RiverFront Investment Group, LLC

RICHMOND, VA · CIK 1469751 · 13F filing filed 2024-08-28

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityRiverfront Investment Group, LLC (US)

$3.1bn reported value +8.3% vs Q1 2023

106positions

52.1%in top 10

8 new 56 added 30 reduced 5 sold out vs Q1 2023

Also in the report of:

ALPS ADVISORS INC – $21.1m of shares are in both reports
FIRST TRUST ADVISORS LP

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	643,837	$287.0m9.35%	9.35%	Added +12.2k	+12,222 1.9%
2	ISHARES TR CORE MSCI EAFE IEFA	IEFA	3,033,494	$204.8m6.67%	6.67%	Added +184.0k	+184,016 6.5%
3	GOLDMAN SACHS ETF TR ACTIVEBETA US LG GSLC	GSLC	2,231,238	$194.8m6.35%	6.35%	Reduced -187.2k	-187,216 -7.7%
4	SPDR SER TR PORTFOLIO AGRGTE SPAB	SPAB	7,507,621	$190.5m6.21%	6.21%	Added +24.7k	+24,662 0.3%
5	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	2,346,872	$170.6m5.56%	5.56%	Added +9.2k	+9,184 0.4%
6	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	2,226,935	$123.2m4.01%	4.01%	Added +1.4m	+1,424,332 177.5%
7	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	1,579,257	$119.5m3.89%	3.89%	Reduced -6.2k	-6,220 -0.4%
8	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	1,456,597	$115.1m3.75%	3.75%	Added +5.5k	+5,496 0.4%
9	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	591,857	$102.9m3.35%	3.35%	Reduced -6.6k	-6,634 -1.1%
10	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	1,861,690	$90.0m2.93%	2.93%	Added +928.0k	+927,978 99.4%
11	ISHARES TR 10-20 YR TRS ETF TLH	TLH	670,376	$74.3m2.42%	2.42%	Added +15.7k	+15,724 2.4%
12	ISHARES TR U.S. FIN SVC ETF IYG	IYG	549,553	$73.3m2.39%	2.39%	Added +110.4k	+110,357 25.1%
13	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	2,361,500	$69.5m2.27%	2.27%	Added +10.9k	+10,859 0.5%
14	ISHARES TR 0-5YR HI YL CP SHYG	SHYG	1,675,610	$69.5m2.26%	2.26%	Reduced -35.0k	-35,003 -2.0%
15	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	507,932	$67.4m2.20%	2.20%	Reduced -4.2k	-4,216 -0.8%
16	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	424,176	$63.5m2.07%	2.07%	Added +420.8k	+420,839 12611.3%
17	ISHARES TR U.S. TECH ETF IYW	IYW	523,725	$57.0m1.86%	1.86%	Added +3.8k	+3,832 0.7%
18	MICROSOFT CORP COM MSFT	MSFT	157,763	$53.7m1.75%	1.75%	Added +44.0k	+43,987 38.7%
19	SELECT SECTOR SPDR TR ENERGY XLE	XLE	661,141	$53.7m1.75%	1.75%	Added +15.6k	+15,623 2.4%
20	ISHARES TR EAFE VALUE ETF EFV	EFV	1,032,434	$50.5m1.65%	1.65%	Added +43.1k	+43,103 4.4%
21	SPDR SER TR BLOOMBERG 3-12 M BILS	BILS	477,789	$47.5m1.55%	1.55%	New
22	APPLE INC COM AAPL	AAPL	213,046	$41.3m1.35%	1.35%	Added +6.0k	+6,004 2.9%
23	SELECT SECTOR SPDR TR SBI CONS DISCR XLY	XLY	233,530	$39.7m1.29%	1.29%	Added +1.9k	+1,940 0.8%
24	ISHARES TR MSCI EURO FL ETF EUFN	EUFN	1,897,161	$36.4m1.19%	1.19%	Added +197.3k	+197,284 11.6%
25	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	89,657	$33.1m1.08%	1.08%	Added +7.4k	+7,370 9.0%
26	SELECT SECTOR SPDR TR SBI CONS STPLS XLP	XLP	427,742	$31.7m1.03%	1.03%	Added +4.8k	+4,801 1.1%
27	VANECK ETF TRUST MRNGSTR INT MOAT MOTI	MOTI	948,830	$30.1m0.98%	0.98%	Added +107.9k	+107,911 12.8%
28	VANGUARD SCOTTSDALE FDS INTER TERM TREAS VGIT	VGIT	512,376	$30.1m0.98%	0.98%	Reduced -379.0k	-379,048 -42.5%
29	ALPS ETF TR RIVERFRNT DYMC RFDA	RFDA	614,105	$28.3m0.92%	0.92%	Reduced -23.4k	-23,399 -3.7%
30	VANGUARD WORLD FD EXTENDED DUR EDV	EDV	311,414	$27.1m0.88%	0.88%	New
31	WISDOMTREE TR JAPN HEDGE EQT DXJ	DXJ	308,018	$25.6m0.84%	0.84%	New
32	SELECT SECTOR SPDR TR INDL XLI	XLI	229,758	$24.7m0.80%	0.80%	Added +234	+234 0.1%
33	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	356,056	$23.2m0.76%	0.76%	Reduced -2.2k	-2,169 -0.6%
34	J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA BBCA	BBCA	361,136	$22.1m0.72%	0.72%	Added +21.8k	+21,802 6.4%
35	PROLOGIS INC. COM PLD	PLD	176,759	$21.7m0.71%	0.71%	Added +4.3k	+4,311 2.5%
36	ISHARES TR 10+ YR INVST GRD IGLB	IGLB	413,476	$21.3m0.69%	0.69%	Added +225.7k	+225,683 120.2%
37	LATTICE STRATEGIES TR HARTFORD DISCIPL HDUS	HDUS	475,036	$20.9m0.68%	0.68%	Added +464.0k	+463,966 4191.2%
38	FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV AFDM	AFDM	362,034	$20.7m0.67%	0.67%	Reduced -13.9k	-13,926 -3.7%
39	ISHARES INC CORE MSCI EMKT IEMG	IEMG	413,335	$20.4m0.66%	0.66%	Reduced -280.6k	-280,611 -40.4%
40	SELECT SECTOR SPDR TR SBI MATERIALS XLB	XLB	225,962	$18.7m0.61%	0.61%	Added +369	+369 0.2%
41	ISHARES TR CORE US AGGBD ET AGG	AGG	176,326	$17.3m0.56%	0.56%	Reduced -8.7k	-8,706 -4.7%
42	ISHARES INC MSCI EMRG CHN EMXC	EMXC	307,663	$16.0m0.52%	0.52%	Added +17.2k	+17,161 5.9%
43	AMAZON COM INC COM AMZN	AMZN	105,218	$13.7m0.45%	0.45%	Added +4.5k	+4,453 4.4%
44	CATERPILLAR INC COM CAT	CAT	54,683	$13.5m0.44%	0.44%	Added +2.2k	+2,160 4.1%
45	ALPHABET INC CAP STK CL C GOOG	GOOG	109,256	$13.2m0.43%	0.43%	Added +5.0k	+5,036 4.8%
46	ISHARES TR U.S. MED DVC ETF IHI	IHI	221,521	$12.5m0.41%	0.41%	Added +9.2k	+9,173 4.3%
47	EOG RES INC COM EOG	EOG	90,845	$10.4m0.34%	0.34%	Added +3.2k	+3,222 3.7%
48	INVESCO EXCH TRADED FD TR II S&P SMLCP INDL PSCI	PSCI	99,468	$10.4m0.34%	0.34%	New
49	ALPS ETF TR RIVERFRONT DYM RFCI	RFCI	445,836	$9.9m0.32%	0.32%	Reduced -18.5k	-18,507 -4.0%
50	WALMART INC COM WMT	WMT	86,371	$9.7m0.32%	0.32%	Added +27.9k	+27,922 47.8%
51	UNITEDHEALTH GROUP INC COM UNH	UNH	18,672	$9.0m0.29%	0.29%	Added +910	+910 5.1%
52	FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF FLJP	FLJP	313,200	$8.5m0.28%	0.28%	Added +11.2k	+11,207 3.7%
53	ALPS ETF TR ACTIVE EQTY OPPT RFFC	RFFC	190,218	$8.4m0.27%	0.27%	Reduced -8.0k	-8,001 -4.0%
54	ABBVIE INC COM ABBV	ABBV	54,316	$7.3m0.24%	0.24%	Added +2.2k	+2,163 4.2%
55	JPMORGAN CHASE & CO COM JPM	JPM	45,960	$6.7m0.22%	0.22%	Added +44.1k	+44,115 2391.1%
56	ISHARES TR U.S. PHARMA ETF IHE	IHE	46,051	$6.2m0.20%	0.20%	Added +13.9k	+13,883 43.2%
57	VANGUARD SCOTTSDALE FDS LG-TERM COR BD VCLT	VCLT	79,213	$6.2m0.20%	0.20%	Added +10.6k	+10,638 15.5%
58	KINDER MORGAN INC DEL COM KMI	KMI	360,647	$6.2m0.20%	0.20%	Added +34.6k	+34,592 10.6%
59	ISHARES TR LATN AMER 40 ETF ILF	ILF	211,755	$5.8m0.19%	0.19%	Added +8.7k	+8,674 4.3%
60	COCA COLA CO COM KO	KO	91,620	$5.5m0.18%	0.18%	Reduced -3.4k	-3,374 -3.5%
61	FIRST TR EXCH TRADED FD III RIVR FRNT DYN AFEM	AFEM	97,185	$5.3m0.17%	0.17%	Reduced -3.4k	-3,436 -3.4%
62	HARTFORD INSURANCE GROUP INC COM HIG	HIG	72,736	$5.2m0.17%	0.17%	Added +6.8k	+6,832 10.4%
63	FIRST TR EXCHANGE TRADED FD BUYWRIT INCM ETF FTHI	FTHI	248,252	$5.2m0.17%	0.17%	Reduced -10.5k	-10,498 -4.1%
64	ALPS ETF TR RIVRFRNT STR INC RIGS	RIGS	208,243	$4.7m0.15%	0.15%	Reduced -7.3k	-7,279 -3.4%
65	RIO TINTO PLC SPONSORED ADR RIO	RIO	73,830	$4.7m0.15%	0.15%	Added +3.0k	+2,955 4.2%
66	AT&T INC COM T	T	275,581	$4.4m0.14%	0.14%	Added +12.1k	+12,068 4.6%
67	VISA INC COM CL A V	V	16,951	$4.0m0.13%	0.13%	New
68	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	70,046	$3.5m0.11%	0.11%	New
69	FIRST TR EXCHANGE-TRADED FD SENIOR LN FD FTSL	FTSL	68,075	$3.1m0.10%	0.10%	Reduced -2.8k	-2,815 -4.0%
70	FIRST TR EXCHANGE TRADED FD NASDQ ARTFCIAL ROBT	ROBT	63,342	$2.9m0.09%	0.09%	Reduced -2.5k	-2,481 -3.8%
71	SSGA ACTIVE ETF TR BLACKSTONE SENR SRLN	SRLN	63,129	$2.6m0.09%	0.09%	Reduced -2.3m	-2,343,515 -97.4%
72	STRYKER CORPORATION COM SYK	SYK	8,076	$2.5m0.08%	0.08%	Reduced -181	-181 -2.2%
73	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	47,971	$2.4m0.08%	0.08%	Unchanged
74	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	47,240	$2.4m0.08%	0.08%	Added +7.8k	+7,770 19.7%
75	ISHARES INC MSCI GERMANY ETF EWG	EWG	82,442	$2.4m0.08%	0.08%	Reduced -3.0k	-3,023 -3.5%
76	DBX ETF TR XTRACK MSCI EAFE HDEF	HDEF	93,248	$2.1m0.07%	0.07%	Added +15.5k	+15,527 20.0%
77	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	13,187	$2.0m0.07%	0.07%	Added +2.4k	+2,421 22.5%
78	WHIRLPOOL CORP COM WHR	WHR	10,000	$1.5m0.05%	0.05%	Unchanged
79	WISDOMTREE TR EUROPE HEDGED EQ HEDJ	HEDJ	35,068	$1.4m0.05%	0.05%	Added +16.9k	+16,916 93.2%
80	VANGUARD 500 INDEX ADMIRAL COM VFIAX	VFIAX	2,979	$1.2m0.04%	0.04%	Unchanged
81	ISHARES TR PFD AND INCM SEC PFF	PFF	36,854	$1.1m0.04%	0.04%	Reduced -1.3k	-1,324 -3.5%
82	ISHARES TR GENOMICS IMMUN IDNA	IDNA	42,454	$991.5k0.03%	0.03%	Reduced -1.2k	-1,190 -2.7%
83	ABBOTT LABS COM ABT	ABT	8,249	$899.3k0.03%	0.03%	Added +17	+17 0.2%
84	PIMCO ETF TR INV GRD CRP BD CORP	CORP	9,245	$876.9k0.03%	0.03%	Reduced -4.1k	-4,078 -30.6%
85	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	2,537	$865.1k0.03%	0.03%	Reduced -9.8k	-9,818 -79.5%
86	ISHARES TR NATIONAL MUN ETF MUB	MUB	7,298	$778.9k0.03%	0.03%	Unchanged
87	HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE HMOP	HMOP	20,333	$773.5k0.03%	0.03%	Added +8.0k	+8,021 65.2%
88	ISHARES TR 20 YR TR BD ETF TLT	TLT	7,293	$750.7k0.02%	0.02%	Added +904	+904 14.2%
89	MCDONALDS CORP COM MCD	MCD	2,497	$745.1k0.02%	0.02%	Added +15	+15 0.6%
90	GLOBAL X FDS S&P 500 COVERED XYLD	XYLD	15,107	$620.1k0.02%	0.02%	Reduced -6.4k	-6,380 -29.7%
91	ISHARES TR RUS 1000 GRW ETF IWF	IWF	1,881	$517.6k0.02%	0.02%	Unchanged
92	PEPSICO INC COM PEP	PEP	2,583	$478.4k0.02%	0.02%	Reduced -783	-783 -23.3%
93	ISHARES TR SHRT NAT MUN ETF SUB	SUB	4,292	$446.5k0.01%	0.01%	Added +1.7k	+1,713 66.4%
94	DISNEY WALT CO COM DIS	DIS	4,800	$428.5k0.01%	0.01%	Unchanged
95	BOEING CO COM BA	BA	2,000	$422.3k0.01%	0.01%	Unchanged
96	ISHARES TR MSCI EAFE ETF EFA	EFA	5,360	$388.6k0.01%	0.01%	Unchanged
97	Vanguard Target Retirement 2060 Fund MUTUAL FUND VTTSX	VTTSX	8,452	$368.8k0.01%	0.01%	Unchanged
98	AMERICAN FUNDS AMERICAN BALANCED F1 NTF EQUITY FUNDS BALFX	BALFX	10,247	$312.4k0.01%	0.01%	Unchanged
99	BANK AMERICA CORP COM BAC	BAC	10,772	$309.0k0.01%	0.01%	Added +73	+73 0.7%
100	INVESCO EXCH TRADED FD TR II SR LN ETF BKLN	BKLN	14,393	$302.8k0.01%	0.01%	Unchanged

Sold out since Q1 2023

Security	Ticker	Shares held before	Value then
ISHARES TR MBB	MBB	616,620	$58.4m616.6k shares
ISHARES TR DGRO	DGRO	395,114	$19.8m395.1k shares
VANGUARD SCOTTSDALE FDS VMBS	VMBS	8,034	$374.0k8.0k shares
ISHARES TR IYC	IYC	3,635	$235.1k3.6k shares
TRUIST FINL CORP TFC	TFC	6,113	$208.5k6.1k shares