Vault-13

LATTICE STRATEGIES TR HDUS

HARTFORD DISCIPL · ETP · CUSIP 518416870

16 institutional holders +13 vs Q1 2023
1,149,9501.1m shares reported held*
$50.5mreported value*
14 new 1 added 0 reduced 1 sold out net bought ≈ $49.3m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($227.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.96.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q4 22: 2Q1 23: 3Q2 23: 1616Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q4 20222
Q1 20233
Q2 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 2 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 1 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q1 202320
Q2 2023151

Biggest buyers

RiverFront Investment Group, LLC Added +463,966+464.0k
RAYMOND JAMES & ASSOCIATES New +290,182+290.2k
ENVESTNET ASSET MANAGEMENT INC New +146,700+146.7k
Janney Montgomery Scott LLC New +88,185+88.2k
OSAIC HOLDINGS, INC. New +69,738+69.7k
LPL Financial LLC New +20,331+20.3k
TRUIST FINANCIAL CORP New +13,526+13.5k
JANE STREET GROUP, LLC New +10,643+10.6k
Marcum Wealth, LLC New +9,652+9.7k
Source Financial Advisors LLC New +8,786+8.8k

Biggest sellers

CITADEL ADVISORS LLC Sold out -23,651-23.7k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 0.68% of their portfolio RICHMOND, VA 475,036475.0k $20.9m $20.9m 0.68% Added +464.0k +463,966
2 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 290,182290.2k $12.8m $12.8m 0.01% New
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 146,700146.7k $6.5m $6.5m 0.00% New
4 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 88,18588.2k $3.9m $3.9m 0.01% New
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 69,73869.7k $3.1m $3.1m 0.01% New
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,33120.3k $894.3k $894.3k 0.00% New
7 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,52613.5k $560.0k $560.0k 0.00% New
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,64310.6k $468.2k $468.2k 0.00% New
9 Marcum Wealth, LLC 0.05% of their portfolio CLEVELAND, OH 9,6529.7k $424.6k $424.6k 0.05% New
10 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 8,7868.8k $386.0k $386.0k 0.04% New
11 Source Financial Advisors LLC 0.13% of their portfolio NEW YORK, NY 8,7868.8k $386.5k $386.5k 0.13% New
12 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,8985.9k $259.0k $259.0k 0.00% New
13 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 5,1685.2k $227.3k $227.3k 0.01% New
14 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 2,4002.4k $105.6k $105.6k 0.00% New
15 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 8787 $3.8k $3.8k 0.00% New
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged