Vault-13

ALPS ETF TR RIGS

RIVRFRNT STR INC · ETP · CUSIP 00162Q783

49 institutional holders +6 vs Q1 2023
3,032,3743.0m shares reported held*
$68.9mreported value*
8 new 17 added 17 reduced 3 sold out net bought ≈ $11.0m (+485.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.71.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 49Q1 23: 43Q2 23: 4949Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202243
Q4 202249
Q1 202343
Q2 202349

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 20 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222222
Q1 20232419
Q2 20232520

Biggest buyers

JANE STREET GROUP, LLC Added +256,246+256.2k
Koshinski Asset Management, Inc. New +82,241+82.2k
UBS Group AG Added +63,679+63.7k
OSAIC HOLDINGS, INC. Added +37,919+37.9k
Elevated Capital Advisors, LLC Added +30,791+30.8k
MORGAN STANLEY Added +13,506+13.5k
Advisory Alpha, LLC New +12,605+12.6k
BANK OF MONTREAL /CAN/ New +12,138+12.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +10,599+10.6k
ARKANSAS FINANCIAL GROUP, INC. Added +10,231+10.2k

Biggest sellers

ASSETMARK, INC Sold out -28,278-28.3k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -18,717-18.7k
Private Advisor Group, LLC Reduced -13,877-13.9k
Cetera Investment Advisers Reduced -8,558-8.6k
RiverFront Investment Group, LLC Reduced -7,279-7.3k
Truadvice, LLC Reduced -4,056-4.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -3,644-3.6k
Raymond James Financial Services Advisors, Inc. Reduced -2,465-2.5k
Baird Financial Group, Inc. Reduced -2,375-2.4k
CIBC WORLD MARKET INC. Reduced -1,887-1.9k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Elevated Capital Advisors, LLC 2.91% of their portfolio SANDY, UT 385,657385.7k $8.8m $8.8m 2.91% Added +30.8k +30,791
2 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 342,142342.1k $7.8m $7.8m 0.01% Added +256.2k +256,246
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 236,274236.3k $5.4m $5.4m 0.00% Added +13.5k +13,506
4 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 229,977230.0k $5.2m $5.2m 0.04% Added +1.6k +1,646
5 RiverFront Investment Group, LLC 0.15% of their portfolio RICHMOND, VA 208,243208.2k $4.7m $4.7m 0.15% Reduced -7.3k -7,279
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 167,774167.8k $3.8m $3.8m 0.00% Added +63.7k +63,679
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 147,013147.0k $3.3m $3.3m 0.01% Added +37.9k +37,919
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 127,471127.5k $2.9m $2.9m 0.00% Reduced -3.6k -3,644
9 Certified Advisory Corp 0.52% of their portfolio ALTAMONTE SPRINGS, FL 124,281124.3k $2.8m $2.8m 0.52% Added +820 +820
10 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 88,80188.8k $2.0m $2.0m 0.00% Reduced -917 -917
11 Koshinski Asset Management, Inc. 0.20% of their portfolio DECATUR, IL 82,24182.2k $1.9m $1.9m 0.20% New
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 75,73975.7k $1.7m $1.7m 0.00% Added +8.1k +8,136
13 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 69,11869.1k $1.6m $1.6m 0.01% Reduced -1.8k -1,795
14 Meridian Financial Advisors, LLC 1.40% of their portfolio HOLLISTON, MA 68,40168.4k $1.6m $1.6m 1.40% Added +5.4k +5,434
15 CAPITAL WEALTH MANAGEMENT, LLC 0.73% of their portfolio W. WARWICK, RI 59,24359.2k $1.3m $1.3m 0.73% Added +3.6k +3,570
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 59,16959.2k $1.3m $1.3m 0.01% Added +9.3k +9,263
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 56,84556.8k $1.3m $1.3m 0.00% Added +273 +273
18 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 51,06751.1k $1.2m $1.2m 0.00% Reduced -2.4k -2,375
19 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 41,57041.6k $944.0k $944.0k 0.04% Reduced -607 -607
20 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 37,51237.5k $851.9k $851.9k 0.01% Reduced -8.6k -8,558
21 Ausdal Financial Partners, Inc. 0.10% of their portfolio Davenport, IA 33,76133.8k $766.7k $766.7k 0.10% Reduced -1.5k -1,546
22 ARKANSAS FINANCIAL GROUP, INC. 0.14% of their portfolio LITTLE ROCK, AR 30,88830.9k $701.5k $701.5k 0.14% Added +10.2k +10,231
23 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 29,47029.5k $669.3k $669.3k 0.01% Reduced -13.9k -13,877
24 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 27,66027.7k $628.2k $628.2k 0.06% Added +166 +166
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,75026.8k $607.5k $607.5k 0.00% Added +917 +917
26 Selective Wealth Management, Inc. 0.30% of their portfolio FOREST, VA 26,34826.3k $595.7k $595.7k 0.30% First filing
27 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,28726.3k $597.0k $597.0k 0.00% Reduced -2.5k -2,465
28 Wolf Group Capital Advisors 0.27% of their portfolio FAIRFAX, VA 24,05024.1k $548.1k $548.1k 0.27% Reduced -62 -62
29 TAP Consulting, LLC 0.11% of their portfolio KIRKWOOD, MO 20,33520.3k $461.8k $461.8k 0.11% Reduced -1.1k -1,077
30 Paragon Private Wealth Management, LLC 0.30% of their portfolio LEXINGTON, KY 16,37916.4k $372.0k $372.0k 0.30% Unchanged
31 Truadvice, LLC 0.13% of their portfolio SARASOTA, FL 16,04916.0k $362.1k $362.1k 0.13% Reduced -4.1k -4,056
32 Laraway Financial Advisors Inc 0.36% of their portfolio SAINT CLOUD, MN 15,86915.9k $360.4k $360.4k 0.36% Reduced -49 -49
33 Advisory Alpha, LLC 0.01% of their portfolio HOLLAND, MI 12,60512.6k $286.3k $286.3k 0.01% New
34 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,13812.1k $276.6k $276.6k 0.00% New
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,59910.6k $240.7k $240.7k 0.00% New
36 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 10,20610.2k $232.0k $232.0k 0.00% Reduced -1.9k -1,887
37 Opal Wealth Advisors, LLC 0.11% of their portfolio JERICHO, NY 9,5499.5k $216.9k $216.9k 0.11% New
38 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,4459.4k $214.5k $214.5k 0.00% New
39 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 5,4505.5k $123.8k $123.8k 0.03% New
40 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,2232.2k $50.0k $50.0k 0.00% Reduced -18.7k -18,717
41 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,0002.0k $45.4k $45.4k 0.00% Unchanged
42 Raleigh Capital Management Inc. 0.02% of their portfolio CARY, NC 1,6001.6k $36.3k $36.3k 0.02% Added +3 +3
43 American State Bank (Iowa) 0.02% of their portfolio SIOUX CENTER, IA 1,1351.1k $25.8k $25.8k 0.02% Unchanged
44 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1051.1k $25.1k $25.1k 0.00% Added +10 +10
45 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 1,0001.0k $22.7k $22.7k 0.00% New
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 671671 $15.2k $15.2k 0.00% Unchanged
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 195195 $4.4k $4.4k 0.00% Unchanged
48 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 6969 $1.6k $1.6k 0.00% Reduced -68 -68
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged