ALPS ETF TR RFDA
RIVERFRNT DYMC · ETP · CUSIP 00162Q528
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.12.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 28 |
| Q4 2022 | 32 |
| Q1 2023 | 31 |
| Q2 2023 | 30 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 10 | 18 |
| Q1 2023 | 8 | 17 |
| Q2 2023 | 4 | 19 |
Biggest buyers
| FLOW TRADERS U.S. LLC | New | +4.8k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Added | +332 |
| Kestra Advisory Services, LLC | Added | +243 |
| UBS Group AG | Added | +233 |
Biggest sellers
| RiverFront Investment Group, LLC | Reduced | -23.4k |
| Koshinski Asset Management, Inc. | Reduced | -17.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -10.0k |
| INDEPENDENT FINANCIAL GROUP, LLC | Sold out | -9.2k |
| ROYAL BANK OF CANADA | Reduced | -9.0k |
| Elevated Capital Advisors, LLC | Reduced | -8.6k |
| Truadvice, LLC | Reduced | -8.0k |
| Belpointe Asset Management LLC | Sold out | -7.8k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -6.6k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -4.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: TRUIST FINANCIAL CORP (3.9%, 2026-10-19)
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| RiverFront Investment Group, LLC 0.92% of their portfolio | 614.1k $28.3m | Reduced -23.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 204.9k $9.5m | Reduced -4.8k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 189.0k $8.7m | Reduced -4.2k |
| Prospera Financial Services Inc 0.22% of their portfolio | 126.1k $5.8m | Reduced -3.6k |
| Elevated Capital Advisors, LLC 1.06% of their portfolio | 69.4k $3.2m | Reduced -8.6k |
| Truadvice, LLC 0.95% of their portfolio | 56.3k $2.6m | Reduced -8.0k |
| Koshinski Asset Management, Inc. 0.24% of their portfolio | 47.7k $2.2m | Reduced -17.0k |
| Hilltop Holdings Inc. 0.15% of their portfolio | 25.6k $1.2m | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.4k $847.5k | Reduced -319 |
| Main Street Financial Solutions, LLC 0.11% of their portfolio | 18.2k $838.5k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 16.4k $757.0k | Reduced -1.1k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio | 14.1k $650.0k | Added +332 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 14.1k $649.0k | Reduced -9.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.1k $466.1k | Reduced -10.0k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 9.2k $426.0k | Reduced -6.6k |
| DAVENPORT & Co LLC 0.00% of their portfolio | 8.9k $412.6k | Reduced -929 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 6.9k $317.4k | Added +243 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 6.4k $294.0k | Unchanged |
| Raleigh Capital Management Inc. 0.14% of their portfolio | 6.1k $279.8k | Reduced -54 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 5.5k $253.1k | Reduced -2.6k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 5.0k $231.6k | Reduced -234 |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 4.8k $223.0k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 3.8k $176.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.1k $94.7k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.6k $75.0k | Reduced -445 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.5k $70.6k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 258 $11.9k | Added +233 |
| MORGAN STANLEY 0.00% of their portfolio | 185 $8.5k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 96 $4.4k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |