS FARGO & COMPANY/MN Reduced -591,858-591.9k
Virtue Capital Management, LLC Reduced -577,269-577.3k
BEACON FINANCIAL GROUP Reduced -375,100-375.1k
Csenge Advisory Group Reduced -365,433-365.4k
RAYMOND JAMES & ASSOCIATES Reduced -230,530-230.5k
Trinity Legacy Partners, LLC Reduced -176,255-176.3k
American Financial Advisors, LLC Reduced -162,872-162.9k
LPL Financial LLC Reduced -158,716-158.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,044,4954.0m $183.2m $183.2m 0.02% Reduced -805.1k -805,139
2 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,970,1343.0m $134.5m $134.5m 0.04% Reduced -1.1m -1,070,866
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,213,4932.2m $100.3m $100.3m 0.01% Reduced -42.1k -42,054
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,582,0361.6m $71.7m $71.7m 0.05% Reduced -158.7k -158,716
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,421,5371.4m $64.4m $64.4m 0.02% Reduced -591.9k -591,858
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,320,7301.3m $59.8m $59.8m 0.03% Added +34.4k +34,356
7 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,022,4861.0m $46.3m $46.3m 0.06% Added +589.8k +589,780
8 Wagner Wealth Management, LLC 15.48% of their portfolio GREENVILLE, SC 895,234895.2k $40.6m $40.6m 15.48% Added +189.3k +189,292
9 One Capital Management, LLC 1.59% of their portfolio WESTLAKE VILLAGE, CA 776,190776.2k $35.2m $35.2m 1.59% Added +199.1k +199,082
10 Flaharty Asset Management, LLC 5.84% of their portfolio CLEARWATER, FL 752,626752.6k $34.1m $34.1m 5.84% Added +20.8k +20,822
11 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 700,272700.3k $31.7m $31.7m 0.04% Reduced -9.2k -9,208
12 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 673,119673.1k $30.5m $30.5m 0.05% Added +13.8k +13,832
13 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 615,353615.4k $27.9m $27.9m 0.05% Reduced -10.4k -10,430
14 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 556,315556.3k $25.2m $25.2m 0.02% Reduced -230.5k -230,530
15 Welch & Forbes LLC 0.39% of their portfolio Boston, MA 542,304542.3k $24.6m $24.6m 0.39% Added +36.1k +36,071
16 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 494,187494.2k $22.4m $22.4m 0.03% Reduced -64.0k -63,992
17 TELEMUS CAPITAL, LLC 1.68% of their portfolio Southfield, MI 439,156439.2k $19.9m $19.9m 1.68% Added +12.4k +12,354
18 TL Private Wealth 10.93% of their portfolio SOUTHLAKE, TX 433,056433.1k $19.7m $19.7m 10.93% Added +7.4k +7,420
19 Tanager Wealth Management LLP 3.84% of their portfolio Goring On Thames, X0 391,296391.3k $17.7m $17.7m 3.84% Reduced -21.8k -21,840
20 Virtue Capital Management, LLC 2.74% of their portfolio BRENTWOOD, TN 355,550355.6k $16.1m $16.1m 2.74% Reduced -577.3k -577,269
21 Cyndeo Wealth Partners, LLC 1.56% of their portfolio ST. PETERSBURG, FL 329,227329.2k $14.9m $14.9m 1.56% Added +12.9k +12,901
22 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 312,459312.5k $14.2m $14.2m 0.14% Reduced -2.5k -2,483
23 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 312,241312.2k $14.1m $14.1m 0.01% Added +1.4k +1,377
24 BEACON FINANCIAL GROUP 1.73% of their portfolio DALLAS, TX 281,095281.1k $12.7m $12.7m 1.73% Reduced -375.1k -375,100
25 Edmonds Duncan Registered Investment Advisors, LLC 3.72% of their portfolio LAWRENCE, KS 273,415273.4k $12.4m $12.4m 3.72% Added +14.6k +14,610
26 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 263,800263.8k $11.9m $11.9m 0.02% Reduced -149.9k -149,908
27 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 203,603203.6k $9.2m $9.2m 0.02% Added +27.5k +27,541
28 Financial Partners Group, Inc 1.78% of their portfolio Overland Park, KS 193,244193.2k $8.8m $8.8m 1.78% Reduced -21.2k -21,203
29 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 182,436182.4k $8.3m $8.3m 0.01% Reduced -6.9k -6,917
30 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 175,838175.8k $8.0m $8.0m 0.03% Reduced -42.3k -42,335
31 CWM, LLC 0.05% of their portfolio OMAHA, NE 169,815169.8k $7.7m $7.7m 0.05% Added +2.8k +2,750
32 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 164,669164.7k $7.5m $7.5m 0.08% Added +102.9k +102,907
33 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 160,301160.3k $7.3m $7.3m 0.03% Reduced -41.4k -41,402
34 Cherry Creek Investment Advisors, Inc. 4.77% of their portfolio ENGLEWOOD, CO 156,575156.6k $7.1m $7.1m 4.77% Added +4.9k +4,905
35 RFG Advisory, LLC 0.30% of their portfolio BIRMINGHAM, AL 151,168151.2k $6.8m $6.8m 0.30% Reduced -350 -350
36 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.27% of their portfolio Seattle, WA 146,691146.7k $6.6m $6.6m 0.27% Reduced -7.1k -7,111
37 Asset Allocation & Management Company, LLC 2.56% of their portfolio CHICAGO, IL 142,360142.4k $6.4m $6.4m 2.56% New
38 Nilsine Partners, LLC 0.93% of their portfolio GREENWOOD VILLAGE, CO 139,352139.4k $6.3m $6.3m 0.93% Added +1.4k +1,369
39 LAKE STREET PRIVATE WEALTH, LLC 1.07% of their portfolio CHICAGO, IL 134,629134.6k $6.1m $6.1m 1.07% Added +2.7k +2,717
40 Sowell Financial Services LLC 0.34% of their portfolio NORTH LITTLE ROCK, AR 134,349134.3k $6.1m $6.1m 0.34% Added +52.4k +52,429
41 Cranbrook Wealth Management, LLC 1.59% of their portfolio Bloomfield Hills, MI 126,276126.3k $5.7m $5.7m 1.59% Reduced -5.4k -5,395
42 HARBOUR INVESTMENTS, INC. 0.28% of their portfolio MADISON, WI 123,536123.5k $5.6m $5.6m 0.28% Added +39.8k +39,838
43 Accel Wealth Management 3.07% of their portfolio WAVERLY, IA 123,209123.2k $5.6m $5.6m 3.07% Added +2.1k +2,112
44 Lokken Investment Group LLC 3.58% of their portfolio LEWES, DE 121,278121.3k $5.5m $5.5m 3.58% Added +34.7k +34,742
45 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 119,590119.6k $5.4m $5.4m 0.01% Reduced -3.7k -3,689
46 American Financial Advisors, LLC 0.84% of their portfolio Marietta, GA 118,720118.7k $5.4m $5.4m 0.84% Reduced -162.9k -162,872
47 Chicago Partners Investment Group LLC 0.28% of their portfolio CHICAGO, IL 116,581116.6k $5.3m $5.3m 0.28% Added +7.0k +7,034
48 RPg Family Wealth Advisory, LLC 2.10% of their portfolio BURLINGTON, MA 115,641115.6k $5.2m $5.2m 2.10% Reduced -3.7k -3,728
49 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 111,171111.2k $5.0m $5.0m 0.01% Added +7.0k +7,023
50 Presidio Capital Management, LLC 4.00% of their portfolio SAN DIEGO, CA 110,343110.3k $5.0m $5.0m 4.00% Added +8.8k +8,848
51 AXXCESS WEALTH MANAGEMENT, LLC 0.36% of their portfolio CARLSBAD, CA 110,334110.3k $5.0m $5.0m 0.36% Added +9.0k +8,959
52 Asset Allocation Strategies LLC 2.36% of their portfolio FARMINGTON, MI 110,138110.1k $5.0m $5.0m 2.36% Added +86.2k +86,206
53 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.03% of their portfolio IRVING, TX 109,157109.2k $4.9m $4.9m 0.03% Reduced -104.4k -104,388
54 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 108,396108.4k $4.9m $4.9m 0.03% Reduced -22.7k -22,683
55 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 107,113107.1k $4.9m $4.9m 0.04% Reduced -2.9k -2,929
56 Colorado Capital Management, Inc. 3.46% of their portfolio BOULDER, CO 103,570103.6k $4.7m $4.7m 3.46% Added +92 +92
57 Midwest Heritage Bank, FSB 3.47% of their portfolio WEST DES MOINES, IA 100,998101.0k $4.6m $4.6m 3.47% Added +7.3k +7,310
58 Aspen Investment Management Inc 2.65% of their portfolio GRAND RAPIDS, MI 98,53798.5k $4.5m $4.5m 2.65% Reduced -2.2k -2,193
59 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 97,78897.8k $4.4m $4.4m 0.07% Reduced -1.4k -1,393
60 Kovack Advisors, Inc. 0.55% of their portfolio FT. LAUDERDALE, FL 95,05995.1k $4.3m $4.3m 0.55% Reduced -4.1k -4,105
61 Integrated Advisors Network LLC 0.24% of their portfolio DALLAS, TX 93,29993.3k $4.2m $4.2m 0.24% Added +1.4k +1,362
62 Csenge Advisory Group 0.27% of their portfolio CLEARWATER, FL 88,21788.2k $4.0m $4.0m 0.27% Reduced -365.4k -365,433
63 Prospera Financial Services Inc 0.15% of their portfolio Dallas, TX 86,70386.7k $3.9m $3.9m 0.15% Reduced -13.4k -13,434
64 Anfield Capital Management, LLC 1.60% of their portfolio IRVINE, CA 81,02581.0k $3.7m $3.7m 1.60% Added +13.1k +13,119
65 Geneos Wealth Management Inc. 0.19% of their portfolio ENGLEWOOD, CO 80,53880.5k $3.6m $3.6m 0.19% Reduced -2.0k -2,012
66 J.W. COLE ADVISORS, INC. 0.26% of their portfolio TAMPA, FL 79,37579.4k $3.6m $3.6m 0.26% Reduced -1.0k -1,003
67 SageView Advisory Group, LLC 0.20% of their portfolio Newport Beach, CA 77,52777.5k $3.5m $3.5m 0.20% Reduced -2.8k -2,770
68 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 75,80075.8k $3.4m $3.4m 0.04% Reduced -19.1k -19,100
69 Integrity Financial Corp /WA 2.44% of their portfolio JACKSON, WY 71,66671.7k $3.2m $3.2m 2.44% Added +18.1k +18,111
70 COTTONWOOD CAPITAL ADVISORS, LLC 2.96% of their portfolio SALT LAKE CITY, UT 71,32871.3k $3.2m $3.2m 2.96% Added +2.6k +2,603
71 Financial Enhancement Group LLC 0.60% of their portfolio ANDERSON, IN 71,09071.1k $3.2m $3.2m 0.60% Reduced -17.5k -17,542
72 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 70,53570.5k $3.2m $3.2m 0.02% Added +16.4k +16,396
73 RiverFront Investment Group, LLC 0.10% of their portfolio RICHMOND, VA 68,07568.1k $3.1m $3.1m 0.10% Reduced -2.8k -2,815
74 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 68,07168.1k $3.1m $3.1m 0.01% First filing
75 Trivium Point Advisory, LLC 0.83% of their portfolio WILTON, CT 67,72867.7k $3.1m $3.1m 0.83% Reduced -133.2k -133,160
76 U.S. Capital Wealth Advisors, LLC 0.14% of their portfolio AUSTIN, TX 67,00067.0k $3.0m $3.0m 0.14% Reduced -8.4k -8,400
77 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.30% of their portfolio CEDAR RAPIDS, IA 66,53266.5k $3.0m $3.0m 0.30% Reduced -5.4k -5,358
78 ICA Group Wealth Management, LLC 0.75% of their portfolio DENVER, CO 66,41466.4k $3.0m $3.0m 0.75% Reduced -32.3k -32,326
79 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 66,38066.4k $3.0m $3.0m 0.03% Reduced -9.0k -8,967
80 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 65,16965.2k $3.0m $3.0m 0.07% Reduced -3.7k -3,696
81 Gladstone Institutional Advisory LLC 0.17% of their portfolio Bedminster, NJ 63,18063.2k $2.9m $2.9m 0.17% Reduced -38.6k -38,649
82 WEDBUSH SECURITIES INC 0.13% of their portfolio PASADENA, CA 62,22862.2k $2.8m $2.8m 0.13% Added +1.8k +1,821
83 Composition Wealth, LLC 0.08% of their portfolio LOS ANGELES, CA 61,16761.2k $2.8m $2.8m 0.08% Reduced -54.0k -54,016
84 FinTrust Capital Advisors, LLC 0.65% of their portfolio Greenville, SC 60,82060.8k $2.7m $2.7m 0.65% Unchanged
85 Quad-Cities Investment Group, LLC 1.77% of their portfolio DAVENPORT, IA 59,84459.8k $2.7m $2.7m 1.77% Reduced -13.2k -13,211
86 Kingsview Wealth Management, LLC 0.11% of their portfolio GRANTS PASS, OR 59,39759.4k $2.7m $2.7m 0.11% Added +702 +702
87 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 58,51858.5k $2.7m $2.7m 0.04% Reduced -305 -305
88 SAXON INTERESTS, INC. 1.41% of their portfolio HOUSTON, TX 58,22258.2k $2.6m $2.6m 1.41% Added +468 +468
89 Adams Wealth Management 0.81% of their portfolio LOGAN, UT 57,44757.4k $2.6m $2.6m 0.81% Added +7.0k +7,028
90 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 57,16557.2k $2.6m $2.6m 0.02% Added +2.5k +2,523
91 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 55,74855.7k $2.5m $2.5m 0.08% Added +14.6k +14,648
92 Clear Creek Financial Management, LLC 0.44% of their portfolio SILVERDALE, WA 55,67955.7k $2.5m $2.5m 0.44% Reduced -1.2k -1,172
93 First Heartland Consultants, Inc. 0.33% of their portfolio LAKE ST. LOUIS, MO 55,63855.6k $2.5m $2.5m 0.33% Added +6.8k +6,798
94 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 55,00055.0k $2.5m $2.5m 0.00% New
95 INDEPENDENT FINANCIAL GROUP, LLC 0.17% of their portfolio SAN DIEGO, CA 54,22354.2k $2.5m $2.5m 0.17% Added +3.7k +3,682
96 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 53,88753.9k $2.4m $2.4m 0.05% Reduced -793 -793
97 Blackhawk Capital Partners, LLC 1.65% of their portfolio THIENSVILLE, WI 52,38952.4k $2.4m $2.4m 1.65% Added +36.4k +36,400
98 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 52,11852.1k $2.4m $2.4m 0.09% Added +37.7k +37,731
99 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 50,43950.4k $2.3m $2.3m 0.08% Added +2.9k +2,908
100 Arete Wealth Advisors, LLC 0.19% of their portfolio CHICAGO, IL 48,30248.3k $2.2m $2.2m 0.19% Reduced -1.8k -1,766