Vault-13

ISHARES TR IYW

U.S. TECH ETF · ETP · CUSIP 464287721

830 institutional holders +70 vs Q1 2023
78,021,59178.0m shares reported held*
$8.5bnreported value*
96 new 289 added 251 reduced 35 sold out net bought ≈ $376.7m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $108.90. Options: 5 managers hold calls ($14.5m notional), 4 hold puts ($8.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 587Q4 22: 702Q1 23: 760Q2 23: 830830Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022587
Q4 2022702
Q1 2023760
Q2 2023830

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 353 bought or addedQ4 22: 210 cut or sold outQ4 22Q1 23: 389 bought or addedQ1 23: 244 cut or sold outQ1 23Q2 23: 385 bought or addedQ2 23: 286 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022353210
Q1 2023389244
Q2 2023385286

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $8.0mQ3 22 puts: $2.6mQ3 22P/C 0.32Q4 22 calls: $7.0mQ4 22 puts: $2.5mQ4 22P/C 0.35Q1 23 calls: $8.9mQ1 23 puts: $4.1mQ1 23P/C 0.46Q2 23 calls: $14.5mQ2 23 puts: $8.8mQ2 23P/C 0.61
Numbers
QuarterCallsPutsP/C
Q3 2022$8.0m$2.6m0.32
Q4 2022$7.0m$2.5m0.35
Q1 2023$8.9m$4.1m0.46
Q2 2023$14.5m$8.8m0.61

Biggest buyers

CAPTRUST FINANCIAL ADVISORS Added +350,382+350.4k
JPMORGAN CHASE & CO Added +338,649+338.6k
BANK OF AMERICA CORP /DE/ Added +258,892+258.9k
AMERIPRISE FINANCIAL INC Added +240,269+240.3k
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Added +197,423+197.4k
UBS Group AG Added +189,281+189.3k
FIL Ltd New +187,974+188.0k
Parker Investment Management, LLC Added +155,976+156.0k
CFS Investment Advisory Services, LLC New +146,424+146.4k
ENVESTNET ASSET MANAGEMENT INC Added +144,717+144.7k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -131,942-131.9k
EWG Elevate Inc. Sold out -126,857-126.9k
MGO ONE SEVEN LLC Reduced -92,644-92.6k
LPL Financial LLC Reduced -85,416-85.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -44,063-44.1k
WORLD EQUITY GROUP, INC. Reduced -41,524-41.5k
Empowered Funds, LLC Sold out -36,925-36.9k
Buttonwood Financial Group, LLC Reduced -36,860-36.9k
CITIGROUP INC Reduced -34,839-34.8k
PGIM Custom Harvest LLC Reduced -32,272-32.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.8m108.5k shares
CITADEL ADVISORS LLC Added $1.7m15.7k shares
WOLVERINE TRADING, LLC Added $504.5k4.7k shares
Belvedere Trading LLC Added $424.6k3.9k shares
Cutler Group LLC / CA Added $10.0k1.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.8m43.9k shares
CITADEL ADVISORS LLC Added $3.3m30.4k shares
Transform Wealth, LLC New $685.9k6.3k shares
Cutler Group LLC / CA New $1.0k2.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.74% of their portfolio Berwyn, PA 15,266,19615.3m $1.7bn $1.7bn 0.74% Added +144.7k +144,717
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 6,271,3026.3m $682.8m $682.8m 0.07% Added +87.1k +87,115
3 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 4,697,5704.7m $511.4m $511.4m 0.06% Added +258.9k +258,892
4 PGIM Custom Harvest LLC 17.37% of their portfolio NEWARK, NJ 4,230,2594.2m $460.5m $460.5m 17.37% Reduced -32.3k -32,272
5 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 3,984,1674.0m $433.8m $433.8m 0.31% Reduced -85.4k -85,416
6 BlackRock Inc. 0.01% of their portfolio New York, NY 2,591,8432.6m $282.2m $282.2m 0.01% Added +4.7k +4,733
7 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 2,360,3232.4m $257.0m $257.0m 0.03% Added +338.6k +338,649
8 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,063,8382.1m $224.7m $224.7m 0.10% Added +189.3k +189,281
9 OSAIC HOLDINGS, INC. 0.36% of their portfolio SCOTTSDALE, AZ 1,866,1871.9m $203.1m $203.1m 0.36% Reduced -131.9k -131,942
10 CWM, LLC 1.12% of their portfolio OMAHA, NE 1,665,9091.7m $181.4m $181.4m 1.12% Added +9.7k +9,652
11 PARK AVENUE SECURITIES LLC 2.43% of their portfolio NEW YORK, NY 1,410,2191.4m $153.5m $153.5m 2.43% Added +1.1k +1,108
12 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,361,6431.4m $148.2m $148.2m 0.04% Added +139.4k +139,378
13 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 994,403994.4k $108.2m $108.2m 0.03% Added +240.3k +240,269
14 MML INVESTORS SERVICES, LLC 0.59% of their portfolio SPRINGFIELD, MA 981,690981.7k $106.9m $106.9m 0.59% Added +106.3k +106,315
15 Janney Montgomery Scott LLC 0.34% of their portfolio PHILADELPHIA, PA 904,767904.8k $98.5m $98.5m 0.34% Reduced -12.7k -12,653
16 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 861,404861.4k $93.8m $93.8m 0.03% Added +43.3k +43,336
17 Raymond James Financial Services Advisors, Inc. 0.14% of their portfolio ST. PETERSBURG, FL 723,573723.6k $78.8m $78.8m 0.14% Added +8.0k +7,990
18 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 710,845710.8k $77.4m $77.4m 0.02% Added +18.9k +18,868
19 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 639,240639.2k $69.6m $69.6m 0.14% Added +52.1k +52,067
20 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 542,652542.7k $59.1m $59.1m 0.05% Reduced -15.3k -15,326
21 RiverFront Investment Group, LLC 1.86% of their portfolio RICHMOND, VA 523,725523.7k $57.0m $57.0m 1.86% Added +3.8k +3,832
22 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 451,671451.7k $49.2m $49.2m 0.04% Reduced -18.1k -18,093
23 OneDigital Investment Advisors LLC 1.01% of their portfolio OVERLAND PARK, KS 418,594418.6k $45.6m $45.6m 1.01% Added +29.1k +29,073
24 CAPTRUST FINANCIAL ADVISORS 0.17% of their portfolio RALEIGH, NC 400,088400.1k $43.6m $43.6m 0.17% Added +350.4k +350,382
25 Cetera Investment Advisers 0.36% of their portfolio SCHAUMBURG, IL 390,877390.9k $42.6m $42.6m 0.36% Reduced -9.4k -9,367
26 JB Capital LLC 3.44% of their portfolio WETHERSFIELD, CT 373,953374.0k $40.7m $40.7m 3.44% Added +14.2k +14,247
27 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 363,393363.4k $39.6m $39.6m 0.05% Reduced -5.0k -4,955
28 AE Wealth Management LLC 0.24% of their portfolio TOPEKA, KS 359,681359.7k $39.2m $39.2m 0.24% Added +30.5k +30,475
29 NewEdge Advisors, LLC 0.44% of their portfolio NEW ORLEANS, LA 357,280357.3k $38.9m $38.9m 0.44% Added +19.2k +19,208
30 CW Advisors, LLC 0.88% of their portfolio BOSTON, MA 347,538347.5k $37.8m $37.8m 0.88% Reduced -12.7k -12,687
31 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.19% of their portfolio IRVING, TX 327,739327.7k $35.7m $35.7m 0.19% Reduced -12.9k -12,901
32 WEALTHSOURCE PARTNERS, LLC 2.22% of their portfolio SAN LUIS OBISPO, CA 309,980310.0k $33.7m $33.7m 2.22% Reduced -9.6k -9,648
33 J.P. Morgan Private Wealth Advisors LLC 0.17% of their portfolio SAN FRANCISCO, CA 305,780305.8k $33.3m $33.3m 0.17% Reduced -21.1k -21,121
34 CreativeOne Wealth, LLC 0.76% of their portfolio OVERLAND PARK, KS 279,551279.6k $30.3m $30.3m 0.76% Added +87.0k +87,008
35 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 279,513279.5k $30.4m $30.4m 0.04% Added +18.4k +18,375
36 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 255,198255.2k $27.8m $27.8m 0.13% Reduced -21.7k -21,737
37 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 248,201248.2k $27.0m $27.0m 0.19% Reduced -5.5k -5,533
38 FIRST MERCHANTS CORP 2.21% of their portfolio Muncie, IN 239,678239.7k $26.1m $26.1m 2.21% Reduced -2.8k -2,793
39 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 236,274236.3k $25.7m $25.7m 0.05% Added +18.6k +18,600
40 Foundations Investment Advisors, LLC 0.77% of their portfolio PHOENIX, AZ 214,374214.4k $23.3m $23.3m 0.77% Added +56.4k +56,364
41 Howard Capital Management Group, LLC 2.16% of their portfolio Los Angeles, CA 213,155213.2k $23.2m $23.2m 2.16% Added +736 +736
42 Apexium Financial, LP 1.93% of their portfolio Dallas, TX 199,933199.9k $21.8m $21.8m 1.93% Added +8.9k +8,900
43 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 198,798198.8k $21.6m $21.6m 0.01% Added +63.6k +63,589
44 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.03% of their portfolio FRANKFURT AM MAIN, 2M 198,161198.2k $21.6m $21.6m 0.03% Added +197.4k +197,423
45 AVANTAX ADVISORY SERVICES, INC. 0.24% of their portfolio DALLAS, TX 192,793192.8k $21.0m $21.0m 0.24% Added +107.0k +106,995
46 Atria Wealth Solutions, Inc. 0.28% of their portfolio NEW YORK, NY 190,857190.9k $20.8m $20.8m 0.28% Added +4.4k +4,415
47 Cetera Advisors LLC 0.33% of their portfolio DENVER, CO 190,065190.1k $20.7m $20.7m 0.33% Added +43.0k +43,025
48 COMMERCE BANK 0.15% of their portfolio KANSAS CITY, MO 188,089188.1k $20.5m $20.5m 0.15% Reduced -2.7k -2,725
49 FIL Ltd 0.02% of their portfolio HAMILTON, D0 187,974188.0k $20.5m $20.5m 0.02% New
50 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 184,472184.5k $20.1m $20.1m 0.02% Added +4.2k +4,156
51 Parker Investment Management, LLC 3.96% of their portfolio Menlo Park, CA 176,364176.4k $19.2m $19.2m 3.96% Added +156.0k +155,976
52 Private Advisor Group, LLC 0.17% of their portfolio MORRISTOWN, NJ 174,492174.5k $19.5m $19.5m 0.17% Added +2.6k +2,605
53 Integrated Wealth Concepts LLC 0.31% of their portfolio WALTHAM, MA 166,133166.1k $18.1m $18.1m 0.31% Added +7.1k +7,078
54 Atria Investments, Inc 0.32% of their portfolio Charlotte, NC 162,858162.9k $17.7m $17.7m 0.32% Added +10.5k +10,463
55 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 159,127159.1k $17.3m $17.3m 0.03% Added +4.6k +4,635
56 CFS Investment Advisory Services, LLC 2.04% of their portfolio TOTOWA, NJ 146,424146.4k $15.9m $15.9m 2.04% New
57 Mariner, LLC 0.04% of their portfolio Overland Park, KS 137,586137.6k $14.9m $14.9m 0.04% Added +9.8k +9,766
58 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 136,943136.9k $14.9m $14.9m 0.01% Reduced -2.5k -2,490
59 Icon Wealth Partners, LLC 1.54% of their portfolio HOUSTON, TX 133,397133.4k $14.5m $14.5m 1.54% Added +9.9k +9,907
60 Horst & Graben Wealth Management LLC 3.45% of their portfolio PORTLAND, OR 132,733132.7k $14.5m $14.5m 3.45% Added +7.3k +7,339
61 Capital Investment Advisors, LLC 0.44% of their portfolio ATLANTA, GA 132,067132.1k $14.4m $14.4m 0.44% Reduced -4.4k -4,415
62 MA Private Wealth 3.32% of their portfolio SAN CARLOS, CA 131,525131.5k $14.3m $14.3m 3.32% Reduced -820 -820
63 Austin Private Wealth, LLC 2.02% of their portfolio Austin, TX 128,449128.4k $14.0m $14.0m 2.02% Added +9.5k +9,454
64 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.92% of their portfolio Westlake, OH 125,908125.9k $13.7m $13.7m 1.92% Added +10.7k +10,714
65 Stillwater Capital Advisors, LLC 2.36% of their portfolio DEVON, PA 122,487122.5k $13.3m $13.3m 2.36% Reduced -1.3k -1,340
66 Blue Trust, Inc. 0.18% of their portfolio BRENTWOOD, TN 118,884118.9k $11.0m $11.0m 0.18% Added +21.6k +21,577
67 Pettinga Financial Advisors LLC 3.73% of their portfolio EVANSVILLE, IN 115,318115.3k $12.6m $12.6m 3.73% Reduced -988 -988
68 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 3.14% of their portfolio INDIANAPOLIS, IN 113,494113.5k $12.4m $12.4m 3.14% Added +1.6k +1,610
69 High Falls Advisors, Inc 3.46% of their portfolio ROCHESTER, NY 111,524111.5k $12.1m $12.1m 3.46% Reduced -2.4k -2,443
70 Mendel Capital Management LLC 9.68% of their portfolio LITTLE ROCK, AR 111,147111.1k $12.1m $12.1m 9.68% Reduced -7.4k -7,387
71 Portfolio Strategies, Inc. 2.16% of their portfolio MONTVALE, NJ 109,925109.9k $12.0m $12.0m 2.16% New
72 First Citizens Financial Corp 7.98% of their portfolio MASON CITY, IA 107,884107.9k $11.7m $11.7m 7.98% First filing
73 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 107,742107.7k $11.7m $11.7m 0.02% Added +1.1k +1,130
74 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 107,728107.7k $11.7m $11.7m 0.05% First filing
75 Stratos Wealth Partners, LTD. 0.25% of their portfolio BEACHWOOD, OH 101,682101.7k $11.1m $11.1m 0.25% Added +10.0k +10,038
76 Scarborough Advisors, LLC 2.62% of their portfolio ANNAPOLIS, MD 100,752100.8k $11.0m $11.0m 2.62% Added +12.9k +12,947
77 Security Financial Services, INC. 3.09% of their portfolio Fort Wayne, IN 100,011100.0k $10.9m $10.9m 3.09% Reduced -315 -315
78 Sharkey, Howes & Javer 2.06% of their portfolio DENVER, CO 99,82699.8k $10.9m $10.9m 2.06% Added +11.0k +11,040
79 West Wealth Group, LLC 4.55% of their portfolio Irvine, CA 98,77998.8k $10.8m $10.8m 4.55% Added +2.0k +2,040
80 TCWP LLC 2.29% of their portfolio Beachwood, OH 98,30498.3k $10.7m $10.7m 2.29% Added +2.8k +2,840
81 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 98,08798.1k $10.7m $10.7m 0.04% Added +28.6k +28,582
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 98,06898.1k $10.7m $10.7m 0.01% Added +58.4k +58,371
83 Merit Financial Group, LLC 0.33% of their portfolio ALPHARETTA, GA 94,82094.8k $10.3m $10.3m 0.33% Added +1.3k +1,256
84 SteelPeak Wealth, LLC 0.61% of their portfolio WOODLAND HILLS, CA 93,85893.9k $10.2m $10.2m 0.61% Reduced -151 -151
85 Prospera Financial Services Inc 0.39% of their portfolio Dallas, TX 93,50293.5k $10.2m $10.2m 0.39% Added +73.7k +73,708
86 One Wealth Advisors, LLC 2.12% of their portfolio SAN FRANCISCO, CA 92,41792.4k $10.1m $10.1m 2.12% Added +5.7k +5,652
87 B. Riley Wealth Advisors, Inc. 0.22% of their portfolio MEMPHIS, TN 90,20290.2k $9.8m $9.8m 0.22% Reduced -3.5k -3,525
88 GRIES FINANCIAL LLC 2.69% of their portfolio Cleveland, OH 89,68489.7k $9.8m $9.8m 2.69% Added +7.8k +7,816
89 Simplicity Solutions, LLC 0.26% of their portfolio MINNEAPOLIS, MN 89,08989.1k $9.7m $9.7m 0.26% Reduced -12.4k -12,400
90 Perigon Wealth Management, LLC 0.37% of their portfolio SAN FRANCISCO, CA 86,68486.7k $9.4m $9.4m 0.37% Added +13.6k +13,601
91 Stonebridge Financial Planning Group, LLC 5.74% of their portfolio ORLANDO, FL 86,53286.5k $9.4m $9.4m 5.74% Reduced -1.7k -1,685
92 Mechanics Bank Trust Department 1.48% of their portfolio Walnut Creek, CA 85,35685.4k $9.3m $9.3m 1.48% Reduced -3.1k -3,075
93 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 85,31085.3k $9.3m $9.3m 0.10% Added +3.9k +3,945
94 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 85,31085.3k $9.3m $9.3m 0.10% Added +3.9k +3,945
95 Advisory Services Network, LLC 0.25% of their portfolio ATLANTA, GA 85,26285.3k $9.3m $9.3m 0.25% Added +5.8k +5,756
96 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 84,74684.7k $9.2m $9.2m 0.14% Reduced -5.2k -5,191
97 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 84,59284.6k $9.2m $9.2m 0.09% Reduced -9.5k -9,511
98 Strategic Blueprint, LLC 0.86% of their portfolio ATLANTA, GA 82,94182.9k $9.0m $9.0m 0.86% Added +13.7k +13,730
99 Prime Capital Investment Advisors, LLC 0.18% of their portfolio OVERLAND PARK, KS 81,66681.7k $8.9m $8.9m 0.18% Added +5.0k +4,993
100 Trek Financial, LLC 0.78% of their portfolio Scottsdale, AZ 80,91680.9k $8.8m $8.8m 0.78% Added +28.3k +28,273