FIRST TR EXCH TRADED FD III AFEM
RIVR FRNT DYN · ETP · CUSIP 33739P707
34
institutional holders
+0 vs Q1 2023
567.6k
shares reported held*
$31.2mreported value*
3 new
12 added
17 reduced
3 sold out
net bought ≈ $2.5m (+42.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $55.04.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 31 |
| Q4 2022 | 33 |
| Q1 2023 | 34 |
| Q2 2023 | 34 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 16 | 14 |
| Q1 2023 | 19 | 18 |
| Q2 2023 | 15 | 20 |
Biggest buyers
| JANE STREET GROUP, LLC | Added | +30.3k |
| NewEdge Advisors, LLC | Added | +29.2k |
| BANK OF MONTREAL /CAN/ | New | +4.7k |
| OLD MISSION CAPITAL LLC | Added | +4.7k |
| Baird Financial Group, Inc. | Added | +1.9k |
| Hilltop Holdings Inc. | Added | +1.7k |
| Coppell Advisory Solutions LLC | New | +958 |
| UBS Group AG | Added | +788 |
| Elevated Capital Advisors, LLC | Added | +572 |
| J.W. COLE ADVISORS, INC. | Added | +159 |
Biggest sellers
| FLOW TRADERS U.S. LLC | Reduced | -11.1k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -7.4k |
| OSAIC HOLDINGS, INC. | Reduced | -5.3k |
| RiverFront Investment Group, LLC | Reduced | -3.4k |
| Truadvice, LLC | Reduced | -1.1k |
| Janney Montgomery Scott LLC | Reduced | -1.1k |
| TRUIST FINANCIAL CORP | Reduced | -797 |
| Raymond James Financial Services Advisors, Inc. | Reduced | -619 |
| LPL Financial LLC | Reduced | -608 |
| Accel Wealth Management | Sold out | -260 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: Robert W. Baird & Co. Inc (4.8%, 2026-08-13)
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| RiverFront Investment Group, LLC 0.17% of their portfolio | 97.2k $5.3m | Reduced -3.4k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 67.7k $3.7m | Reduced -619 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 61.6k $3.4m | Added +30.3k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 40.9k $2.3m | Added +1.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 39.1k $2.1m | Reduced -122 |
| FLOW TRADERS U.S. LLC 0.09% of their portfolio | 37.8k $2.1m | Reduced -11.1k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 33.8k $1.9m | Reduced -797 |
| OLD MISSION CAPITAL LLC 0.07% of their portfolio | 32.3k $1.8m | Added +4.7k |
| NewEdge Advisors, LLC 0.02% of their portfolio | 30.3k $1.7m | Added +29.2k |
| J.W. COLE ADVISORS, INC. 0.10% of their portfolio | 25.8k $1.4m | Added +159 |
| Prospera Financial Services Inc 0.04% of their portfolio | 18.4k $1.0m | Reduced -198 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 14.4k $795.0k | Reduced -8 |
| Hilltop Holdings Inc. 0.08% of their portfolio | 11.7k $645.2k | Added +1.7k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 9.7k $533.9k | Reduced -5.3k |
| Elevated Capital Advisors, LLC 0.15% of their portfolio | 8.4k $461.6k | Added +572 |
| OneDigital Investment Advisors LLC 0.01% of their portfolio | 6.2k $342.8k | Reduced -202 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 5.3k $290.0k | Reduced -1.1k |
| Truadvice, LLC 0.10% of their portfolio | 5.1k $280.4k | Reduced -1.1k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 4.7k $264.7k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 3.9k $215.1k | Reduced -246 |
| LPL Financial LLC 0.00% of their portfolio | 3.7k $203.6k | Reduced -608 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 2.4k $131.0k | Added +107 |
| UBS Group AG 0.00% of their portfolio | 1.9k $106.0k | Added +788 |
| Sunbelt Securities, Inc. 0.01% of their portfolio | 1.4k $76.3k | Reduced -122 |
| Raleigh Capital Management Inc. 0.03% of their portfolio | 1.1k $61.7k | Reduced -3 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 976 $53.7k | Unchanged |
| Coppell Advisory Solutions LLC 0.01% of their portfolio | 958 $52.4k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 466 $25.6k | Added +1 |
| MORGAN STANLEY 0.00% of their portfolio | 140 $7.7k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 58 $3.5k | Reduced -246 |
| Financial Gravity Asset Management, Inc. 0.00% of their portfolio | 55 $5.7k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 50 $2.8k | Reduced -100 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 37 $2.0k | Added +7 |
| Wagner Wealth Management, LLC 0.00% of their portfolio | 9 $495 | Added +2 |