Vault-13

SPDR SER TR SPSB

PORTFOLIO SHORT · ETP · CUSIP 78464A474

550 institutional holders -2 vs Q1 2023
192,647,515192.6m shares reported held*
$5.8bnreported value*
48 new 197 added 220 reduced 59 sold out net bought ≈ $132.7m (+3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.90.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 531Q4 22: 572Q1 23: 552Q2 23: 550550Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022531
Q4 2022572
Q1 2023552
Q2 2023550

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 237 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 289 cut or sold outQ1 23Q2 23: 245 bought or addedQ2 23: 279 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022237260
Q1 2023237289
Q2 2023245279

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $621.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.0mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$621.0k$00.00
Q4 2022$1.0m$00.00
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +5,034,232+5.0m
JPMORGAN CHASE & CO Added +4,824,055+4.8m
Creative Planning Added +4,238,756+4.2m
Litman Gregory Wealth Management LLC New +2,188,641+2.2m
ROYAL BANK OF CANADA Added +975,201+975.2k
Mirae Asset Global Investments Co., Ltd. Added +571,490+571.5k
Clark Capital Management Group, Inc. Added +432,361+432.4k
ENVESTNET ASSET MANAGEMENT INC Added +393,218+393.2k
CreativeOne Wealth, LLC Added +355,258+355.3k
AE Wealth Management LLC Added +347,482+347.5k

Biggest sellers

STATE STREET CORP Reduced -4,845,013-4.8m
Relative Value Partners Group, LLC Reduced -1,219,013-1.2m
COMMONWEALTH EQUITY SERVICES, LLC Reduced -879,151-879.2k
BANK OF AMERICA CORP /DE/ Reduced -808,142-808.1k
Gradient Investments LLC Reduced -807,434-807.4k
Destination Wealth Management Reduced -775,313-775.3k
WORLD EQUITY GROUP, INC. Reduced -746,436-746.4k
PECAUT & CO. Sold out -625,440-625.4k
TIAA, FSB Reduced -575,443-575.4k
WELLS FARGO & COMPANY/MN Reduced -525,753-525.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.67% of their portfolio OVERLAND PARK, KS 17,115,88817.1m $503.9m $503.9m 0.67% Added +4.2m +4,238,756
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.10% of their portfolio SAN FRANCISCO, CA 11,890,87611.9m $350.1m $350.1m 0.10% Added +54.9k +54,906
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 10,251,70310.3m $301.8m $301.8m 0.03% Reduced -148.5k -148,486
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,721,8516.7m $197.9m $197.9m 0.02% Reduced -808.1k -808,142
5 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 6,359,7876.4m $187.2m $187.2m 0.08% Added +393.2k +393,218
6 JANE STREET GROUP, LLC 0.21% of their portfolio NEW YORK, NY 5,358,8905.4m $157.8m $157.8m 0.21% Added +5.0m +5,034,232
7 Valmark Advisers, Inc. 3.19% of their portfolio AKRON, OH 5,322,9475.3m $156.7m $156.7m 3.19% Added +237.1k +237,061
8 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 4,838,9034.8m $142.5m $142.5m 0.02% Added +4.8m +4,824,055
9 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 4,180,8924.2m $123.1m $123.1m 0.09% Added +82.2k +82,224
10 UBS Group AG 0.05% of their portfolio ZURICH, V8 4,066,8114.1m $119.7m $119.7m 0.05% Reduced -112.4k -112,360
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 3,952,8834.0m $116.4m $116.4m 0.06% Added +144.6k +144,620
12 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 3,575,8623.6m $105.3m $105.3m 0.03% Reduced -525.8k -525,753
13 Destination Wealth Management 3.77% of their portfolio Walnut Creek, CA 3,430,8943.4m $101.0m $101.0m 3.77% Reduced -775.3k -775,313
14 Advocacy Wealth Management, LLC 11.41% of their portfolio ATLANTA, GA 3,390,5413.4m $99.8m $99.8m 11.41% Added +163.0k +162,951
15 Baird Financial Group, Inc. 0.26% of their portfolio MILWAUKEE, WI 3,361,7793.4m $99.0m $99.0m 0.26% Added +72.2k +72,226
16 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 3,223,3903.2m $94.9m $94.9m 0.02% Added +194.1k +194,055
17 Fisher Asset Management, LLC 0.05% of their portfolio PLANO, TX 2,958,6443.0m $87.1m $87.1m 0.05% Added +142.4k +142,448
18 TIAA, FSB 0.30% of their portfolio ST. LOUIS, MO 2,796,5862.8m $82.3m $82.3m 0.30% Reduced -575.4k -575,443
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,440,8922.4m $71.9m $71.9m 0.00% Reduced -4.8m -4,845,013
20 RiverFront Investment Group, LLC 2.27% of their portfolio RICHMOND, VA 2,361,5002.4m $69.5m $69.5m 2.27% Added +10.9k +10,859
21 HUNTINGTON NATIONAL BANK 0.64% of their portfolio COLUMBUS, OH 2,360,0582.4m $69.5m $69.5m 0.64% Added +47.0k +46,998
22 Litman Gregory Wealth Management LLC 8.04% of their portfolio LARKSPUR, CA 2,188,6412.2m $64.4m $64.4m 8.04% New
23 OAKWORTH CAPITAL, INC. 5.22% of their portfolio BIRMINGHAM, AL 2,086,1992.1m $61.4m $61.4m 5.22% Reduced -30.7k -30,679
24 AE Wealth Management LLC 0.36% of their portfolio TOPEKA, KS 2,015,0942.0m $59.3m $59.3m 0.36% Added +347.5k +347,482
25 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,969,1972.0m $57.9m $57.9m 0.02% Reduced -437.8k -437,810
26 ALLSTATE CORP 3.42% of their portfolio NORTHBROOK, IL 1,826,3851.8m $53.8m $53.8m 3.42% Reduced -162.5k -162,504
27 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,806,5581.8m $53.2m $53.2m 0.10% Reduced -311.6k -311,596
28 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,764,3251.8m $51.9m $51.9m 0.01% Added +975.2k +975,201
29 TOWNSQUARE CAPITAL LLC 0.91% of their portfolio Lehi, UT 1,700,7421.7m $50.1m $50.1m 0.91% Added +51.5k +51,465
30 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 1,588,0321.6m $46.8m $46.8m 0.04% Reduced -35.1k -35,123
31 Mariner Managed Account Solutions, LLC 3.58% of their portfolio Boston, MA 1,483,0931.5m $43.7m $43.7m 3.58% Added +20.5k +20,466
32 MCF Advisors LLC 3.93% of their portfolio LEXINGTON, KY 1,479,9421.5m $43.6m $43.6m 3.93% Added +51.7k +51,652
33 Rodgers & Associates, LTD 5.86% of their portfolio Lancaster, PA 1,378,3721.4m $40.6m $40.6m 5.86% Added +4.7k +4,667
34 RED CEDAR INVESTMENT MANAGEMENT, LLC 6.07% of their portfolio GRAND RAPIDS, MI 1,355,6241.4m $39.9m $39.9m 6.07% Reduced -124.0k -123,990
35 Buckingham Capital Management, Inc. 5.59% of their portfolio DAYTON, OH 1,275,4371.3m $37.5m $37.5m 5.59% Added +74.4k +74,428
36 Relative Value Partners Group, LLC 2.32% of their portfolio NORTHBROOK, IL 1,217,1971.2m $35.8m $35.8m 2.32% Reduced -1.2m -1,219,013
37 Astor Investment Management LLC 10.63% of their portfolio CHICAGO, IL 1,065,4301.1m $31.4m $31.4m 10.63% Reduced -53.4k -53,404
38 Clark Capital Management Group, Inc. 0.27% of their portfolio PHILADELPHIA, PA 1,025,1571.0m $30.2m $30.2m 0.27% Added +432.4k +432,361
39 Concord Wealth Partners 6.19% of their portfolio ABINGDON, VA 975,993976.0k $28.7m $28.7m 6.19% Added +256.3k +256,279
40 Eagle Ridge Investment Management 2.95% of their portfolio STAMFORD, CT 954,618954.6k $28.1m $28.1m 2.95% Added +8.0k +8,004
41 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 5.27% of their portfolio FORT WORTH, TX 945,105945.1k $27.8m $27.8m 5.27% Added +42.9k +42,940
42 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 847,800847.8k $25.0m $25.0m 0.04% Unchanged
43 BIP Wealth, LLC 2.01% of their portfolio ATLANTA, GA 836,750836.8k $24.6m $24.6m 2.01% Added +51.6k +51,638
44 Gemmer Asset Management LLC 3.32% of their portfolio WALNUT CREEK, CA 830,283830.3k $24.4m $24.4m 3.32% Added +31.3k +31,329
45 Concord Asset Management, LLC/VA 8.51% of their portfolio ABINGDON, VA 819,317819.3k $24.1m $24.1m 8.51% Added +95.6k +95,596
46 Mariner, LLC 0.06% of their portfolio Overland Park, KS 816,661816.7k $24.0m $24.0m 0.06% Added +31.5k +31,454
47 CREATIVE FINANCIAL DESIGNS INC /ADV 2.80% of their portfolio KOKOMO, IN 808,681808.7k $23.8m $23.8m 2.80% Reduced -22.5k -22,462
48 Mirae Asset Global Investments Co., Ltd. 0.05% of their portfolio SEOUL, M5 801,490801.5k $23.6m $23.6m 0.05% Added +571.5k +571,490
49 Strategic Wealth Partners, Ltd. 2.98% of their portfolio INDEPENDENCE, OH 782,624782.6k $23.0m $23.0m 2.98% Added +44.4k +44,369
50 Cetera Advisor Networks LLC 0.16% of their portfolio EL SEGUNDO, CA 771,919771.9k $22.7m $22.7m 0.16% Reduced -274.7k -274,700
51 Walker Financial Services, Inc. 21.26% of their portfolio BOWLING GREEN, KY 731,097731.1k $21.5m $21.5m 21.26% Added +47.5k +47,450
52 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 716,140716.1k $21.1m $21.1m 0.06% Reduced -9.6k -9,635
53 Cedar Mountain Advisors, LLC 5.94% of their portfolio LAKE OSWEGO, OR 705,801705.8k $20.8m $20.8m 5.94% Reduced -16.2k -16,244
54 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 692,795692.8k $20.4m $20.4m 0.04% Reduced -77.0k -76,977
55 StrategIQ Financial Group, LLC 2.31% of their portfolio MERRILLVILLE, IN 686,210686.2k $20.2m $20.2m 2.31% Reduced -125.3k -125,253
56 Willow Creek Wealth Management Inc. 2.82% of their portfolio Sebastopol, CA 677,108677.1k $19.9m $19.9m 2.82% Added +43.9k +43,897
57 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 670,390670.4k $19.7m $19.7m 0.03% Reduced -1.2k -1,178
58 Convergence Financial, LLC 12.08% of their portfolio COLUMBIA, MO 667,406667.4k $19.6m $19.6m 12.08% Added +139.1k +139,097
59 Cherry Tree Wealth Management, LLC 5.64% of their portfolio MINNETONKA, MN 658,270658.3k $19.4m $19.4m 5.64% First filing
60 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 653,340653.3k $19.2m $19.2m 0.02% Reduced -92.5k -92,545
61 Flagstone Financial Management 8.97% of their portfolio LINCOLN, NE 648,529648.5k $19.1m $19.1m 8.97% Added +18.8k +18,750
62 Manning & Napier Group, LLC 0.22% of their portfolio Fairport, NY 642,580642.6k $18.9m $18.9m 0.22% Reduced -15.4k -15,397
63 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 641,606641.6k $18.9m $18.9m 0.03% Reduced -61.3k -61,307
64 Trilogy Capital Inc. 1.16% of their portfolio IRVINE, CA 618,886618.9k $18.2m $18.2m 1.16% Reduced -19.9k -19,941
65 CreativeOne Wealth, LLC 0.45% of their portfolio OVERLAND PARK, KS 608,926608.9k $18.0m $18.0m 0.45% Added +355.3k +355,258
66 CONNING INC. 0.58% of their portfolio HARTFORD, CT 590,000590.0k $17.4m $17.4m 0.58% Added +200.0k +200,000
67 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.18% of their portfolio OMAHA, NE 588,587588.6k $17.3m $17.3m 0.18% Reduced -26.8k -26,847
68 Smithfield Trust Co 1.04% of their portfolio PITTSBURGH, PA 585,039585.0k $17.2m $17.2m 1.04% Added +28.2k +28,175
69 Private Advisor Group, LLC 0.14% of their portfolio MORRISTOWN, NJ 547,050547.0k $16.1m $16.1m 0.14% Reduced -267.2k -267,163
70 Meiji Yasuda Life Insurance Co 0.41% of their portfolio TOKYO, M0 530,500530.5k $15.6m $15.6m 0.41% Unchanged
71 ARKANSAS FINANCIAL GROUP, INC. 3.05% of their portfolio LITTLE ROCK, AR 517,845517.8k $15.2m $15.2m 3.05% Added +40.8k +40,821
72 Strategic Point Investment Advisors, LLC 3.00% of their portfolio PROVIDENCE, RI 497,621497.6k $14.6m $14.6m 3.00% Added +7.3k +7,290
73 CAPITAL WEALTH MANAGEMENT, LLC 7.96% of their portfolio W. WARWICK, RI 496,987497.0k $14.6m $14.6m 7.96% Added +14.4k +14,432
74 Occidental Asset Management, LLC 3.23% of their portfolio Burlingame, CA 484,700484.7k $14.3m $14.3m 3.23% Reduced -32.9k -32,949
75 Coulter & Justus Financial Services, LLC 9.61% of their portfolio KNOXVILLE, TN 480,964481.0k $14.2m $14.2m 9.61% Reduced -110.2k -110,167
76 Pinnacle Financial Partners Inc 0.34% of their portfolio Nashville, TN 458,068458.1k $13.5m $13.5m 0.34% Reduced -30.9k -30,930
77 Hirtle & Co., LLC 0.63% of their portfolio WEST CONSHOHOCKEN, PA 451,138451.1k $13.3m $13.3m 0.63% Reduced -94.7k -94,721
78 Destiny Wealth Partners, LLC 2.51% of their portfolio TAVARES, FL 445,360445.4k $13.1m $13.1m 2.51% Reduced -40.0k -40,019
79 Whitcomb & Hess, Inc. 4.63% of their portfolio ASHLAND, OH 430,613430.6k $12.7m $12.7m 4.63% Added +4.9k +4,881
80 Dynamic Advisor Solutions LLC 0.66% of their portfolio PHOENIX, AZ 429,271429.3k $12.6m $12.6m 0.66% Added +241.3k +241,276
81 Cornerstone Management, Inc. 3.07% of their portfolio DULUTH, GA 408,016408.0k $12.0m $12.0m 3.07% Added +9.2k +9,247
82 Windham Capital Management, LLC 4.58% of their portfolio BOSTON, MA 404,379404.4k $11.9m $11.9m 4.58% Unchanged
83 Orange Investment Advisors, Inc. 1.55% of their portfolio GOSHEN, NY 387,679387.7k $11.4m $11.4m 1.55% Added +37.0k +36,983
84 Kraft, Davis & Associates, LLC 3.87% of their portfolio St. Louis, MO 380,264380.3k $11.2m $11.2m 3.87% First filing
85 Connectus Wealth, LLC 0.25% of their portfolio CINCINNATI, OH 373,478373.5k $11.0m $11.0m 0.25% Added +52.3k +52,283
86 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 367,773367.8k $10.8m $10.8m 0.04% Reduced -6.2k -6,192
87 Kingsview Wealth Management, LLC 0.40% of their portfolio GRANTS PASS, OR 349,806349.8k $10.3m $10.3m 0.40% Reduced -3.5k -3,532
88 Members Trust Co 0.15% of their portfolio TAMPA, FL 338,177338.2k $9.9m $9.9m 0.15% Added +275.1k +275,146
89 Geneos Wealth Management Inc. 0.52% of their portfolio ENGLEWOOD, CO 334,756334.8k $9.9m $9.9m 0.52% Added +22.6k +22,591
90 CABOT WEALTH MANAGEMENT INC 1.43% of their portfolio BEVERLY, MA 326,127326.1k $9.6m $9.6m 1.43% Added +45.7k +45,728
91 Elwood & Goetz Wealth Advisory Group, LLC 2.18% of their portfolio ATHENS, GA 325,484325.5k $9.6m $9.6m 2.18% Added +2.2k +2,193
92 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.58% of their portfolio Greenbrae, CA 313,659313.7k $9.2m $9.2m 0.58% Reduced -2.7k -2,700
93 AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio DALLAS, TX 312,141312.1k $9.2m $9.2m 0.11% Added +20.4k +20,362
94 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 312,094312.1k $9.2m $9.2m 0.17% Reduced -23.4k -23,396
95 BLB&B Advisors, LLC 0.64% of their portfolio MONTGOMERYVILLE, PA 309,792309.8k $9.1m $9.1m 0.64% Reduced -2.4k -2,382
96 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.36% of their portfolio Seattle, WA 304,991305.0k $9.0m $9.0m 0.36% Reduced -2.0k -2,037
97 Great Point Wealth Advisors, LLC 2.69% of their portfolio BOSTON, MA 304,364304.4k $9.0m $9.0m 2.69% Reduced -20.6k -20,584
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 303,764303.8k $8.9m $8.9m 0.01% Reduced -332.1k -332,060
99 Centennial Wealth Advisory LLC 4.56% of their portfolio Traverse City, MI 296,867296.9k $8.7m $8.7m 4.56% Reduced -8.9k -8,880
100 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 284,502284.5k $8.4m $8.4m 0.00% Unchanged